H. Rept. 114-169 - 114th Congress (2015-2016)

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House Report 114-169 - HOMELAND SECURITY DRONE ASSESSMENT AND ANALYSIS ACT

[House Report 114-169]
[From the U.S. Government Publishing Office]


114th Congress    }                                  {   Rept. 114-169
                        HOUSE OF REPRESENTATIVES
 1st Session      }                                  {          Part 1

======================================================================



 
          HOMELAND SECURITY DRONE ASSESSMENT AND ANALYSIS ACT

                                _______
                                

 June 18, 2015.--Committed to the Committee of the Whole House on the 
              State of the Union and ordered to be printed

                                _______
                                

  Mr. McCaul, from the Committee on Homeland Security, submitted the 
                               following

                              R E P O R T

                        [To accompany H.R. 1646]

      [Including cost estimate of the Congressional Budget Office]

    The Committee on Homeland Security, to whom was referred 
the bill (H.R. 1646) to require the Secretary of Homeland 
Security to research how small and medium sized unmanned aerial 
systems could be used in an attack, how to prevent or mitigate 
the effects of such an attack, and for other purposes, having 
considered the same, report favorably thereon with amendments 
and recommend that the bill as amended do pass.

                                CONTENTS

                                                                   Page
Purpose and Summary..............................................     2
Background and Need for Legislation..............................     2
Hearings.........................................................     3
Committee Consideration..........................................     4
Committee Votes..................................................     5
Committee Oversight Findings.....................................     5
New Budget Authority, Entitlement Authority, and Tax Expenditures     5
Congressional Budget Office Estimate.............................     5
Statement of General Performance Goals and Objectives............     6
Duplicative Federal Programs.....................................     6
Congressional Earmarks, Limited Tax Benefits, and Limited Tariff 
  Benefits.......................................................     7
Federal Mandates Statement.......................................     7
Preemption Clarification.........................................     7
Disclosure of Directed Rule Makings..............................     7
Advisory Committee Statement.....................................     7
Applicability to Legislative Branch..............................     7
Section-by-Section Analysis of the Legislation...................     7
Changes in Existing Law Made by the Bill, as Reported............     8
Committee Correspondence.........................................     9
    The amendments are as follows:
  Strike all after the enacting clause and insert the 
following:

SECTION 1. SHORT TITLE.

  This Act may be cited as the ``Homeland Security Drone Assessment and 
Analysis Act''.

SEC. 2. DRONE ASSESSMENT AND ANALYSIS.

  (a) In General.--The Secretary of Homeland Security shall, in 
consultation with the Secretary of Defense, the Secretary of 
Transportation, the Secretary of Energy, and the Chairman of the 
Nuclear Regulatory Commission research how commercially available small 
and medium sized unmanned aircraft, excluding aircraft over 1,300 
pounds could be used to perpetuate an attack and, based on such 
research, the Secretary of Homeland Security shall develop policies, 
guidance, and protocols to prevent such an attack or mitigate the risks 
of such an attack. Not later than 180 days after the completion of the 
research required under this subsection, the Secretary of Homeland 
Security may provide, as appropriate, the Secretary of Defense, the 
Secretary of Transportation, the Secretary of Energy, and the Chairman 
of the Nuclear Regulatory Commission advice, based on such research, 
regarding how to best prevent and mitigate the risk of such an attack.
  (b) Dissemination to State and Local Officials.--The Secretary of 
Homeland Security shall disseminate information to State, local, and 
tribal law enforcement officials and State and major urban area fusion 
centers, as appropriate, regarding how such officials may bolster 
preparedness for and responses to attacks perpetrated by commercially 
available small and medium sized unmanned aircraft, excluding aircraft 
over 1,300 pounds.
  (c) Report.--Not later than one year after the date of the enactment 
of this Act, the Secretary of Homeland Security shall submit to the 
Committee on Homeland Security and the Committee on Transportation and 
Infrastructure of the House of Representatives and the Committee on 
Homeland Security and Governmental Affairs and the Committee on 
Commerce, Science and Transportation of the Senate an assessment of the 
security risk associated with commercially available small and medium 
sized unmanned aircraft, excluding aircraft over 1,300 pounds. Such 
assessment shall be informed by research conducted in accordance with 
subsection (a), shall contain recommendations, if applicable, to 
prevent and mitigate the risk of an unmanned aircraft system attack, 
and may be developed in coordination with the Centers of Excellence of 
the Department of Homeland Security and other academic institutions.

