This page provides a schedule of the upcoming public events including open meetings of the Commission, public appearances of senior SEC officials, including the Chairman, Commissioners, and senior staff members, and other public occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.
| When: | Thursday, October 14 |
| Who: |
Chairman William Donaldson |
| What: |
The Conference Board
The 2004 Annual Dinner
Cipriani 42nd Street
New York, New York |
| Contact: | Frank Tortorici, (212) 339-0231 |
|
| When: |
Friday, October 15 |
| Who: |
Commissioner Roel C. Campos |
| What: |
Los Angels Count Bar Association Business and Corporations Law Section
Biltmore Hotel, Los Angeles, California |
| Contact: |
Randall Lee, (323) 965-3807 |
|
| When: | Friday, October 15 |
| Who: | Commissioner Harvey J. Goldschmid |
| What: |
Hofstra University
Keynote Speaker on Corporate Governance
Hempstead, New York |
| Contact: | Dawn Marzella, (516) 463-6889 |
|
| When: |
Tuesday, October 19 |
| Who: |
Commissioner Roel C. Campos |
| What: |
Securities Industry Association
Mutual Fund Update Conference
Grand Hyatt, New York, New York |
| Contact: |
Michael Udoff, (212) 618-0509 |
|
| When: | Wednesday, October 20 |
| Who: | Commissioner Paul S. Atkins |
| What: |
Duluth Senior Expo
Duluth Entertainment and Convention Center
Duluth, Minnesota |
| Contact: | Tracy Lundeen, (218) 727-1177 |
|
| When: | Wednesday, October 20 |
| Who: | Alan L. Beller
Director, Division of Corporation Finance |
| What: |
National Association of Stock Plan Professionals
San Francisco Marriott (Downtown)
San Francisco, California |
| Contact: | Broc Romanek, (703) 237-9222 |
|
| When: |
Thursday, October 21 |
| Who: |
Chairman William Donaldson |
| What: |
Investment Company Institute
Annual Conference for Mutual Fund Directors
J.W. Marriott Hotel, Washington, D.C. |
| Contact: |
Marguerite Bateman, (202) 326-5813 |
|
| When: |
Wednesday, October 27 |
| Who: |
Commissioner Roel C. Campos |
| What: |
New America Alliance
4th Annual Wall Street Summit
New York Palace 455 Madison Avenue
New York, New York |
| Contact: |
Enrique Cortez, (202) 772-2053 |
|
| When: | Thursday, October 28 |
| Who: | Lori A. Richards
Director, Office of Compliance Inspections & Examinations |
| What: |
National Society of Compliance Professionals
Gateway Marriott Hotel, Arlington, Virginia |
| Contact: | Liza Wentworth, (860) 672-0843 |
|
| When: | Thursday, October 28 |
| Who: | Paul F. Roye
Director, Division of Investment Management |
| What: |
ALI-ABA Course of Study, Investment Management Regulation
Marriott at Metro Center, Washington, D.C. |
| Contact: | Kevin J. O'Connor, (215) 243-1637 |
|
| When: | Thursday, October 28 |
| Who: | Commissioner Paul S. Atkins |
| What: |
The Federalist Society
8th Annual Corporate Governance Conference
Cornell Club, New York, New York |
| Contact: | Dean A. Reuter, (202) 822-8138 |
|
| When: | Thursday – Friday, October 28-29 |
| Who: | Commissioner Harvey J. Goldschmid |
| What: |
IOSCO
Technical Committee Conference on Regulators and the Global Marketplace
The Plaza Hotel, New York, New York |
| Contact: | Ethiopis Tafara, (202) 942-2770 |
|
| When: | Friday, October 29 |
| Who: | Commissioner Harvey J. Goldschmid |
| What: |
National Center on Philanthropy and the Law
New York University, New York, New York |
| Contact: | Ingrid Hang, (212) 998-6168 |
|
| When: | Friday, October 29 |
| Who: | Commissioner Paul S. Atkins; Commissioner Cynthia A. Glassman |
| What: |
IOSCO
Technical Committee Conference on Regulators and the Global Marketplace
The Plaza Hotel, New York, New York |
| Contact: | Ethiopis Tafara, (202) 942-2770 |
