SEC NEWS DIGEST Issue 2004-34 February 20, 2004 ENFORCEMENT PROCEEDINGS COURT ENTERS ORDER AGAINST OPERATORS OF "ADVANCE FEE" SECURITIES FRAUD On January 14, the Honorable Percy Anderson, U.S. District Judge for the Central District of California, entered Final Judgments in an "advance fee" securities fraud case against defendants Leon Jordan II, Jordan Enterprises, LLC, Jordan Holdings, LLC (collectively, the "Jordan defendants"), Raymond J. Brown (Brown), and Ray Brown & Associates. The Final Judgments restrain and enjoin the defendants from further violations of the antifraud and broker-dealer registration provisions of the federal securities laws (Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 15(a)(1) of the Securities Exchange Act of 1934 (Exchange Act)). The defendants consented to the entry of the judgments without admitting or denying any of the allegations of the Commission's complaint. The court's order holds the Jordan defendants jointly and severally liable for disgorgement and prejudgment interest in the amounts of $900,000 and $30,329.30, respectively (to be reduced by $75,000 in disgorgement and $2,611.69 in prejudgment interest ordered to be paid by defendant Brown), and of those amounts, orders relief defendant Sheila S. Jordan to pay disgorgement and prejudgment interest of $390,000 and $13,142.70, respectively. As partial payment of their financial obligations, the court also ordered the Jordan defendants and relief defendant Sheila S. Jordan to transfer certain real property and previously frozen funds in a bank account to the clerk of the court within 30 days, and ordered defendant Leon Jordan to pay a civil penalty in the amount of $125,000. The court also ordered Brown to pay a civil penalty in the amount of $25,000. In separate administrative proceedings, Brown and Jordan also consented to orders permanently barring them from association with any broker or dealer. The Commission's complaint alleged that since December 2001, the defendants fraudulently raised at least $850,000 by offering unwitting individuals and entities seeking venture capital (participants) the opportunity, for a fee, to receive proceeds from bond offerings that did not exist. According to the complaint, the defendants falsely represented to participants that: (1) they were the exclusive coordinators and intermediaries of several multi-billion dollar bond offerings in which well known large financial institutions were involved; (2) in exchange for a fee (denominated as a "due diligence" fee), the defendants would assist the participants in obtaining the proceeds of a specific bond offering; and (3) the participants' fees would be refunded if the defendants were unable to secure participation in the proceeds of the bond offering for the participants. The complaint alleged that the well-known financial institutions purportedly involved in the defendants' bond offerings disclaimed any involvement in any bond offering with the defendants, and