    Amend the title so as to read:
    A bill to require the Secretary of Homeland Security to 
research how certain commercially available small and medium 
sized unmanned aircraft systems could be used in an attack, how 
to prevent or mitigate the risk of such an attack, and for 
other purposes

                          PURPOSE AND SUMMARY

    The purpose of H.R. 1646 is to require the Secretary of 
Homeland Security to research how commercially-available small 
and medium sized unmanned aerial aircraft could be used in an 
attack, develop policies, guidance and protocols for the 
Department of Homeland Security to prevent an attack or 
mitigate the effects of an attack, and for other purposes.

                  BACKGROUND AND NEED FOR LEGISLATION

    The rapid proliferation of small and medium sized unmanned 
aircraft systems (UAS) poses an evolving security threat. 
Recent high profile incidents at the White House, the Japanese 
Prime Minister's residence, French nuclear power plants and 
numerous airports and sports venues raise significant questions 
about the risk of small and medium sized UAS being used in a 
malicious or terrorist attack. Concerns about the security risk 
posed by UAS of this size are not new; in 2011, an individual 
was arrested for plotting to attack the U.S. Capitol and 
Pentagon using small UAS laden with explosives. There is also 
concern about UAS being used to undermine border security as 
drug cartels have used small UAS as a cheap method for 
smuggling drugs across the United States' southern border. 
Furthermore, the public safety risk generated from 
inexperienced, reckless, and negligent operators is also a 
concern.
    As the use of this technology continues to increase 
exponentially, Federal, state, local, and tribal law 
enforcement entities need information on how to deter, detect, 
investigate, and mitigate the unauthorized and/or unsafe use of 
small and medium sized UAS. Over the past few years, the 
Department of Homeland Security (DHS) has released a few 
bulletins to inform the public and law enforcement about 
potential illicit uses, impacts, and indicators of malicious 
activity related to UAS. In March 2015, the Federal Aviation 
Administration (FAA) announced updated safety procedures for 
the utilization of small UAS in civilian airspace. Given how 
quickly the technology is proliferating, the Committee believes 
DHS must address the security implications associated with the 
risks posed by small and medium UAS.
    By the end of fiscal year 2015, the FAA is expected to 
establish new rules to allow the operation of UAS, for non-
recreational purposes, in U.S. airspace. The Committee believes 
that the FAA's efforts would be better informed by a DHS 
assessment of the potential security risk , as the use of small 
and medium sized UAS continues to increase. However, to date, 
DHS has not conducted such an assessment and has not developed 
a strategy to counter the malicious use of small and/or medium 
sized UAS. The Committee notes that DHS is operating under 
NSPD-47/HSPD-16 and the National Strategy for Aviation 
Security, which was released in 2007 and has not been updated 
to reflect the proliferation of technology such as UAS.
    The Committee believes that it is imperative that a 
thorough risk assessment be conducted and the necessary 
policies, guidance, and protocols for use by DHS be developed 
before the national airspace is opened to expanded UAS use.
    This bill requires DHS to research how commercially 
available small and medium sized drones could be used to 
perpetuate an attack, conduct a risk assessment of small or 
medium-sized UAS attacks, develop policies regarding the 
mitigation of risk of small or medium sized UAS attacks, and 
disseminate information to law enforcement regarding how to 
respond to potential UAS threats

                                HEARINGS

    The Committee held no hearings on H.R. 1646, however, the 
Committee held the following oversight hearings:

112th Congress

    On July 19, 2012, the Subcommittee on Oversight, 
Investigations, and Management held a hearing entitled ``Using 
Unmanned Aerial Systems Within the Homeland: Security Game 
Changer?'' The Subcommittee received testimony from Mr. Todd E. 
Humphreys, Ph.D, Assistant Professor, Cockrell School of 
Engineering, The University of Texas at Austin; Mr.Gerald 
Dillingham, PhD, Director, Physical Infrastructure Issues, 
Government Accountability Office; Chief Deputy William 
McDaniel, Montgomery County Sheriff's Office, Conroe, Texas; 
and Ms. Amie Stepanovich, Litigation Counsel, Electronic 
Privacy Information Center.

