The comments found on this page will be made available in alternative format to persons with disabilities upon request.
Proposed Extension of Transition Period and Delay of Applicability Dates (RIN 1210-ZA27)
- Lance Hunt
August 31, 2017 - Michael Morrow
August 31, 2017 - Michael LaMarche
September 5, 2017 - Joe Hamel
September 5, 2017 - Anonymous
September 2, 2017 - Jerry Broughton
September 4, 2017 - Tucker Advisors
Karlan Tucker
September 5, 2017 - Greg Georges
September 5, 2017 - Thomas Marino
September 5, 2017 - Stacie Leake
September 7, 2017 - The Alternative and Direct Securities Investment Association
John H. Grady
September 7, 2017 - Ladenberg Thalmann Financial Services Inc.
Doug Baxley
September 8, 2017 - Farmers Financial Solutions, LLC
John Mueting
September 8, 2017 - The Equity Dealers of America
Christopher A. Iacovella
September 11, 2017 - Member of United States Senate
Elizabeth Warren
September 5, 2017 - Frank Capione
September 8, 2017 - KMS Financial Services, Inc.
Eric S. Westberg
September 11, 2017 - Securities Service Network, Inc.
Wade S. Wilkinson
September 11, 2017 - Highland Capital Brokerage
James R. Gelder
September 11, 2017 - Consumer Action
Russ Susswein
September 11, 2017 - Securities America
Kevin J. Miller
September 11, 2017 - The National Association of Insurance and Financial Advisors
Paul R. Dougherty
September 11, 2017 - Wells Fargo & Company
David Kowach
September 12, 2017 - George Friedman
September 11, 2017 - Davis & Harman LLP
Kent A. Mason
September 12, 2017 - Triad Advisors, Inc.
Jeff Rosenthal
September 12, 2017 - State Farm Mutual Automobile Insurance Company
Stephen McManus
September 12, 2017 - Empower Retirement
Edmund F, Murphy, III
September 12, 2017 - The American Retirement Association
Brian H. Graff, Craig P. Hoffman, Robert Richter, Scott Hayes
September 13, 2017 - Neuberger Berman Group LLC
William Braverman
September 13, 2017 - N. Mulholland
September 4, 2017 - Carol Bason
September 3, 2017 - Julia Weissman
September 5, 2017 - Linda Warren
September 5, 2017 - Farmer and Associates
John F. Farmer
September 5, 2017 - Miles Glazner
September 7, 2017 - Jeff W. VanDer Sluis
September 13, 2017 - Federated Investors, Inc.
Eugene F. Maloney
September 12, 2017 - Financial Services Institute
David T. Bellaire
September 15, 2017 - Independent Insurance Agents & Brokers of America, Inc.
Jennifer M. Webb
September 13, 2017 - Great-West Financial
Robert K. Shaw
September 13, 2017 - Western & Southern Financial Group
Jonathan D. Niemeyer
September 13, 2017 - Hispanic Leadership Fund
Mario H. López
September 13, 2017 - Economic Policy Institute
Heidi Shierholz
September 13, 2017 - Madison Avenue Securities, Inc.
Martin McNees
September 13, 2017 - American Bankers Association
Timothy E. Keehan
September 14, 2017 - Shurwest, LLC
Ron Shurts
September 14, 2017 - American Council of Life Insurers
James H. Szostek
Howard M. Bard
September 14, 2017 - Financial Engines
Christopher Jones
September 14, 2017 - Paul Hastings LLP on behalf of Advisors Excel, LLC
Eric R. Keller
September 14, 2017 - Morgan Stanley
Anne T. Cooney
September 14, 2017 - Transamerica
Dave Paulsen
September 14, 2017 - PFS Investments, Inc. a subsidiary of Primerica, Inc.
Karen L. Sukin
September 14, 2017 - CUNA Mutual Group
Michael F. Anderson
September 14, 2017 - Prudential Financial, Inc.
Ann M. Kappler
September 14, 2017
- Benjamin F. Edwards & Co.
Benjamin F. Edwards, IV
September 14, 2017 - Pacific Life Insurance Company
Sharon A. Cheever
September 14, 2017 - Harvey Burton
September 14, 2017 - American Benefits Council
Lynn D. Dudley
September 14, 2017 - Robert A. Pierce
September 14, 2017 - Kathleen M. McBride
September 14, 2017 - Lincoln Financial Group
Dennis R. Glass
September 14, 2017 - Massachusetts Mutual Life Insurance Company
John E. Deitelbaum, Kevin O. Finnegan
September 15, 2017 - BlackRock, Inc.
Barbara Novick, Nicole Rosser
September 15, 2017 - The Securities Industry and Financial Markets Association (SIFMA)
Lisa J. Bleier
September 15, 2017 - Bank of America
R. Scott Henderson
September 15, 2017 - American Bankers Association HSA Council
J. Kevin A. McKechnie
September 15, 2017 - AARP
David Certner
September 15, 2017 - Teachers Insurance and Annuity Association of America (TIAA)
Derek B. Dorn
September 15, 2017 - National Association for Fixed Annuities
Charles “Chip” Anderson
September 15, 2017 - Capital Group
Jason K. Bortz, Michael J. Downer
September 15, 2017 - Sylvia Allegretto
September 15, 2017 - Raymond James Financial
Scott Stolz
September 15, 2017 - Asset Marketing Systems Insurance Services, LLC
Jennifer K. Schendel
September 15, 2017 - Groom Law Group on behalf of Recordkeeping Clients
Stephen M. Saxon
September 15, 2017 - Groom Law Group on behalf of Annuity and Insurance Provider Clients
Thomas Roberts
September 15, 2017 - National Association of Mutual Insurance Companies
Thomas Karol
September 15, 2017 - The Financial Planning Coalition
Kevin R. Keller, Lauren Schadle, Geoffrey Brown
September 15, 2017 - Investment Company Institute
Dorothy M. Donohue, David M. Abbey
September 15, 2017 - Consumer Federation of America
Micah Hauptman, Barbara Roper
September 15, 2017 - National Employment Law Project
Christine L. Owens
September 15, 2017 - Standard Insurance Company and Standard Retirement Services, Inc.
Chris Conklin, Kristen Solo
September 15, 2017 - UBS AG
Jason Chandler, Michael Crowl
September 15, 2017 - Better Markets
Dennis M. Kelleher, Stephen W. Hall
September 15, 2017 - Christopher Weber
September 15, 2017 - The SPARK Institute, Inc.
Tim Rouse
September 15, 2017 - Alston & Bird, LLP on behalf of Insurance Carrier Client
John R. Hickman
September 15, 2017 - AXA US
Dave Hattem
September 15, 2017 - The Guardian Life Insurance of America
Tracy Rich
September 15, 2017 - The Indexed Annuity Leadership Council
Jim Poolman
September 15, 2017 - Public Investors Arbitration Bar Association (PIABA)
Marnie C. Lambert
September 15, 2017 - E*TRADE Financial Corporation
James E. Ballowe, Jr.
September 15, 2017 - Ameriprise Financial
Joseph E. Sweeney
September 15, 2017 - Thrivent Financial for Lutherans
Paul R. Johnston
September 15, 2017 - Members of United States Congress
Patty Murray, Ron Wyden, Sherrod Brown, Robert C. “Bobby” Scott, Maxine Waters
September 15, 2017 - United Policyholders
Amy Bach
September 15, 2017 - Insured Retirement Institute
Catherine J. Weatherford
September 15, 2017 - T. Rowe Price Associates, Inc.
Margaret H. Raymond
September 15, 2017 - Vanguard
F. William McNabb III
September 15, 2017 - Voya Financial, Inc.
Alain M. Karaoglan
September 15, 2017 - Creative One Marketing Corporation
Andrew Payne
September 15, 2017 - Jackson National Life Insurance Company
James R. Sopha
September 15, 2017 - The Committee of Annuity Insurers
Joseph F. McKeever, III, Michael L. Hadley
September 15, 2017 - Nationwide
Kirt A. Walker
September 15, 2017 - Margaret Ritchie
September 15, 2017
- Americans for Financial Reform
September 15, 2017 - Allianz Life Insurance Company of North America
Gretchen Cepek
September 15, 2017 - American Association for Justice
Kathleen L. Nastri
September 15, 2017 - Fidelity Investments
Ralph C. Derbyshire
September 15, 2017 - The Association for Advanced Life Underwriting (AALU)
David J. Stertzer
September 15, 2017 - The Investment Program Association
Anthony Cheruso
September 15, 2017 - The Northwestern Mutual Life Insurance Company
Raymond J. Manista
September 15, 2017 - Bond Dealers of America
Mike Nicholas
September 15, 2017 - BBVA Compass
Richard L. Pearson
September 15, 2017 - Bank of New York Mellon (BNY Mellon) and Pershing, LLC, a BNY Mellon Company
September 15, 2017 - Financial Services Roundtable
Richard Foster
September 15, 2017 - LPL Financial LLC
Michelle Oroschakoff
September 15, 2017 - Center for American Progress
Joe Valenti
September 15, 2017 - OppenheimerFunds, Inc.
Cynthia Lo Bessette
September 15, 2017 - The American Federation of Labor and Congress of Industrial Organizations (AFL-CIO)
Shaun C. O’Brien
September 15, 2017 - HSBC North America Holdings Inc.
Jeanine L. McHugh
September 15, 2017 - Member of United States Senate
Elizabeth Warren
September 15, 2017 - Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
Seth A. Miller
September 15, 2017 - Morgan, Lewis & Bockius LLP
Michael B. Richman
September 15, 2017 - Morgan, Lewis & Bockius LLP (Negative Consent Issue)
Michael B. Richman
September 15, 2017 - Institute for Policy Integrity at New York University School of Law
Madison Condon, Bethany Davis Noll
September 15, 2017 - Cetera Financial Group, Inc.
Robert J. Moore
September 15, 2017 - U.S. Chamber of Commerce
Tom Quaadman
September 15, 2017 - Gradient Insurance Brokerage, Inc.
Brian A. Gravely
September 15, 2017 - Edward D. Jones and Co., L.P.
Jesse Hill
September 15, 2017 - Steering Group of the Committee for the Fiduciary Standard
Patti Houlihan
September 15, 2017 - CNL Financial Group, Inc.
Kirk A. Montgomery
September 19, 2017 - Dick Clem
September 20, 2017 - Tommy Ruff
September 21, 2017 - Dwight Carter
September 20, 2017 - Drakna
September 20, 2017 - Adam H. Cravets
September 20, 2017 - Rick Dennis
September 20, 2017 - E*TRADE Financial Corporation
James E. Ballowe, Jr.
October 4, 2017 - Jeff Moore
October 4, 2017 - Consumer Federation of America
Micah Hauptman, Barbara Roper
October 10, 2017 - Consumer Federation of America
Barbara Roper, Micah Hauptman
October 3, 2017 - Nuveen, LLC
Kevin J. McCarthy
October 3, 2017 - Members of United States Congress
Steve Stivers, Emanuel Cleaver, II
October 2, 2017 - Jeffrey W. VanDer Sluis
October 18, 2017 - Consumer Federation of America
Barbara Roper, Micah Hauptman
October 24, 2017 - Tina Hall Kling
September 5, 2017 - Dechert LLP
Andrew L. Oringer
October 26, 2017 - Timothy Heavers
November 21, 2017 - Katie Kiacz
November 27, 2017 - Ernie Franz
December 18, 2017 - Kevin
January 7, 2018 - Nancy L. Clark
December 23, 2017 - Scott Moore
December 29, 2017 - Steven Hyers
December 31, 2017 - Jann Taylor
January 3, 2018 - Raymond James Financial
Paul C. Reilly
February 5, 2018 - National Western Life
Kitty Nelson
February 12, 2018
The number to the right of a petition indicates the number of individual comments received as part of the petition listed. Copies of public comments are available upon request from EBSA's Public Disclosure Room.
Request for Information (RIN 1210-AB82)
- Sandy Schneider
June 30, 2017 - Jason Graham
June 30, 2017 - Paula (PJ) Behrens
June 30, 2017 - Adam Griffin
June 30, 2017 - Ed Ulledalen
June 30, 2017 - Ben Brooks
June 30, 2017 - Robert Schmansky
June 30, 2017 - US Chamber of Commerce
David T. Hirschmann
Randel Johnson
June 30, 2017 - Ed Campbell
June 30, 2017 - Michelle Miller
June 30, 2017 - Anonymous
July 1, 2017 - Gary Duell
July 1, 2017 - Mark Willets
July 1, 2017 - Val Akana
July 2, 2017 - Randall Kerns
July 3, 2017 - F. Robert Steele
July 3, 2017 - Ronald V. Johnston
July 3, 2017 - T. Rowe Price Associates, Inc.
Margaret H. Raymond
July 3, 2017 - Mike Zapf
July 4, 2017 - Buckram Securities Ltd.
Peter DeBuona
July 5, 2017 - Ilene Davis
July 5, 2017 - Hal Dorfman
July 5, 2017 - Melissa Boillot
July 5, 2017 - Thomas P. Flanagan
July 6, 2017 - National Federation of Independent Business
Daniel Bosch
July 6, 2017 - David Lutz
July 6, 2017 - Neal Shikes
July 6, 2017 - Richard Bryant
July 6, 2017 - Robert Shaw
July 6, 2017 - James Hanlon
July 6, 2017 - Robert Clausen
July 6, 2017 - Linda Bennett
July 6, 2017 - Jane Plumberg
July 6, 2017 - Alan Scheff
July 6, 2017 - Dawn Emmons
July 6, 2017 - Melissa M. Meyer
July 7, 2017 - David Silberg
July 7, 2017 - Anonymous
July 7, 2017 - Anonymous
July 7, 2017 - Lloyd Weber
July 6, 2017 - Steve Borklund
July 7, 2017 - Financial Services Institute
David T. Bellaire
July 7, 2017 - John Rice Jr.
July 7, 2017 - Marc Nissenbaum
July 9, 2017 - Craig & Carol Schwender
July 10, 2017 - Wesley Schultz
July 8, 2017 - David Arey
July 8, 2017 - David Coles
July 10, 2017 - Neal Shikes
July 10, 2017 - Robert Ramos
July 10, 2017 - Walter Johnson
July 10, 2017 - James Kmec
July 10, 2017 - Jerry Broughton
July 10, 2017 - Dock D. Treece
July 11, 2017 - Gary Braden
July 11, 2017 - Gary Braden
July 11, 2017 - Michael Moss
July 11, 2017 - Anonymous
July 11, 2017 - Frank Prazma
July 11, 2017 - Jim Boyajian
July 11, 2017 - Rod Nock
July 11, 2017 - Timothy Atyeo
July 10, 2017 - T Anonymous
July 11, 2017 - Steve Harter
July 11, 2017 - Brian Colfer
July 11, 2017 - Patricia Sykes
July 11, 2017 - Carol Ehrlich
July 11, 2017 - Catherine Stanford
July 11, 2017 - Phyllis Keller
July 12, 2017 - Lance Hunt
July 12, 2017 - Scott Berman
July 12, 2017 - National Association of Insurance and Financial Advisors
Paul R. Dougherty
July 12, 2017 - Mark Buchman
July 12, 2017 - Todd Thurwachter
July 12, 2017 - Douglas Cooke
July 12, 2017 - Pat Holland
July 12, 2017 - Abe Clabby
July 12, 2017 - Ladenburg Thalmann Financial Services Inc.
Doug Baxley
July 12, 2017 - Steven Boyd
July 12, 2017 - Missouri Bankers Association
Max Cook
Keith Thornburg
July 12, 2017 - Nancy Cadet
July 11, 2017 - Roger Davenport
July 11, 2017 - Stephen Tock
July 12, 2017 - Advisors Excel, LLC
Eric R. Keller
July 13, 2017 - W. David Sturm
July 2, 2017 - Wealth Management & Business Concepts Inc.
David Coles
July 13, 2017 - Lew Prince
July 13, 2017 - Gale Bromelmeier
July 13, 2017 - John A. Sobrinski, Jr.
July 13, 2017 - True Capital Advisors
Rebecca True
July 13, 2017 - Dianne Sullivan
July 13, 2017 - CFS Brokerage
William J. Cruz
July 13, 2017 - Joel Greer
July 13, 2017 - Investacorp Inc.
Patrick Farrell
July 13, 2017 - Christopher Brooks
July 13, 2017 - Gary Braden
July 13, 2017 - Adam Weeman
July 13, 2017 - Kathryn Stephenson
July 13, 2017 - Jeanne Spellman
July 14, 2017 - Tamberlaine Harris
July 14, 2017 - C. James Ringwald
July 13, 2017 - Gisela Ray
July 14, 2017 - Dennis Zawol
July 14, 2017 - Financial Services Institute; Financial Services Roundtable; Insured Retirement Institute; National Association for Fixed Annuities; National Association of Insurance and Financial Advisors; Securities Industry and Financial Markets Association; US Chamber of Commerce
July 14, 2017 - Julianna Riley
July 14, 2017 - Tamar Dick
July 14, 2017 - Sue Starstone
July 14, 2017 - Shipra Dingare
July 14, 2017 - Securities Industry and Financial Markets Association
Lisa J. Bleier
July 14, 2017 - Frederick Hodges
July 14, 2017 - BARR Financial Services LLC
Kirk Barr Young
July 14, 2017 - Johnnie Aldrich
July 14, 2017 - Denise Fogel
July 14, 2017 - Berthel Fisher & Company Financial Services, Inc.
July 14, 2017 - Securities Management & Research, Inc.
Rick Murphy
July 14, 2017 - Lincoln Financial Group
Dennis R. Glass
July 14, 2017 - Kevin McAlonan
July 14, 2017 - Dana Shilling
July 15, 2017 - Rebecca Reese
July 15, 2017 - KMS Financial Services, Inc.
Eric S. Westberg
July 14, 2017 - Greg Gailen
July 14, 2017 - Ron Wielage
July 15, 2017 - Lee Springer
July 15, 2017 - Jerome Koffler
July 15, 2017 - Al Fortune
July 14, 2017 - Shelby Walker
July 15, 2017 - Edward Barnard
July 16, 2017 - Bob Greene
July 17, 2017 - Matthew Flaschen
July 17, 2017 - Diane W
July 17, 2017 - BARR Financial Services, LLC
Michael Payne
July 14, 2017 - Nathan Ladyzhensky
July 17, 2017 - Robert Mannion
July 17, 2017 - Insured Retirement Institute
Catherine J. Weatherford
July 17, 2017 - Brian Weisman
July 17, 2017 - Glass Jacobson Financial Group
Johnathan S. Dinkins
Avraham Levitan
July 17, 2017 - Henry Hamaker
July 17, 2017 - Marion Ramirez
July 17, 2017 - Highland Capital Brokerage, Inc.