that there was no evidence that any of the bond offerings actually existed. For further information see LR-17925 (Jan. 13, 2003). [SEC v. Jordan Enterprises LLC, et al., No. CV 02-9889 PA (CTx) CDCA] (LR-18583); Administrative Proceeding in the Matter of Raymond J. Brown and Leon Jordan, II - Rel. 34-49289; File No. 3-11406) SEC FILES EMERGENCY CIVIL ACTION AND OBTAINS ASSET FREEZE AGAINST ALLEGED INSIDE TRADERS On February 19, the Commission filed an emergency civil action in U.S. District Court in Dallas, alleging that six individual defendants purchased stock of iDial Networks, Inc. (OTCBB:IDNW) while they were aware of material nonpublic information concerning iDial's Aug. 23, 2003, merger with GlobalNet, Inc. The Commission sought a permanent injunction and civil money penalties against the following individual defendants, all of whom allegedly reside in Panama: Leon Levy, Yanni Abecassis, Ilan Sabbah, Henry Levy (aka Henry Levy Sakhai), Hertsel Levy, and Jacqueline Levy. The Commission also sought disgorgement of illegal profits, plus prejudgment interest, against those individual defendants and a single relief defendant, Atlantic 1 Corp., a Panamanian corporation that, according to the Commission, is controlled by Abecassis and received illegal trading profits from Sabbah and Leon Levy. The Commission simultaneously filed in the civil action, and the court granted, a motion seeking an asset freeze and other emergency relief against the defendants and the relief defendant, in order to prevent the dissipation or concealment of assets that the Commission claims should be paid as civil money penalties and as disgorgement of illegal profits. In its complaint, the Commission alleged that, on Aug. 4, 2003, defendants Abecassis and Leon Levy were present, as consultants to iDial, at iDial-GlobalNet merger negotiations in Panama, where they received material nonpublic information about the merger, as well as instructions from iDial's CEO to keep the information confidential. The Commission alleged that Leon Levy thereafter purchased 12,500,000 shares of iDial on the basis of the material nonpublic information that he received from iDial, prior to the public announcement of the merger on Aug. 27, 2003. The Commission further alleged that, in early August 2003, Leon Levy and Abecassis improperly tipped defendant Sabbah about the impending merger, and, on the basis of that illegal tip, on Aug. 8, 2003 Sabbah purchased 12,050,000 shares of iDial before the public announcement of the merger. Finally, the Commission alleged that, early in August 2003, Leon Levy also tipped three other residents of Panama - Henry Levy, Henry's wife, Jacqueline Levy, and Henry's brother, Hertsel Levy - who then purchased in total over 12,000,000 shares of iDial stock before the merger was publicly announced. According to the Commission's complaint, all of the defendants, by way of the foregoing conduct, violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [SEC v. Leon