SEC NEWS DIGEST Issue 2004-39 February 27, 2004 ENFORCEMENT PROCEEDINGS NOTICE OF PROPOSED PLAN AND OPPORTUNITY FOR COMMENT BY THIRD PARTIES IN THE MATTER OF WHEAT FIRST SECURITIES, INC. F/K/A FIRST UNION CAPITAL MARKETS CORP. AND TERESSA CAWLEY The Commission announced that on February 26 it gave notice that, pursuant to Rule 612 of the Rules of Practice of the Commission, 17 C.F.R. § 201.612, the Division of Enforcement has filed its proposed plan for the distribution of disgorged funds (Distribution Plan) in the matter of Wheat First Securities, Inc. f/k/a First Union Capital Markets Corp. (Wheat) and Teressa L. Cawley. The Distribution Plan generally provides that $245,815.20, representing the disgorgement and prejudgment interest paid by Wheat shall be paid to the U.S. Treasury. A copy of the Distribution Plan may be obtained by submitting a written request to Kerry A. Zinn, Senior Trial Counsel, United States Securities and Exchange Commission, 801 Brickell Avenue, Suite 1800, Miami, Fl 33131. All persons desiring to comment on the Distribution Plan may submit their views, in writing, no later than March 24, 2004 to the Office of the Secretary, United States Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549. For additional information contact Kerry A. Zinn at (305) 982-6300. (Rel. 34-49326; File Nos. 3-9688 and 3-9794) FINDINGS MADE AND SANCTIONS IMPOSED AGAINST KENNETH MAY AND ANTHONY PINONE On February 27, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Respondents Kenneth M. May and Anthony J. Pinone (collectively, Respondents). The Commission's Order finds that on Jan. 30, 2004 and Feb. 11, 2004, Final Judgments of Permanent Injunction and Other Relief (Final Judgments) were entered against May and Pinone, respectively, by their consent. The Final Judgment against May permanently enjoins him from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 (Securities Act), and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and the Final Judgment against Pinone permanently enjoins him from further violations of Sections 5(a) and 5(c) of the Securities Act, and Section 15(a) of the Exchange Act. The Final Judgments were entered against Respondents in a civil injunctive action filed by the Commission on Nov. 11, 2002, where the Commission alleged that May, Pinone and others had engaged in an unregistered offering of securities issued by Virtual Cash Card LLC (Virtual Cash), a purported "payday advance" loan business. May was further charged with violating the antifraud provisions of the federal securities laws. Respondents submitted, and the Commission accepted, Offers of Settlement whereby they consented to the entry of the Order, without admitting or denying the findings contained therein except as to jurisdiction and the entry of the permanent injunction against them. The Commission, based upon the findings and the Offers of Settlement, barred May and Pinone from association with any broker or dealer. (Rel. 34-49330; File No. 3-11416) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2004-10) by the Chicago Board Options Exchange that expands the CBOE's $5 quote