Please note: The following booklets are not listed because they do not contain downloadable samples: The Internet and the National Bank Charter, A Guide to the National Banking System, and A Guide to Tribal Ownership of a National Bank.
OMB No. 1557-0014, Expiration Date: May 31, 2005.
| General
Policies and Procedures |
|
| Survey Letter |
|
Significant Deviation Policy |
|
| Background
Investigations |
|
| Interagency Biographical
and Financial Report Form |
|
| Corporate Background and
Financial Report Form |
|
| Foreign Certification |
|
| Appointment of Agent |
|
| IRS Tax Check Waiver |
|
| Charters |
|
| Charter Application |
|
| Business Plan |
|
| Financial Projections |
|
| Application Amendments |
|
Public Notice Sample |
|
| First Meeting of
Organizers |
|
| Articles of Association |
|
| Instructions - Articles of Association |
|
| Organization Certificate |
|
| Spokesperson Designation |
|
| Waiver of Notice of
Organizing Board’s First Meeting |
|
| Organizing Board’s First
Meeting |
|
| Individual Oath
of Bank Director |
|
| Joint Oath of Bank
Directors |
|
| Oaths of Bank
Directors Instructions |
|
| Bylaws |
|
| Subscription |
|
| Capital Stock Payment
Certificate |
|
| Corporate Resolution |
|
| Proxy Card |
|
| Notice of First
Shareholders’ Meeting |
|
| Minutes of the First
Shareholders’ Meeting |
|
| Minutes of Subsequent Organizing Board Meetings |
|
| Waiver of Notice of the
First Board Meeting |
|
| First Meeting of Directors |
|
| Organization Completed |
|
| Preopening Checklist for Organizers |
|
| Conversions |
|
| Conversion Application |
|
| Authority for
Conversion to National Bank |
|
| Letter
Certifying Conversion Completion |
|
| Oaths of Bank Directors |
|
| Instructions - Organization Certificate |
|
| Organization Certificate |
|
| Articles of Association |
|
| Bylaws |
|
| Branches
and Relocations |
|
| Branch and Relocation
Application |
|
| Main Office Relocation to
Existing Branch Site within the Same City, Town or Village |
|
| Main Office Relocation to Other Than an Existing Branch Site in the Same City, Town, or Village |
|
| Opening Date of Branch
Office |
|
| Opening Date for
Relocation of Main Office to Branch Site within the Same City, Town, or Village |
|
| Business
Combinations |
|
| Business Combination
Application – Checklist and Community Reinvestment Commitments |
|
| Business Combination
Application—Streamlined
|
|
| Interagency Bank Merger
Act Application |
|
| Branches Requiring
Authorization |
|
| Bank Merger Screen |
|
| Merger With Nonbank Subsidiary or Affiliate |
|
| Application: Interim
National Bank Charter
|
|
| Stock Payment Certificate and Oaths of
Directors and Officers |
|
| Shareholders’ Waiver of Notice of
Shareholders’ Meeting and Written Consent of Business
Combination |
|
| Board of Directors’ Waiver of Notice of
Board Meeting and Written Consent of Business Combination |
|
| Emergency Processing Request |
|
| Notice of Consummation |
|
| Notice of Shareholders’ Meeting to Vote
on Combination |
|
| Instructions and Sample Public Notice
|
|
| Secretary’s Certificate of Board of
Directors’ Approval of Combination |
|
| Secretary’s Certificate of Shareholders’
Approval of Combination |
|
| Sample Agreements —
Consolidation |
|
| Sample Agreements — Merger |
|
| Sample Agreement — Purchase and
Assumption |
|
|
Reorganization--Subsidiary of a BHC |
|
|
| Fiduciary Powers |
|
| Application |
|
| After-the-Fact Notice |
|
| Surrender of Fiduciary Powers |
|
| Fiduciary Operating
Plan—Instructions |
|
| Commencement of Fiduciary Activities
Notice |
|
| Investment in Subsidiaries and
Equities |
|
| After-the-Fact Notice—Subsidiary or
Service Company |
|
| After-the-Fact Notice—Equity
Investment |
|
| Operating Subsidiary
Application |
|
| Bank Service Company
Application |
|
| Financial Subsidiary Notice |
|
| Financial Subsidiary
Certification |
|
| Financial Subsidiary Notice and
Certification |
|
| Branch Closings |
|
| Advance Branch Closing and Downgrade
Notice |
|