James R. Gelder
July 17, 2017 - Ladenburg Thalmann Annuity Insurance Services LLC
Anthony Lancaster
July 17, 2017 - Deborah Castiglioni
July 17, 2017 - Matt Roper
July 17, 2017 - Kristen Zapalac
July 18, 2017 - Todd Peters
July 18, 2017 - Anonymous
July 17, 2017 - Marcia Huntington-sell
July 18, 2017 - American Retirement Association
Brian H. Graff
Robert M. Richter
Craig P. Hoffman
Scott A. Hayes
July 18, 2017 - Head Investment Partners
Daniel Head
Barbara A. Million
T. Bryan Dickey
Steven A. Witt
Jonathan Hayes
Elizabeth J. Haynes
July 18, 2017 - Ladenburg Thalmann Asset Management
Philip S. Blancato
July 19, 2017 - Betsy Bradley
July 12, 2017 - Rachel Nass
July 18, 2017 - Peachtree Wealth Advisors, Inc.
David Frank
July 13, 2017 - Peachtree Wealth Advisors, Inc.
Paul Collins
July 13, 2017 - Peachtree Wealth Advisors, Inc.
Jonathan Lindvig
July 14, 2017 - Raoof Assefi
July 14, 2017 - Susan Horne
July 17, 2017 - ADG Wealth Management Group, L.L.C.
Paul G. Guidry
July 17, 2017 - Ernest Lee Clark, III
July 18, 2017 - Kent A. Mason
July 18, 2017 - Mark Lasswell
July 19, 2017 - Matthew H. Richardson
July 19, 2017 - Paul Feinsilver
July 18, 2017 - Andrew Blum
July 18, 2017 - John Hancock Life Insurance Company
James D. Gallagher
July 18, 2017 - Robert Lingenfelser
July 18, 2017 - Securities America, Inc.
Mark Lasswell
July 19, 2017 - D.A. Davidson Companies
Lawrence T. Martinez
July 19, 2017 - Ladenburg Thalmann & Co. Inc.
Joseph Giovanniello, Jr.
July 19, 2017 - Madison Avenue Securities, LLC
Wayne Talleur
July 19, 2017 - Western & Southern Financial Group Inc.
Jonathan D. Niemeyer
July 19, 2017 - Rob Clausen
July 19, 2017 - American Association of University Women
Anne Hedgepeth
July 19, 2017 - Thomas Dukes
July 19, 2017 - Richard Isacoff
July 19, 2017 - Ron Palastro
July 19, 2017 - Anil Vazirani
July 19, 2017 - Alexis Goldstein
July 20, 2017 - Joseph Salata
July 20, 2017 - DALBAR
Louis S. Harvey
July 20, 2017 - TD Ameritrade, Inc.
Gilbert R. Ott, Jr.
July 20, 2017 - Voya Financial, Inc.
Alain M. Karaoglan
July 20, 2017 - Christopher Lish
July 20, 2017 - Morgan Stanley
Anne T. Cooney
July 20, 2017 - Asset Marketing Systems Insurance Services, LLC
Jennifer K. Schendel
July 17, 2017 - Shurwest, LLC
Ron Shurts
July 20, 2017 - CFA Institute
Kurt N. Schacht
Linda L. Rittenhouse
July 20, 2017 - Teresa Mueller
July 20, 2017 - Nancy Lowell
July 20, 2017 - Raul Elizalde
July 20, 2017 - J. Brent Everett
July 20, 2017 - American Federation of State, County and Municipal Employees
Steven Kreisberg
July 21, 2017 - Dotty Gonsalves
July 20, 2017 - Alan Shindel
July 20, 2017 - Laura Hastings
July 20, 2017 - Frieda Stahl
July 20, 2017 - Prudential Financial, Inc.
Ann M. Kappler
July 20, 2017 - Harriet L. Benjamin
July 20, 2017 - Nicholas Dewar
July 20, 2017 - Cynthia Hanson
July 20, 2017 - Robert Rossi
July 20, 2017 - Gwendolyn Scott
July 20, 2017 - Amburn Hague
July, 20, 2017 - Bryan Ashby Ashby
July 20, 2017 - Elena Engel
July 20, 2017 - Advisor Group, Inc.
Nina McKenna
July 20, 2017 - J. Onufer
July 20, 2017 - Albyn Jones
July 20, 2017 - Capital Group
Jason K. Bortz
Michael J. Downer
July 20, 2017 - Jay Kaplan
July 20, 2017 - JT Stratford
Ed Robins
James Davenport
Ed Colhoun
July 20, 2017 - Transamerica
Dave Paulsen
July 21, 2017 - American Bankers Association
Timothy E. Keehan
July 21, 2017 - AARP
David Certner
July 21, 2017 - Independent Insurance Agents & Brokers of America, Inc.
Jennifer M. Webb
July 21, 2017 - Credit Union National Association
Leah Dempsey
July 20, 2017 - American Association for Justice
Julie Braman Kane
July 21, 2017 - American Benefits Council
Lynn D. Dudley
July 20, 2017 - Pacific Life Insurance Company
Sharon Cheever
July 20, 2017 - National Association of Health Underwriters
Janet Trautwein
July 19, 2017 - BlackRock, Inc.
Barbara Novick
Nicole Rosser
July 21, 2017 - Empower Retirement
Edmund F. Murphy, III
July 20, 2017 - Vanguard
F. William McNabb III
July 21, 2017 - Adam Hawley
July 21, 2017 - Nationwide
Kirt A. Walker
July 21, 2017 - Public Investors Arbitration Bar Association
Marnie C. Lambert
July 21, 2017 - Groom Law Group
Thomas Roberts
July 21, 2017 - UBS AG
Jason Chandler
Michael Crowl
July 21, 2017 - Putnam Investments
Robert L. Reynolds
July 21, 2017 - Investment Company Institute
Dorothy M. Donohue
David M. Abbey
July 21, 2017 - Nassau Reinsurance Group Holdings, L.P.
Kostas Cheliotis
July 21, 2017 - Massachusetts Mutual Life Insurance Company
John E. Deitelbaum
Kevin O. Finnegan
July 21, 2017 - Strategic Financial Alliance, Inc.
Clive Slovin
July 21, 2017 - Financial Planning Coalition
Kevin R. Keller
Lauren Schadle
Geoffrey Brown
July 21, 2017 - Triad Advisors, Inc.
Jeff Rosenthal
July 19, 2017 - Better Markets, Inc.
Dennis M. Kelleher
Stephen W. Hall - National Association of Federally-Insured Credit Unions
Andrew Morris
July 21, 2017
- Arleta Litwiller-Craps
July 21, 2017 - Consumer Federation of America
Micah Hauptman
Barbara Roper
July 21, 2017 - Great-West Financial
Robert K. Shaw
David Musto
July 21, 2017 - Thrivent Financial for Lutherans
Paul R. Johnston
July 21, 2017 - E*TRADE Financial Corporation
James E. Ballowe, Jr.
July 21, 2017 - Investment Program Association
Anthony Chereso
July 21, 2017 - Thomson Reuters
Manisha Kimmel
July 21, 2017 - Congress of the United States
Patty Murray
Ron Wyden
Sherrod Brown
Robert C. “Bobby” Scott
Maxine Waters
July 21, 2017 - Eli Zackroff
July 10, 2017 - Ameriprise Financial
Joseph E. Sweeney
July 21, 2017 - National Western Life Insurance Company
Ross R. Moody
K. Kennedy Nelson
July 21, 2017 - Bank of America
R. Scott Henderson
July 21, 2017 - Katten Muchin Rosenman LLP
Fred M. Santo
Wendy E. Cohen
July 21, 2017 - Northwestern Mutual Life Insurance Company
Raymond J. Manista
July 21, 2017 - Teachers Insurance and Annuity Association of America
Derek B. Dorn
July 21, 2017 - Dave Jones, Insurance Commissioner State of California
July 21, 2017 - American Federation of Teachers
Randi Weingarten
July 21, 2017 - Indexed Annuity Leadership Council
Jim Poolman
July 21, 2017 - Lord, Abbett & Co. LLC
Lawrence B. Stoller
July 21, 2017 - Jackson National Life Insurance Company
James R. Sopha
July 21, 2017 - National Association for Fixed Annuities
Charles “Chip” Anderson
July 21, 2017 - Wells Fargo & Company
David Kowach
July 21, 2017 - Fidelity Investments
Ralph C. Derbyshire
July 21, 2017 - Allianz Life Insurance Company of North America
Gretchen Cepek
July 21, 2017 - PFS Investments Inc.
Karen Sukin
July 21, 2017 - Bay Point Financial, LLC
John Strasburger
July 19, 2017 - Association for Advanced Life Underwriting
David J. Stertzer
July 21, 2017 - Bond Dealers of America
Mike Nicholas
July 21, 2017 - Invesco Advisers, Inc.
John M. Zerr
July 21, 2017 - Edward D. Jones and Co., L.P.
Jesse Hill
July 21, 2017 - American Council of Life Insurers
James H. Szostek
Howard M. Bard
July 21, 2017 - Oppenheimer Funds, Inc.
Cynthia Lo Bessette
July 21, 2017 - Committee of Annuity Insurers
Joseph F. McKeeveer, III
Michael L. Hadley
July 21, 2017 - Groom Recordkeeper Group
Stephen M. Saxon
July 21, 2017 - Financial Services Roundtable
Richard Foster
July 21, 2017 - RBC Capital Markets, LLC
Lee Thoresen
July 21, 2017 - National Employment Law Project
Christine L. Owens
July 21, 2017 - CUNA Mutual Group
Michael F. Anderson
July 21, 2017 - Aquila Investments Management LLC and Aquila Distributors LLC
Diana P. Herrmann
Paul O’Brien
July 21, 2017 - Commonwealth Financial Network
Brendan Daly
July 21, 2017 - American Federal of Labor and Congress of Industrial Organizations
Shawn C. O’Brien
July 21, 2017 - US Chamber of Commerce
Thomas Quaadman
July 21, 2017 - Public Non-Listed REIT Council of the National Association of Real Estate Investment Trusts
Daniel L. Goodwin
July 21, 2017 - Guardian Life Insurance Company of America
Tracy Rich
July 21, 2017 - Bank of New York Mellon
July 21, 2017 - National Planning Holdings, Inc.
Scott Romine
July 21, 2017 - Creative One Marketing Corporation
Andrew Payne
July 21, 2017 - Aging Life Care Association; American Federation of Government Employees (AFGE); American Federation of Labor and Congress of Industrial Organizations (AFL-CIO); American Federal of State, County and Municipal Employees (AFSCME); Alliance of Retired Americans (ARA); American Society on Aging; Committee for the Fiduciary Standard; Consumer Action; Fund Democracy; International Association of Machinists and Aerospace Workers (IAM); International Union of Bricklayers and Allied Craftworkers (BAC); Jobs with Justice; Justice in Aging; Medicare Rights Center; National Association of Nutrition and Aging Services Programs (NANASP); National Active and Retired Federal Employees Association (NARFE); National Association of Social Workers (NASW); National Committee to Protect Social Security and Medicare (NCPSSM); National Council on Aging; Service Employees International Union (SEIU); Social Security Works
July 21, 2017 - Lincoln Investment Companies
Susan M. Oberlies
July 21, 2017 - CUSO Financial Services, LP
Peter K. Vonk
July 21, 2017 - Centaurus Financial, Inc.
Ron King, Westley King, Jerry Duhovic, John Adams, Sheri Lejman, Marco Fuentes, Robert Castaneda, Adam Simon, Brian Harlan
July 21, 2017 - Cambridge Investment Research, Inc.
Seth A. Miller
July 21, 2017 - Sorrento Pacific Financial, LLC
Rick Dahl
July 21, 2017 - Annexus, Brokers International, Ltd, Clarity 2 Properity Mastermind Group, Financial Independence Group LLC, Ideal Producers Group, Insur Mark, Kestler Financal Group, Inc., Legacy Marketing Group, The Annuity & Life Source Inc.
Bruce L. Ashton
July 21, 2017 - Farmers Financial Solutions, LLC
John Mueting
July 21, 2017 - Economic Policy Institute
Heidi Shierholz
July 21, 2017 - SPARK Institute, Inc.
Tim Rouse
July 21, 2017 - LPL Financial LLC
Michelle B. Oroschakoff
July 21, 2017 - AXA
Dave S. Hattem
July 21, 2017 - Americans for Financial Reform
July 21, 2017 - Leaders Group, Inc.
Z. Zane Riley
July 21, 2017 - Gregory Shaw
July 5, 2017 - Norm Traffis
July 5, 2017 - Alan Martin
July 5, 2017 - Rhonda Adams
July 3, 2017 - Anonymous
July 1, 2017 - Carolyn
June 30, 2017 - Anonymous
July 3, 2017 - G. Snyder
July 5, 2017 - Marion Sturtevant
July 1, 2017 - Dorothy Endsley
July 5, 2017 - Marie Skillman
July 3, 2017 - Fred B. Hodapp
July 4, 2017 - Joan Stroh
July 3, 2017 - Leland Fisher
July 1, 2017 - Carl J. Buzzeo
July 12, 2017 - Ladenburg Thalmann Financial Services Inc.
Marvin I. Marblestone
July 14, 2017 - Ladenburg Thalmann Financial Services Inc.
Richard A. Corley
July 14, 2017 - Ladenburg Thalmann Financial Services Inc.
Garland L. Corley
July 14, 2017 - William Rolser
July 12, 2017 - James Davis
July 21, 2017 - Anton Schwartz
July 20, 2017 - Gail Foster
July 21, 2017 - Helen Ortmann
July 21, 2017 - Anthony Oliver-Smith
July 21, 2017 - Antje Schramm
July 20, 2017 - Joe Mabel
July 20, 2017 - Charles Wolfe
July 21, 2017 - John Fenker
July 21, 2017 - John Daviso
July 21, 2017 - L.K. Cifelli
July 21, 2017 - Jeffrey Davey
July 21, 2017 - Douglas Duncan
July 21, 2017 - Laura Hauer
July 21, 2017 - Nancy Pratt
July 21, 2017 - D. Neal
July 21, 2017 - Celiza Braganca
July 21, 2017 - Steve Kohn
July 21, 2017 - S. Hirtle
July 21, 2017 - David Pearlman
July 21, 2017 - S. Singh
July 21, 2017 - William Weller
July 21, 2017 - Mary Zins
July 21, 2017 - J. Chapman
July 21, 2017 - Charlie Donnes
July 21, 2017 - Linda Taylor
July 21, 2017 - Maureen Allen
July 21, 2017 - Rebecca Hughes
July 21, 2017 - Donna Sharee
July 21, 2017 - Billy Hayes
July 21, 2017 - Matthew Vencill
July 21, 2017 - Naomi Pena
July 21, 2017 - J. Rodgers
July 16, 2017 - Harold F. Scattergood, Jr.
July 21, 2017 - Robert H. Green Jr.
July 21, 2017 - Samuel C. Ginsberg
July 21, 2017 - Gerald Farkas
July 21, 2017 - Cetera Financial Group, Inc.
Robert Moore
July 21, 2017 - Bob Matorin
July 12, 2017 - Standard Insurance Company
Chris Conklin
Kristen Solo
July 21, 2017 - Standard Retirement Services, Inc.
Miriam Lohmann
Kristen Solo
July 21, 2017 - Anonymous
July 21, 2017 - Tucker Advisors
Karlan Tucker
July 21, 2017 - David Faskas
July 21, 2017 - Michael O’Hara
July 21, 2017 - Thomas Hofstad
July 22, 2017 - Diane Klempner
July 24, 2017 - David Goldman
July 25, 2017 - Norry Luria
July 25, 2017 - Michael S. Piwowar
Securities and Exchange Commissioner
July 25, 2017 - Richard West
July 22, 2017 - Joseph Holmes
July 23, 2017 - C. Stewart
July 24, 2017 - William Johnson
July 24, 2017 - Brian S. Green
July 25, 2017 - Peggy Dennis
July 22, 2017 - Sherrill Futrell
July 23, 2017 - Victor Demetriou
July 25, 2017 - Stifel Financial
Ronald J. Kruszewski
July 25, 2017 - David Overson
July 26, 2017 - Ted Swinarski
July 26, 2017 - Liz Amsden
July 26, 2017 - J. Foltz
July 27, 2017 - Credit Union Association of the Dakotas
Jeffrey Olson
Amy Kleinschmit
July 27, 2017 - National Conference of Insurance Legislators
Thomas B. Considine
July 27, 2017 - Steven Coltune
July 27, 2017 - Dawn Gallagher
July 27, 2017 - Dov Cohen
July 24, 2017 - Commonwealth of Massachusetts
William F. Galvin
July 28, 2017 - Employers Council on Flexible Compensation
William F. Sweetnam, Jr.
July 27, 2017 - Gradient Insurance Brokerage, Inc.
Brian A. Gravely
July 25, 2017 - Pjacobs
July 31, 2017 - Barry Ehrenfeld
July 31, 2017 - Paul Antevy
July 31, 2017 - Kara Lucas
July 31, 2017 - Steve Tunink
July 10, 2017 - Daniel Saffer
July 31, 2017 - Carl Meyers
July 31, 2017 - Rodger Feinsilver
July 31, 2017 - Anonymous
July 1, 2017 - Alston & Bird
John R. Hickman
July 31, 2017 - TAG Resources, LLC
Derren P. Burrell
August 1, 2017 - Ryan Curtis
June 7, 2017 - Ryan Curtis
July 6, 2017 - Mim McConnell
July 11, 2017 - Edward Barnard
July 16, 2017 - Rhonda Heather
July 20, 2017 - I Osborn
July 20, 2017 - J. Kenneth Poggenburg, Jr.