spread pilot program to include all option classes traded on the CBOE's Hybrid system has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of March 1. (Rel. 34-49318) A proposed rule change (SR-Phlx-2004-09) filed by the Philadelphia Stock Exchange relating to permit fees, has become effective upon filing with the Commission. (Rel. 34-49320) A proposed rule change (SR-Phlx-2004-08) and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange to amend its Equity Option Specialist Deficit (Shortfall) fee to adopt a revised tiered threshold schedule for any newly listed top 120 option and any top 120 option acquired by a new specialist unit, not affiliated with an existing Phlx options specialist unit, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of March 1, 2004. (Rel. 34-49324) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2003-39) and Amendment Nos. 1, 2, 3 and 4 to adopt an obvious error rule and half-point error guarantee for trades on the Exchange in Nasdaq National Market securities. Publication of the notice is expected in the Federal Register during the week of March 1, 2004. (Rel. 34-49319) The International Securities Exchange filed a proposed rule change (SR-ISE-2003-06) and Amendment No. 1 thereto, to establish rules implementing a Price Improvement Mechanism. Publication of the notice is expected in the Federal Register during the week of March 1, 2004. (Rel. 34-49323) PERMANENT APPROVAL GRANTED TO AN AMENDMENT The Commission granted permanent approval to an amendment to the national market system plan for reporting of consolidated options last sale reports and quotation information and Amendments No. 1 and 2 thereto submitted pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2 thereunder by the Options Price Reporting Authority (SR-OPRA-2003-01) to revise the manner in which OPRA engages in capacity planning and allocates its available system capacity among the parties to the plan. (Rel. 34-49322) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Class A Common Stock, $.01 par value, and 12% Senior Notes (due Dec. 1, 2006) of Hawk Corporation, effective at the opening of business on February 27. (Rel. 34-49327) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Footstar, Inc., effective at the opening of business on February 27. (Rel. 34-49328) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Solutia Inc., effective at the opening of business on February 27. (Rel. 34-49329) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CARVER BANCORP INC, 75 W 125TH ST, NEW YORK, NY, 10027-4512, 2128764747 - 50,000 ($1,236,250.00) Equity, (File 333-113095 - Feb. 26) (BR. 07) S-8 BANK OF MONTREAL /CAN/, 1 FIRST CANADIAN PLACE, TORONTO, ONTARIO CANADA, A6, M5X 1A1, 4168677191 - 0 ($41,070,000.00) Equity, (File 333-113096 - Feb. 26) (BR. 07) S-8 OLD LINE BANCSHARES INC, 2995 CRAIN HWY, WALDORF, MD, 20601, 3016450333 - 34,500 ($156,285.00) Equity, (File 333-113097 - Feb. 26) (BR. 07) S-8 QUANTUM CORP /DE/, 1650 TECHNOLOGY DR, SUITE 800, SAN JOSE, CA, 95110, 4088944000 - 1,000,000 ($3,785,000.00) Equity, (File 333-113098 - Feb. 26) (BR. 03) S-8 LEXAR MEDIA INC, 