Division of Investment Management:
Directory of Telephone Numbers and E-Mail Addresses

Important Notes:   Statements by the staff on the telephone or in emails are not binding on the staff or the Commission due to their highly informal nature.
 
When contacting us, please ONLY SEND YOUR INQUIRIES TO ONE OFFICE. If you are not sure which Office to contact, send your inquiry to: IMOCC@sec.gov.

	IARD and Investment Adviser Electronic Filing (Office of Investment Adviser Regulation).
	Phone: (202) 942-0691	E-mail: IARDLIVE@sec.gov
	See also: www.sec.gov/iard
	Investment Adviser Rulemaking and Exemptive Applications (Office of Investment Adviser Regulation).
	Phone: (202) 942-0719
	Investment Company Exemptive Applications (Office of Investment Company Regulation).
	Phone: (202) 942-0564
	Variable Insurance Products (Office of Insurance Products).
	Phone: (202) 942-0670
	Public Utility Holding Company Act (Office of Public Utility Regulation).
	Phone: (202) 942-0545	E-mail: 1935Act@sec.gov
	Accounting and Financial Reporting Questions for SEC-Registered Investment Companies and Investment Advisers (Division of Investment Management, Office of Chief Accountant).
	Phone: (202) 942-0590	E-mail: IMOCA@sec.gov
	13F   (questions about Section 13(f) of, and Form 13F under, the Securities Exchange Act of 1934)
	Phone: see our 13F FAQs	E-mail: see our 13F FAQs
	EDGAR Filing Questions for Investment Companies.
	Phone: (202) 942-0978
	See also: www.sec.gov/info/edgar.shtml
	EDGAR Filing Questions for Registered Public Utility Holding Companies.
	Phone: (202) 942-0558	E-mail: 1935Act@sec.gov
	Form N-SAR and Form 24F-2 Filing Questions for Investment Companies.
	Phone: (202) 942-0513
	Investor Complaints. To file a complaint with the SEC, please contact the Office of Investor Education and Assistance directly at:
	Phone: (202) 942-7040	E-mail: help@sec.gov
	Do not contact IMOCC@sec.gov
	All Other Questions, if they do not appear to be covered by any of the Offices above, AND if they relate only to the regulation of mutual funds, closed-end funds, UITs, interval funds, ETFs, variable insurance products, registered public utility holding companies, Form 13F filings, IARD, investment advisers, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Public Utility Holding Company Act, and no-action letters relating to the above (Office of Chief Counsel). This Office does not provide documents, however. Documents must be requested from publicinfo@sec.gov
	Phone: (202) 942-0659	E-mail: IMOCC@sec.gov
	Questions about topics not listed here should be directed to the Office of Investor Education and Assistance instead.

http://www.sec.gov/divisions/investment/imcontact.htm