| Final Branch Closing, Consolidation,
Relocation, or Downgrade Notice |
|
| Sample Customer Notice of Branch
Closing |
|
| Capital
and Dividends |
|
| Application: Increase in Capital for ther
Than Cash |
|
| Application: Increase in Capital for
Material Noncash Contribution |
|
| Application: Reduction of Permanent
Capital |
|
| Application:
Quasi-Reorganization |
|
| Application: Dividend-In-Kind |
|
| Application: Dividend Exceeding 12 USC 60
Limits |
|
| Application: Retirement of Capital
Stock/Acquisition of Treasury Stock |
|
| Application: Reverse Stock Split |
|
| Notice: Increase in Stock for
Cash |
|
| Notice: Preferred Stock Terms |
|
| Notice: Increase in Stock for
Property |
|
| Notice: Noncash Contribution to
Surplus |
|
| Notice: Par Value Change |
|
| Notice: Conversion of Preferred
Stock |
|
| Notice: Reduction of Permanent
Capital |
|
| Notice: Stock Dividend |
|
| Pro Forma Balance Sheet |
|
| Change in Bank Control |
|
| Interagency Notice of Change in
Control |
|
| Publication Notice |
|
| Changes in Directors and Senior Executive
Officers |
|
| Interagency Notice of Change in Director
or Senior Executive Officer |
|
| Changes in
Corporate Title and Address |
|
| Notification of Change of Corporate
Title |
|
| Notification of Change of
Address |
|
| Director
Waivers |
|
| Request for Citizenship Waiver |
|
| Request for Residency Waiver |
|
| Investment in Bank
Premises |
|
| After-the-Fact Notice |
|
| Application for Increase |
|
| Management Interlocks |
|
| General Exemption - No
Presumption |
|
| General Exemption - Presumption
Applicable |
|
| Subordinated Debt |
|
| Application to Issue Subordinated
Debt |
|
| Application to Prepay Subordinated
Debt |
|
| Notice of Debt Issuance |
|
| Termination of National Bank
Status |
|
| Initial Notice Voluntary
Liquidation |
|
| Public Notice of Voluntary
Liquidation |
|
| Shareholders’ Resolution |
|
| Report of Condition at Commencement of
Liquidation |
|
| Report of Progress of
Liquidation |
|
| Expedited Liquidation Notice |
|
| Conversion Notice |
|
| Merger or Consolidation Notice |
|
| Voluntary Liquidation Notice |
|
| Federal
Branches and Agencies |
|
| Initial and Additional
Establishments |
| Application to Establish an
Initial/Additional Federal Branch or Agency w/
Instructions |
|
| Initial and Additional Establishments --
Sample Data Notice |
|
| Financial Data |
|
| Cover Letter for Initial/Additional
Establishment Application |
|
| Acquisitions |
| Request for After-the-Fact
Approval |
|
| Application to Acquire a Federal Branch
or Agency |
|
| Acquisitions -- Sample Public
Notice |
|
| Application Cover Letter |
|
| Change of Status |
| Application for a Change of Status of an
Office of a Foreign Bank |
|
| Application Cover Letter
(State-to-Federal License) |
|
| Application Cover Letter (Expansion of
Activities) |
|
| Notice of Contraction of
Activities |
|
| Relocations |
| Federal Branch and Agency Relocation
Application |
|
| Relocations -- Sample Public
Notice |
|
| Cover Letter for Relocation
Application |
|
| Notice of Effective Date for
Relocation |
|
| Fiduciary Powers |
| Application Letter -- Fiduciary
Powers |
|
| Fiduciary Operating Plan --
Instructions |
|
| Notice of Commencement of Fiduciary
Activities |
|
| Senior Management Resolution on
Surrender of Fiduciary Powers |
|
| Voluntary
Liquidation |
| Notice Letter -- Standard Voluntary
Liquidation |
|
| Resolution to Voluntarily
Liquidate |
|
| Public Notice of Voluntary
Liquidation |
|
| Liquidation -- Interim Progress
Report |
|
| Liquidation -- Final Report |
|
| Capital Equivalency
Deposit |
| Capital Equivalency Deposit
Agreement |
|
| Request to Change Depository
Bank |
|
| Request for Reduction in CED Account
Balance |
|
| Other Changes in Activities and
Operations |
| Notice of Change in Activities or
Operations |
|
| Cover Letter for a Change in
Control |
|
| Senior Management Resolution or
Conversion of a Federal Branch or Agency to a State-Licensed
Operation of a Foreign Bank |
| |