July 20, 2017 - Robert Rushford
July 20, 2017 - Carol Hasenick
July 20, 2017 - Paul Bergren Bergren
July 21, 2017 - Timothy Prosser
July 23, 2017 - Stephen Elblonk
August 1, 2017 - Carol Rothman
August 1, 2017 - National Federation of Independent Business
Daniel Bosch
August 1, 2017 - Kathleen Lynn
August 1, 2017 - Jon Coltune
August 2, 2017 - Promontory Interfinancial Network
Mark P. Jacobsen
August 1, 2017 - Joe Maya
August 2, 2017 - Matthew Guerrise
August 2, 2017 - Bernardi Securities, Inc.
Ronald P. Bernardi
August 2, 2017 - Terry Feuchtinger
August 2, 2017 - Ladenburg Thalmann Financial Services Inc.
Doug Baxley
August 2, 2017 - John Eary
August 2, 2017 - Lee E. Merklin
July 16, 2017 - Jim Galpin
July 22, 2017 - Annette Quintana
Istonish
July 17, 2017 - Management Professional Services, Inc.
Jack Wayland
July 19, 2017 - Mark Eason
July 27, 2017 - Judith Harris
July 15, 2017 - Frank Congemi
Benefactor Financial
August 14, 2017 - Anonymous
July 6, 2017 - Matthew C. Patterson
July 5, 2017 - Suzanne Hesh
July 15, 2017 - Withdrawn
July 5, 2017 - Anonymous
July 5, 2017 - Anonymous
July 3, 2017 - Anonymous
July 3, 2017 - Bernadette Mroz
July 15, 2017 - Kevin Schleppenbach
June 23, 2017 - Phil Fetzer
July 1, 2017 - J. Murray
June 30, 2017 - A. Stanford
June 26, 2017 - Orrin Blaine Cox, Jr.
July 1, 2017 - Morningstar, Inc.
Aron Szapiro
August 3, 2017 - Dan Barnard
Daniel Barnard & Associates
August 3, 2017 - Triad Advisors, Inc.
Jeff Rosenthal
August 3, 2017 - Scott D. Stufflebeam
August 3, 2017 - Ladenburg Thalmann & Co. Inc.
Joseph Giovanniello, Jr.
August 3, 2017 - Securities Service Network, Inc.
Wade Wilkinson
August 3, 2017 - Highland Capital Brokerage, Inc.
James R. Gelder
August 3, 2017 - Michael LaMarche
LaMarche & Associates, LLC
August 3, 2017 - John Lupomech
August 3, 2017 - Jennifer Weinland
July 28, 2017 - National Association of Insurance Commissioners
Theodore K. Nickel
Julie Mix McPeak
Erie A. Cioppa
Raymond G. Farmer
Michael F. Consedine
August 7, 2017 - New York Life Insurance Company
Sheila K. Davidson
August 3, 2017
- Independent Insurance Agents & Brokers of America, Inc.
Jennifer M. Webb
August 3, 2017 - Ed Foss
Rogan & Associates
August 3, 2017 - KMS Financial Services, Inc.
Eric S. Westberg
August 3, 2017 - Davis& Harman LLP
Kent A. Mason
August 3, 2017 - Capital Group
Jason K. Bortz
Michael S. Downer
August 3, 2017 - Lincoln Financial Group
Dennis R. Glass
August 3, 2017 - Lincoln Financial Group
Jamie Ohl
August 3, 2017 - Scott Schilling
August 3, 2017 - Scott Schilling
August 3, 2017 - Dentons US LLP
T. David Cowart
August 4, 2017 - 3ethos
Donald B. Trone
August 2, 2017 - UMB Bank, n.a.
Begonya Klumb - Ladenburg Thalmann Annuity Insurance Services, LLC
Anthony Lancaster
August 3, 2017 - Empower Retirement
Edmund F. Murphy, III
August 4, 2017 - State Farm Mutual Automobile Insurance Company
Stephen McManus
August 4, 2017 - National Association of Insurance and Financial Advisors
Paul R. Dougherty
August 4, 2017 - MFS Investment Management
Heidi W. Hardin
August 4, 2017 - Pacific Life Insurance Company
Sharon Cheever
August 4, 2017 - Bill Porter
August 4, 2017 - Transamerica
Dave Paulsen
August 4, 2017 - Securities America, Inc.
Kevin J. Miller
August2, 2017 - National Association of Federally-Insured Credit Unions
Andrew Morris
August 4, 2017 - Margie Kersey
August 4, 2017 - American Century Companies, Inc.
Janet A. Nash
August 4, 2017 - Crump Life Insurance Services
Robert D. Carney
August 4, 2017 - National Regulatory Services
John Gebauer
August 4, 2017 - Bruce Weininger
August 6, 2017 - Marta Hullihen
August 7, 2017 - Connor Donohue
August 7, 2017 - Matthew Zucker
August 7, 2017 - Dean Winton
August 7, 2017 - Advisors Excel, LLC
Eric R. Keller
August 7, 2017 - American Bankers Association
Timothy E. Keehan
August 7, 2017 - Market Synergy Group, Inc.
James F. Jorden
Brian P. Perryman
August 7, 2017 - Commonwealth Financial Network
Brendan Daly
August 7, 2017 - Ted Remig
August 7, 2017 - Investacorp, Inc.
Patrick Farrell
August 4, 2017 - John Brown
August 6, 2017 - Lauretta Moell
August 6, 2017 - Todd Berwick
August 7, 2017 - Anonymous
August 7, 2017 - Massachusetts Mutual Life Insurance Company
John E. Deitelbaum
Kevin O. Finnegan
August 7, 2017 - House Financial Services Committee’s Capital Markets, Securities, and Investment Subcommittee
Bill Huizenga
August 7, 2017 - Metropolitan Life Insurance Company
Andrew Varady
Phyllis Zanghi
August 4, 2017 - Madison Avenue Securities, LLC
Wayne Talleur
August 7, 2017 - AIG
Kevin Hogan
August 7, 2017 - Alternative & Direct Investment Securities Association
John H. Grady
August 7, 2017 - Ahmed Ahmed
August 7, 2017 - Voya Financial, Inc.
Alain M. Karaoglan
August 7, 2017 - Raymond James Financial
Paul C. Reilly
August 7, 2017 - Retirement Industry Trust Association
Mary Mohr
Tom Anderson
August 7, 2017 - Benjamin F. Edwards & Co.
Benjamin F. Edwards, IV
July 21, 2017 - Royce A. Charney
Trust Administrators, Inc.
August 7, 2017 - Jeremy Reiland
August 7, 2017 - Committee on Investment of Employee Benefit Assets
Aaron Marks
August 7, 2017 - AARP
David Certner
August 7, 2017 - CFA Institute
Kurt N. Schacht
Linda L. Rittenhouse
August 7, 2017 - Dave Jones, Insurance Commissioner State of California
August 7, 2017 - AXA US
Brian Winikoff
August 7, 2017 - Morgan Stanley
Anne T. Cooney
August 7, 2017 - Katten Muchin Rosenman LLP
Fred M. Santo
Wendy E. Cohen
August 7, 2017 - Coalition of Collective Investment Trusts
W. Mark Smith
Carol Terpstra McClarnon
August 7, 2017 - Bank of America
R. Scott Henderson
August 7, 2017 - Ameriprise Financial
Joseph E. Sweeney
August 7, 2017 - Great-West Financial
Robert K. Shaw
August 7, 2017 - Prudential Financial, Inc.
Ann M. Kappler
August 7, 2017 - Vanguard
F. William McNabb III
August 7, 2017 - Bond Dealers of America
Mike Nicholas
August 7, 2017 - George McKenna
August 7, 2017 - American Council of Life Insurers
James H. Szostek
Howard M. Bard
August 7, 2017 - Nori Carcieri
August 7, 2017 - Wells Fargo & Company
David Kowach
August 7, 2017 - Financial Planning Coalition
Kevin R. Keller
Lauren Schadle
Geoffrey Brown
August 7, 2017 - Garry Hurewitz
August 7, 2017 - HealthEquity
Jon Kessler
August 7, 2017 - Consumer Federation of America
Barbara Roper
Micah Hauptman
August 7, 2017 - John Homer
August 2, 2017 - HSA Bank
Charles Wilkins
August 7, 2017 - Groom Law Group
Thomas Roberts
August 7, 2017 - Asset Marketing Systems Insurance Services, LLC
Jennifer K. Schendel
August 7, 2017 - Indexed Annuity Leadership Council
Jim Poolman
August 7, 2017 - Franklin Resources, Inc.
Craig S. Tyle
August 7, 2017 - BlackRock, Inc.
Barbara Novick
Nicole Rosser
August 7, 2017 - Todd Weinsier
August 7, 2017 - Fred Hodapp
July 31, 2017 - Samuel G. Carpenter
August 3, 2017 - Steve Drahozal
August 7, 2017 - Insured Retirement Institute
Catherine J. Weatherford
August 7, 2017 - Neuberger Berman Group LLC
William Braverman
August 7, 2017 - Charles Schwab & Co., Inc.
Christopher Gilkerson
R. Eric Starr
August 7, 2017 - Teachers Insurance and Annuity Association of America
Derek B. Dorn
August 7, 2017 - Fidelity Investments
Ralph C. Derbyshire
August 7, 2017 - Annexus; Brokers International, Ltd; C2P Advisory Group, LLC; Ideal Producers Group; InsurMark; Kestler Financial Group Inc.; Legacy Marketing Group; Senior Market Sales, Inc.
Bruce L. Ashton
August 7, 2017 - Shurwest, LLC
Ron Shurts
Jim Maschek
August 7, 2017 - Allianz Life Insurance Company of North America
Gretchen Cepek
August 7, 2017 - Thrivent Financial for Lutherans
Paul R. Johnston
August 7, 2017 - Public Investors Arbitration Bar Association
Marnie C. Lambert
August 7, 2017 - Davenport & Company LLC
August 7, 2017 - Luis Gonzalez
August 7, 2017 - John J. Duval, Jr.
Accelerant LLC
August 7, 2017 - Michael DeStefano
FMSBonds
August 7, 2017 - Investment Adviser Association
Karen L. Barr
August 7, 2017 - SPARK Institute, Inc.
Tim Rouse
August 7, 2017 - Committee of Annuity Insurers
Joseph F. McKeever, III
Michael L. Hadley
August 7, 2017 - Evan Fabricant
August 3, 2017 - Principal Financial Group
Greg Burrows
August 7, 2017 - B.C. Ziegler and Company
Thomas R. Paprocki
August 7, 2017 - American Association for Justice
Kathleen L. Nastri
August 7, 2017 - Woodstock Institute
Dory Rand
August 7, 2017 - Standard Insurance Company and Standard Retirement Services, Inc.
Christopher L. Conklin
Kristen Solo
August 7, 2017 - Groom Law Group
Stephen M. Saxon
August 7, 2017 - American Bankers Association’s HSA Council
J. Kevin A. McKechnie
August 7, 2017 - Ash Brokerage, LLC
Jeffrey V. Gery
August 7, 2017 - Economic Policy Institute
Heidi Shierholz
Monique Morrissey
August 7, 2017 - Cody Siebert
August 7, 2017 - American Bankers Association
Deanne R. J. de Mariño
August 7, 2017 - National Employment Law Project
Christine Owens
August 7, 2017 - Nationwide
Kirt A. Walker
August 7, 2017 - ConnectYourCare
Harrison Stone
August 7, 2017 - Western & Southern Financial Group, Inc.
Jonathan D. Niemeyer
August 7, 2017 - Jackson National Life Insurance Company
James R. Sopha
August 7, 2017 - Dave Lo
August 7, 2017 - Northwestern Mutual Life Insurance Company
Raymond J. Manista
August 7, 2017 - T. Rowe Price Associates, Inc.
Margaret H. Raymond
August 7, 2017 - Lincoln Financial Network
David S. Berkowitz
August 7, 2017 - Schulte Roth & Zabel LLP
August 7, 2017 - Investment Company Institute
Dorothy M. Donohue
David M. Abbey
August 7, 2017 - Edward D. Jones and Co., L.P.
Jesse Hill
August 7, 2017 - Centaurus Financial, Inc.
Adam Simon, Ron King, John Adams, Robert Castaneda, Westley King, Sheri Lejman, Brian Harlan, Jerry Duhovic, Marco Fuentes
August 7, 2017 - Americans for Annuity Protection
Kim O’Brien
August 7, 2017 - Association for Advanced Life Underwriting
David J. Stertzer
August 7, 2017 - Kathleen M. McBride
August 7, 2017 - National Association for Fixed Annuities
Charles “Chip” Anderson
August 7, 2017 - Farmers Financial Solutions
John Mueting
August 7, 2017 - Woodard Insurance, LLP
Blake Woodard
August 7, 2017 - OppenheimerFunds, Inc.
Cynthia Lo Bessette
August 7, 2017 - Anonymous
August 7, 2017 - Better Markets
Dennis M. Kelleher
Stephen W. Hall
August 7, 2017 - American Benefits Council
Lynn D. Dudley
August 7, 2017 - LPL Financial LLC
Michelle B. Oroschakoff
August 7, 2017 - Fi360, Inc.
Blaine F. Aikin
J. Richard Lynch
Duane R. Thompson
August 7, 2017 - Ladenburg Thalmann Asset Management Inc.
Philip S. Blancato
August 8, 2017 - Financial Services Institute
David T. Bellaire
August 7, 2017 - UBS AG
Jason Chandler
Michael Crowl
August 7, 2017 - Alight Solutions
Alison Borland
August 9, 2017 - Securities Industry and Financial Markets Association
Lisa Bleier
August 9, 2017 - Managed Funds Association
Stuart J. Kaswell
August 10, 2017 - Financial Services Roundtable
Richard Foster
August 10, 2017 - America’s Health Insurance Plans
Adam S. Beck
August 7, 2017 - Securities Service Network, Inc.
Wade Wilkinson
July 13, 2017 - Samuel Rizzitelli
July 26, 2017 - Michelle DeKlyen
July 12, 2017 - Cambridge Investment Research, Inc.
Seth A. Miller
August 11, 2017 - Anchemist
August 13, 2017 - Member of United States Senate
Patrick J. Toomey
July 6, 2017 - Anonymous
August 12, 2017 - Cetera Financial Group, Inc.
Robert J. Moore
August 11, 2017 - Adrien-Alice Hansel
July 11, 2017 - David Brandt
July 11, 2017 - Tom Sherman
July 12, 2017 - BlueCross Blue Shield Association
Kris Haltmeyer
August 7, 2017 - Phyllis Shelton
August 9, 2017 - US Chamber of Commerce
Randel K. Johnson
David Hirschmann
August 16, 2017 - John Hancock Life Insurance Company
James D. Gallagher
August 16, 2017 - ERISA Industry Committee
Will Hansen
August 16, 2017 - Philp Mitzkavich
August 19, 2017 - Anonymous
August 17, 2017 - Diane Tucker
August 9, 2017 - Toni Newton
July 15, 2017 - Laura King
July 15, 2017 - Marguerite Casey
July 15, 2017 - Carol Godwin
July 15, 2017 - Dr. Robert Murray
July 15, 2017 - Myron Benda
July 15, 2017 - Jonathan Dean
July 15, 2017 - Dr. Gordon Cohen
July 15, 2017 - Melinda Cheshie
July 15, 2017 - Margaret Cook
July 15, 2017 - Alice Bryerton
July 15, 2017 - Antonio Torres
July 15, 2017 - Dr. Jim Hoese
July 15, 2017 - Ron Reid
July 15, 2017 - Gloria Spiegel
July 16, 2017 - Wallace Sutton
July 16, 2017 - Catherine Egelhoff
July 16, 2017 - Martha Clare Buckley
July 17, 2017 - Carol Kramp
July 17, 2017 - Dave Mack
August 22, 2017 - Al Lewis
August 17, 2017 - Suzy
August 2017 - Scott Gunderson
August 31, 2017 - Steven Tonkin
August 31, 2017 - JW Gay
August 23, 2017 - Craig M. Lewis
August 31, 2017 - PFS Investments Inc.
Karen L. Sukin
September 6, 2017 - Chairs of Primerica’s African-American and Hispanic American Leadership Councils
Ivan Earle
Francisco Dillon
September 6, 2017 - Wayne Saker
August 31, 2017 - Paul W. Teasley
August 9, 2017 - Fred Hodapp
August 14, 2017 - Steven Iriki
August 30, 2017 - Thomas Maimone
October 15, 2017
The number to the right of a petition indicates the number of individual comments received as part of the petition listed. Copies of public comments are available upon request from EBSA's Public Disclosure Room.
- Protect Retirees: Fully Implement and Enforce the Fiduciary Rule (12,465)
- Preserve and Enforce the Fiduciary Rule (7,860)
- Delay of Applicability Date is Necessary to Accomplish Improvements to the Fiduciary Rule (125)
- Financial Professionals Encourage Delay of January 1, 2018 Applicability Date (630)
- Guardian Life Insurance Company Employees Encourage Delay of the January 1, 2018 Applicability Date (570)
- Americans for Prosperity Grassroots Activists Strongly Support Delaying and Reviewing Rule (42)
- Financial Professionals Share Concern About DOL Fiduciary Rule (2,276)
- Petition 8: AFL-CIO Fiduciary Rule Comments From Working Men and Women Who Support the Rule (39,493)
- Petition 9: AARP Members Opposed to Efforts to Reopen the Retirement Advice Conflict of Interest Loophole (8,204)
Proposed Delay of Applicability Dates (RIN 1210-AB79)
- Financial Engines
Christopher Jones
February 24, 2017 - Richard Akel
March 1, 2017 - Henry D’Alberto
March 1, 2017 - Brian McGlynn
March 1, 2017 - Anonymous
March 1, 2017 - Goodwin Securities, Inc.
