Madoff Investment Securities Fraud: Regulatory and Oversight Concerns and the Need for Reform
January 27, 2009 10:00 AM
The witnesses will be: Professor John C. Coffee, Adolf A. Berle Professor of Law, Columbia University Law School; Dr. Henry A. Backe, Jr., Orthopedic Surgeon, Fairfield, Connecticut; Ms. Lori Richards, Director of the Office of Compliance, Inspections and Examinations, U.S. Securities and Exchange Commission; Ms. Linda Thomsen, Director of the Division of Enforcement, U.S. Securities and Exchange Commission; Mr. Stephen Luparello, Interim Chief Executive Officer, Financial Industry Regulatory Authority; and Mr. Stephen Harbeck, President and CEO, Securities Investor Protection Corporation.
Majority Statements
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DoddOpeningStatement.pdf (56.7 KBs)
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BENNETStatement12709.pdf (12.7 KBs)
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JOHNSONStatement012709Madoff.pdf (9.6 KBs)
Witness Panel 1
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Orthopedic SurgeonFairfield, ConnecticutBackeTestimony12709.pdf (21.4 KBs)
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Adolf A. Berle Professor of LawColumbia University Law School
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President and CEOSecurities Investor Protection CorporationHarbeckStatementSenateBanking12709.pdf (293.4 KBs)
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Director of Division of Trading and MarketsU.S. Securities and Exchange CommissionLuparelloFINRATestimony12709.pdf (346.2 KBs)
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Director, Office of Compliance Inspections and ExaminationsU.S. Securities and Exchange CommissionRichardsTestimonySEC12709.pdf (50.1 KBs)
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Director, Division of EnforcementU.S. Securities and Exchange CommissionThomsenSECTestimony12709.pdf (69.2 KBs)