Levy, et al., Civil Action No. 3-04-CV- 0351-N, USDC, NDTX (Dallas Division)] (LR-18584) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change submitted by the Chicago Board Options Exchange (SR-CBOE-2003-54) relating to misrepresentations and omissions in communications to the Exchange and the Options Clearing Corporation and amendments to CBOE's minor rule violation plan. Publication is expected in the Federal Register during the week of February 23. (Rel. 34-49256) The Commission approved a proposed rule change submitted by the American Stock Exchange (SR-Amex-2003-97) relating to the amendment of Amex's minor rule violation plan. Publication is expected in the Federal Register during the week of February 23. (Rel. 34-49268) WITHDRAWALS GRANTED An order has been issued granting the application of Washington Mutual Finance Corporation to withdraw its 6.875% Senior Notes (due May 15, 2011) from listing and registration on the New York Stock Exchange, effective at the opening of business on February 20. (Rel. 34-49279) An order has been issued granting the application Michael Anthony Jewelers, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the American Stock Exchange, effective at the opening of business February 20. (Rel. 34-49284) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until March 12, 2004, to comment on the application of Columbia Laboratories, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-49280) A notice has been issued giving interested persons until March 12, 2004, to comment on the application of Matsushita Electric Industrial Co., Ltd. to withdraw its American Depositary Shares evidenced by American Depositary Receipts (each share representing one share of common stock), from listing and registration on the Pacific Exchange. (Rel. 34-49281) A notice has been issued giving interested persons until March 12, 2004, to comment on the application of CNE Group, Inc. to withdraw its common stock, $.00001 par value, from listing and registration on the Pacific Exchange. (Rel. 34-49282) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 ALLIANCE BANKSHARES CORP, 12735 SHOPS LANE, FAIRFAX, VA, 22033, 703-631-6411 - 0 ($1,437,503.00) Equity, (File 333-112946 - Feb. 19) (BR. 07) S-8 BAY BANKS OF VIRGINIA INC, 100 S MAIN STREET, KILMARNICK, VA, 22482, 8044351171 - 0 ($2,961,875.00) Equity, (File 333-112947 - Feb. 19) (BR. 07) S-8 SCARAB SYSTEMS INC, 100-1255 PENDER STREET W., VANCOUVER, A1, V6E 2V1, 604-688-1075 - 0 ($252,000.00) Equity, (File 333-112950 - Feb. 19) (BR. 02) S-8 MAXXZONE COM INC, 1770 N GREEN VALLEY PARKWAY ST 3214, HENDERSON, NV, 89014, 702-616-7337 - 60,500,000 ($907,500.00) Equity, (File 333-112951 - Feb. 19) (BR. 08) S-3 ISONICS CORP, 5906 MCINTYRE STREET, GOLDEN, CO, 80403, 3032797900 - 0 ($4,900,888.00) Equity, (File 333-112952 - Feb. 19) (BR. 02) F-6 SCOR, 1 AVENUE DU PRESIDENT WILSON, LA DEFENSE CEDEX, PARIS FRANCE, I0, 92074, 25,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-112953 - Feb. 19) (BR. 01) S-8 COLUMBIA BAKERIES INC, 2078 PROSPECTER AVE, PARK CITY, UT, 84060, 4356550856 - 50,000,000 ($400,000.00) Equity, (File 333-112954 - Feb. 19) (BR. 08) S-8 ENTRADA NETWORKS INC, 9495882070 - 650,000 ($123,500.00) Equity, (File 333-112955 - Feb. 19) (BR. 03) S-3 WIRELESS FACILITIES INC, 8582282494 - 0 ($277,112,000.00) Equity, (File 333-112956 - Feb. 19) (BR. 08) S-4 WIRELESS FACILITIES INC, 8582282494 - 0 ($200,000,000.00) Equity, (File 333-112957 - Feb. 19) (BR. 08) S-8 FARGO ELECTRONICS INC, 6533 FLYING CLOUD DRIVE, EDEN PRAIRIE, MN, 55344, 6129419470 - 0 ($11,700,000.00) Equity, (File 333-112958 - Feb. 19) (BR. 03) S-1 LSI LOGIC STORAGE SYSTEMS INC, 0 ($250,000,000.00) Equity, (File 333-112959 - Feb. 19) (BR. ) SB-2 MOUNTAIN VALLEY BANCSHARES INC, 136 NORTH MAIN STREET, CLEVELAND, GA, 30528, 7068651905 - 0 ($10,000,000.00) Equity, (File 333-112960 - Feb. 19) (BR. ) S-8 AUTO Q INTERNATIONAL INC, C/O AUTO Q INTERNATIONAL INC, 53-57 WOODCOCK TRADING ESTATE, WARMINSTER UK, X0, 00000, 0114419852 - 5,000,000 ($100,000.00) Equity, (File 333-112961 - Feb. 19) (BR. 37) S-8 PULASKI FINANCIAL CORP, 12300 OLIVE BLVD, ST LOUIS, MO, 63141, 3148782210 - 400,000 ($7,636,000.00) Equity, (File 333-112962 - Feb. 19) (BR. 07) S-3 SEMITOOL INC, 655 WEST RESERVE DR, KALISPELL, MT, 59901, 4067522107 - 0 ($47,425,000.00) Equity, (File 333-112964 - Feb. 19) (BR. 36) S-3 SHAW GROUP INC, 4171 ESSEN LANE, 1ST FLOOR, BATON ROUGE, LA, 70809, 2259322500 - 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-112965 - Feb. 19) (BR. 06) S-3 NAVISTAR INTERNATIONAL CORP, 4201 WINFIELD ROAD, WARRENVILLE, IL, 60555, 630-753-5000 - 0 ($1,000,000,000.00) Other, (File 333-112966 - Feb. 19) (BR. 05) SB-2 CHINA ENERGY VENTURES CORP, 1980 440 2 AVE SW, SAME, CALGARY, A0, T2P 5E9, 4032348885 - 8,299,716 ($2,074,929.00) Equity, (File 333-112968 - Feb. 19) (BR. 37) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ AASTROM BIOSCIENCES INC MI X X 02/19/04 ACACIA RESEARCH CORP DE X X 02/19/04 ACME COMMUNICATIONS INC DE X 02/18/04 ADEPT TECHNOLOGY INC CA X X 01/31/04 AEI INCOME & GROWTH FUND 25 LLC DE X X 02/04/04 AGILYSYS INC OH X X 02/19/04 ALAMO GROUP INC DE X 02/18/04 ALDILA INC DE X X X 02/18/04 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE X 02/19/04 AMERICAN ECOLOGY CORP DE X 02/18/04 AMERICAN ITALIAN PASTA CO DE X X 02/18/04 AMERICAN MANAGEMENT SYSTEMS INC DE X 02/19/04 AMERICAN MEDIA OPERATIONS INC DE X X 02/18/04 AMERICAN WATER STAR INC NV X X 02/18/04 ANTEON INTERNATIONAL CORP DE X 02/18/04 ANTIGENICS INC /DE/ DE X X 02/19/04 ASSET-BACKED PASS-THROUGH CERTIFICATE X X 02/17/04 ASSET-BACKED PASS-THROUGH CERTIFICATE X X 02/18/04 AT&T WIRELESS SERVICES INC DE X X 02/18/04 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 02/18/04 AUTHENTIDATE HOLDING CORP DE X X 02/13/04 BANK OF AMERICA CORP /DE/ DE X X 02/11/04 BE AEROSPACE INC DE X 02/19/04 BEA SYSTEMS INC DE X X 02/19/04 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 02/17/04 BEAR