March 1, 2017 - Michael Roby
March 1, 2017 - Jason Frey
March 1, 2017 - Carlos Rodriguez
March 2, 2017 - Andrew M. Panyik
March 2, 2017 - Howard Lax
March 2, 2017 - Robert A. White
March 2, 2017 - Rona Swanson
March 2, 2017 - Larry Zaletel
March 2, 2017 - Aaron Carlson
March 2, 2017 - Richard Morton
March 2, 2017 - Sally McCray
March 2, 2017 - James Shenk
March 2, 2017 - Jim Merlotti
March 2, 2017 - Kate Davidson
March 2, 2017 - Steven Costa
March 2, 2017 - Tiffany
March 2, 2017 - Bonnie Hogue
March 2, 2017 - Anonymous
March 2, 2017 - Betterment, LLC
Jon Stein
March 2, 2017 - William N. Keen
March 2, 2017 - Francisco Olano
March 2, 2017 - Charles Mann
March 2, 2017 - Richard E. Griffard
March 2, 2017 - Robert J. Rausch
March 2, 2017 - Julie Settles
March 2, 2017 - Ryan Carollo
March 2, 2017 - Michael Dysart
March 2, 2017 - Anonymous
March 2, 2017 - Anonymous
March 2, 2017 - Anonymous
March 2, 2017 - Bill Smith
March 2, 2017 - Julie Anderson
March 2, 2017 - Jed Bandes
March 2, 2017 - Roger Duval
March 2, 2017 - Jack Fortson
March 2, 2017 - Dennis Winters
March 2, 2017 - Anonymous
March 2, 201 - Michael Granados
March 2, 2017 - James Price
March 3, 2017 - Jeff Studley
March 3, 2017 - Maplewood Investment Advisors, Inc.
Cynthia E. Besek
March 3, 2017 - Tomas Marino
March 3, 2017 - Steve Kanney
March 3, 2017 - National Federation of Independent Business
David S. Addington
March 3, 2017 - Arden Boyer-Stephens
March 3, 2017 - James Brown
March 3, 2017 - Norman Giroux
March 3, 2017 - Brian J. Leiser
March 3, 2017 - Geralyn Johnson
March 3, 2017 - Alexis Goldstein
March 2, 2017 - Mark Perkins
March 3, 2017 - Kent Balch
March 3, 2017 - Laura Pesek
March 3, 2017 - Philip Nicola
March 3, 2017 - Betty Pelzer Sharper
March 3, 2017 - Rodney Adelman
March 3, 2017 - Doris Duran-Hernandez
March 3, 2017 - James Dean
March 3, 2017 - William C. Farrell
March 3, 2017 - Wayne Grindle
March 3, 2017 - Centennial Securities Company, Inc.
March 3, 2017 - John Franzen
March 3, 2017 - Anonymous
March 3, 2017 - Morey Trupe
March 3, 2017 - Rusti L. Keeley
March 3, 2017 - George Zobian
March 3, 2017 - Michael Knoll
March 3, 2017 - Chuck
March 3, 2017 - Norman Daoust
March 3, 2017 - Marilyn Kincaid
March 4, 2017 - Spencer Jackson
March 3, 2017 - Catherine McCormick
March 3, 2017 - Ralph Mason
March 3, 2017 - Leonard Slavin
March 3, 2017 - Barbara Dalder
March 3, 2017 - Philip Smith
March 3, 2017 - Priscilla Royal
March 3, 2017 - David Hofstadter
March 3, 2017 - Paul Agosti
March 3, 2017 - Carman Kazanzas
March 3, 2017 - Christopher Walker
March 3, 2017 - Deborah Hess
March 6, 2017 - Patrick Hansen
March 6, 2017 - Valerie Smaltini
March 6, 2017 - Thomas Mazzochi
March 6, 2017 - Anonymous
March 3, 2017 - Keven Neff
March 3, 2017 - Paul Rogrow
March 3, 2017 - S. Yates
March 3, 2017 - Larry Spancake
March 3, 2017 - Donald Tabor
March 3, 2017 - Shirley Marruffo
March 3, 2017 - Roger Marucci
March 3, 2017 - Susan Pfeifer
March 3, 2017 - Jan Monroe
March 3, 2017 - Thomas Vlahakis
March 6, 2017 - Leon Rousso
March 6, 2017 - Jane Stefaniak
March 3, 2017 - Charles Clark
March 3, 2017 - Kathryn Maginnis
March 3, 2017 - Sherill Norton
March 3, 2017 - Rima Barsel
March 3, 2017 - Amanda Jackson
March 6, 2017 - Carl F. Worden, III
March 6, 2017 - Michael R. Mason
March 6, 2017 - Robert W. Baird & Co. Incorporated
Charles M. Weber
March 6, 2017 - Amy Wassum
March 6, 2017 - Stifel Financial Corp.
March 6, 2017 - Sam Garner
March 6, 2017 - Thomas B. Paine
March 6, 2017 - John Bivens
March 6, 2017 - Wayne F. Holly, Robert L. Lohwater
March 6, 2017 - Thomas H. MacDonnell
March 6, 2017 - Scott G. Eichler
March 6, 2017 - Kay Conheady
March 6, 2017 - Susan Koch
March 6, 2017 - John Mack
March 3, 2017 - Mark Korsen
March 3, 2017 - Ally Rogers
March 3, 2017 - Fred Oswald
March 3, 2017 - Ann Powell
March 3, 2017 - Randy Turner
March 3, 2017 - Steve Tralles
March 3, 2017 - Donald L. Bowman
March 3, 2017 - Ulysses Lateiner
March 3, 2017 - George McGough
March 3, 2017 - Doug May
March 3, 2017 - Lorna Howerton
March 3, 2017 - Nina Ainslie
March 3, 2017 - Linda Robinett
March 3, 2017 - Anonymous
March 3, 2017 - Ronald McDonald
March 3, 2017 - Howard Ware
March 3, 2017 - Richard Morford
March 3, 2017 - Conrad Szablewski
March 3, 2017 - Robert Scott
March 3, 2017 - Evelyn Kirby
March 3, 2017 - Ryan Gr
March 3, 2017 - Robert Morrison
March 3, 2017 - Manni Wood
March 3, 2017 - Scot Atchley
March 3, 2017 - Kristin Imre
March 3, 2017 - Kristin Imre
March 3, 2017 - John Perkins
March 3, 2017 - Deborah Pafel
March 3, 2017 - Betty Skrivaneck
March 3, 2017 - Matt Wagers
March 3, 2017 - Robert Johnson
March 3, 2017 - Harold Childers
March 3, 2017 - Judith Thomson
March 3, 2017 - Don Williams
March 3, 2017 - Carol Campbell
March 3, 2017 - John Harris
March 3, 2017 - Thomas Van Tiem
March 3, 2017 - Kevin Hebl
March 3, 2017 - Bruce Gentile
March 3, 2017 - Dennis Niles
March 3, 2017 - Michael Starsiak
March 3, 2017 - Gayle Ferioli
March 3, 2017 - Randolph Clarke
March 3, 2017 - Grant Vincent
March 3, 2017 - Vivian Prater
March 3, 2017 - Rosemary Hacker
March 3, 2017 - Janice Garvin
March 3, 2017 - Herve Abrams
March 3, 2017 - Michael Davis
March 3, 2017 - William Berkson
March 3, 2017 - John Miner
March 3, 2017 - Melissa Forbes-Nicoll
March 3, 2017 - Paul Miller
March 3, 2017 - Linda Wallers
March 3, 2017 - Paul Gifford
March 3, 2017 - M.K. Ogley
March 3, 2017 - Terry Kelley
March 3, 2017 - Robert Vopacke
March 3, 2017 - James Beimly
March 3, 2017 - Marcia Curole
March 3, 2017 - Marian Barber-Johnson
March 3, 2017 - Rhonda Harp
March 3, 2017 - Margaret Sparr
March 3, 2017 - Daniel Abramovich
March 4, 2017 - JP
March 4, 2017 - Rosamond Dewart
March 4, 2017 - Kathie Watson-Gray
March 4, 2017 - Chapin Davis, Inc.
Stephanie N. Elliott
March 7, 2017 - Ladenburg Thalmann Financial Services, Inc.
Doug Baxley
March 7, 2017 - Securities Service Network, Inc.
Ronald T. Klimas
March 7, 2017 - Securities Service Network, Inc.
Wade Wilkinson
March 7, 2017 - Samuel Leven
March 4, 2017 - Drew Kissinger
March 4, 2017 - Linda Devlin
March 4, 2017 - Katherine Hiley
March 4, 2017 - Phillip Peterson
March 4, 2017 - Katie Clary
March 4, 2017 - Carolyn Lowery-Hyser
March 4, 2017 - Scott Halstead
March 4, 2017 - Constance Wagner
March 4, 2017 - Sutton Kiplinger
March 4, 2017 - George and Susan Paul
March 4, 2017 - Anonymous
March 4, 2017 - Peter von Klargaard
March 4, 2017 - Jennifer Paterson
March 4, 2017 - Eugene Barnes
March 4, 2017 - James Sampson IV
March 4, 2017 - Wayne DeVries
March 4, 2017 - Dixie Driscoll
March 4, 2017 - Meaghan Krazinski
March 4, 2017 - Mary Young
March 4, 2017 - Clara Moraga
March 4, 2017 - Dorie Baer
March 4, 2017 - Kathe Gregory
March 4, 2017 - Susannah Weaver
March 4, 2017 - Anonymous
March 4, 2017 - Nick Dubrule
March 4, 2017 - Anonymous
March 7, 2017 - UBS
Michael Crowl, Paul Hatch
March 7, 2017 - David S. Eskenazi
March 7, 2017 - Kay Freitag
March 7, 2017 - Jason Bramley
March 7, 2017 - Doug Richards
March 7, 2017 - Anonymous
March 7, 2017 - Ron Harczak
March 7, 2017 - Ladenburg Thalmann & Co., Inc.
Joseph Giovanniello, Jr.
March 7, 2017 - Joseph Zoccali
March 7, 2017 - Karl Webber
March 7, 2017 - Peter J. Taurinskas
March 7, 2017 - Vic Mullet
March 7, 2017 - Neuberger Berman Investment Advisers LLC
William Braverman
March 7, 2017 - John Broussard
March 7, 2017 - Don Hayler
March 7, 2017 - Timothy Spear
March 7, 2017 - Larry Stem
March 4, 2017 - David Fortier
March 4, 2017 - Richard Blewett
March 4, 2017 - Nicole Dupre
March 4, 2017 - Harold Rasmussen
March 4, 2017 - George Donovan
March 5, 2017 - Fred Goebel
March 5, 2017 - Frank Evelhoch, II
March 5, 2017 - Ignacio Alvarez
March 5, 2017 - Philip Andreassen
March 5, 2017 - Anonymous
March 5, 2017 - Robert Weinaug
March 5, 2017 - Gaylin Zeigler
March 5, 2017 - Jan Carpenter
March 5, 2017 - Shalyn Shourds
March 5, 2017 - Alexandra Dailey
March 5, 2017 - Michele Pfannenstiel
March 6, 2017 - Nancy Warren
March 6, 2017 - Mike Moosari
March 6, 2017 - Matthew Coleman
March 6, 2017 - Christine Hartman
March 6, 2017 - S. Donaldson
March 6, 2017 - Margaret Koehler
March 6, 2017 - Bill Smith
March 6, 2017 - Greg Brooks
March 6, 2017 - Patrick McCormick
March 6, 2017 - Richard M. Freeman
March 6, 2017 - Samuel Miller
March 6, 2017 - Ullin Leavell
March 6, 2017 - Gwendolyn Reece
March 6, 2017 - Pat Ingrassia
March 6, 2017 - Gene Laskowski
March 6, 2017 - John Barnickel
March 6, 2017 - Tim Brockmann
March 6, 2017 - Marjon Moulai
March 6, 2017 - Sandra Grudzen
March 6, 2017 - Amy Shapiro
March 6, 2017 - Nick Dmytrenko
March 6, 2017 - Gerald Janci
March 7, 2017 - Eleanor Hills
March 7, 2017 - Thomas Josephson
March 7, 2017 - Andrea Davis
March 7, 2017 - Evan Gilbert
March 7, 2017 - Burton Stewart
March 8, 2017 - Elisabeth Wadleigh
March 8, 2017 - Jim Taurinskas
March 8, 2017 - Gary Lee
March 8, 2017 - Jason Garber
March 8, 2017 - Anonymous
March 7, 2017 - Carol Hartman
March 7, 2017 - Matthew Rothchild
March 7, 2017 - Thomas Koss
March 7, 2017 - Pam Strum
March 7, 2017 - Brooklight Place Securities, Inc.
Jeffery K. Hoelzel
March 7, 2017 - Emeron Christensen
March 7, 2017 - G. Evans
March 8, 2017 - Charles Mann
March 8, 2017 - Anonymous
March 7, 2017 - John Schaeufele
March 7, 2017 - Len Kearney
March 7, 2017 - Eladio Santiago
March 7, 2017 - Lincoln Collins
March 7, 2017 - Karen Feldscher
March 7, 2017 - Casper Zierenberg
March 1, 2017 - Richard Stradley
March 7, 2017 - Randy Murphy
March 7, 2017 - Steven Erickson
March 7, 2017 - Kama Baugher
March 7, 2017 - Cynthia Schneiderman
March 8, 2017 - I. Newhouse
March 8, 2017 - George K. Baum & Company
Dana L. Bjornson
March 8, 2017 - Judith Dunham
March 8, 2017 - D.A. Davidson Companies
Lawrence T. Martinez
March 8, 2017 - NEXT Financial Group, Inc.
Barry Knight
March 8, 2017 - Concerned Investor
March 8, 2017 - Dustin Stanley
March 8, 2017 - Dustin Stanley
March 8, 2017 - Debra Stamper
March 8, 2017 - Joseph Wilson
March 8, 2017 - CPA Gramins
March 8, 2017 - Pat Watson
March 8, 2017 - Steven Ratajczak
March 8, 2017 - Elizabeth Ludes
March 8, 2017 - L. McMillan
March 8, 2017 - Webb Brown
March 8, 2017 - Douglas Helton
March 8, 2017 - Roger Yerdon
March 8, 2017 - Michael Muehl
March 8, 2017 - Jon Pierce
March 8, 2017 - Karen Holloway
March 8, 2017 - James Webb
March 8, 2017 - Debra Elofson
March 8, 2017 - Richard Blum
March 8, 2017 - Mary Thompson
March 8, 2017 - John Gibson
March 8, 2017 - Chris Harvey
March 8, 2017 - Kornfield & Co. Inc.
Kevin Hart
March 8, 2017 - PlanMember Financial Corporation
Byron F. Bowman
March 8, 2017 - James Roseborough
March 8, 2017 - Charles Maton
March 8, 2017 - Alisa McCoy
March 8, 2017 - Robert Lieberman
March 8, 2017 - Josiah Jenkins
March 8, 2017 - Anonymous
March 8, 2017 - Anonymous
March 8, 2017 - Anonymous
March 8, 2017 - Neil Bleifeld
March 8, 2017 - E. Tashiro
March 8, 2017 - Dwight Carter
March 9, 2017 - James
March 9, 2017 - S. King
March 9, 2017 - Sal Abey
March 9, 2017 - William Reed
March 9, 2017 - Rachel Braun
March 9, 2017 - Rick Kelley
March 9, 2017 - Dean Stewart
March 9, 2017 - Jon Davis
March 9, 2017
- Gregory Romes
March 9, 2017 - Jim Pasztor
March 9, 2017 - Jennifer Coombs
March 9, 2017 - Benefit Solutions
March 9, 2017 - Stewart Pravda
March 9, 2017 - Brian Lipinski
March 9, 2017 - William Ludwig
March 9, 2017 - Thomas J. Leonetti
March 9, 2017 - RP
March 9, 2017 - Linda Arthur
March 9, 2017 - Hefren-Tillotson, Inc.
Kim Tillotson Fleming
March 9, 2017 - Hefren-Tillotson, Inc.
Kim Tillotson Fleming
March 9, 2017 - Dan Tasse
March 9, 2017 - Leslie Grothaus
March 9, 2017 - Futures Industry Association
Walt L. Lukken
March 9, 2017 - Mark Paglia
March 9, 2017 - Wunderluch Securities, Inc.
James T. Ritt
March 9, 2017 - Vincent A. Crescenzo
March 9, 2017 - Great-West Financial
Robert K. Shaw
March 9, 2017 - Christopher Ceponis
March 9, 2017 - Mark Appleby
March 9, 2017 - Sue Barns
March 9, 2017 - Pamela Dougherty
March 9, 2017 - Irl Smith
March 9, 2017 - Warren Kennett
March 9, 2017 - Charles K. Arnold
March 9, 2017 - Earl Krause
March 9, 2017 - Anne B Ryant
March 9, 2017 - Robert McNamara
March 9, 2017 - Scott A. Sprague
March 9, 2017 - Salvini Financial Planning
Brooke Salvini
March 9, 2017 - Carol Rissman
March 9, 2017 - Mike F. Moss
March 9, 2017 - Frederick Klein
March 9, 2017 - Cheryl O’Neill
March 9, 2017 - Giesting Financial
Colt Ryan
March 10, 2017 - Bill Chalker
March 10, 2017 - Ann Baddour
March 10, 2017 - Kestra Financial, Inc.
R. Bredt Norwood
March 10, 2017 - Sheppard Ferguson
March 10, 2017 - N.R. Radke
March 10, 2017 - Nations Financial Group, Inc.
R. Scott Bennett
March 10, 2017 - Matthew Bahrenburg
March 10, 2017 - Mary Plimpton
March 10, 2017 - Michael Graef
March 10, 2017 - Mo
March 10, 2017 - Securities Management & Research, Inc.