47421 BAYSIDE PARKWAY, FREMONT, CA, 94538, 5104131200 - 0 ($62,321,759.00) Equity, (File 333-113099 - Feb. 26) (BR. 36) S-8 ATHEROS COMMUNICATIONS INC, 529 ALMANOR AVENUE, SUNNYVALE, CA, 94085, 408-773-5200 - 11,997,928 ($207,564,154.00) Equity, (File 333-113100 - Feb. 26) (BR. 36) SB-2 ELINEAR INC, 8800 JAMEEL ROAD, SUITE 170, HOUSTON, TX, 77040, 713-690-0855 - 0 ($19,989,093.00) Equity, (File 333-113102 - Feb. 26) (BR. 03) S-8 INNOVATIVE SOLUTIONS & SUPPORT INC, 420 LAPP RD, MALVERN, PA, 19355, 6108899898 - 50,000 ($679,500.00) Equity, (File 333-113103 - Feb. 26) (BR. 03) S-3 OVERSTOCK COM INC, 6322 SOUTH 3000 EAST, STE 100, SALT LAKE CITY, UT, 84121, 8019473100 - 0 ($64,000,525.00) Equity, (File 333-113104 - Feb. 26) (BR. 08) S-8 SVB FINANCIAL SERVICES INC, 103 WEST END AVE, SOMERVILLE, NJ, 08876, 9087041188 - 129,081 ($2,275,250.00) Other, (File 333-113105 - Feb. 26) (BR. 07) S-8 SVB FINANCIAL SERVICES INC, 103 WEST END AVE, SOMERVILLE, NJ, 08876, 9087041188 - 375,945 ($6,635,429.00) Other, (File 333-113106 - Feb. 26) (BR. 07) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 10,000,000 ($400,000.00) Equity, (File 333-113107 - Feb. 26) (BR. 05) S-8 NOVADIGM INC, ONE INTERNATIONAL BLVD, ., MAHWAH, NJ, 07495, 201-512-1000 - 1,337,500 ($8,051,750.00) Equity, (File 333-113108 - Feb. 26) (BR. 03) S-8 HILFIGER TOMMY CORP, 9/F NOVOL INDUSTRIAL BLDG, 850 870 LAI CHI KOK ROAD, CHEUNG SHA WAN KOWLO, K3, 85222160668 - 3,500,000 ($52,360,000.00) Equity, (File 333-113114 - Feb. 26) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST STATE BANCORP INC VA X 02/25/04 ABLE LABORATORIES INC DE X 02/26/04 ABRAXAS PETROLEUM CORP NV X X 02/26/04 ABX AIR INC X X 02/23/04 ACE SECURITIES CORP DE X X 02/25/04 ADELPHIA COMMUNICATIONS CORP DE X X 02/03/04 ADVISORY BOARD CO DE X X X 02/25/04 AEROFLEX INC DE X X 02/25/04 AEROFLEX INC DE X 02/26/04 AETHER SYSTEMS INC DE X X 02/26/04 AIRGATE PCS INC /DE/ DE X X 02/25/04 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE X X 02/26/04 ALGOMA STEEL INC A6 X X 02/04/04 ALLEGHANY CORP /DE DE X X 02/26/04 ALLIED DEFENSE GROUP INC DE X 02/26/04 ALLIED HEALTHCARE PRODUCTS INC DE X X 02/25/04 AMARU INC NV X 02/19/04 AMERICAN COAL CORP NV X X 01/30/04 AMEND AMERICAN DENTAL PARTNERS INC DE X X 02/25/04 AMERICAN EAGLE OUTFITTERS INC DE X X 02/26/04 AMERICAN REAL ESTATE PARTNERS L P DE X X 02/25/04 AMERICAN WAGERING INC NV X X 02/20/04 AMERICANA PUBLISHING INC CO X 02/26/04 AMERICHIP INTERNATIONAL INC X 02/25/04 AMERIVEST PROPERTIES INC MD X 02/25/04 AMN HEALTHCARE SERVICES INC DE X 02/25/04 AMSOUTH AUTO RECEIVABLES LLC X X 02/16/04 ANALYSTS INTERNATIONAL CORP MN X 02/26/04 ANC RENTAL CORP DE X X 02/26/04 ANDREA ELECTRONICS CORP NY X X 02/23/04 APPLETON PAPERS INC/WI X X 02/26/04 APPLICA INC FL X 02/26/04 APPLIED SIGNAL TECHNOLOGY INC CA X 02/24/04 ARAHOVA COMMUNICATIONS INC DE X X 02/03/04 ARI NETWORK SERVICES INC /WI WI X 02/26/04 ASCENT ASSURANCE INC DE X X 02/25/04 ASHFORD HOSPITALITY TRUST INC MD X X 02/25/04 ATLAS MINING CO ID X 02/10/04 AUTODESK INC DE X X 02/26/04 AXA FINANCIAL INC DE X X X 02/26/04 AZCO MINING INC DE X 02/13/04 BA MASTER CREDIT CARD TRUST / X 02/15/04 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 02/25/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 02/25/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 02/25/04 BANK UNITED CORP LITIGATION CONTINGEN DE X X 12/16/03 BANKNORTH GROUP INC/ME ME X X 02/26/04 BAY VIEW SECURITIZATION CORP DE X 02/17/04 BAY VIEW TRANSACTION CORP X 02/17/04 BAYOU STEEL CORP DE X X X 02/18/04 BEARINGPOINT INC DE X X X 02/26/04 BEHRINGER HARVARD SHORT TERM OPPORTUN TX X X 02/11/04 BIOPURE CORP DE X X 02/24/04 BIOSOURCE INTERNATIONAL INC DE X X 02/26/04 BOYDS COLLECTION LTD X X 02/26/04 BRADLEY PHARMACEUTICALS INC DE X X 02/26/04 BUCA INC /MN MN X X 02/26/04 BUILDING MATERIALS CORP OF AMERICA DE X 12/31/03 CALIPER LIFE SCIENCES INC DE X 02/26/04 CAP ROCK ENERGY CORP X 02/26/04 CARDIOGENESIS CORP /CA CA X X 02/26/04 CATALYST SEMICONDUCTOR INC DE X X 02/26/04 CBQ INC CO X 02/13/04 CBQ INC CO X 02/13/04 CECIL BANCORP INC MD X X 02/24/04 CELERITEK INC/CA CA X X 02/23/04 AMEND CERADYNE INC DE X X 02/26/04 CHELSEA PROPERTY GROUP INC MD X X 02/25/04 CHILDRENS PLACE RETAIL STORES INC X X 02/26/04 CIMA LABS INC DE X X 02/26/04 CITIGROUP MORTGAGELN TR ORIGEN MANU H X 02/11/04 CITIGROUP MORTGAGELN TR ORIGEN MANU H X 02/11/04 AMEND CITIZENS FINANCIAL SERVICES INC PA X X 02/26/04 CITIZENS HOLDING CO /MS/ MS X X 02/25/04 CLAIBORNE LIZ INC DE X X 02/26/04 CLARK INC DE X X 02/26/04 CNH CAPITAL RECEIVABLES INC DE X 02/12/04 COAST FINANCIAL HOLDINGS INC X X 02/14/04 COMMUNITY BANCORP INC DE X X 02/25/04 COMMUNITY HEALTH SYSTEMS INC DE X 02/25/04 AMEND CONCEPTUS INC DE X 02/26/04 CONCEPTUS INC DE X 02/26/04 CONOCOPHILLIPS DE X X 02/23/04 CONSOL ENERGY INC X X 02/23/04 CORAM HEALTHCARE CORP DE X X 02/13/04 CORE LABORATORIES N V P7 X 12/31/03 CORRPRO COMPANIES INC /OH/ OH X X X 02/23/04 COTTON STATES LIFE INSURANCE CO / GA X X 02/26/04 COX RADIO INC DE X X 02/26/04 CRAY INC WA X 02/25/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 02/26/04 CROWN MEDIA HOLDINGS INC DE X X 02/26/04 CRYO CELL INTERNATIONAL INC DE X 02/17/04 CRYOLIFE INC FL X X 02/26/04 CURAGEN CORP DE X 02/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X X 02/26/04 CWALT INC X 02/25/04 CWMBS INC DE X 02/04/04 CWMBS INC DE X 02/25/04 CWMBS INC DE X X 02/26/04 DAYTON SUPERIOR CORP OH X 02/25/04 DECKERS OUTDOOR CORP DE X X 02/26/04 DECKERS OUTDOOR CORP DE X X 02/26/04 DEL LABORATORIES INC DE X X 02/25/04 DEUTSCHE COMMERCIAL MORTGAGE PASS THR DE X X 02/24/04 DILLARD ASSET FUNDING CO DE X X 01/15/04 DIMON INC VA X X 02/26/04 DOBSON COMMUNICATIONS CORP OK X X 02/17/04 DUKE REALTY CORP IN X 02/13/04 DVI INC DE X X 02/24/04 DVI RECEIVABLES CORP VIII DE X X 02/24/04 DVI RECEIVABLES XIX LLC DE X X 02/24/04 DVI RECEIVABLES XVIII LLC DE X X 02/24/04 EDISON INTERNATIONAL CA X X 02/26/04 EDISON MISSION ENERGY CA X X 02/26/04 EDISON MISSION ENERGY CA X X 02/26/04 EDUCATION LENDING GROUP INC DE X X 02/26/04 EDUCATION LOANS INC /DE DE X X 02/26/04 EDWARDS LIFESCIENCES CORP DE X 02/26/04 ELINEAR INC DE X X 02/25/04 EMCOR GROUP INC DE X 12/31/03 EMCOR GROUP INC DE X X 02/26/04 ENERGY CORP OF AMERICA WV X 02/26/04 ENTERCOM COMMUNICATIONS CORP