Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Speeches prior to 2012, view the Speeches Archive.
Published date grouping
|
Date
|
Title
|
Speaker
|
---|---|---|---|
Published date grouping:December 2018 | Date: | Title:Remarks to the SEC Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2018 | Date: | Title:Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Tom W. Collens, Professional Accounting Fellow |
Published date grouping:December 2018 | Date: | Title:Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Emily L. Fitts, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2018 | Date: | Title:Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Sarah N. Esquivel, Associate Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2018 | Date: | Title:Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Sheri L. York, Professional Accounting Fellow |
Published date grouping:December 2018 | Date: | Title:Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Andrew W. Pidgeon, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2018 | Date: | Title:Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Rahim M. Ismail, Professional Accounting Fellow |
Published date grouping:December 2018 | Date: | Title:Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Kevin L. Vaughn, Senior Associate Chief Accountant |
Published date grouping:December 2018 | Date: | Title:Statement in Connection with the 2018 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Wesley Bricker, Chief Accountant |
Published date grouping:December 2018 | Date: | Title:SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2018 | Date: | Title:The Salutary Effects of International Cooperation on SEC Enforcement |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Published date grouping:November 2018 | Date: | Title:Regulatory Apparitions: Remarks at the Exchequer Club |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:November 2018 | Date: | Title:Keynote Address: ALI CLE 2018 Conference on Life Insurance Company Products |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:November 2018 | Date: | Title:Lasting Impressions: Remarks before the CV Summit—Crypto Valley |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:November 2018 | Date: | Title:Pondering Financial Reporting: Remarks before the 2018 Leet Business Law Symposium |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:October 2018 | Date: | Title:Introductory Remarks for Veterans Day Commemoration Panel Discussion |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2018 | Date: | Title:Costumes, Candy, and Compliance: Remarks at the National Membership Conference of the National Society of Compliance Professionals |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:October 2018 | Date: | Title:Lies and Statistics: Remarks at the 26th Annual Securities Litigation and Regulatory Enforcement Seminar |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:October 2018 | Date: | Title:Keynote Address - ICI Securities Law Developments Conference |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:October 2018 | Date: | Title:Improving Information for Investors in the Digital Age |
Speaker:
Commissioner Kara M. Stein
|
Published date grouping:October 2018 | Date: | Title:The New American Dream: Retirement Security |
Speaker:
Commissioner Kara M. Stein
|
Published date grouping:October 2018 | Date: | Title:Remarks at the IDC - 2018 Fund Directors Conference |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:October 2018 | Date: | Title:Pittsburgh Principles and Regulatory Realities: Remarks before the International Regulators Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:October 2018 | Date: | Title:Competition: The Forgotten Fourth Pillar of the SEC’s Mission |
Speaker:
Robert J. Jackson, Jr.* |
Published date grouping:October 2018 | Date: | Title:Remarks at the Municipal Finance Leadership Conference |
Speaker:
Rebecca Olsen, Director, Office of Municipal Securities |
Published date grouping:October 2018 | Date: | Title:Why and Whither Title VII?: Remarks before the 2018 ISDA Annual North America Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:October 2018 | Date: | Title:Remedies and Relief in SEC Enforcement Actions |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Published date grouping:October 2018 | Date: | Title:Pickups and Put Downs: Remarks at the Financial Planning Association 2018 Major Firms Symposium |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:September 2018 | Date: | Title:From the Data Rush to the Data Wars: A Data Revolution in Financial Markets |
Speaker:
Commissioner Kara M. Stein
|
Published date grouping:September 2018 | Date: | Title:Introductory Remarks for U.S. Treasurer Jovita Carranza at the SEC Hispanic Heritage Month Celebration |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2018 | Date: | Title:Wolves and Wolverines: Remarks at the University of Michigan Law School |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:September 2018 | Date: | Title:My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:September 2018 | Date: | Title:Measuring the Impact of the SEC’s Enforcement Program |
Speaker:
Stephanie Avakian, Co-Director, Division of Enforcement |
Published date grouping:September 2018 | Date: | Title:Unfair Exchange: The State of America's Stock Markets |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:September 2018 | Date: | Title:Remarks before the AICPA National Conference on Banks & Saving Institutions |
