[Federal Register: April 20, 1998 (Volume 63, Number 75)]

[Proposed Rules]               

[Page 19413-19414]

From the Federal Register Online via GPO Access [wais.access.gpo.gov]

[DOCID:fr20ap98-26]


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FEDERAL LABOR RELATIONS AUTHORITY


5 CFR Parts 2424 and 2429


 

Processing of Negotiability Petitions: Miscellaneous and General 

Requirements


AGENCY: Federal Labor Relations Authority.


ACTION: Notice of proposed rulemaking with request for comments.


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SUMMARY: The Federal Labor Relations Authority intends to revise its 

regulations concerning the processing of negotiability appeals (part 

2424). The Federal Labor Relations Authority established a Task Force 

to study and evaluate part 2424 of its regulations. The Task Force 

proposes to conduct focus groups to solicit and consider customers' 

views prior to undertaking these revisions.


DATES: Written comments must be received on or before May 29, 1998. A 

meeting will be held at 10:00 a.m. on May 12, 1998, in Washington, DC.


ADDRESSES: Mail or deliver written comments to the Office of Case 

Control, Federal Labor Relations Authority, 607 14th Street, NW, 

Washington, DC 20424-0001. The meeting will be held at the Federal 

Labor Relations Authority, 607 14th Street, NW, Second Floor Agenda 

Room, Washington, D.C.


FOR FURTHER INFORMATION CONTACT: Peter Constantine, Director, Office of 

Case Control, at the address listed above or by telephone: (202) 482-

6540.


SUPPLEMENTARY INFORMATION:


1. Background


    The Chair and Members of the Federal Labor Relations Authority (the 

Authority) intend to review and, where appropriate, implement 

mechanisms to improve the manner in which negotiability appeals are 

processed, and to revise the regulations governing review of these 

appeals. The Authority has established an internal Task Force to study 

this matter.

    Part 2424 of chapter XIV of Title 5 of the Code of Federal 

Regulations (1997) contains, among other things, the current 

regulations which govern all matters relating to the processing of 

negotiability appeals. Part 2429 contains general regulatory 

requirements which also govern these appeals. The regulations apply to 

petitions for review of negotiability issues that concern union 

proposals for bargaining as well as petitions for review of 

negotiability issues that arise from disapprovals of collective 

bargaining provisions that have been agreed on by parties.

    In conjunction with its review of the procedures for processing 

negotiability appeals, the Task Force is requesting oral and/or written 

comments concerning issues to be addressed in the regulatory revisions 

it is developing. A focus group meeting has been scheduled for Tuesday, 

May 12, 1998, at 10:00 a.m. in Washington, DC to discuss matters 

relevant to the negotiability appeal process. Persons interested in 

attending this meeting on the proposed rulemaking should call or write 

the point of contact listed in the preceding section to confirm 

attendance. If appropriate, other discussions may be scheduled.

    The Task Force will make written recommendations to the Chair and 

Members of the Authority, who will, as determined appropriate, issue 

proposed amendments to the existing negotiability and miscellaneous 

regulations. All agencies, unions, and interested persons will be 

afforded an opportunity to submit further comments on any proposed 

specific modifications to the existing regulations. The Task Force will 

conduct additional focus group meetings after the Authority proposes 

its revisions to the existing regulations.


2. The Federal Service Labor-Management Relations Statute (the 

Statute)


    Section 7117 of Title 5, United States Code, empowers the Authority 

to consider negotiability appeals under the conditions prescribed by 

section 7117(b) and (c), directs the Authority to expedite these 

appeals to the extent practicable, and instructs the Authority to issue 

a written decision at the earliest practicable date.

    The appeal process is set forth in Section 7117(c) of the Statute. 

Under this process, the exclusive representative may ``institute an 

appeal'' by ``filing a petition with the Authority.'' 5 U.S.C. 

