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John P. Crowley
Commissioner
___________________________
HEADS OF
DIVISIONS:
Banking
Deputy
Commissioner
Thomas J. Candon
Insurance
Deputy Commissioner
J. Peter Yankowski
Captive Insurance
Deputy Commissioner
Leonard Crouse
Securities
Deputy Commissioner
Tanya Durkee
Health Care Administration
Deputy Commissioner
Paulette J. Thabault
___________________________
POSTINGS
Check Press
Releases
Check Proposed Regulations
Send
Public Comment
regarding the
Health Resource Allocation Plan (HRAP)
Mutual Fund Breakpoints: Are you owed a
refund? Also: Related concerns about identity theft
MVP offers
New
Individual Health Plan in Vermont
Mutual of Omaha health insurance withdrawal:
(1)
Revised info for affected policyholders
(2)
Updated Advisory June 21, 2004
New
Managed Care Guide compares 2003 performance of health
insurers.
MATTERS OF CONTINUING SPECIAL INTEREST:
Household Finance Settlement - Terms of
Distribution Plan
How April 2003 Global
Securities Settlement
Benefits Vermont Investors.
(Terms of a nationwide settlement with 10 of Wall Street's largest
brokerage firms, with listings of involved firms and stocks.)
Insurance
Bulletin 142 re: terrorism coverage guidelines
Information about
Reapplying for a Producer's License
(Insurance)
Mold Limitation / Exclusion Filing Guidelines for
Insurers
IARD Requirements for New and Existing Investment Advisors
Banking
Bulletin 25
re: Documentation Fees (charged by auto dealers)
Act 55 re: Money Services License and
Funded Settlements at real estate closings (eff. Jan. 1, 2002)
Civil Union
law/regulations: how they affect insurance, banking, securities
matters.
Privacy and Accuracy
Web Accessibility Statement
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S T A T E OF V E R M O N T
Department
of Banking, Insurance,
Securities & Health Care Administration
89 Main St. Drawer 20 Montpelier, VT 05620-3101
Main Phone: 802-828-3301 / Main FAX: 802-828-3306
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Banking Consumer Help
I
Publications
Health Insurance Consumer Help
I
Publications
Other
Insurance Consumer Help I
Publications
Securities Consumer
Help
I
Publications
I
Investor
Education
GENERAL -Regulatory:
BISHCA Regulations & Bulletins -
get complete text of all in-force regulations and bulletins (and
securities orders) for all divisions.
See also:
Proposed
Regulations
BISHCA's
Regulatory Role
INSURANCE -
Regulatory (For
more resources, see also: Main page for
Insurance)
Annual Report
of the Insurance Commissioner - Company directories and
statistical/financial information
Insurance Producer and Individual Licensing Assistance Area -
Instructions, application forms, & FAQ's for both individual
producers and appointing companies (Formerly called "Agent
Licensing")
(Traditional) Insurance Company Licensing Area - Instructions
and application forms
Insurance Company Annual Statement Filing Instructions & Forms
Insurance Rate & Forms Filing Assistance - With instructions &
forms
Captive Insurance Licensing Area -
Overview of captive insurance, instructions & application forms,
industry data
Market Conduct Examination Reports
Insurance
Regulation Report
(newsletter for agents and
interested industry members)
BANKING - Regulatory:
(For more resources, see also Main page
for Banking)
Annual Report
of the Banking Commissioner - Financial institution directories
and statistical/financial information.
Licensed Lender
Application Area - Instructions & application forms for licensed
lenders, mortgage lenders and sales finance companies. See
Also:
Lenders: Annual
Licensee Report Forms &Instructions
The following may be
downloaded as MS-Word documents: Forms for
Licensed Lenders, Mortgage Brokers & Sales Finance, and/or
Debt Adjusters .
Money Servicer License Applications
SECURITIES - Regulatory:
(For more resources, see also Main Page
for Securities)
Securities
Investment Adviser Registration Area - Instructions &
registration forms
Securities Broker-Dealer Registration Area - Instructions &
registration Forms
HEALTH CARE ADMINISTRATION - Regulatory:
(For more resources, see also Main page for
Health Care Administration)
Certificate of Need (CON)
Applications - Applications, statements of decisions, staff
reports, summaries, public notices
Public Oversight Committee -
Function, members, meetings dates & agendas
Health Resources Allocation
Plan
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OTHER STATE OF
VERMONT LINKS
RELATING TO FINANCIAL REGULATION
Vermont State
Statutes
Department of
Economic Development
Consumer
Assistance Program,
Attorney General's Office
Vermont
Secretary of State's Office
CAN'T FIND IT?
For PUBLIC INFORMATION
Contact: Ricka McNaughton
Phone: 802-828-4872 or E-mail: publicinfo@bishca.state.vt.us
Go to main page for:
Banking I
Insurance I
Captives I
Securities I
Health Care Administration
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