STEARNS ASSET BACKED WHOLE AUTO DE X X 02/17/04 BECTON DICKINSON & CO NJ X 02/19/04 BEL FUSE INC /NJ NJ X X 02/19/04 BIOCORAL INC DE X X 02/18/04 BIOGEN IDEC INC DE X X 02/18/04 BLUE COAT SYSTEMS INC DE X X 02/19/04 BLUEFLY INC DE X X 02/19/04 BMB MUNAI INC DE X X 02/11/04 AMEND BOISE CASCADE CORP DE X X 02/19/04 AMEND BROOKFIELD HOMES CORP DE X X 02/19/04 BROWN TOM INC /DE DE X 02/18/04 C & F FINANCIAL CORP VA X X 02/18/04 CALAIS RESOURCES INC X X X 02/19/04 CALIFORNIA ALMOND INVESTORS I CA X 02/02/04 CALIFORNIA ALMOND INVESTORS I CA X 01/23/04 CAPITAL AUTO RECEIVABLES INC DE X X 02/19/04 CARACO PHARMACEUTICAL LABORATORIES LT MI X 02/04/04 CATELLUS DEVELOPMENT CORP DE X X 02/18/04 CB RICHARD ELLIS GROUP INC DE X X 02/17/04 CBRL GROUP INC TN X X X 02/19/04 CEA ACQUISITION CORP DE X X 02/19/04 CEPHEID CA X X 02/19/04 CERIDIAN CORP /DE/ DE X X 02/18/04 CHARTER COMMUNICATIONS INC /MO/ DE X X 02/19/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X X 02/19/04 CHINA ENERGY VENTURES CORP NV X 10/27/03 AMEND CIENA CORP DE X 02/19/04 CIENA CORP DE X X 02/19/04 CIENA CORP DE X X 02/19/04 CITIZENS FIRST BANCORP INC DE X X 02/13/04 CITRIX SYSTEMS INC DE X 02/19/04 CNH CAPITAL RECEIVABLES INC DE X X 02/17/04 CNH CAPITAL RECEIVABLES INC DE X X 02/17/04 CNH CAPITAL RECEIVABLES INC DE X X 02/17/04 CNH CAPITAL RECEIVABLES INC DE X X 02/17/04 CNH CAPITAL RECEIVABLES INC DE X X 02/17/04 CNH CAPITAL RECEIVABLES INC DE X X 02/17/04 CNH CAPITAL RECEIVABLES INC DE X X 02/17/04 COMMONWEALTH BANKSHARES INC VA X 02/19/04 COMMSCOPE INC DE X X 02/19/04 CONNECTIV CORP DE X X 02/19/04 AMEND CONRAD INDUSTRIES INC DE X X X 02/18/04 CREDENCE SYSTEMS CORP DE X X 02/19/04 CRESCENT REAL ESTATE EQUITIES CO TX X X 02/18/04 CROWN CASTLE INTERNATIONAL CORP DE X X 02/18/04 DCM ENTERPRISES NV X X 02/05/04 DENBURY RESOURCES INC DE X X 02/19/04 DEUTSCHE MORTGAGE & ASSET RECEIVING C DE X X 02/17/04 DICUT INC DE X X 02/19/04 AMEND DIOMED HOLDINGS INC NV X X 02/19/04 DISCOVERY LABORATORIES INC /DE/ DE X X 02/19/04 DJ ORTHOPEDICS INC DE X X 02/18/04 DUANE READE INC DE X X 02/19/04 DWANGO NORTH AMERICA CORP NV X X X 02/04/04 ECB BANCORP INC NC X X X 02/19/04 EDO CORP NY X 02/19/04 EMCORE CORP NJ X 02/19/04 EMERSON RADIO CORP DE X X 02/17/04 EMTEC INC/NJ UT X 02/19/04 ENCYSIVE PHARMACEUTICALS INC DE X X 02/19/04 ENGLISH LANGUAGE LEARNING & INSTRUCTI DE X 02/06/04 ENUCLEUS INC DE X X 02/18/04 ENUCLEUS INC DE X 02/18/04 EON LABS INC DE X X 02/19/04 EQUITY ONE INC MD X X X 02/18/04 ESCALADE INC IN X 02/18/04 EVERGREEN RESOURCES INC CO X 02/18/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION X 02/18/04 FEDEX CORP DE X X 02/12/04 FGI GROUP INC DE X X 02/19/04 FIFTH THIRD BANCORP OH X X 02/19/04 FIRST ALBANY COMPANIES INC NY X 02/18/04 FIRST CONSULTING GROUP INC DE X 02/19/04 FIRST POTOMAC REALTY TRUST MD X X X 02/18/04 FIRST SHARES BANCORP INC IN X X 12/31/03 FIRST UNION NATIONAL BANK COM MORT PA NC X 02/12/04 FIRSTENERGY CORP OH X X 02/19/04 FISERV INC WI X 02/18/04 FLEMING COMPANIES