114th Congress

    On March 18, 2015, the Subcommittee on Oversight and 
Management Efficiency held a hearing entitled ``Unmanned Aerial 
System Threats: Exploring Security Implications and Mitigation 
Technologies.'' The Subcommittee received testimony from Dr. 
Todd E. Humphreys, Assistant Professor, Cockrell School of 
Engineering, The University of Texas at Austin; Major General 
Frederick Roggero, (USAF-Ret.), President and Chief Executive 
Officer, Resilient Solutions, Ltd.; Chief Richard Beary, 
President, International Association of Chiefs of Police; and 
Gregory S. McNeal, JD/PhD, Associate Professor, School of Law, 
Pepperdine University.

                        COMMITTEE CONSIDERATION

    The Committee met on May 20, 2015, to consider H.R. 1646, 
and ordered the measure to be reported to the House with a 
favorable recommendation, amended, by voice vote. The Committee 
took the following actions:
    The title of the bill was amended so as to read: ``A bill 
to require the Secretary of Homeland Security to research how 
certain commercially available small and medium sized unmanned 
aircraft systems could be used in an attack, how to prevent or 
mitigate the risk of such an attack, and for other purposes.''.
    The following amendments were offered:

An Amendment in the Nature of a Substitute offered by Mrs. 
Watson Coleman (#1); was AGREED TO by voice vote.

    The Subcommittee on Oversight and Management Efficiency met 
on May 13, 2015, to consider H.R. 1646, and ordered the measure 
to be reported to the Full Committee with a favorable 
recommendation, amended, by voice vote. The Committee took the 
following actions:
    The following amendment was offered:

An amendment offered by Mrs. Watson Coleman (#1); was AGREED TO 
by voice vote.

    In subsection (a) of section 2, strike ``and the Secretary of 
Energy,'' and insert ``the Secretary of Energy, and the Chairman of the 
Nuclear Regulatory Commission''.
    In subsection (b) of section 2, insert ``and State and major urban 
area fusion centers, as appropriate,'' after ``officials''.
    In subsection (c) of section 2, strike ``threat'' and insert 
``risk''.
    In subsection (c) of section 2, strike ``the commercial 
availability of'' and insert ``commercially available''.

An amendment offered by Mr. Perry (#2); was AGREED TO by voice 
vote.

    In subsection (a) of section 2, insert ``, in consultation with the 
Secretary of Defense, the Secretary of Transportation, the Secretary of 
Energy, and the Chairman of the Nuclear Regulatory Commission'' before 
``research''.
    In subsection (a) of section 2, strike ``aerial systems'' and 
insert ``aircraft, excluding aircraft over 1,300 pounds''.
    In subsection (a) of section 2, strike ``in consultation with the 
Secretary of Defense, the Secretary of Transportation, and the 
Secretary of Energy,'' and insert ``, based on such research, the 
Secretary of Homeland Security shall''.
    In subsection (a) of section 2, strike ``Federal''.
    In subsection (a) of section 2, strike ``effects'' and insert 
``risk''.
    In subsection (a) of section 2, add at the end the following new 
sentence: ``Not later than 180 days after the completion of the 
research required under this sub section, the Secretary of Homeland 
Security may provide, as appropriate, the Secretary of Defense, the 
Secretary of Transportation, the Secretary of Energy, and the Chairman 
of the Nuclear Regulatory Commission advice, based on such research, 
regarding how to best prevent and mitigate the risk of such an 
attack.''.
    In subsection (b) of section 2, strike ``aerial systems'' and 
insert ``aircraft, excluding aircraft over 1,300 pounds''.
    In subsection (c) of section 2, in the first sentence, insert ``and 
the Committee on Transportation and Infrastructure'' before ``of the 
House of Representatives''.
    In subsection (c) of section 2, in the first sentence, insert ``and 
the Committee on Commerce, Science and Transportation'' before ``of the 
Senate''.
    In subsection (c) of section 2, in the first sentence, strike 
``aerial systems'' and insert ``aircraft, excluding aircraft over 1,300 
pounds''.
    In subsection (c) of section 2, in the second sentence, insert ``, 
shall contain recommendations, if applicable, to prevent and mitigate 
the risk of an unmanned aircraft system attack,'' after ``in accordance 
with subsection (a)''.
    Amend the long title to read as follows: ``To require the Secretary 
of Homeland Security to research how certain commercially-available 
small and medium sized unmanned aircraft systems could be used in an 
attack, how to prevent or mitigate the risk of such an attack, and for 
other purposes.''