Ronald O. Brendengen
March 10, 2017 - Raymond James
Paul Reilly
March 10, 2017 - Investacorp
Patrick Farrell
March 10, 2017 - S. McLennan
March 10, 2017 - Empower Retirement
Edmund F. Murphy III
March 10, 2017 - Michael Olinik
March 9, 2017 - Tammy
March 9, 2017 - Angela Giboney
March 9, 2017 - Anonymous
March 9, 2017 - W. Wedding
March 9, 2017 - Ronald D’Souza
March 9, 2017 - Anonymous
March 9, 2017 - David Cluley
March 9, 2017 - Pam Mettee
March 9, 2017 - Margaret Yaudas
March 9, 2017 - Ullin Leavell
March 9, 2017 - Warren Kennett
March 9, 2017 - Herbert Stone
March 9, 2017 - Anonymous
March 9, 2017 - Bambi Snodgrass
March 9, 2017 - Anonymous
March 9, 2017 - Raymond A. Thompson
March 10, 2017 - Marcia D. Garb
March 10, 2017 - Keith Singer
March 10, 2017 - Kevin Richards
March 10, 2017 - Insured Retirement Institute
Catherine J. Weatherford
March 10, 2017 - Jake Schlachter
March 10, 2017 - Katherine Casey
March 9, 2017 - Anonymous
March 9, 2017 - Ed Campbell
March 9, 2017 - Meri
March 10, 2017 - Tom Adolph
March 10, 2017 - John O’Reilly
March 10, 2017 - Live Sound
March 10, 2017 - Sarah
March 9, 2017 - Victor Silveira
March 9, 2017 - Benjamin Meier
March 9, 2017 - Mark DeBofsky
March 9, 2017 - Lawrence Wiencke
March 9, 2017 - John Daken
March 10, 2017 - Shawn Wallis
March 10, 2017 - Anonymous
March 10, 2017 - Howard Bessonette
March 10, 2017 - Steve Garrett
March 10, 2017 - Anonymous
March 10, 2017 - John Stromley
March 10, 2017 - Anonymous
March 10, 2017 - Jeremy Reiland
March 10, 2017 - John
March 10, 2017 - Scott Carlson
March 10, 2017 - R. Edmunds
March 10, 2017 - Vincent Benfell
March 10, 2017 - Ash Brokerage Corporation
Jeffrey V. Gery
March 10, 2017 - National Association of Insurance and Financial Advisors
Paul R. Dougherty
March 10, 2017 - Nicholas Reiland
March 10, 2017 - Susan Grodsky
March 10, 2017 - Anonymous
March 10, 2017 - Aaron S. Belgard
March 10, 2017 - Carol Degley
March 10, 2017 - Margaret Dissinger
March 10, 2017 - Peter R. Wechsler
March 11, 2017 - Paul J. Brahim
March 11, 2017 - Michael Woloshin
March 11, 2017 - Cynthia Jones
March 11, 2017 - JT Liles III
March 11, 2017 - Barbara Leary
March 11, 2017 - Karen Miernyk
March 11, 2017 - Sjweiss
March 11, 2017 - Patrick J. Couture
March 11, 2017 - Martin Healey
March 10, 2017 - Anonymous
March 10, 2017 - John Quilty, Jr.
March 10, 2017 - R. Donahey
March 10, 2017 - Margareet Murphy
March 10, 2017 - Anonymous
March 10, 2017 - Andrew M. Panyik
March 10, 2017 - Sweney Cartwright & Co.
Stephen H. Cartwright
March 10, 2017 - Matthew Ure
March 10, 2017 - Andrew Mcnair
March 10, 2017 - Jennifer Broekman
March 10, 2017 - Chet Koehler
March 10, 2017 - Anonymous
March 10, 2017 - Dan Ohlwiler
March 10, 2017 - Anonymous
March 10, 2017 - Brenda McCullough
March 10, 2017 - William Blackston
March 10, 2017 - Anonymous
March 10, 2017 - Thomas Hill
March 10, 2017 - Colin Richards
March 10, 2017 - Nora Hartquist
March 10, 2017 - Debra Frank
March 10, 2017 - David Braun
March 10, 2017 - Ernest Redding
March 11, 2017 - Anonymous
March 11, 2017 - Pat Lankford
March 11, 2017 - Bryan Slovon
March 11, 2017 - Rhonda Alves
March 11, 2017 - Linda Robinett
March 11, 2017 - Anonymous
March 11, 2017 - Glen LeBar
March 11, 2017 - Robert Harwood
March 11, 2017 - Brad Johnson
March 11, 2017 - Jeff Perk
March 11, 2017 - R. Lane Farmer
March 11, 2017 - Anonymous
March 11, 2017 - Marc A. Geels
March 11, 2017 - Anonymous
March 11, 2017 - Minnedore Green
March 11, 2017 - Jerry Broughton
March 11, 2017 - Scott Halstead
March 11, 2017 - Dean Prud’homme
March 11, 2017 - Joshua Straus
March 11, 2017 - Carolyn Puckett
March 11, 2017 - Janet Kovach
March 11, 2017 - Lavilla Capener
March 11, 2017 - Joel Guthmann
March 11, 2017 - Anonymous
March 11, 2017 - Gary Keesee
March 12, 2017 - Kristian Frinfrock
March 12, 2017 - Matt Dicken
March 12, 2017 - Susan De Carlo
March 12, 2017 - Brandon Singer
March 12, 2017 - Janis Bader
March 12, 2017 - Anonymous
March 12, 2017 - Brian V.
March 12, 2017 - B. Nienberg
March 12, 2017 - Anonymous
March 12, 2017 - Peter Walters
March 12, 2017 - Austin Ferrell
March 12, 2017 - Maeve King
March 12, 2017 - Timothy Marriott
March 13, 2017 - Anonymous
March 13, 2017 - Jerry Reed
March 13, 2017 - Anonymous
March 13, 2017 - Small Business Investor Alliance
Brett Palmer
March 13, 2017 - Jason Laux
March 13, 2017 - Sam Duell
March 13, 2017 - Stephen Chiodini, Jr.
March 13, 2017 - Anonymous
March 13, 2017 - Anonymous
March 13, 2017 - Jessica C.
March 13, 2017 - Dempsey Lord Smith, LLC
Duvan L. Brock
March 13, 2017 - Robert Haramia
March 13, 2017 - Arthur Cecala
March 13, 2017 - Anonymous
March 13, 2017 - Jean Wangard
March 13, 2017 - Dawn Emmons
March 13, 2017 - Frank Fulmer
March 13, 2017 - Roy Laux
March 13, 2017 - Mike Bemis
March 13, 2017 - Brett Burzynski
March 13, 2017 - Financial Services Roundtable
Richard Foster
March 13, 2017 - Anonymous
March 13, 2017 - Tim Nelson
March 13, 2017 - Jerry Means
March 13, 2017 - Clifford Trolin
March 13, 2017 - Barbara Fritz
March 13, 2017 - Ashley Dicken
March 13, 2017 - Mark Charnet
March 13, 2017 - Anonymous
March 13, 2017 - Kurt Christensen
March 13, 2017 - Mark McDowell
March 13, 2017 - Benjamin Karp
March 13, 2017 - Anonymous
March 12, 2017 - Madeline Vann
March 12, 2017 - Shelley Little
March 12, 2017 - Steve Halliday
March 14, 2017 - Ned
March 14, 2017 - Anonymous
March 14, 2017 - Ann Posey
March 14, 2017 - Nancy Artz
March 14, 2017 - Anonymous
March 14, 2017 - Anonymous
March 14, 2017 - Anonymous
March 14, 2017 - Bonnie Scott
March 14, 2017 - Roz Kovel
March 14, 2017 - Lyon Capital Management LLC
March 14, 2017 - James Thurston
March 14, 2017 - Catherine Metsch
March 14, 2017 - Cody Meeks
March 14, 2017 - Kenneth Loebel
March 14, 2017 - Consumer Action
Linda Sherry
March 14, 2017 - Anonymous
March 14, 2017 - Anonymous
March 14, 2017 - Leslie Shuman
March 14, 2017 - Timothy Holt
March 14, 2017 - Delinda
March 14, 2017 - David Allen
March 14, 2017 - State of Oregon Treasurer
Tobias Red
March 14, 2017 - William Pollak
March 14, 2017 - Carolyn P. Landis
March 14, 2017 - Marie Mcrae
March 14, 2017 - New Constructs, LLC
David Trainer
March 14, 2017 - David Trainer
March 14, 2017 - Heartland Credit Union Association
Brad Douglas
March 14, 2017 - Scott Forgues
March 14, 2017 - Mark Melkowski
March 14, 2017 - Mark Melkowski
March 14, 2017 - Anonymous
March 14, 2017 - W. Ince
March 14, 2017 - Henry Morgan
March 14, 2017 - Grant Harms
March 14, 2017 - Rodney W. Amicone
March 14, 2017 - Mark Baldassarre
March 14, 2017 - James Edwards
March 14, 201 - Anonymous
March 14, 2017 - Tim Holt
March 15, 2017 - Jonathan Glaser
March 15, 2017 - Cynthia Forbes
March 15, 2017 - John Gray
March 15, 2017 - Samuel Ross
March 15, 2017 - Anonymous
March 15, 2017 - Jerry Borrowman
March 15, 2017 - Douglas
March 15, 2017 - Joshua Legband
March 15, 2017 - Kevin Wingert
March 15, 2017 - Will Johnson
March 15, 2017 - The SPARK Institute, Inc.
Tim Rouse
March 16, 2017 - Robert A. Bell, Jr.
March 15, 2017 - Kevin Jenkins
March 15, 2017 - Randy K. Rannow
March 15, 2017 - Loretta Benedetto
March 15, 2017 - Mitchell Fiser
March 15, 2017 - Anonymous
March 15, 2017 - Theodore Durante
March 15, 2017 - Donald Roork
March 15, 2017 - Michael Wald
March 15, 2017 - G. Winter
March 15, 2017 - Nicholas Magone
March 15, 2017 - Jim Jones
March 15, 2017 - William Roberts
March 15, 2017 - Terrence K. Nichols
March 15, 2017 - Craig Harris
March 15, 2017 - Anonymous
March 15, 2017 - John Raines
March 15, 2017 - Richard Gopin
March 15, 2017 - Anonymous
March 15, 2017 - Bryan Lally
March 15, 2017 - Randal Neighbour
March 15, 2017 - Jo Schmidt
March 15, 2017 - David Fishman
March 15, 2017 - Paul Saks
March 15, 2017 - Primerica
Karen Sukin
March 15, 2017 - Devlin Carothers
March 15, 2017 - M. Foley
March 15, 2017 - Anonymous
March 15, 2017 - Kristina Moore
March 15, 2017 - Robert Westrich
March 15, 2017 - Anonymous
March 15, 2017 - Guy Hocker
March 15, 2017 - Anonymous
March 15, 2017 - American Investors Company
March 15, 2017 - Charlotte Schiaffo
March 15, 2017 - Robert O’Donnell
March 15, 2017 - John W. Rehonic III
March 15, 2017 - Anonymous
March 15, 2017 - Neil Bleifeld
March 15, 2017 - Bob Cox
March 15, 2017 - Delores Porch
March 15, 2017 - Daniel York
March 15, 2017 - Anonymous
March 15, 2017 - Anonymous
March 15, 2017 - Paul Schunemann
March 15, 2017 - Credit Union National Association
Leah Dempsey
March 16, 2017 - Victor Drummond
March 16, 2017 - Tim C.
March 16, 2017 - Robert Ference
March 16, 2017 - Prema Prema
March 16, 2017 - Brian Welch
March 16, 2017 - Independent Insurance Agents & Brokers of America, Inc.
Charles E. Symington, Jr.
March 16, 2017 - Futures Industry Association
Walt L. Lukken
March 16, 2017 - Brent Helms
March 16, 2017 - American Action Forum
Doug Holtz-Eakin, Meghan Milloy
March 16, 2017 - Lynn Bridges
March 16, 2017 - William Baylin
March 16, 2017 - Standard Insurance Company
Chris Conklin, Miriam Lohmann
March 16, 2017 - National Association of Health Underwriters
Janet Trautwein
March 16, 2017 - Jay Jupiter
March 16, 2017 - Anonymous
March 16, 2017 - John Shackelford
March 16, 2017 - Anonymous
March 16, 2017 - Jeanne F.
March 16, 2017 - Thomas P. Kerfoot
March 16, 2017 - Cathy
March 16, 2017 - Scott Johnson
March 16, 2017 - Helen McDonnell
March 16, 2017 - New York State Comptroller
Thomas P. Di Napoli
March 16, 2017 - C. Batcher
March 16, 2017 - Therese McGill
March 16, 2017 - Anonymous
March 16, 2017 - International Union of Bricklayers and Allied Craftworkers
James Boland
March 16, 2017 - Anonymous
March 16, 2017 - N. Fuller
March 16, 2017 - Laura Glover
March 16, 2017 - David Haley
March 16, 2017 - Tunc Tanin
March 16, 2017 - Robert Cowan
March 16, 2017 - National Regulatory Services
John Gebauer
March 16, 2017
- Leslie Crysler
March 16, 2017 - Thomas Hoban
March 12, 2017 - Lois Neuberger
March 12, 2017 - Amy Saltz
March 12, 2017 - John Abresch
March 12, 2017 - M. Eggers
March 12, 2017 - Edward G. Vesely, Jr.
March 12, 2017 - Elizabeth Williams
March 12, 2017 - Janet L. Flowers
March 12, 2017 - Jan Gulliver-Kline
March 12, 2017 - Paul Lofties
March 12, 2017 - Patt Heise
March 12, 2017 - P. Cox
March 12, 2017 - Jim Blanton
March 12, 2017 - Kathy Varese
March 12, 2017 - Jim Beck
March 12, 2017 - The Committee of Annuity Insurers
Joseph F. McKeever, III, Michael L. Hadley
March 16, 2017 - Synergy Annuity Marketing
Michael Schellinger
March 16, 2017 - Christa Young
March 16, 2017 - Tom Burns
March 16, 2017 - Jerome Kusey
March 16, 2017 - Clifford Ryan
March 16, 2017 - Nicole Ayers
March 16, 2017 - Beth Young
March 16, 2017 - American Benefits Council
Lynn D. Dudley
March 16, 2017 - Frederick Hoff
March 16, 2017 - Kimberley Barber
March 16, 2017 - Chris Danielewski
March 16, 2017 - AXA
Brian Winikoff
March 16, 2017 - Ricardo Villa
March 16, 2017 - Michael Buhmeyer
March 16, 2017 - Julie Blackman
March 16, 2017 - Bob Parker
March 16, 2017 - B. Brodie
March 16, 2017 - C. Fisher
March 16, 2017 - Michele Sprengnether
March 16, 2017 - Pacific Life Insurance Company
Sharon Cheever
March 16, 2017 - The ERISA Industry Committee
Will Hansen
March 16, 2017 - Chris Hunt
March 16, 2017 - GuidedChoice
Sherrie Grabot
March 16, 2017 - Scott McCauley
March 16, 2017 - Christopher Lish
March 16, 2017 - Indexed Annuity Leadership Council
Jim Poolman
March 16, 2017 - Anonymous
March 16, 2017 - Janet Thew
March 16, 2017 - Kyle Wisniewski
March 16, 2017 - Larry Caso
March 17, 2017 - Lynette Nickel
March 17, 2017 - Gary Duell
March 17, 2017 - Sally De Witt
March 17, 2017 - Michael Gray
March 17, 2017 - Barbara
March 17, 2017 - Steve Gerken
March 17, 2017 - Anonymous
March 17, 2017 - Anonymous
March 17, 2017 - Taxpayers Protection Alliance
David Williams
March 17, 2017 - Anonymous
March 17, 2017 - Paul Milne
March 17, 2017 - Mark Lloyd
March 17, 2017 - Daniel Gopalan
March 17, 2017 - Fernando James Salgado, Jr.
March 17, 2017 - MFS Investment Management
Heidi W. Hardin
March 17, 2017 - Jacqueline D. Greenberg
March 17, 2017 - American Federation of State, County and Municipal Employees (AFSCME)
Steven Kreisberg
March 17, 2017 - Melinda Steuer
March 17, 2017 - Greg Crawford
March 17, 2017 - William Driver
March 17, 2017 - Lincoln Financial Network
David S. Berkowitz
March 17, 2017 - Lincoln Financial Group
Dennis R. Glass
March 17, 2017 - Kurt Powers
March 17, 2017 - Gary Wilnau
March 17, 2017 - Jennifer Powers
March 17, 2016 - Keith Gordon
March 13, 2017 - Kent Usher
March 13, 2017 - Jennifer Borda
March 13, 2017 - KMS Financial Services, Inc.
Eric S. Westberg
March 13, 2017 - Jean Mathieu
March 13, 2017 - Marcus Mc Ellistrem
March 13, 2017 - John M. Hevron
March 13, 2017 - Coordinated Capital Securities, Inc.
Mari Buechner
March 13, 2017 - Anonymous
March 13, 2017 - Jane Strunck
March 13, 2017 - David Hoobler
March 17, 2017 - Buck Kipper
March 17, 2017 - Anonymous
March 17, 2017 - Jeffrey Konieczny
March 17, 2017 - Don McKenzie
March 17, 2017 - Jon Luskin
March 17, 2017 - Christina Baker
March 17, 2017 - Eugene Schnierle
March 17, 2017 - R. Fitzgerald
March 17, 2017 - David Bedford
March 17, 2017 - Elsa Brown
March 17, 2017 - M&T Bank Corporation
Brian R. Yoshida
March 17, 2017 - Jeffrey Fishman
March 17, 2017 - National Association of Federally-Insured Credit Unions
Andrew Morris
March 17, 2017 - Robert Gessner
March 17, 2017 - Renee Brinkley
March 17, 2017 - Laura Hodges
March 17, 2017 - W. Cook
March 17, 2017 - Jeffrey Pederson
March 17, 2017 - Anonymous
March 17, 2017 - Americans for Financial Reform
March 17, 2017 - LPL Financial LLC
David P. Bergers
March 17, 2017 - Managed Funds Association
Stuart J. Kaswell
March 17, 2017 - Keith Lamm
March 17, 2017 - Credit Union Association of the Dakotas
Amy Kleinschmit
March 17, 2017 - Anonymous
March 17, 2017 - Dale Elam
March 17, 2017 - Alvin Steinberg
March 17, 2017 - TD Ameritrade
Ellen L.S. Koplow
March 17, 2017 - Susan Valentine
March 17, 2017 - American Bankers Association HSA Council
J. Kevin A. McKechnie
March 17, 2017 - Daniel Essrow
March 17, 2017 - Economic Policy Institute
March 17, 2017 - Paul Devore
March 17, 2017 - GECU
Crystal Long
March 17, 2017 - Anonymous
March 17, 2017 - United States House of Representatives
Committee on Education and the Workforce
March 17, 2017 - Woodstock Institute and co-signers
March 17, 2017 - OppenheimerFund, Inc.
Cynthia Lo Bessette
March 17, 2017 - American Association of University Women
Lisa M. Maatz
March 17, 2017 - Gyeral Nice
March 17, 2017 - Better Markets, Inc.