Speaker:
Wesley Bricker, Chief Accountant |
Published date grouping:September 2018 | Date: | Title:Motherhood and Humble Pie: Remarks before the Cato Institute’s FinTech Unbound Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:August 2018 | Date: | Title:Remarks on Capital Formation at the Nashville 36|86 Entrepreneurship Festival |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2018 | Date: | Title:What’s in a Name? Regulation Best Interest v. Fiduciary |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:July 2018 | Date: | Title:Remarks on the Establishment of the Task Force on Market Integrity and Consumer Fraud |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title:Remarks before the Institute of Management Accountant’s 2018 Annual Conference and Expo: “Advancing the Purpose and Promise of Those Involved in Financial Reporting� |
Speaker:
Wesley Bricker, Chief Accountant |
Published date grouping:June 2018 | Date: | Title:Observations on Culture at Financial Institutions and the SEC |
Speaker:
Chairman Jay Clayton |
Published date grouping:June 2018 | Date: | Title:Digital Asset Transactions: When Howey Met Gary (Plastic) |
Speaker:
William Hinman, Director, Division of Corporation Finance |
Published date grouping:June 2018 | Date: | Title:Stock Buybacks and Corporate Cashouts |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:June 2018 | Date: | Title:Progress Is Being Made: Continued Focus on Addressing Implementation Matters |
Speaker:
Sagar Teotia, Deputy Chief Accountant |
Published date grouping:June 2018 | Date: | Title:"A Framework of Trust" |
Speaker:
Commissioner Kara M. Stein
|
Published date grouping:June 2018 | Date: | Title:Remarks to the Institute of Chartered Accountants in England and Wales: “The intersection of financial reporting and innovation" |
Speaker:
Wesley Bricker, Chief Accountant |
Published date grouping:May 2018 | Date: | Title:Remarks at the FINRA Annual Conference |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets |
Published date grouping:May 2018 | Date: | Title:Keynote Address to the UJA Federation |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Published date grouping:May 2018 | Date: | Title:The Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:May 2018 | Date: | Title:Keynote Address at the New York City Bar Association’s 7th Annual White Collar Crime Institute |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Published date grouping:May 2018 | Date: | Title:Tossing Fish and Catching Capital: Remarks at the 38th Annual Northwest Securities Institute CLE at the Washington State Bar Association |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:May 2018 | Date: | Title:Remarks before the 2018 Baruch College Financial Reporting Conference: “Working Together to Advance Financial Reporting� |
Speaker:
Wesley Bricker, Chief Accountant |
Published date grouping:May 2018 | Date: | Title:The Role of Machine Readability in an AI World |
Speaker:
Scott W. Bauguess |
Published date grouping:May 2018 | Date: | Title:The Evolving Market for Retail Investment Services and Forward-Looking Regulation — Adding Clarity and Investor Protection while Ensuring Access and Choice |
Speaker:
Chairman Jay Clayton |
Published date grouping:May 2018 | Date: | Title:Beaches and Bitcoin: Remarks before the Medici Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:April 2018 | Date: | Title:Remarks at the PLI Investment Management Institute 2018 |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:April 2018 | Date: | Title:The Middle-Market IPO Tax |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:April 2018 | Date: | Title:Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency |
Speaker:
Commissioner Michael S. Piwowar
|
Published date grouping:April 2018 | Date: | Title:Remarks before the SIFMA Equity Market Structure Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:April 2018 | Date: | Title:Reflections of an Economist Commissioner |
Speaker:
Commissioner Michael S. Piwowar
|
Published date grouping:April 2018 | Date: | Title:International Organizations: Learning from the Past to Build for the Future |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:April 2018 | Date: | Title:Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets |
Published date grouping:April 2018 | Date: | Title:Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation |
Speaker:
Chairman Jay Clayton |
Published date grouping:March 2018 | Date: | Title:Keynote Address, ICI 2018 Mutual Funds and Investment Management Conference |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:March 2018 | Date: | Title:Looking at Funds through the Right Glasses |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:March 2018 | Date: | Title:Corporate Governance: On the Front Lines of America's Cyber War |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:March 2018 | Date: | Title:SEC Women’s History Month Celebration — Introductory Remarks |
Speaker:
Chairman Jay Clayton |
Published date grouping:March 2018 | Date: | Title:Remarks at the 2018 RegTech Data Summit - Old Fields, New Corn: Innovation in Technology and Law |
Speaker:
Commissioner Michael S. Piwowar
|
