OCC Announces Nine New Enforcement Actions and Four Terminations

 

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today announced nine new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and four terminations of existing enforcement actions.

 

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC’s Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC  20219.  Requests made by facsimile transmission should be sent to (202) 874-4448.  Please include the identifying enforcement action number when placing an order.  Enforcement actions are also listed monthly in OCC Interpretations and Actions.  Subscriptions to that publication are available from the OCC’s Communications Division.

 

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.treas.gov/enforce/enforce.htm.

 

Formal Agreements, By Consent
No.	Bank/City	Date
Maryland
2003-33	Industrial Bank, N.A., Oxon Hill	04/21/03
Removals/Prohibitions, By Consent
No.	Name/Bank/City	Date
Illinois
2003-34	Wendy A. Webb, Bank One, N.A., Chicago	03/19/03
North Carolina
2003-35	Keisha Davis, Bank of America, National Association, Charlotte	04/21/03
2003-36	Connie Jones-Kennedy, Bank of America, N.A., Charlotte	04/28/03
Cease and Desist Orders, By Consent
No.	Bank/City	Date
Florida
2003-37	Guaranty National Bank of Tallahassee, Tallahassee	05/02/03
Illinois
2003-38	National Bank of the Great Lakes, Elmhurst	04/11/03
Oregon
2003-39	First Consumers National Bank, Beaverton	04/15/03

 

Personal Cease and Desist Orders, By Consent
No.	Name/Bank/City	Date
Alabama
2003-40	Saks Incorporated, a Tennessee Corporation, Birmingham (National Bank of the Great Lakes, Elmhurst, IL)	04/11/03
Florida
2003-41	Alina Cannon, Hamilton Bank, N.A., Miami	04/24/03
Terminations of Existing Enforcement Actions
No.	Type/Bank/City/Old EA#	Date
District of Columbia
2003-42	FORMAL AGREEMENT, Industrial Bank, N.A., Washington (EA #98-43)	04/21/03
Texas
2003-43	FORMAL AGREEMENT, Clear Lake National Bank, San Antonio (EA #2001-41)	03/21/03
Washington
2003-44	FORMAL AGREEMENT, North Cascades National Bank, Chelan (EA #2002-29)	04/16/03

 

 

 

 

 

 

 

 

 

 

 

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The OCC charters, regulates and examines approximately 2,100 national banks and 52 federal branches and agencies of foreign banks in the United States, accounting for 55 percent of the nation’s banking assets.  Its mission is to ensure a safe, sound and competitive national banking system that supports the citizens, communities and economy of the United States.