INC /OK/ OK X X 02/12/04 FLUOR CORP DE X X 02/19/04 FMC TECHNOLOGIES INC X X 02/18/04 FOX STRATEGIC HOUSING INCOME PARTNERS CA X 12/16/03 AMEND FRANKFORT TOWER INDUSTRIES INC DE X X 01/28/04 FRESH CHOICE INC DE X X 02/19/04 FRIENDLY ICE CREAM CORP MA X X 02/19/04 FROZEN FOOD EXPRESS INDUSTRIES INC TX X 02/19/04 FTI CONSULTING INC MD X X 02/18/04 G REIT INC VA X X 01/20/04 AMEND GENERAL BINDING CORP DE X 02/19/04 GENERAL COMMUNICATION INC AK X X 02/17/04 GENERAL COMMUNICATION INC AK X X 02/18/04 GENERAL MARITIME CORP/ X 12/31/03 GENZYME CORP MA X 02/19/04 GLOBAL INTERNET COMMUNICATIONS INC NV X 02/17/04 GLOBAL POWER EQUIPMENT GROUP INC/ DE X 02/17/04 GOLD KIST INC GA X X 02/19/04 GOLDEN STATE VINTNERS INC X X 02/18/04 GRANITE CONSTRUCTION INC DE X X 02/18/04 GREEN MOUNTAIN COFFEE ROASTERS INC DE X 01/17/04 GREENMAN TECHNOLOGIES INC DE X X X 02/13/04 GS MORTGAGE SECURITIES CORP DE X 02/17/04 GUESS INC ET AL/CA/ DE X X 02/19/04 GULFTERRA ENERGY PARTNERS L P DE X X 02/19/04 HALLIBURTON CO DE X X 02/16/04 HALLIBURTON CO DE X 02/18/04 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 02/17/04 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 02/17/04 HAVERTY FURNITURE COMPANIES INC MD X X X 02/06/04 HCC INSURANCE HOLDINGS INC/DE/ DE X 02/19/04 HEALTH SYSTEMS SOLUTIONS INC NV X X 02/17/04 HEI INC MN X 02/13/04 AMEND HEIDRICK & STRUGGLES INTERNATIONAL IN DE X X 02/18/04 HEWLETT PACKARD CO DE X X 02/19/04 HORMEL FOODS CORP /DE/ DE X X 02/19/04 HORNBECK OFFSHORE SERVICES INC /LA DE X X 02/19/04 HOST AMERICA CORP DE X X 02/18/04 HUAYANG INTERNATIONAL HOLDINGS INC NV X X 02/05/04 IMAGISTICS INTERNATIONAL INC DE X X 02/19/04 INFOWAVE SOFTWARE INC X 02/16/04 INTEGRAMED AMERICA INC DE X X 02/19/04 INTERFACE INC GA X X 02/18/04 INTERNET CAPITAL GROUP INC DE X X 02/19/04 INTREPID TECHNOLOGY & RESOURCE INC ID X X 06/05/02 AMEND INTROGEN THERAPEUTICS INC X X 02/18/04 INVESTORS CAPITAL HOLDINGS LTD MA X X 02/19/04 ISECURETRAC CORP DE X X 02/09/04 ISLE OF CAPRI CASINOS INC DE X 02/19/04 IVAX CORP FL X 02/19/04 JACOBSON STORES INC MI X X 02/10/04 JONES LANG LASALLE INC MD X X 02/19/04 KADANT INC DE X 02/18/04 KENTUCKY ELECTRIC STEEL INC /DE/ DE X X X 11/21/03 KERR MCGEE CORP /DE DE X X 02/19/04 KING PHARMACEUTICALS INC TN X X 02/19/04 KLEVER MARKETING INC DE X 02/05/04 KNOLOGY INC DE X X X 02/19/04 KVH INDUSTRIES INC \DE\ DE X 02/19/04 LABONE INC/ MO X 02/18/04 LADENBURG THALMANN FINANCIAL SERVICES FL X X 02/19/04 LAMSON & SESSIONS CO OH X X 02/19/04 LANDAMERICA FINANCIAL GROUP INC VA X 02/18/04 LANDAMERICA FINANCIAL GROUP INC VA X X 02/18/04 LASALLE HOTEL PROPERTIES MD X X 02/18/04 LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN DE X X 02/11/04 LEXICON GENETICS INC/TX DE X X 02/19/04 LIVE GLOBAL BID INC NV X X X 12/18/03 AMEND LONG BEACH SEC CORP ASSET BACKED CERT DE X X 02/05/04 LSI LOGIC CORP DE X X 02/19/04 LTC PROPERTIES INC MD X X 02/18/04 MAC-GRAY CORP DE X 02/18/04 MAIN STREET BANKS INC /NEW/ GA X X 02/19/04 MCGRATH RENTCORP CA X 02/19/04 