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    Beneficial Ownership Reporting

    Insider Reports

    "Insider reports" collect information on the beneficial ownership of equity securities for (1) any director or officer of an issuer with a class of equity securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 ('34 Act); (2) any beneficial owner of greater than 10 percent of a class of equity securities registered under Section 12 of the '34 Act, as determined by voting or investment control over the securities pursuant to Rule 16a-1(a)(1); and (3) any trust, trustee, beneficiary, or settler required pursuant to Rule 16a-8.

     

    Insiders must file a report before the end of the second business day following the day on which a transaction resulting in a change in beneficial ownership has been executed. Forms that are submitted electronically will be made available immediately, so the public will be able to search for a report. Forms that have been submitted on paper will continue to be made available by the OCC’s Communications Division.
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    You are entering an official United States government system, which may be used only for authorized purposes. Unauthorized modification of any information stored on this system may result in criminal prosecution.