OCC Announces 18 New Enforcement Actions and Two
Terminations
WASHINGTON
-- The Office of the Comptroller of the Currency (OCC) today
announced 18 new enforcement actions taken against national banks
and individuals currently and formerly affiliated with national
banks and two terminations of existing enforcement
actions.
A list of
enforcement actions previously disclosed and copies of the actual
documents are available from the OCC’s Communications Division by
writing to: Comptroller of the Currency, Public Information Room
(1-5), Washington, DC
20219. Requests
made by facsimile transmission should be sent to (202)
874-4448. Please
include the identifying enforcement action number when placing an
order. Enforcement
actions are also listed monthly in OCC Interpretations and
Actions.
Subscriptions to that publication are available from the
OCC’s Communications Division.
The OCC also maintains a searchable database of
all public enforcement actions taken since August 1989 on its
Internet Web site located at
http://www.occ.treas.gov/enforce/enf_search.htm.
Civil Money
Penalties, By Consent |
No. |
Name/Bank/City |
Date |
Florida |
|
2004-2 |
J.
Reid Bingham, Hamilton Bank, N.A. (closed), Miami |
02/17/04 |
Minnesota |
|
2004-3 |
Jon
R. Lindeman, Americana National Bank, Albert Lea |
02/01/04 |
|
Formal
Agreements, By Consent |
No. |
Bank/City |
Date |
Alabama |
|
2004-4 |
Town-Country
National Bank, Camden |
01/28/04 |
Illinois |
|
2004-5 |
National
Bank of Petersburg, Petersburg |
01/15/04 |
Iowa |
|
2004-6 |
First
National Bank of West Union, West Union |
01/09/04 |
Kansas |
|
2004-7 |
The
First National Bank of Southern Kansas, Mount
Hope |
01/29/04 |
Texas |
|
2004-8 |
Mercedes
National Bank, Mercedes |
01/26/04 |
|
|
|
Personal Cease
and Desist Orders, By Consent |
No. |
Name/Bank/City |
Date |
Florida |
|
2004-2 |
J.
Reid Bingham, Hamilton Bank, N.A. (closed), Miami |
02/17/04 |
Minnesota |
|
2004-3 |
Jon
R. Lindeman, Americana National Bank, Albert Lea |
02/01/04 |
|
Removals/Prohibitions,
By Consent |
No. |
Name/Bank/City |
Date |
California |
|
2004-9 |
Ralph
J. de Keyser, Wells Fargo Bank, N.A., San
Francisco |
02/20/04 |
2003-165 |
Lusin
Keshishyan, Union Bank of California, N.A., San
Francisco |
04/21/03 |
Florida |
|
2004-10 |
Calvin
Brooks, Guaranty National Bank of Tallahassee,
Tallahassee |
02/26/04 |
Minnesota |
|
2004-3 |
Jon
R. Lindeman, Americana National Bank, Albert Lea |
02/01/04 |
North
Carolina |
|
2004-10 |
Calvin
Brooks, Bank of America, N.A., Charlotte |
02/26/04 |
Ohio |
|
2004-11 |
Jernika
N. Brown, U.S. Bank, NA, Cincinnati |
02/20/04 |
Texas |
|
2004-12 |
Jamie
Ellis, First National Bank of Jasper, Jasper |
02/24/04 |
2004-13 |
Lisa
Wolford, First National Bank of Jasper, Jasper |
02/17/04 |
|
Restitutions,
By Consent |
No. |
Name/Bank/City |
Date |
Florida |
|
2004-2 |
J.
Reid Bingham, Hamilton Bank, N.A. (closed), Miami |
02/17/04 |
|
Terminations of
Existing Enforcement Actions |
No. |
Type/Bank/City/Old
EA# |
Date |
Iowa |
|
2004-
14 |
|
02/03/04 |
Kansas |
|
2004-
15 |
|
01/14/04 |
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The OCC
charters, regulates and examines approximately 2,100 national
banks and 52 federal branches of foreign banks in the U.S.,
accounting for more than 55 percent of the nation’s banking
assets. Its mission is to ensure a safe and sound and
competitive national banking system that supports the
citizens, communities and economy of the United
States. |
|