Published date grouping:February 2018 | Date: | Title:Keeping Shareholders on the Beat: A Call for a Considered Conversation About Mandatory Arbitration |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:February 2018 | Date: | Title:Mandatory Arbitration: An Illusory Remedy for Public Company Shareholders |
Speaker:
Rick Fleming, Investor Advocate |
Published date grouping:February 2018 | Date: | Title:Opening Remarks at the “SEC Speaks� Conference |
Speaker:
Chairman Jay Clayton
|
Published date grouping:February 2018 | Date: | Title:Remarks at SEC Speaks: Increasing Product Complexity: What’s at Stake? |
Speaker:
Commissioner Kara M. Stein
|
Published date grouping:February 2018 | Date: | Title:SEC African American History Month Celebration Introductory Remarks for Command Sergeant Major Michael L. Gragg |
Speaker:
Chairman Jay Clayton
|
Published date grouping:February 2018 | Date: | Title:Perpetual Dual-Class Stock: The Case Against Corporate Royalty |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:February 2018 | Date: | Title:“Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance� Remarks at Stanford University |
Speaker:
Commissioner Kara M. Stein
|
Published date grouping:February 2018 | Date: | Title:Keynote Address at the PLI’s Seventeenth Annual Institute on Securities Regulation in Europe |
Speaker:
William Hinman, Director, Division of Corporation Finance |
Published date grouping:January 2018 | Date: | Title:Opening Remarks at the Securities Regulation Institute |
Speaker:
Chairman Jay Clayton |
Published date grouping:January 2018 | Date: | Title:Opening Remarks to SEC-NYU Dialogue on Securities Markets #4: Shareholder Engagement |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2018 | Date: | Title:SEC-NYU Dialogue on Securities Market Regulation Concluding Remarks |
Speaker:
Commissioner Kara M. Stein
|
Published date grouping:January 2018 | Date: | Title:Remarks at Ceremonial Swearing In of Commissioners Hester M. Peirce and Robert J. Jackson, Jr. |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2017 | Date: | Title:Address at Investment Company Institute’s 2017 Securities Law Developments Conference |
Speaker:
Commissioner Kara M. Stein |
Published date grouping:December 2017 | Date: | Title:Keynote Address: ICI Securities Law Developments Conference |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:December 2017 | Date: | Title:Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Joseph R. Epstein, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2017 | Date: | Title:Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Ryan Wolfe, Senior Associate Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2017 | Date: | Title:Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Robert B. Sledge, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2017 | Date: | Title:Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Nigel J. James |
Published date grouping:December 2017 | Date: | Title:Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Michael P. Berrigan, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2017 | Date: | Title:Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Michal P. Dusza, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2017 | Date: | Title:Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant |
Published date grouping:December 2017 | Date: | Title:Statement in Connection with the 2017 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant |
Published date grouping:November 2017 | Date: | Title:Remarks at the Third Annual Conference on the Evolving Structure of the U.S. Treasury Market |
Speaker:
Chairman Jay Clayton |
Published date grouping:November 2017 | Date: | Title:Remarks before the Financial Executives International 36th Annual Current Financial Reporting Issues Conference: Effective Financial Reporting in a Period of Change |
Speaker:
Wesley R. Bricker, Chief Accountant, U.S. Securities and Exchange Commission |
Published date grouping:November 2017 | Date: | Title:Reflections on the Past, Present, and Future of the SEC’s Enforcement of the Foreign Corrupt Practices Act |
Speaker:
Steven R. Peikin, Co-Director, Enforcement Division |
Published date grouping:November 2017 | Date: | Title:Governance and Transparency at the Commission and in Our Markets |
Speaker:
Chairman Jay Clayton |
Published date grouping:October 2017 | Date: | Title:The SEC Enforcement Division’s Initiatives Regarding Retail Investor Protection and Cybersecurity |
Speaker:
Stephanie Avakian, Co-Director, Division of Enforcement |
Published date grouping:October 2017 | Date: | Title:Remarks at FINRA and Columbia University Market Structure Conference |
Speaker:
Commissioner Michael S. Piwowar |
Published date grouping:September 2017 | Date: | Title:Addressing Implementation Matters to Improve Financial Reporting |
Speaker:
Sagar Teotia, Deputy Chief Accountant |
Published date grouping:September 2017 | Date: | Title:Improving Investment Adviser Compliance |
Speaker:
Peter B. Driscoll, Acting Director, Office of Compliance Inspections and Examinations |
Published date grouping:September 2017 | Date: | Title:A Joint Path Forward: Address at Eurofi |
Speaker:
Commissioner Kara M. Stein |
Published date grouping:September 2017 | Date: | Title:Remarks before the AICPA National Conference on Banks & Savings Institutions: Advancing High-Quality Financial Reporting in Our Financial and Capital Markets |
Speaker:
Wesley R. Bricker, Chief Accountant |
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