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- Commodity Exchange Act
The Commodity Exchange Act is codified at 7 U.S.C. § 1, et seq.
You will be leaving the CFTC website and accessing the U.S. Code from the GPO Access
website.
- The Commodity Exchange Act (CEA) is codified at 7 U.S.C. § 1, et seq. Since the
CEA sections do not always correspond numerically to the U.S. Code sections, we have
provided a chart, which lists the sections of the CEA and their corresponding sections in
the United States Code. For instance, Section 3 of the CEA is codified at 7 U.S.C. §
5. This conversion chart is designed to serve as
a research aid and is not intended to have legal force or to substitute for review of the
statutes to which it refers.
- Commission's
Rules
The Commission's Rules can be found in Title 17, Ch. 1 of the Code of Federal
Regulations. To access the CFTC Rules, you will leave the CFTC website and visit the
Government Printing Office Access website. Final rules adopted by the Commission also are
available in the Federal Register.
- Proposed
Rules
Proposed CFTC rules published in the Federal Register from 1997 to present.
- Exemptive, No-Action & Interpretive
Letters
Summaries of letters published from 1995 to present. The
CFTC issues written guidance concerning the Commodity Exchange Act and the
Commission's regulations, principally in the form of responses to requests for
exemptive, no-action and interpretive letters.
- Compliance
Information
This section contains guidance to assist firms and
individuals who conduct commodity futures business with customers in complying with the
statutes and regulations applicable to their activities.
- Anti-Money Laundering
This section is intended to provide guidance for Commission registrants in
meeting their obligations under the Bank Secrecy and Patriot Acts.
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