PA X X 02/23/04 ENTERTAINMENT PROPERTIES TRUST MD X X 12/31/03 EON COMMUNICATIONS CORP DE X X 02/26/04 EPOCH BIOSCIENCES INC DE X X 02/26/04 ESTERLINE TECHNOLOGIES CORP DE X 02/26/04 EVERGREEN RESOURCES INC CO X X 02/25/04 EXELON CORP PA X 02/26/04 EYI INDUSTRIES INC X X 01/15/04 AMEND FANSTEEL INC DE X X 02/23/04 FERRELLGAS PARTNERS L P DE X X X 02/25/04 FIRST FEDERAL BANCSHARES OF ARKANSAS TX X X 02/26/04 FIRST HORIZON PHARMACEUTICAL CORP DE X X 02/26/04 FIRST LITCHFIELD FINANCIAL CORP DE X 11/20/03 FIRST MIDWEST FINANCIAL INC DE X X 02/23/04 FIRST NATIONAL BANCSHARES INC/ FL/ FL X X X 02/26/04 FIRST NATIONAL COMMUNITY BANCORP INC PA X X 02/26/04 FRONTIERVISION HOLDINGS LP DE X X 02/03/04 FRONTIERVISION OPERATING PARTNERS LP DE X X 02/03/04 FTI CONSULTING INC MD X X 02/18/04 GAIAM INC CO X X 02/26/04 GAP INC DE X X X 02/26/04 GLOWPOINT INC DE X X 02/26/04 GOLD KIST INC GA X X 02/26/04 GOLDEN EAGLE INTERNATIONAL INC CO X 02/24/04 GOLDEN EAGLE INTERNATIONAL INC CO X 02/24/04 AMEND GOLDEN STATE VINTNERS INC X X 02/24/04 GROUP 1 AUTOMOTIVE INC DE X X 02/26/04 GSI LUMONICS INC A3 X X 02/26/04 GULFMARK OFFSHORE INC DE X 02/26/04 H&R BLOCK INC MO X 02/24/04 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 02/15/04 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 02/15/04 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 02/15/04 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 02/15/04 HARTVILLE GROUP INC NV X X 02/23/04 HAUSER INC DE X X 02/17/04 HAWAIIAN ELECTRIC INDUSTRIES INC HI X 02/26/04 HEARST ARGYLE TELEVISION INC DE X X X 02/26/04 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE X X 02/24/04 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE X 02/17/04 HOUSEHOLD AUTO RECEIVABLES CORP ASSET NV X 02/17/04 HOUSEHOLD AUTO RECEIVABLES CORP SERIE NV X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST 2001-1 DE X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST 2002-1 X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST 2003-1 NV X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST 2003-2 NV X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST SERIES 200 DE X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST V SERIES 2 DE X 02/17/04 HOUSEHOLD AUTOMOTIVE TRUST VI SERIES NV X 02/17/04 HOUSEHOLD CONSUMER LOAN TRUST 1997-2 DE X 02/17/04 HUTTIG BUILDING PRODUCTS INC DE X X 02/13/04 IJJ CORP DE X 02/17/04 IMPAC MORTGAGE HOLDINGS INC MD X 02/26/04 INAMED CORP DE X X 02/26/04 INDUSTRIAL DISTRIBUTION GROUP INC DE X X 02/26/04 INDYMAC MBS INC X X 02/26/04 INDYMAC MBS INC X X 02/26/04 INSIGHTFUL CORP DE X X 02/26/04 INTELIDATA TECHNOLOGIES CORP DE X X 12/31/03 INTERNATIONAL SPECIALTY HOLDINGS INC X 12/31/03 INTERNATIONAL STEEL GROUP INC DE X X 02/26/04 IQ POWER TECHNOLOGY INC X 02/24/04 IRON MOUNTAIN INC/PA PA X 02/26/04 ISTA PHARMACEUTICALS INC CA X X 02/26/04 JAFRA WORLDWIDE HOLDINGS LUX SARL N4 X X 02/26/04 JOHNSONDIVERSEY INC DE X X 02/24/04 KANEB PIPE LINE OPERATING PARTNERSHIP DE X 12/31/03 KANEB PIPE LINE PARTNERS L P DE X 12/31/03 KANEB SERVICES LLC DE X 12/31/03 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 02/25/04 KEYCORP