MEDCO HEALTH SOLUTIONS INC DE X X 02/19/04 MEDIANET GROUP TECHNOLOGIES INC NV X X 03/31/03 AMEND MEDIS TECHNOLOGIES LTD DE X 02/18/04 MEDISCIENCE TECHNOLOGY CORP NJ X 02/17/04 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 02/17/04 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 02/17/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 02/18/04 METALS USA INC DE X 02/19/04 METLIFE INC DE X X 02/19/04 MOTORCAR PARTS AMERICA INC NY X X 02/18/04 MOVIE GALLERY INC DE X X 02/19/04 MS STRUCTURED ASSET CORP DE X 02/17/04 MS STRUCTURED ASSET CORP DE X 02/17/04 MS STRUCTURED ASSET CORP DE X 02/11/04 MS STRUCTURED ASSET CORP DE X 02/17/04 NANOMETRICS INC CA X X 02/19/04 NATIONAL COAL CORP FL X 02/16/04 AMEND NBC ACQUISITION CORP DE X X X 02/19/04 NCO PORTFOLIO MANAGEMENT INC DE X X X 02/10/04 NEBRASKA BOOK CO KS X X X 02/19/04 NELSON THOMAS INC TN X 02/19/04 NEPTUNE SOCIETY INC/FL FL X 02/04/04 NETWOLVES CORP NY X X 02/17/04 NEW JERSEY MINING CO ID X X 02/19/04 NEW YORK REGIONAL RAIL CORP DE X X X 02/04/04 NEXTEL COMMUNICATIONS INC DE X X X 02/19/03 NISSAN AUTO RECEIVABLES CORP II DE X X 02/17/04 NOBEL LEARNING COMMUNITIES INC DE X X 02/18/04 NORDSTROM INC WA X X 02/19/04 NORTHEAST PENNSYLVANIA FINANCIAL CORP DE X X 02/19/04 NUTEK INC NV X 12/31/03 NUVELO INC NV X 02/19/04 OCULAR SCIENCES INC /DE/ DE X X 02/19/04 OPINION RESEARCH CORP DE X X 02/19/04 ORS AUTOMATION INC DE X X 02/19/04 PAC-WEST TELECOMM INC X X 02/18/04 PAC-WEST TELECOMM INC X X 02/18/04 PACIFIC GAS & ELECTRIC CO CA X X X 02/19/04 PANERA BREAD CO DE X X X 02/19/04 PANTRY INC DE X X 02/19/04 PARK CITY GROUP INC DE X 02/17/04 PARLUX FRAGRANCES INC DE X X 02/13/04 PATIENT INFOSYSTEMS INC DE X X 02/18/04 PATTERSON DENTAL CO MN X X 02/19/04 PENWEST PHARMACEUTICALS CO WA X X 02/19/04 PETROQUEST ENERGY INC DE X X 02/19/04 PG&E CORP CA X X X 02/19/04 PLAYTEX PRODUCTS INC DE X 02/19/04 PREMIER FINANCIAL 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02/19/04 SANDERS MORRIS HARRIS GROUP INC TX X X 02/19/04 SAXON CAPITAL INC DE X X 02/19/04 SCHERING PLOUGH CORP NJ X X 02/18/04 SCM MICROSYSTEMS INC DE X X 02/19/04 SCP POOL CORP DE X X 12/31/03 SCS TRANSPORTATION INC DE X X 02/17/04 SHORE BANCSHARES INC MD X 02/17/04 SIGMATEL INC DE X X 02/18/04 SKECHERS USA INC DE X 02/19/04 SMART & FINAL INC/DE DE X 02/17/04 SMART & FINAL INC/DE DE X 02/18/04 SOURCECORP INC DE X X 02/18/04 AMEND SOUTHWESTERN ENERGY CO AR X 02/19/04 SOUTHWESTERN ENERGY CO AR X 02/19/04 SOVEREIGN BANCORP INC PA X X 02/19/04 SOVRAN SELF STORAGE INC MD X X 02/18/04 SPAN AMERICA MEDICAL SYSTEMS INC SC X X X 02/11/04 SPARTAN MOTORS INC MI X X 02/19/04 STRUCTURED ASSET SEC CORP II LB UBS C X X 02/04/04 STRUCTURED PRODUCTS CORP DE X 02/19/04 SUN COMMUNITIES INC MD X X 02/19/04 SYLVAN LEARNING SYSTEMS INC MD X X 02/18/04 T NETIX INC DE X X 02/13/04 T REIT INC VA X X 01/20/04 AMEND TAIWAN FUND INC DE X 12/01/03 TARGET CORP MN X X X 02/19/04 TARGET RECEIVABLES CORP MN X 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