Dennis M. Kelleher, Stephen W. Hall
March 17, 2017 - Anonymous
March 17, 2017 - Cheryl Sautter-Konyn
March 17, 2017 - Leonard Raskin
March 17, 2017 - Jane C. Kelley
March 17, 2017 - Anonymous
March 17, 2017 - Brooklyn Persists
Stephanie L. Lee, Alexandria Williams
March 17, 2017 - Michael Davala
March 17, 2017 - Michael Davala
March 17, 2017 - Center for American Progress
March 17, 2017 - Sheila Naughton
March 17, 2017 - Cynthia
March 17, 2017 - Brett P. Welch
March 13, 2017 - William Henning
March 13, 2017 - Market Synergy Group, Inc.
Carlton Fields Jorden Burt, P.A.
March 13, 2017 - Kenny R. Parker, Sr.
March 13, 2017 - Allen & Company
Carol M. Zitzelberger
March 13, 2017 - AXA Advisors, LLC
David W. Karr
March 13, 2017 - Rao Wealth Partners
David B. Rao
March 13, 2017 - Securities America, Inc.
Kevin J. Miller
March 13, 2017 - L. Green
March 13, 2017 - JMS Financial Services
Jack Schwartz
March 13, 2017 - Legacy Wealth Management
Tony DuBose
March 13, 2017 - United Association of Journeymen and Apprentices of the Plumbing and Pipe Fitting Industry of the United States and Canada, AFL-CIO
Mark McManus
March 13, 2017 - Allen & Company
Ralph C. Allen
March 13, 2017 - Richard Rice
March 13, 2017 - Fred Schwartz
March 13, 2017 - American Council of Life Insurers
James H. Szostek, Howard M. Bard
March 13, 2017 - Brown & Brown Securities, Inc.
Colon Brown
March 13, 2017 - Bill Betts
March 13, 2017 - Equity Dealers of America
Christopher A. Iocavella
March 13, 2017 - John R. Motley
March 13, 2017 - Columbus Bank and Trust Company of Columbus, Nebraska
Jeffrey C. Johnson
March 13, 2017 - Chuck Brewster, Jr.
March 13, 2017 - Mike Fidler
March 13, 2017 - Advisors Excel, LLC
Eric R. Keller
March 13, 2017 - Ann Brogan Martin
March 13, 2017 - Independent Community Bankers of America
Christopher Cole
March 13, 2017 - Stock Yards Bank and Trust Company
Pamela J. Nalley
March 13, 2017 - Commonwealth of Massachusetts Secretary of the Commonwealth
William F. Galvin
March 13, 2017 - The Penn Mutual Life Insurance Company
Kevin Reynolds
March 13, 2017 - Geneos Wealth Management, Inc.
Ryan Diachok
March 13, 2017 - U.S. Chamber of Commerce
David Hirschmann, Randel Johnson
March 13, 2017 - Mark A. Suhay
March 13, 2017 - John Sebastian
March 13, 2017 - Harold R. Davis
March 13, 2017 - Douglas Mock
March 13, 2017 - Kathryn M. Tominey
March 13, 2017 - Timothy A. Johnson
March 13, 2017 - Susan Lucci
March 13, 2017 - Ray Ashe
March 14, 2017 - Jenny Silberman
March 14, 2017 - Connie G.
March 14, 2017 - Western & Southern Financial Group, Inc.
Jonathan D. Niemeyer
March 14, 2017 - Jerry Newman
March 14, 2017 - The Securities Industry and Financial Markets Association (SIFMA)
Kenneth E. Bentsen, Jr.
March 14, 2017 - The Securities Industry and Financial Markets Association’s Asset Management Group (SIFMA AMG)
Laura Martin, Joseph Cox
March 15, 2017 - Blake Rose
March 14, 2017 - Deana Herrman
March 14, 2017 - Garrett Sadler
March 14, 2017 - Massachusetts Mutual Life Insurance Company
John E. Deitelbaum, Kevin O. Finnegan
March 14, 2017 - Lion Street
Brian Murphy
March 14, 2017 - Alana Torraca
March 14, 2017 - Ameriprise Financial
Joseph E. Sweeney
March 14, 2017 - Debbie Landauer
March 14, 2017 - Trumbower Financial Advisors, LLC
Victoria M. Trumbower
March 14, 2017 - Louis Glasser
March 14, 2017 - Dennis A. Koch
March 14, 2017 - Edward R. Klesack
March 14, 2017 - Jonathan Ludeman
March 14, 2017 - Franklin Templeton Investments
Alison E. Baur
March 14, 2017 - Incapital LLC
March 14, 2017 - Transamerica
Dave Paulsen
March 14, 2017 - S. Cox
March 14, 2017 - Harry Randy Harvey
March 14, 2017 - Robert L. Hamman
March 14, 2017 - Rabbanian Financial Planning
Eric Rabbanian
March 14, 2017 - Giesting Financial
Mark Giesting
March 14, 2017 - CresCom Bank
David L. Morrow
March 14, 2017 - Brian Hayes
March 14, 2017 - Michael A. Lefton
March 13, 2017 - Sylvia Norris
March 14, 2017 - Elizabeth Huckeby
March 14, 2017 - Joe Jacobs
March 14, 2017 - Richard Halpern
March 14 2017 - A. Miller
March 14, 2017 - Robert E. Mark
March 14, 2017 - Donald M. Bizub
March 14, 2017 - Christopher C. Bradford
March 14, 2017 - John Cronin
March 14, 2017 - Renee Merckx
March 14, 2017 - Margaret Janavicius
March 14, 2017 - National Association for Fixed Annuities
Charles "Chip" Anderson
March 14, 2017 - Keith T. Nezuh
March 14, 2017 - Joseph D. Radzwill
March 14, 2017 - Charles A. Kanoy
March 14, 2017 - Deb Matz
March 14, 2017 - Doug Herdt
March 15, 2017 - Carrie Devorah
March 15, 2017 - Retirement Advisor Council
Eric Henon
March 15, 2017 - Reina Schlager
March 15, 2017 - Marci G. Moss
March 15, 2017 - Elise Winters
March 15, 2017 - Member of the U.S. House of Representatives
Earl L. "Buddy" Carter
March 15, 2017 - HD Vest Investment Services
Bob Oros
March 15, 2017 - Janney Montgomery Scott
Gregory B. McShea
March 15, 2017 - Dennis A. Cooke
March 15, 2017 - John Toman
March 15, 2017 - Richard L. McMurray
March 15, 2017 - Sherryl Bailey
March 15, 2017 - ADP, LLC
Andrew Stewart
March 15, 2017 - Independent Financial Group, LLC
Joe Miller
March 15, 2017 - James S. Toler
March 15, 2017 - Peter J. Passalacqua
March 15, 2017 - Commonwealth Financial Network
Brendan Daly
March 15, 2017 - American Bankers Association
Timothy E. Keehan
March 15, 2017 - Fidelity & Guaranty Life Insurance Company
Eric Marhoun
March 15, 2017 - Advisor Group, Inc.
Noah Sorkin
March 15, 2017 - John L. Francis
March 15, 2017 - Richard Darrow
March 15, 2017 - Thomas Johnson
March 15, 2017 - The Financial Planning Coalition
Kevin R. Keller, Lauren Schadle, Geoffrey Brown
March 15, 2017 - Oppenheimer & Co., Inc.
Dennis P. McNamara, Robert Hord
March 15, 2017 - BlackRock, Inc.
Barbara Novick
March 15, 2017 - Richard Sabino
March 15, 2017 - The Stephenson National Bank & Trust
Daniel J. Peterson
March 15, 2017 - American Retirement Association
Brian H. Graff, Craig P. Hoffman, Robert Richter, Scott Hayes
March 15, 2017 - Centaurus Financial, Inc.
James R. King
March 15, 2017 - Lord, Abbett & Co. LLC
Lawrence B. Stoller
March 15, 2017 - Carrie Devorah
March 15, 2017 - Jackson National Life Insurance Company
James R. Sopha
March 15 2017 - Stephens Inc.
Kevin Burns
March 15, 2017 - Peter A. Wierenga
March 15, 2017 - The Plan Sponsor Council of America
Stephen W. McCaffrey
March 15, 2017 - Benjamin F. Edwards & Co.
Benjamin F. (Tad) Edwards IV
March 15, 2017 - Robert Thigpen
March 15, 2017 - Mary F. Topi
March 15, 2017 - Danielle L. Schultz
March 15, 2017 - Anonymous
March 15, 2017 - InForce Solutions, LLC
Brian B. Peterson
March 15, 2017 - Allianz Life Insurance Company of North America
James E. Nelson
March 15, 2017 - Michael J. Vanhorenbeck
March 15, 2017 - Jerry Halstead
March 15, 2017 - Mark A. Coski
March 15, 2017 - Rick Thomason
March 16, 2017 - William J. Shepard
March 16, 2017 - Triad Advisors, Inc.
Jeff Rosenthal
March 16, 2017 - Susan Nazarewicz
March 16, 2017 - Robert Drummond
March 16, 2017 - Ann Novosel
March 16, 2017 - Stable Value Investment Association
Gina Mitchell
March 16, 2017 - Great American Life Insurance Company
John P. Gruber
March 16, 2017 - Christine Turpin
March 16, 2017 - The National Federation of Independent Business
Daniel Bosch
March 16, 2017 - James Dolan
March 16, 2017 - Public Citizen
Lisa Gilbert
March 16, 2017 - Voya Financial, Inc.
Alain M. Karaoglan
March 16, 2017 - Jeremy Glen
March 16, 2017 - Joe Eastman
March 16, 2017 - Asset Marketing Systems Insurance Services, LLC
Jennifer Schendel
March 16, 2017 - Reid Wagner
March 16, 2017 - Joyce Schade
March 16, 2017 - Nestlerode & Loy, Inc.
Judy L. Loy
March 16, 2017 - William D. Shade
March 16, 2017 - Investment Program Association
Anthony Chereso
March 16, 2017 - Northwestern Mutual Life Insurance Company
Raymond J. Manista
March 16, 2017 - Judith A. Gregory
March 16, 2017 - Smith, Moore & Co.
James Deutsch
March 16, 2017 - Wells Fargo & Company
David M. Carroll
March 16, 2017 - Rasa Silenas
March 16, 2017 - Shurwest, LLC
Ron Shurts, Jim Maschek
March 16, 2017 - Patrick H. Allen, III
March 16, 2017 - Investacorp Inc.
Marcus Arneaud
March 16, 2017 - R. Parker
March 16, 2017 - John Black
March 16, 2017 - Member of U.S. House of Representatives
Gwen Moore
March 16, 2017 - North American Securities Administrators Association, Inc.
Mike Rothman
March 16, 2017 - Capital Group
Jason K. Bortz, Michael J. Downer
March 16, 2017 - Group of Firm Clients at Davis & Harman LLP
Kent A. Mason
March 16, 2017
- Kathleen M. McBride
March 16, 2017 - Barry E. Krupp
March 16, 2017 - Ginny Brewster
March 16, 2017 - Capital Forensics, Inc.
Jay Rosen
March 16, 2017 - First Command Financial Services, Inc.
J. Scott Spiker
March 16, 2017 - Linden Financial Consultants, LLC
Kitty Bressington
March 16, 2017 - Madison Avenue Securities
Wayne F. Talleur
March 16, 2017 - C. Fisher
March 16, 2017 - Farmers Financial Solutions, LLC
John Mueting
March 16, 2017 - Ladenburg Thalmann Asset Management Inc.
Philip S. Blancato
March 16, 2017 - James Paty
March 16, 2017 - R. Tarango
March 16, 2017 - Woody Hancock
March 16, 2017 - James Hubert
March 16, 2017 - Ron A. Rhoades
March 16, 2017 - Mary Ellen Frank
March 16, 2017 - Pacific Global Investment Management Company
Barbara A. Kelley
March 17, 2017 - Motorists Life Insurance Company
Michael J. Agan
March 17, 2017 - Nassau Reinsurance Group Holdings, L.P.
Kostas Cheliotis
March 17, 2017 - Al Pennington
March 17, 2017 - Consumer Federation of America
Barbara Roper
Micah Hauptman
March 17, 2017 - American Association for Justice
Julie Braman Kane
March 17, 2017 - State Street Global Advisors
Phillip S. Gillespie
March 17, 2017 - Members of United States Congress
Maxine Waters, Robert "Bobby" Scott, Elijah Cummings, Alma S. Adams, Nanette Diaz Barragan, Donald S. Beyer, Jr., Suzanne Bonamici, Michael E. Capuano, Matthew Cartwright, Judy Chu, John Conyers, Jr., Joe Courtney, John K. Delaney, Rosa L. DeLauro, Mark DeSaulnier, Keith Ellison, Dwight Evans, Marcia L. Fudge, John Garamendi, Al Green, Raul M. Grijalva, Eleanor Holmes Norton, Barbara Lee, Sheila Jackson Lee, Henry C. "Hank" Johnson, Jr., Marcy Kaptur, William R. Keating, Stephen Lynch, Carolyn B Maloney, Betty McCollum, Frank Pallone, Jr., Donald M. Payne, Jr., Cedric Richmond, John P. Sarbanes, Jan Schakowsky, Carol Shea-Porter, Mark Takano, Nydia M. Velazquez, Bonnie Watson Coleman, Hakeem S. Jeffries
March 17, 2017 - ScottTrade, Inc.
Adym Rygmyr
March 17, 2017 - Paula Jennings
March 17, 2017 - Honza Prchal
March 17, 2017 - Groom Law Group Client Companies Providing Annuity and Insurance Products to Employer-Sponsored Plans and Individual Retirement Accounts
Thomas Roberts
March 17, 2017 - M Financial Group
Kenneth D. Stephens
March 17, 2017 - Lake City Bank
Kevin Deardorff
March 17, 2017 - Lake City Bank
Michelle R. Wedeven
March 17, 2017 - Lake City Bank
Jonathan P. Steiner, Patricia L. Culp
March 17, 2017 - The Committee for the Fiduciary Standard
Kathleen M. McBride on behalf of the Steering Group
March 17, 2017 - Alliance for Retired Americans
Richard J. Fiesta
March 17, 2017 - Invesco Advisers, Inc.
John M. Zerr
March 17, 2017 - Groom Law Group Client Companies Providing Recordkeeping Services to Employer-Sponsored Plans and Individual Retirement Accounts
Stephen M. Saxon
March 17, 2017 - Money Management Institute
Craig Pfeiffer
March 15, 2017 - Kathryn E. Campbell
March 15, 2017 - Drinker Biddle & Reath LLP Representing Insurance Intermediaries That Filed for Exemption
Bruce L. Ashton, Bradford P. Campbell
March 17, 2017 - Fidelity Investments
Ralph C. Derbyshire
March 17, 2017 - BOK Financial
JoAnn G. Schaub
March 17, 2017 - AARP
David Certner
March 17, 2017 - Robert Shaw, Jason Luders
March 8, 2017 - Jane Mansfield Bouvier
March 17, 2017 - CFA Institute
Kurt N. Schacht, Linda L. Rittenhouse
March 17, 2017 - Peggy Doviak
March 17, 2017 - American Federation of Teachers
Randi Weingarten
March 17, 2017 - PenServ Plan Services, Inc.
Susan D. Diehl
March 17, 2017 - Indiana Credit Union League
John McKenzie
March 17, 2017 - CUNA Mutual Group
Michael F. Anderson
March 17, 2017 - Morgan, Lewis & Bockius LLP
Daniel R. Kleinman, Michael B. Richman
March 17, 2017 - Jeffrey Pederson
March 17, 2017 - National Planning Holders, Inc.
Scott Romine
March 17, 2017 - Melissa Colangelo
March 17, 2017 - Americans for Financial Reform
Marcus Stanley
March 17, 2017 - Bond Dealers of America
Mike Nicholas
March 17, 2017 - Davenport & Company
Lee Chapman, IV
March 17, 2017 - Ted Earl
March 17, 2017 - Americans for Tax Reform
Justin Sykes
March 17, 2017 - The Financial Services Institute
David T. Bellaire
March 17, 2017 - Carrie Devorah
March 17, 2017 - ETRADE Financial Corporation
James E. Ballowe, Jr.
March 17, 2017 - Carl A. Johnson
March 17, 2017 - Lori Post
March 17, 2017 - Jayne Bowman
March 17, 2017 - Security Benefit
Doug Wolff
March 17, 2017 - Members of the United States Senate
Patty Murray, Sherrod Brown, Tammy Baldwin, Cory A. Booker, Tammy Duckworth, Dianne Feinstein, Al Franken, Kirsten Gillibrand, Tim Kaine, Edward J. Markey, Jeffrey A. Merkley, Bernard Sanders, Chris Van Hollen, Elizabeth Warren, Ron Wyden
March 17, 2017 - Vanguard
F. William McNabb, III
March 17, 2017 - Putnam Investments
Robert L. Reynolds
March 17, 2017 - Cambridge Investment Research
Seth A. Miller
March 17, 2017 - Ron Medley
March 17, 2017 - National Council of La Raza
Eric Rodriguez
March 17, 2017 - Investment Company Institute
Brian Reid, David W. Blass
March 17, 2017 - T. Rowe Price and Associates, Inc.
Margaret H. Raymond
March 17, 2017 - Creative One Marketing Corporation
Andrew Payne
March 17, 2017 - Leann Knuth
March 17, 2017 - Tom Zitzmann
March 17, 2017 - HSBC North America Holdings Inc.