STUDENT LOAN TRUST 2000-A OH X X 02/25/04 KINETIC CONCEPTS INC /TX/ TX X X 02/25/04 KNIGHT TRADING GROUP INC DE X X 02/26/04 KOGER EQUITY INC FL X X 02/06/04 KOHLS CORPORATION WI X 02/26/04 KOSAN BIOSCIENCES INC CA X 02/26/04 LA JOLLA PHARMACEUTICAL CO DE X X 02/26/04 LA QUINTA CORP DE X 02/26/04 LABOR READY INC WA X 02/26/04 LAND O LAKES INC X 02/26/04 LEFT RIGHT MARKETING TECHNOLOGY INC DE X 02/19/04 LEHMAN ABS CORP DE X 02/26/04 LEHMAN ABS CORP BOEING NOTE BACKED SE DE X X 02/24/04 LEHMAN ABS CORP BOEING SECURITIES BAC DE X X 02/15/04 LEHMAN ABS CORP CIT CAPITAL TR 1 SEC DE X X 02/15/04 LEHMAN ABS CORP CORPORATE BACKED TRUS DE X X 02/24/04 LEHMAN ABS CORP DUKE CAPITAL NOTE BAC DE X X 02/15/04 LEHMAN ABS CORP GE GLOBAL INSURANCE N DE X X 02/15/04 LEHMAN ABS CORP GOLDMAN SACHS NOTE-BK DE X X 02/15/04 LEHMAN ABS CORP REPAC GE GLOB INS FLT DE X X 02/15/04 LIFETIME HOAN CORP DE X X 12/31/03 LIGHTPATH TECHNOLOGIES INC DE X X 02/23/04 LIMITED BRANDS INC DE X 02/26/04 LKQ CORP DE X X 02/26/04 LONG BEACH ACCEPTANCE CORP X X 02/26/04 LONG ISLAND FINANCIAL CORP DE X X 02/25/04 LONG TERM CERTIFICATES SERIES 2003-5 DE X X 02/17/04 LONGPORT INC DE X X 02/16/04 LOWRANCE ELECTRONICS INC DE X X 02/26/04 MACK CALI REALTY CORP MD X X 02/26/04 MANHATTAN ASSOCIATES INC GA X X 02/26/04 MARCONI CORP PLC X0 X 02/26/04 MARVELL TECHNOLOGY GROUP LTD D0 X X 02/26/04 MAXWELL SHOE CO INC DE X X 02/26/04 MCDATA CORP DE X X 02/26/04 MEDAREX INC NJ X X 02/26/04 MENS WEARHOUSE INC TX X X 02/25/04 MERCK & CO INC NJ X X 02/26/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 02/25/04 MGI PHARMA INC MN X X 02/26/04 MIDAS INC DE X 02/26/04 MIDWAY GAMES INC DE X X 02/25/04 MIDWEST GENERATION LLC CA X X 02/26/04 MILLENNIUM BANKSHARES CORP VA X 02/26/04 MISSION ENERGY HOLDING CO DE X X 02/26/04 MISSION RESOURCES CORP DE X X 02/25/04 MISSION RESOURCES CORP DE X X X 02/26/04 MOBILE MINI INC DE X X 02/26/04 MODEM MEDIA INC DE X X 02/25/04 MOLINA HEALTHCARE INC DE X X 02/24/04 MORGAN STANLEY ABS CAPITAL I INC DE X X 02/23/04 MORGAN STANLEY ABS CAPITAL I INC DE X X 02/24/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 02/26/04 NASH FINCH CO DE X X 02/26/04 NATUS MEDICAL INC DE X X 02/26/04 NAVARRE CORP /MN/ MN X X 02/26/04 NCI BUILDING SYSTEMS INC DE X 02/25/04 NETRATINGS INC DE X X 02/26/04 NEW PLAN EXCEL REALTY TRUST INC MD X 02/26/04 NEW YORK COMMUNITY BANCORP INC DE X X 02/26/04 NEWMIL BANCORP INC DE X 02/25/04 NEWPARK RESOURCES INC DE X X 02/25/04 NEWTEK BUSINESS SERVICES INC NY X 02/24/04 NEXIA HOLDINGS INC NV X 02/20/04 NII HOLDINGS INC DE X 02/26/04 NIKU CORP DE X X 02/26/04 NN INC DE X X 02/26/04 NOVA BIOGENETICS INC DE X 02/22/04 NOVEN PHARMACEUTICALS INC DE X X X 02/26/04 NUTRI SYSTEM INC /DE/ DE X X 02/25/04 NYMAGIC INC NY X X 02/26/04 NYMAGIC INC NY X 02/26/04 OAK RIDGE MICRO-ENERGY INC CO X X 02/19/04 AMEND OLYMPUS COMMUNICATIONS LP DE X X 02/03/04 ON2 TECHNOLOGIES INC CO X X 02/26/04 ONCOR ELECTRIC DELIVERY TRANSITION BO DE X X 02/26/04 ONEOK INC /NEW/ OK X X 02/25/04 OPEN TEXT CORP K6 X X 02/19/04 ORTHOFIX INTERNATIONAL N V X 02/26/04 PAYGARD INC NV 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