OCC Announces 21
Enforcement Actions and Four Terminations
WASHINGTON -- The Office of the
Comptroller of the Currency (OCC) today announced 21 new
enforcement actions taken against national banks and
individuals currently and formerly affiliated with national
banks and four terminations of existing enforcement
actions.
A list of
enforcement actions previously disclosed and copies of the
actual documents are available from the OCCs Communications
Division by writing to: Comptroller of the Currency, Public
Information Room (1-5), Washington, DC 20219. Requests made by
facsimile transmission should be sent to (202) 874-4448. Please include the
identifying enforcement action number when placing an
order.
Enforcement actions are also listed monthly in OCC Interpretations and
Actions.
Subscriptions to that publication are available from
the OCCs Communications Division.
The
OCC also maintains a searchable database of all public
Web site located at http://www.occ.treas.gov/enforce/enforce.htm. |
Civil Money Penalty, By Consent |
No. |
Bank/City |
Date |
Illinois |
|
2004-46 |
Nudchanart
Charoenlert, Bank One, Chicago |
05/06/04 |
Minnesota |
|
2004-46 |
Nudchanart
Charoenlert, US Bank, Minnesota |
05/06/04 |
Nebraska |
|
2004-47 |
William
Cook III, Beatrice National Bank and Trust Company,
Beatrice |
05/20/04 |
2004-48 |
Jeffrey
Workman, Beatrice National Bank and Trust Company,
Beatrice |
05/07/04 |
Ohio |
|
2004-49 |
David
Fox, Home National Bank, Racine |
05/12/04 |
2004-50 |
Marvin
Hill, Home National Bank, Racine |
05/12/04 |
2004-51 |
Carroll
Norris, Home National Bank, Racine |
05/12/04 |
2004-52 |
Wayne
Roush, Home National Bank, Racine |
05/12/04 |
2004-53 |
John
Wolfe, Home National Bank, Racine |
05/12/04 |
Pennsylvania |
|
2004-54 |
Omega
Bank, National Association, State
College |
05/24/04 |
Texas |
|
2004-55 |
Roddy
Doss, First National Bank of O'Donnell,
O'Donnell |
05/12/04 |
2004-56 |
Cheryl
Hogg, First National Bank of O'Donnell,
O'Donnell |
05/12/04 |
|
Formal
Agreements, By Consent |
No. |
Bank/City |
Date |
California |
|
2004-57 |
Interbusiness
Bank, N.A., Los Angeles |
05/06/04 |
Nebraska |
|
2004-58 |
The
First National Bank of Gordon, Gordon |
05/07/04 |
|
|
|
Restitutions,
By Consent |
No. |
Name/Bank/City |
Date |
Pennsylvania |
|
2004-59 |
Josiah
C. Bassett, Mellon Bank, NA,
Pittsburgh |
05/24/04 |
|
Removals/Prohibitions,
By Consent |
No. |
Name/Bank/City |
Date |
Illinois |
|
2004-46 |
Nudchanart
Charoenlert, Bank One, Chicago |
05/06/04 |
Minnesota |
|
2004-46 |
Nudchanart
Charoenlert, US Bank, Minnesota |
05/06/04 |
Nebraska |
|
2004-47 |
William
Cook III, Beatrice National Bank and Trust Company,
Beatrice |
05/20/04 |
2004-48 |
Jeffrey
Workman, Beatrice National Bank and Trust Company,
Beatrice |
05/07/04 |
|
|
2004-59 |
Josiah
C. Bassett, Mellon Bank, NA,
Pittsburgh |
05/24/04 |
Texas |
|
2004-55 |
Roddy
Doss, First National Bank of O'Donnell,
O'Donnell |
05/12/04 |
|
Terminations
of Existing Enforcement Actions |
No. |
Type/Bank/City/Old
EA# |
Date |
Florida |
|
2004-60
|
|
05/06/04 |
Kansas |
|
2004-61
|
|
05/03/04 |
Texas |
|
2004-62
|
|
05/05/04 |
Wisconsin |
|
2004-63
|
|
05/10/04 |
|
|
|
|
|
|
|
# # #
The OCC charters, regulates and
examines approximately 2000 national banks and 51 federal
branches of foreign banks in the U.S., accounting for more
than 56 percent of the nation's banking assets. Its mission is
to ensure a safe and sound and competitive national banking
system that supports the citizens, communities and economy of
the United States. |
|