Mark A. Steffensen
March 17, 2017 - Public Investors Arbitration Bar Association
Marnie Lambert
March 17, 2017 - The City of New York Office of the Comptroller
Scott M. Stringer
March 17, 2017 - NextCapital
Rob Foregger
March 17, 2017 - AALU
David J. Stertzer
March 17, 2017 - Professor Nicole G. Iannarone, Professor Benjamin P. Edwards
March 17, 2017 - RBC Capital Markets, LLC
Shawn Maher
March 17, 2017 - David Beemer
March 8, 2017 - William F. Brooksby
March 10, 2017 - Charles S. Pickard
March 13, 2017 - State Treasurer of California
John Chiang
March 17, 2017 - Kristina Kershner
March 17, 2017 - Public Interest Research Groups
Edmund Mierzwinski
March 17, 2017 - Americans for Annuity Protection
Kim O’Brien
March 17, 2017 - The American Federation of Labor-Congress of Industrial Organizations (AFL-CIO)
Shaun C. O’Brien
March 17, 2017 - CUSO Financial Services, LP
Peter K. Vonk
March 17, 2017 - Sorrento Pacific Financial, LLC
Rick Dahl
March 17, 2017 - Renee M. Snow
March 17, 2017 - Janet Gillham
March 7, 2017 - United States House of Representatives
Committee on Financial Services
Jeb Hensarling, Ann Wagner, Bill Huizenga, Patrick McHenry, Blaine Luetkemeyer, Sean Duffy, Andy Barr, Stevan Pearce, Peter King, Edward Royce, Frank Lucas, Bill Posey, Steve Stivers, Randy Hultgren, Dennis Ross, Robert Pittenger, Keith Rothfus, Luke Messer, Scott Tipton, Roger Williams, Bruce Poliquin, Mia Love, French Hill, Tom Emmer, Lee Zeldin, David Trott, Barry Loudermilk, Alexander Mooney, Thomas MacArthur, Warren Davidson, Tedd Budd, David Kustoff, Claudia Tenney, Trey Holdingsworth
March 17, 2017 - Office of Member of Congress Loudermilk
Colin Carr
March 8, 2017 - Justin Bitner
March 8, 2017 - Michael Ward
March 1, 2017 - Ron McArdle
March 3, 2017 - Gordon T. Robinson
March 6, 2017 - Grace Dougherty
March 1, 2017 - E. Durmez
March 10, 2017 - Robert E. Rutkowski
March 10, 2017 - Judy Stone
March 13, 2017 - Anonymous
March 13, 2017 - Travis Sherman
March 13, 2017 - Alison Nichols
March 13, 2017 - M. Drinkhouse
March 13, 2017 - Anne L.
March 13, 2017 - Michael Sullivan
March 13, 2017 - Linda Hartsuyker
March 13, 2017 - Anonymous
March 13, 2017 - Anonymous
March 13, 2017 - Michael P. Davis
March 17, 2017 - Michael A. Raeber
March 17, 2017 - G.G. Bande
March 17, 2017 - Arthur Heiserman
March 10, 2017 - Bette Kerr
March 10, 2017 - Skylar Smith
March 17, 2017 - Stuart Speer
March 16, 2017 - Douglas Dougherty
March 17, 2017 - Trubee, Collins & Co., Inc.
William R. Pictor
March 17, 2017 - Webskowski Financial LLC
Josh Webskowski
March 16, 2017 - Jim Christian
March 10, 2017 - Hefren-Tillotson, Inc.
Kim Tillotson Fleming
March 6, 2017 - Richard J. Desman
March 21, 2017 - James Rockwell
March 16, 2017 - Cuba Financial Group
Richard R. Cuba
March 17, 2017 - Thomas Schneider
March 20, 2017 - Leona D. Robinson
March 28, 2017 - Hilltop Holdings, Inc.
John R. Muschalek
March 15, 2017 - John A. Walters
March 17, 2017 - Robert Deutsch
March 18, 2017 - Kent
March 19, 2017 - Fortune Financial Services, Inc.
Gregory J. Bentley
March 16, 2017 - Tom and Pat Swartz
March 20, 2017 - Dan Hays
March 20, 2017 - C. Turner
March 20, 2017 - Jack L. Sloan
March 20, 2017 - Joanne Tenney
March 18, 2017 - Kathryn Marshall
March 18, 2017 - Maya Gold
March 18, 2017 - Linda Yu
March 18, 2017 - Marilyn Smith
March 19, 2017 - John Walsh
March 19, 2017 - Sam Edwards
March 19, 2017 - Dale Hjelm
March 19, 2017 - Anonymous
March 19, 2017 - Anonymous
March 20, 2017 - Bill Marshall
March 21, 2017 - Todd Smith
March 21, 2017 - Carl Bailey
March 21, 2017 - Anonymous
March 22, 2017 - Aalon Rose
March 22, 2017 - Chester Bush
March 23, 2017 - Kurt Mathes
March 23, 2017 - L. Rice
March 23, 2017 - Robert Ricci
March 23, 2017 - K. Hagan
March 24, 2017 - John Bultsma
March 24, 2017 - Alex Wilson
March 24, 2017 - Morris Madison
March 24, 2017 - Babs Eggleston
March 24, 2017 - John Zimmerman
March 27, 2017 - Larry T. Christiansen
March 21, 2017 - Don Bender
March 27, 2017 - Robert Lenahan
March 27, 2017 - Bruce Bender
March 27, 2017 - Nancy Simon
March 21, 2017 - cfd Investments, Inc.
Matthew Bahrenburg
March 23, 2017 - James Elledge
March 23, 2017 - Stephen Monsour
March 23, 2017 - Diana Pragel
March 26, 2017 - Steven Dennis
March 28, 2017 - Carl Meyers
March 29, 2017 - Rise Financial Group
Daniel Thomas Anderson
March 29, 2017 - National Association of Health Underwriters
Janet Trautwein
March 30, 2017 - William Michael Cunningham
April 1, 2017 - James F. Kmec
March 31, 2017 - Lawrence Bennett
March 31, 2017 - John Watkins
March 31, 2017 - Joe Sweeney
March 31, 2017 - David Rider
April 1, 2017 - George Thomas
April 1, 2017 - William Dooley
April 2, 2017 - Steve Abney
April 2, 2017 - B. K.
April 3, 2017 - Scott Wheeler
April 3, 2017 - Fred Oswald
April 4, 2017 - Xiaowen Kang
April 5, 2017 - F. K.
April 5, 2017 - R. P.
April 5, 2017 - Marcia Curole
April 6, 2017 - Dustin Stanley
April 6, 2017 - Jerry Pittz
April 5, 2017 - Strategic Wealth Designers
Matt Dicken
April 5, 2017 - Henry D’Alberto
April 6, 2017 - Guy Hocker
April 7, 2017 - DNB First, N.A.
William J. Hieb
April 6, 2017 - Americans for Prosperity
Brent Gardner
April 6, 2017 - Lee Kazma
April 6, 2017 - Paul L. Kanago
April 7, 2017 - David Allen
April 7, 2017 - Sabino Ranaudo
April 7, 2017 - Ed Campbell
April 8, 2017 - John Corathers
April 8, 2017 - Anonymous
April 8, 2017 - Donna Schaeffer
April 10, 2017 - Anonymous
April 10, 2017
- Gregory Antipa
March 26, 2017 - Ellen Kaufmann
March 19, 2017 - Scott Moore
March 22, 2017 - Anonymous
April 11, 2017 - Ladenburg Thalmann Financial Services Inc.
Doug Baxley
April 10, 2017 - Susan Prichard
March 17, 2017 - Investacorp, Inc.
Patrick Farrell
April 10, 2017 - Gary Berne
April 10, 2017 - Janet Packard
April 11, 2017 - Cynthia Tuell
April 11, 2017 - E.R.
April 11, 2017 - Madeleine Jackson
April 11, 2017 - David Neuman
April 11, 2017 - Financial Independence Network
David Leist
March 29, 2017 - Chris Harvey
April 11, 2017 - Barb Dale
April 11, 2017 - Maru Cormack
April 12, 2017 - Ashley Dicken
April 12, 2017 - Empower Retirement
Edmund F. Murphy, III
April 12, 2017 - Morningstar, Inc.
Aron Szapiro
April 13, 2017 - Karin Delgado
April 12, 2017 - David E. Ortman
April 13, 2017 - Jerry Broughton
April 12, 2017 - National Employment Lawyers Association
Terisa E. Chaw
April 13, 2017 - Washington Legal Foundation
Cory L. Andrews, Mark S. Chenoweth, Michelle Stilwell
April 13, 2017 - BlackRock, Inc.
Barbara Novick
April 13, 2017 - B.C. Ziegler and Company
Thomas R. Paprocki
April 13, 2017 - Great-West Financial
Robert K. Shaw
April 13, 2017 - Voya Financial
Alain M. Karaoglan
April 13, 2017 - John E. Sutherland
April 13, 2017 - John Hancock Life Insurance Company
James D. Gallagher
April 13, 2017 - Ed Campbell
April 14, 2017 - Roger Surette
April 13, 2017 - Judith Lynn Yeo
April 13, 2017 - David Wean
April 13, 2017 - State of California Attorney General Xavier Becerra
April 13, 2017 - The Leaders Group
Z. Jane Riley
April 13, 2017 - Ginny Moss
April 13, 2017 - I. Demeneva
April 14, 2017 - Davis & Harman LLP
Kent A. Mason
April 14, 2017 - Standard Insurance Company
Chris Conklin, Miriam Lohmann
April 14, 2017 - Standard Retirement Services, Inc.
Dan Hall, Miriam Lohmann
April 14, 2017 - Penn Mutual Life Insurance Company
Kevin Reynolds
April 14, 2017 - State Farm Mutual Automobile Insurance Company and Subsidiaries
Stephen McManus
April 14, 2017 - The Committee on Investment of Employee Benefit Assets (CIEBA)
Aaron Marks
April 14, 2017 - Kathleen W. Sonnabend
April 14, 2017 - Anonymous
April 15, 2017 - Aaron Belgard
April 15, 2017 - Jason L. Smith
April 15, 2017 - Ben Dyal
April 15, 2017 - Monty McDermitt
April 15, 2017 - David Horning
April 16, 2017 - Dan Dourney
April 15, 2017 - Scott Koth
April 16, 2017 - David H. Kinder
April 16, 2017 - Denise Smith
April 16, 2017 - Christopher Lish
April 16, 2017 - Jaime Valentini
April 16, 2017 - FeeX, Inc.
Yoav Zurel
April 16, 2017 - Waylon Peterson
April 17, 2017 - The University of Miami School of Law Investor Rights Clinic
Teresa J. Verges
April 17, 2017 - Brent Meyer
April 17, 2017 - American Association for Justice
Julie Braman Kane
April 17, 2017 - D.A. Davidson Companies
Lawrence T. Martinez
April 17, 2017 - State of New York Attorney General
Eric T. Schneiderman
April 17, 2017 - Independent Insurance Agents & Brokers of America
Jennifer M. Webb
April 17, 2017 - New York City Department of Consumer Affairs
Commissioner Lorelei Salas
April 17, 2017 - Joseph Rowley
April 17, 2017 - Robert Westfall
April 17, 2017 - National Association of Insurance and Financial Advisers
Paul R. Dougherty
April 17, 2017 - Jack Sloan
April 17, 2017 - Principal Financial Group
Greg Burrows
April 17, 2017 - Kyle Olberding
April 17, 2017 - Michael J. Thompson
April 17, 2017 - Diane Woodward
April 16, 2017 - Steven A. Hron
April 16, 2017 - Investment Adviser Association
Karen L. Barr
April 17, 2017 - Dave M. Alison
April 17, 2017 - The Public Non-Listed REIT Council of the National Association of Real Estate Investment Trusts
Executive Committee of NAREIT PLNR Council
Daniel L. Goodwin, et. al.
April 17, 2017 - Fi360, Inc.
Blaine F. Aikin, Duane R. Thompson
April 17, 2017 - The SPARK Institute, Inc.
Tim Rouse
April 17, 2017 - McGuire Woods LLP on behalf of retirement plan sponsor clients and their affiliated employers
Robert B. Wynne
April 17, 2017 - AXA US
Brian Winikoff
April 17, 2017 - U.S. Chamber of Commerce
Randel K. Johnson, David Hirschmann
April 17, 2017 - The Committee of Annuity Insurers
Joseph F. McKeever, III, Michael L. Hadley
April 17, 2017 - Secured Financial Solutions
Anil Vazirani
April 17, 2017 - United States House of Representatives
Committee on Education and the Workforce
Virginia Foxx, Tim Walberg, Joe Wilson, Duncan Hunter, David P. Roe, Glenn "GT" Thompson, Brett Guthrie, Todd Rokita, Lou Barletta, Luke Messer, Bradley Byrne, Dave Brat, Glenn Grothman, Steve Russell, Elise Stefanik, Rick W. Allen, Jason Lewis, Francis Rooney, Paul Mitchell, Tom Garrett, Jr., Lloyd K. Smucker, A. Drew Ferguson, IV
April 17, 2017 - Economic Policy Institute
Heide Shierholz
April 17, 2017 - Anonymous
April 17, 2017 - Pacific Life Insurance Company
Sharon A. Cheever
April 17, 2017 - Betterment LLC
Jon Stein
April 17, 2017 - The Mercatus Center at George Mason University
Mark Warshawsky, Hector Peirce
April 17, 2017 - The Indexed Annuity Leadership Council
Jim Poolman
April 17, 2017 - Gail Brady
April 17, 2017 - Better Markets, Inc.
Dennis M. Kelleher, Stephen W. Hall
April 17, 2017 - Securities Arbitration Clinic at St. John’s University School of Law, part of the St. Vincent de Paul Legal Services, Inc.
Melanie Lee, Christine Lazaro
April 17, 2017 - PFS Investments, Inc.
Karen L. Sukin
April 17, 2017 - The Financial Services Roundtable
Richard Foster
April 17, 2017 - The Center for American Progress
Joe Valenti
April 17, 2017 - American Bankers Association HSA Council
J. Kevin A. McKechnie
April 17, 2017 - National Employment Law Project NELP
Christine L. Owens
April 17, 2017 - Managed Funds Association
Stuart J. Kaswell
April 17, 2017 - American Retirement Association
Brian H. Graff, Craig P. Hoffman, Robert Richter, Scott Hayes
April 17, 2017 - Davenport & Company LLC
Lee Chapman
April 17, 2017 - James M. Carlson
April 17, 2017 - Commonwealth Financial Network
Brendan Daly
April 17, 2017 - Bill E. Carter
March 23, 2017 - April Wallace
April 7, 2017 - Abbey Capital LLC
April 1, 2017 - Advisor Group, Inc.
Noah D. Sorkin
April 17, 2017 - Alaska USA Federal Credit Union
Julia Niziolek
April 17, 2017 - Advisors Excel, LLC
Eric R. Keller
April 17, 2017 - Financial Planning Coalition
Kevin R. Keller, Lauren Schadle, Geoffrey Brown
April 17, 2017 - The Guardian Life Insurance Company of America
Tracy Rich
April 17, 2017 - Doug Bruggeman
April 7, 2017 - Melissa L. Glennie
April 7, 2017 - Gary E. Domke
April 7, 2017 - cfd Investments, Inc.
George W. Burkley, III
April 7, 2017 - Thomas J. Leonetti
April 10, 2017 - Kevin J. Daniels
April 10, 2017 - Anonymous
April 10, 2017 - Brian Bennett
April 10, 2017 - John T. Mullheran
April 10, 2017 - Alan L. Kranitz
April 10, 2017 - Steve Voshall
April 10, 2017 - Creative Financial Group
Kurt Supe
April 10, 2017 - Zachary L. Daniels
April 10, 2017 - Martin Nadeau
April 10, 2017 - Guy H. Blakey
April 10, 2017 - Creative Financial Group
John Culpepper
April 10, 2017 - Lonnie Gordon Ogulnick
April 11, 2017 - Kaufman Financial Services
Richard A. Kaufman
April 11, 2017 - Dan
April 11, 2017 - Dan
April 11, 2017 - Jennifer Woodward
April 11, 2017 - Dennis R. Hamlet
April 11, 2017 - The Wright Financial Group
Dana Wright
April 11, 2017 - Alex Sywak
April 12, 2017 - Eric Yoshimura
April 12, 2017 - Lewis J. Walker
April 13, 2017 - Alan N. Duysen
April 13, 2017 - Doyle Walters
April 13, 2017 - Mike Ruff
April 13, 2017 - Anthony A. Rossi
April 13, 2017 - Dave Beemer
April 14, 2017 - KMS Financial Services, Inc.
Eric S. Westberg
April 14, 2017 - Frederick Montano
April 13, 2017 - Asset Marketing Systems Insurance Marketing Services, LLC
Jennifer K. Schendel
April 17, 2017 - Market Synergy Group, Inc.
Carlton Fields Jorden Burt, P.A., James F. Jorden, Brian P. Perryman
April 17, 2017 - Putnam Investments
Robert L. Reynolds
April 17, 2017 - CFA Institute
Kurt N. Schact, Linda Rittenhouse
April 17, 2017 - Paul D. Epstein
April 17, 2017 - Randy T. Smith
April 17, 2017 - Mark L. Smith
April 14, 2017 - Investment Program Association
Anthony Chereso
April 17, 2017 - SunTrust Bank
Stephen M. Castle
April 17, 2017 - Steering Group of the Committee for the Fiduciary Standard
Kathleen M. McBride
April 17, 2017 - Defined Contribution Institutional Investment Association
Lew Minsky
April 17, 2017 - Vanguard
F. William McNabb, III
April 17, 2017 - Madison Avenue Securities, LLC
Wayne Talleur
April 17, 2017 - Roland Q. Leavell
April 17, 2017 - Silver Law Group
Scott L. Silver
April 17, 2017 - Bond Dealers of America
Mike Nicholas
April 17, 2017 - Teachers Insurance and Annuity Association of America
Derek B. Dorn
April 17, 2017 - Jackson National Life Insurance Company
James R. Sopha
April 17, 2017 - Wunderlich Securities, Inc.