                            COMMITTEE VOTES

    Clause 3(b) of rule XIII of the Rules of the House of 
Representatives requires the Committee to list the recorded 
votes on the motion to report legislation and amendments 
thereto.
    No recorded votes were requested during consideration of 
H.R.  1646.

                      COMMITTEE OVERSIGHT FINDINGS

    Pursuant to clause 3(c)(1) of rule XIII of the Rules of the 
House of Representatives, the Committee has held oversight 
hearings and made findings that are reflected in this report.

   NEW BUDGET AUTHORITY, ENTITLEMENT AUTHORITY, AND TAX EXPENDITURES

    In compliance with clause 3(c)(2) of rule XIII of the Rules 
of the House of Representatives, the Committee finds that H.R. 
1646, the Homeland Security Drone Assessment and Analysis Act, 
would result in no new or increased budget authority, 
entitlement authority, or tax expenditures or revenues.

                  CONGRESSIONAL BUDGET OFFICE ESTIMATE

    The Committee adopts as its own the cost estimate prepared 
by the Director of the Congressional Budget Office pursuant to 
section 402 of the Congressional Budget Act of 1974.

                                     U.S. Congress,
                               Congressional Budget Office,
                                     Washington, DC, June 18, 2015.
Hon. Michael McCaul,
Chairman, Committee on Homeland Security,
House of Representatives, Washington, DC.
    Dear Mr. Chairman: The Congressional Budget Office has 
prepared the enclosed cost estimate for H.R. 1646, the Homeland 
Security Drone Assessment and Analysis Act.
    If you wish further details on this estimate, we will be 
pleased to provide them. The CBO staff contacts are Mark 
Grabowicz and Ben Christopher.
            Sincerely,
                                                        Keith Hall.
    Enclosure.

H.R. 1646--Homeland Security Drone Assessment and Analysis Act

    CBO estimates that implementing H.R. 1646 would cost $3 
million in fiscal year 2016, assuming appropriation of the 
necessary amounts. Because enacting the legislation would not 
affect direct spending or revenues, pay-as-you-go procedures do 
not apply.
    H.R. 1646 would direct the Department of Homeland Security 
(DHS) to investigate the potential use of small and medium 
sized drones to attack U.S. interests and to work with federal 
agencies to develop and standardize protocols for preventing 
such actions. The bill also would require DHS to advise state, 
local, and tribal governments on prevention of drone attacks 
and to report to the Congress on the risks of such attacks.
    Based on information from DHS about the costs of similar 
activities, CBO estimates that implementing the bill would cost 
$3 million in fiscal year 2016, assuming appropriation of the 
necessary amounts. The costs would mostly result from the 
additional personnel required to coordinate activities across 
different agencies and to communicate with law enforcement 
officials throughout the country.
    H.R. 1646 contains no intergovernmental or private-sector 
mandates as defined in the Unfunded Mandates Reform Act and 
would not affect the budgets of state, local, or tribal 
governments.
    The CBO staff contacts for this estimate are Mark Grabowicz 
and Ben Christopher. The estimate was approved by Theresa 
Gullo, Assistant Director for Budget Analysis.

         STATEMENT OF GENERAL PERFORMANCE GOALS AND OBJECTIVES

    Pursuant to clause 3(c)(4) of rule XIII of the Rules of the 
House of Representatives, H.R. 1646 contains the following 
general performance goals and objectives, including outcome 
related goals and objectives authorized.
    The performance goals and objectives of H.R. 1646 include 
the Department of Homeland Security conducting a risk 
assessment of the threat posed by unmanned aerial systems under 
1300 lbs. Information about bolstering preparedness and 
response to a UAS-based attack must be disseminated to State, 
local, and Tribal law enforcement entities, as appropriate. The 
Department of Homeland Security will also submit a report on 
the findings of the risk assessment to Congress no later than 
one year after the enactment of this Act.