7117(c)(2). Once an exclusive representative institutes a negotiability 

appeal, section 7117(c)(3)(A) and section 7117(c)(4) provide that an 

agency involved in a negotiability dispute ``shall file with the 

Authority'' a statement of position responding to the petition for 

review,


[[Page 19414]]


and that an exclusive representative ``shall file with the Authority 

its response to the statement.'' Consistent with section 7117(c)(5), 

the Authority, in its discretion, may hold a hearing on the petition 

for review before making a determination.


3. Issues on Which Comments Are Requested


    Following are several groups of subjects on which the Task Force is 

seeking comments. This is not intended to be an exclusive list; comment 

on any matter relevant to the processing of petitions for review in 

negotiability appeals is invited.


a. Alternative Dispute Resolution (ADR) in the Negotiability Appeal 

Process


    Should the Authority require and/or offer ADR services to the 

parties as part of the negotiability appeal process? If the Authority 

requires the parties to participate in ADR in connection with the 

negotiability appeal process, are there any particular issues that the 

Authority should consider in the drafting of its amendments to the 

negotiability regulations?


b. Compliance With Procedural Requirements


    What consequences, if any, should result from either an agency's 

failure to file a statement of position, as required by section 

7117(c)(3)(A) of the Statute or an exclusive representative's failure 

to file a response to this statement, as required by section 7117(c)(4) 

of the Statute?

    Under what circumstances, if any, should the Authority exercise its 

authority under section 7117(c)(5) of the Statute to hold hearings?

    Are there any general requirements, in addition to those set forth 

in part 2429 of the Authority's regulations, that the Authority should 

consider in drafting its amendments to the negotiability regulations?


c. The Meaning of a Proposal or Provision


    What burdens should the Authority place on the parties with respect 

to the meaning of proposals or provisions, the factual record, and the 

arguments? Where the Authority is unable to determine the meaning of a 

proposal or provision, what action should the Authority take?


d. The Relationship Between Issues Arising Under the Negotiability 

Appeal Process and the Unfair Labor Practice Process


    Should the Authority modify its procedure for processing complaints 

alleging unfair labor practices and negotiability petitions? If so, how 

should the Authority process cases involving alleged unfair labor 

practices and negotiability petitions?

    How should ``duty to bargain issues'' (such as whether a matter is 

``covered by'' an existing agreement or whether a union has waived its 

right to bargain) as opposed to ``scope of bargaining'' issues (whether 

a proposal is consistent with law, rule, or regulation) be addressed 

when arising in connection with a negotiability appeal?


e. Authority Orders in Decisions on Review of Negotiability Appeals; 

Compliance With the Authority's Orders


    Part 2424.10 of the Authority's regulations currently provides 

that, if in a decision the Authority finds that the duty to bargain 

extends to ``a matter proposed to be bargained,'' then the Authority 

shall include a bargaining order and, if the Authority finds that the 

duty to bargain does not extend to the matter, or that the duty extends 

to the matter ``only at the election of the agency,'' then the 

Authority shall dismiss the petition for review.

    Should the regulations be modified to include other orders? If so, 

what other orders should be included and in what circumstances should 

they be used?

    Should the Authority's regulations concerning compliance with 

negotiability orders be modified? If so, how should the Authority 

address a party's failure to comply with the Authority's negotiability 

order?


f. Proposals for Bargaining and Provisions Subject to Agency-Head 

Review


    Should the Authority's negotiability regulations differ depending 

on whether the petition for review concerns a proposal for bargaining 

or a provision that has been agreed on and subsequently disapproved?


g. Other Issues


    The foregoing questions are not intended to exclude any other 

subjects relevant to the negotiability appeal process. What other 

subjects relevant to the negotiability appeal process should the 

Authority consider in developing amendments to the existing 

negotiability regulations?


(Authority: 5 U.S.C. 7105(a)(2)(E) and (I)).


    Dated: April 15, 1998.

Solly Thomas,

Executive Director, Federal Labor Relations Authority.

[FR Doc. 98-10390 Filed 4-17-98; 8:45 am]

BILLING CODE 6727-01-P