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Handling Misconduct

RESPONDENTS

 

Most allegations of research misconduct are not substantiated. Nevertheless, respondents should take such allegations seriously because they can have a negative effect on research careers. When accused of research misconduct, a respondent should

  • review the PHS regulation on research misconduct,
  • review the institution’s policies on responding to research misconduct,
  • gather documentation and identify witnesses,
  • consider whether an advisor, expert, or counsel is needed,
  • avoid actions which are or could be perceived as, retaliatory against the whistleblower, and
  • maintain the confidentiality of the proceedings.

In responding to an allegation, an institution must provide the respondent with

  • confidential treatment to the maximum extent possible,
  • an opportunity to comment on allegations and findings,
  • a copy of the inquiry report for comment,
  • a prompt and thorough investigation,
  • a copy of the investigation report for comment, and
  • a diligent effort, as appropriate, to restore your reputation if the allegation is not confirmed.

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Survey of Accused but Exonerated Individuals in Research Misconduct Cases--Final Report  

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Scientific Misconduct Regulations - 42 CFR Part 50,
Subpart A


 


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Updated May 18, 2002