                      DUPLICATIVE FEDERAL PROGRAMS

    Pursuant to clause 3(c) of Rule XIII, the Committee finds 
that H.R. 1646 does not contain any provision that establishes 
or reauthorizes a program known to be duplicative of another 
Federal program.

   CONGRESSIONAL EARMARKS, LIMITED TAX BENEFITS, AND LIMITED TARIFF 
                                BENEFITS

    In compliance with rule XXI of the Rules of the House of 
Representatives, this bill, as reported, contains no 
congressional earmarks, limited tax benefits, or limited tariff 
benefits as defined in clause 9(e), 9(f), or 9(g) of the rule 
XXI.

                       FEDERAL MANDATES STATEMENT

    The Committee adopts as its own the estimate of Federal 
mandates prepared by the Director of the Congressional Budget 
Office pursuant to section 423 of the Unfunded Mandates Reform 
Act.

                        PREEMPTION CLARIFICATION

    In compliance with section 423 of the Congressional Budget 
Act of 1974, requiring the report of any Committee on a bill or 
joint resolution to include a statement on the extent to which 
the bill or joint resolution is intended to preempt State, 
local, or Tribal law, the Committee finds that H.R. 1646 does 
not preempt any State, local, or Tribal law.

                  DISCLOSURE OF DIRECTED RULE MAKINGS

    The Committee estimates that H.R. 1646 would require no 
directed rule makings.

                      ADVISORY COMMITTEE STATEMENT

    No advisory committees within the meaning of section 5(b) 
of the Federal Advisory Committee Act were created by this 
legislation.

                  APPLICABILITY TO LEGISLATIVE BRANCH

    The Committee finds that the legislation does not relate to 
the terms and conditions of employment or access to public 
services or accommodations within the meaning of section 
102(b)(3) of the Congressional Accountability Act.

             SECTION-BY-SECTION ANALYSIS OF THE LEGISLATION

Section 1.  Short title

    This section provides that bill may be cited as the 
``Homeland Security Drone Assessment and Analysis Act''.

Section 2.  Drone assessment and analysis

    Section 2(a) requires the Secretary of Homeland Security 
(DHS), in consultation with the Secretary of Defense, the 
Secretary of Transportation, the Secretary of Energy, and the 
Chairman of the Nuclear Regulatory Commission to research how 
commercially available small and medium sized unmanned aircraft 
under 1300 lbs. could be used to perpetuate an attack. Further, 
based on such research, the Secretary of Homeland Security is 
directed to develop policies, guidance, and protocols for use 
by DHS to prevent such an attack or mitigate the risk of such 
an attack, and may provide advice and information based on such 
research, as appropriate, to the Secretary of Defense, the 
Secretary of Transportation, the Secretary of Energy, and the 
Chairman of the Nuclear Regulatory Commission.
              Section 2(b)--Dissemination to state and local officials
    Section 2(b) requires the DHS Secretary to disseminate 
information to State, local, and tribal law enforcement 
officials, and State and major urban area fusion centers, as 
appropriate, regarding how to bolster preparedness for and 
respond to attacks perpetrated by commercially available small 
and medium sized unmanned aircraft under 1300 lbs.
              Section 2(c)--Report
    Section 2(c) requires the DHS Secretary to submit a report, 
no later than one year after the date of the enactment of this 
Act, to the Committees on Homeland Security and Transportation 
and Infrastructure of the House of Representatives and the 
Committees on Homeland Security and Governmental Affairs and 
Commerce, Science, and Transportation of the Senate assessing 
the security risk associated with commercially available small 
and medium sized unmanned aircraft under 1300 lbs. The 
assessment is to be informed by research conducted in 
accordance with Subsection 2(a), and shall contain 
recommendations, if applicable, to prevent and mitigate the 
risk of an attack, and may be developed in coordination with 
DHS Centers of Excellence and other academic institutions.

         CHANGES IN EXISTING LAW MADE BY THE BILL, AS REPORTED

    H.R. 1646, as reported, makes no changes to existing law.

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