James T. Ritt
April 17, 2017 - Wells Fargo & Company
David M. Carroll
April 17, 2017 - Ameriprise Financial
Joseph E. Sweeney
April 17, 2017 - Raymond James Financial
Scott Stolz
April 17, 2017 - American Bankers Association
Sarah Ferman
April 17, 2017 - Massachusetts Mutual Life Insurance Company
John E. Deitelbaum, Kevin O. Finnegan
April 17, 2017 - Allianz Life Insurance Company of North America
Gretchen Cepek, Stewart Gregg
April 17, 2017 - UBS AG
Michael Crowl, Jason Chandler
April 17, 2017 - Fidelity Investments
Ralph C. Derbyshire
April 17, 2017 - Consumer Federation of America*
Barbara Roper, Micah Hauptman
April 17, 2017 - 51 Organizations
Americans for Financial Reform; American Federation of State, County and Municipal Employees (AFSCME); American Association of University Women (AAUW); Campaign for a Strong Colorado; Chicago Federation of Labor ; Chicago Jobs Council; Citizen Action/Illinois; Consumer Action; Colorado AFL-CIO; Colorado American Federation of Teachers; Colorado Fiscal Institute; Colorado WINS; The Committee for Fiduciary Standard; Consumer Action; Consumers Union; DEMOS; Economic Policy Institute; Empower Missouri; Family Values at Work; Fund Democracy; Heartland Alliance for Human Needs & Human Rights; Illinois Asset Building Group; Interfaith Worker Justice; The Institute for College Access & Success; Jefferson City Faith Labor Alliance; Kansas City Faith Labor Alliance; Kansas City Workers Rights Board; Labor Project for Working Families; Lincoln Faith Labor Alliance; Main Street Alliance; Missouri Alliance of Retired Americans Education Fund; Missouri Jobs with Justice; NAACP; National Active and Retired Federal Employees Association (NARFE); National Association of Social Workers (NASW); National Council of La Raza (NCLR); National Employment Lawyers Association; National Employment Law Project (NELP); New Jersey Citizen Action; Northwest Side Housing Center; Progress Now Colorado; Sargent Shriver National Center on Poverty Law; Service Employees International Union, Missouri/Kansas State Council; St. Charles Faith Labor Alliance; St. Louis Faith Labor Alliance; St. Louis Workers Rights Board; ULLICO; US PIRG; Virginia Organizing; Warren Faith Labor Alliance; Woodstock Institute
April 17, 2017 - AARP
David Certner
April 17, 2017 - Janney Montgomery Scott LLC
Gregory B. McShea
April 17, 2017 - Motorists Life Insurance Company
Michael J. Agan
April 17, 2017 - Public Investors Arbitration Bar Association (PIABA)
Marnie C. Lambert
April 17, 2017 - Groom Law Group on behalf of clients companies providing annuity and insurance products
Thomas Roberts
April 17, 2017 - AE Wealth Management, LLC
Eric R. Keller
April 17, 2017 - The American Council for Capital Formation
Timothy M. Doyle
April 17, 2017 - The Securities Industry and Financial Markets Association’s (SIFMA) Asset Management Group (AMG)
Laura Martin, Joseph Cox
April 17, 2017 - The Securities Industry and Financial Markets Association (SIFMA)
Lisa J. Bleier
April 17, 2017
- Transamerica
Dave Paulsen
April 17, 2017 - The Financial Services Institute
David T.Bellaire
April 17, 2017 - Kathleen M. McBride
April 17, 2017 - Groom Law Group on behalf of client companies providing recordkeeping services
Stephen M. Saxon
April 17, 2017 - Neuberger Berman Group LLC
William Braverman
April 17, 2017 - First Command Financial Services, Inc.
J. Scott Spiker
April 17, 2017 - Western & Southern Financial Group, Inc.
Jonathan D. Niemeyer
April 17, 2017 - American Council of Life Insurers (ACLI)
James H. Szostek, Howard M. Bard
April 17, 2017 - Shurwest, LLC
Ron Shurts, Jim Maschek
April 17, 2017 - T. Rowe Price Associates, Inc.
Margaret H. Raymond
April 17, 2017 - Americans for Annuity Protection
April 17, 2017 - National Association for Fixed Annuities
Charles "Chip" Anderson
April 17, 2017 - Investment Company Institute
Brian Reid, David W. Blass
April 17, 2017 - Fidelity & Guaranty Life Insurance Company
Eric Marhoun
April 17, 2017 - Stifel Financial Corp.
Ronald J. Kruszewski
April 17, 2017 - National Planning Holdings, Inc.
Scott Romine
April 17, 2017 - Insured Retirement Institute
Catherine J. Weatherford
April 17, 2017 - Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
Seth A. Miller
April 17, 2017 - Americans for Financial Reform
April 17, 2017 - ConnectYourCare
Harrison Stone
April 17, 2017 - Money Management Institute
Craig Pfeiffer
April 17, 2017 - HD Vest Investment Services
Bob Oros
April 17, 2017 - State Treasurer of Oregon Tobias Read
April 17, 2017 - Lincoln Financial Network
David S. Berkowitz
April 17, 2017 - CreativeOne Marketing Company
Andrew Payne
April 17, 2017 - Association for Advanced Life Underwriting (AALU)
David J. Stertzer
April 17, 2017 - Securities America
Kevin J. Miller
April 17, 2017 - Metropolitan Life Insurance Company (Metlife)
Andrew Varady
April 17, 2017 - Scott Rolfs
April 17, 2017 - Sherry Malone
April 16, 2017 - American Federation of Labor-Congress of Industrial Organizations (AFL-CIO)
Shaun C. O’Brien
April 17, 2017 - City and County of San Francisco Treasurer Jose Cisneros
April 17, 2017 - Blake Woodard
April 17, 2017 - Timothy H. Mebane, Brett W. Ginn
April 17, 2017 - Deborah Castiglioni
April 17, 2017 - CUSO Financial Services, LP
Peter K. Vonk
April 17, 2017 - Triad Advisors Inc.
Jeffrey L. Rosenthal
April 17, 2017 - Edward D. Jones and Co., L.P.
Jesse Hill
April 17, 2017 - FBT Investments
Leonard N. Alsfeld
April 10, 2017 - Craig S. Gillen
April 1, 2017 - Carol Bull
April 17, 2017 - Dave Hutchison
April 12, 2017 - Glen Mendiaz
April 17, 2017 - Financial Markets, Inc.
Robert Neil Sperling
April 11, 2017 - Brent Meyer
April 10, 2017 - Gerald Burr
April 7, 2017 - Ruth Delaney
April 7, 2017 - Horsetooth Financial
Michael Hall
April 7, 2017 - Gloria Bohinski
April 7, 2017 - Gary Williams
April 7, 2017 - Anita Ritter
April 7, 2017 - Vincent Troy
April 7, 2017 - Doris Candito
April 7, 2017 - William Bereza
April 7, 2017 - Kristy Gillham
March 7, 2017 - Theresa Schlosser
March 7, 2017 - Ladenburg Thalmann & Co., Inc.
Joseph Giovanniello, Jr.
April 17, 2017 - Robert E. Rutkowski
April 19, 2017 - Cetera Financial Sepcialists
Gregg A. Ruvoli
March 10, 2017 - Cetera Investments
LeAnn Rummel
March 13, 2017 - First Allied Securities
Kevin M. Keefe
March 10, 2017 - Cetera Advisor Networks
Thomas B. Taylor
March 10, 2017 - Girard Securities
Susan Woltman Tietjen
March 10, 2017 - Summit Brokerage Services
Marshall T. Leeds
March 13, 2017 - Cetera Advisors
Brett Harrison
March 10, 2017 - Cetera Financial Group, Inc.
Adam Antoniades
March 14, 2017 - S. John Ryan
April 17, 2017 - MFS Investment Management
Heidi W. Hardin
April 17, 2017 - Nestlerode & Loy, Inc.
Jody M. Sharer
April 17, 2017 - RBC Wealth Management
Lee Thoresen
April 17, 2017 - Cetera Financial Group, Inc.
Adam Antoniades
April 17, 2017 - Mitzy Stern
March 4, 2017 - Ronald Herson
March 6, 2017 - Kent Kitchingman
March 8, 2017 - Janette Randall
March 15, 2017 - Ajitkumar Trevedi
March 15, 2017 - Vishal Trevedi
March 15, 2017 - Troy McMahon
March 9, 2017 - Judi Norton
March 9, 2017 - Mary Kobler
March 14, 2017 - Elmer Ewing
March 14, 2017 - Allen LaLiberty
March 8, 2017 - Elizabeth Kramarck
March 5, 2017 - Frank Prazma
March 8, 2017 - C. Sheets
March 12, 2017 - Joseph Luse
March 13, 2017 - Shane Stallworth
March 13, 2017 - Stephen Ross
March 13, 2017 - Skip Johnson
March 15, 2017 - Justin Arfsten
March 15, 2017 - Zach B.
March 15, 2017 - K.C. Wingert
March 15, 2017 - Randall Roeser
March 15, 2017 - Theo Allen
March 16, 2017 - Ohio National Financial Services
Dennis L. Schoff
March 17, 2017 - Foresters Financial Holding
William J. Lipkus
March 17, 2017 - Anonymous
March 17, 2017 - Dustin Stanley
March 22, 2017 - Fund Democracy, Inc.
Mercer Bullard
April 17, 2017 - LPL Financial LLC
David P. Bergers
April 17, 2017 - American Benefits Council
Lynn D. Dudley
April 17, 2017 - Cetera Advisors
Erinn Ford
March 8, 2017 - Irv Flamer
March 14, 2017 - Glen Wantje
March 15, 2017 - National Taxpayers Union
Clark Packard
March 16, 2017 - Morningstar, Inc.
Aron Szapiro
March 17, 2017 - Sorrento Pacific Financial, LLC
Rick Dahl
April 18, 2017 - Larry Grill
April 19, 2017 - First Financial Bank N.A.
Ron Butler
April 25, 2017 - David Mann
April 25, 2017 - Robert E. Mohler
April 13, 2017 - Andy Martin
April 3, 2017 - Tim Nervegna
April 1, 2017 - Geoffrey C. Aden
April 11, 2017 - Lewis S. Black, Jr.
April 17, 2017 - Anderson
April 17, 2017 - Gayle Larson
April 17, 2017 - Dorothy Lauterbach
April 17, 2017 - Anne Fisher
April 17, 2017 - Western & Southern Financial Group
John F. Barrett
April 7, 2017 - Christopher R. Johnson
April 19, 2017 - Erica S. Fisette
May 8, 2017 - K. Stewart
May 1, 2017 - Donna Orwell
May 1, 2017 - Jan Whalsh
May 1, 2017 - Janet Munger
May 4, 2017 - J. Hunter
May 4, 2017 - Anonymous
May 10, 2017 - N. Rader
May 10, 2017 - Jo Chahas
May 4, 2017 - Terry Barman
May 4, 2017 - Tim Larkin
May 24, 2017 - Cathy Terry
May 22, 2017 - Snyder, Fearn
May 24, 2017 - Robert W. Cookes
May 8, 2017 - United States Senate Committee on Health, Education, Labor, and Pensions
Lamar Alexander, Michael B. Enzi, Richard Burr, Johnny Isakson, Susan M. Collins, Bill Cassidy, Todd Young, Pat Roberts, Tim Scott
April 28, 2017 - Members of Congress of the United States
David P. Roe, Robert B. Aderholt, Erik Paulsen, Ted Budd, Steve Russell, Bruce Westerman, Scott Tipton, Barbara Comstock, et. al.
May 2, 2017 - United States Senate Committee on Homeland Security and Governmental Affairs
Chairman Ron Johnson
May 12, 2017 - Fred B. Hodapp
May 28, 2017 - JM Anderson
June 7, 2017 - American Federation of State, County and Municipal Employees (AFSCME)
Steven Kreisberg
April 17, 2017 - Bipartisan Coalition of State Treasurers
Pennsylvania, Oregon, Iowa, Louisiana, Maryland, South Carolina, Rhode Island, Utah, Vermont, Washington, Illinois, Wyoming, Massachusetts
June 7, 2017 - Edith M. Cord
June 2, 2017 - Sigrid R. Bullington
June 7, 2017 - J. Poser
May 30, 2017 - American Council of Life Insurers
Dirk Kempthorne
May 1, 2017 - Teri Zida
May 1, 2017 - Anonymous
May 3, 2017 - Anonymous
May 3, 2017 - Valerie Stuart
May 3, 2017 - Concerned Citizen
May 15, 2017 - Hilan Whan
May 3, 2017 - Michael J. Fisette
May 2, 2017 - Richard J. Gregor
April 6, 2017 - Paul and Linda Howe
May 3, 2017 - Georgia Moran
May 3, 2017 - Roger Wilson
May 1, 2017 - Fred Robertshaw
May 1, 2017 - Timothy J. Escobar
May 24, 2017 - Dan Pisenti
May 26, 2017 - Zachary & Segraves P.A.
William Zachary, Jr.
May 24, 2017 - Doug York
May 25, 2017 - Bill F. Curren
May 25, 2017 - Lori Cohen
May 24, 2017 - Linda Santana
May 23, 2017 - Carter Knobel
May 30, 2017 - David Fisher
May 26, 2017 - State of New Hampshire Governor
Christopher T. Sununu
May 19, 2017 - J. Devine
May 24, 2017 - Alan Bernhagen
April 14, 2017 - Victor L. Black
June 6, 2017 - Sharron Cauthen
June 5, 2017 - Member of Congress Robert E. Latta
June 5, 2017 - Joan D. Kerr
May 31, 2017 - Edna Trujillo
May 31, 2017 - Sarah
May 31, 2017 - Cathryn L. Jardell
June 1, 2017 - Alana J. Connolly
June 1, 2017 - James Biondo
June 2, 2017 - Jeff Schuette
June 2, 2017 - David S. Pearson
May 11, 2017 - Gordon Markley
May 11, 2017 - 9to5 National Association of Working Women, Americans for Financial Reform, Consumer Federation of America, Economic Policy Institute, The Leadership Conference on Civil and Human Rights, NAACP, National Employment Law Project, National Partnership for Women & Families, National Women’s Law Center, Pension Rights Center
May 19, 2017 - Paul E. Hill
May 11, 2017 - Thomas Fendrick
May 15, 2017 - Dave Mack
May 15, 2017 - John F. Farmer
May 17, 2017 - Hector G. Anaya
May 11, 2017 - Eric Edwards
May 20, 2017 - Jan Walsh
May 1, 2017 - Tyler Alvino
May 10, 2017 - Kim Bucklin
April 30, 2017 - Ron A. Rhoades
May 2, 2017 - Deborah Katz
May 2, 2017 - Investment Program Association
Anthony Chereso
April 28, 2017 - Financial Services Roundtable
Tim Pawlenty
May 1, 2017 - Analis Quintman
May 3, 2017 - Helen Walker
May 2, 2017 - James M. Poindexter
June 6, 2017 - Jane G. Urner
June 7, 2017 - Robin J. Kearney
June 14, 2017 - W. A. Young
June 12, 2017 - Jeffrey Anton
June 16, 2017 - Great Nation Investment Corporation
B. Pat Treat
June 17, 2017 - T.A. Tegnazian
June 11, 2017 - Gregory T. Thompson
June 22, 2017 - Members of United States Senate
Patty Murray, Elizabeth Warren, Cory A. Booker
May 19, 2017 - Stacey Droogan
June 14, 2017 - Rooney Barker
June 15, 2017 - Scott H. Whittle
June 14, 2017 - Eddie Ngo
June 7, 2017 - E. Caroline Satyadi
June 16, 2017 - Theodore D. Galanides
June 12, 2017 - Shannon J. Mattix
June 20, 2017 - Doug York
June 19, 2017 - Aspen
Scott C. Prechtel
April 6, 2017 - Lawrence J. Mentkowski
April 6, 2017 - Emily Dunn
May 2, 2017 - AXA Equitable
Stephen Wisniewski
May 16, 2017 - Glen Wantje
May 8, 2018 - AXA Advisors
Tony Helton
April 6, 2017 - Jeff Larimore
May 3, 2017 - Nicholas MacLeod
July 31, 2017 - Patriotic Millionaires
Morris Pearl
July 14, 2017 - John Walter
May 25, 2017
* Resubmitted
The number to the right of a petition indicates the number of individual comments received as part of the petition listed. Copies of public comments are available upon request from EBSA's Public Disclosure Room.
- Financial Services Institute Members (3,002)
- Clients of Independent Financial Advisors (115)
- Raymond James Licensed Professionals (3,279)
- Active and Retired Federal Employees and TSP Participants (99)
- Close Loopholes; Strengthen Protections; Proposed Delay Unjustified (13,385)
- SIFMA Licensed Professionals (1,075)
- Don’t Delay; Implement Rule on April 10 (397)
- Retirement Savers; Delay and Fix the Rule (877)
- Financial Advisors For Investors’ Choice (301)
- Financial Professionals; Action to Delay Applicability Date is Imperative (1,442)
- Financial Firms Preparing Clients Support Delay of Applicability Date (103)
- This Rule Would Wallop the U.S. Economy; Support Delay of Compliance (3,024)
- Not Opposed to a Fiduciary Standard; Delay Implementation (96)
- Do Not Delay, Weaken or Rescind the Fiduciary Duty Rule (45,659)
- CREDO: Do Not Delay, Industry Has Had Ample Time to Prepare (119,094)
- Insurance Product Providers: Delay is Critical to Provide Department Necessary Time (453)
- Ameriprise Financial Professionals of Various States (1,096)
- Delay is Essential to Protect Retirement Investors Relying on Insurance Professionals (270)
- Rule Limits Choices for Direct Investment Products into Retirement Accounts; Consider Extension 180 Days (284)
- Misguided Attempt to Insert More Government into Retirement Planning; Department Should Delay and Fix Rule (1,486)
- Support Staff at Financial Advising Firm (12)
- To Avoid Disruption in the Market, the Applicability Date Should be Delayed (116)
- Independent Advisers’ Bullet Point List to Underscore the Issues (55)
- Edward Jones Financial Advisors; Applicability Date Delay is Imperative (29)
- Conflicts of Interest in Retirement Advice Cost American Families $17 Billion Each Year (83,430)
- Financial Advisors Concerned Over Client Confusion and Uncertainty in Department of Labor’s Fiduciary Rule (1,230)
- Financial Professionals Welcome Delay; Well-intentioned Rule Will Inadvertently Negatively Impact Retail Investors (34)
- Americans for Prosperity Grassroots Activists Strongly Support Delaying and Reviewing Rule (456)
- Financial Professionals Support Longer Delay to Review Legal and Economic Analysis, Ask SEC to Proceed with a Uniform Fiduciary Standard (101)
- Rootstrikers Member Comments on Fiduciary Rule (21,236)
- Investment Professionals at Financial Firms; DOL Should Undertake a Full-scale Review (256)
- Licensed Investment Professionals; Negative Impact on Clients (177)
- Life Insurance Professionals Providing Additional Information and Urging Further Delay (15)
- In My Professional Opinion, the Rule Will Cause Considerable Damage (263)
- Insurance Agents Support Delay of Applicability Date of So-called Fiduciary Rule (24)
- Industry Professionals; More Time is Needed to Conduct a Thorough Review of the Fiduciary Rule (24)
- Small Business Owners and Financial Advisors; Opposition to the Rule’s Unintended Consequences (365)
- It is Imperative That You Take the Time to Review the Fiduciary Regulation to Get it Right (3,355)
- Stop the Harmful Fiduciary Regulation Before its Implementation on June 9, 2017 (40)
- Licensed Financial Professionals Ask Secretary to Delay, Review, Make Determination (29,226)