SEC NEWS DIGEST Issue 2004-85 May 3, 2004 COMMISSION ANNOUNCEMENTS NANCY MORRIS NAMED ATTORNEY-FELLOW IN THE DIVISION OF INVESTMENT MANAGEMENT The Commission's Division of Investment Management today announced the appointment of Nancy M. Morris as an Attorney-Fellow for a two-year term. Ms. Morris was formerly Vice President and Associate Legal Counsel of T. Rowe Price Associates, Inc, in Baltimore, Md., where she was responsible for domestic and international adviser operations. Ms. Morris will assist the Division on a wide variety of initiatives and projects. Paul Roye, Director of the Division, said, "We are pleased that Nancy has joined the Division. Her knowledge and experience in the investment adviser and mutual fund areas will be a valuable asset to us as we address the many challenging issues before the Commission in the investment management area." Ms. Morris received her law degree from the University of Idaho College of Law in 1983 and her B.A. from Hartwick College in 1974. Prior to joining T. Rowe Price, Ms. Morris worked at Fidelity Investments in Boston, providing advice on matters involving mutual funds and investment advisers, and held various positions at the SEC for over a decade. (Press Rel. 2004-60) REPORT ON ADMINISTRATIVE PROCEEDINGS FOR THE PERIOD OCTOBER 1, 2003 THROUGH MARCH 31, 2004 A Report on Administrative Proceedings for the Period Oct. 1, 2003, through March 31, 2004, has been issued giving summary statistical information on the Commission's administrative proceedings caseload. The reports, issued each October and April, are published in the SEC Docket and appear on the Commission's website. (Rel. 34-49635) RULES AND RELATED MATTERS CERTAIN THRIFT INSTITUTIONS DEEMED NOT TO BE INVESTMENT ADVISERS The Commission has issued a release proposing a new rule under the Investment Advisers Act that would except thrifts from the Advisers Act when they provide investment advice as part of certain trust department fiduciary services. Under the proposed rule, a thrift institution would be deemed not to be an investment adviser if its investment advisory services are provided solely in its capacity as trustee, executor, administrator, or guardian for customer accounts created and maintained for a fiduciary purpose, or to its collective trust funds excepted from the Investment Company Act of 1940. In the release, the Commission also proposed a related amendment to Advisers Act Form ADV, and a new rule under the Securities Exchange Act of 1934 (Exchange Act) that would exempt thrift-sponsored collective trust funds from registration and reporting requirements under the Exchange Act. The proposals will be issued for a 60-day public comment period prior to being considered for final adoption by the Commission. FOR FURTHER INFORMATION, PLEASE CONTACT: Robert L. Tuleya, Attorney, Office of Investment Adviser Regulation, at 202-942-0719 or IArules@sec.gov, Division of Investment Management, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549- 0506. (Rels. 34-49639; IA-2232; File No. S7-20-04) ENFORCEMENT PROCEEDINGS SEC CHARGES VIRGINIA HEALTHCARE SOFTWARE COMPANY, FORMER CFO FOR ILLEGALLY BOOSTING REVENUE On April 30, 2004, the Commission instituted and simultaneously settled cease-and-desist proceedings against QuadraMed Corporation, a health care technology company based in Reston, Virginia (and formerly of San Rafael, California). The Commission's Order finds that QuadraMed fraudulently inflated its 1998 and 1999 financial results by recording revenue from two $5 million "roundtrip" transactions with a startup company, in which QuadraMed essentially paid for its own products by funding the customer's purchases. The Commission found that, as a result of these transactions, QuadraMed fraudulently inflated its revenue for the third quarter of 1998 by 10%, and inflated its revenue for the first quarter of 1999 by 9%. QuadraMed also understated its net loss from operations by 218% and 12%, respectively, for the same quarters. The Order directs QuadraMed to cease and desist from committing or causing any violations and any future violations of the antifraud, periodic reporting, and books and records provisions of the federal securities laws. The company consented to the issuance of the Order without admitting or denying its findings. In a related matter, the Commission announced that it has instituted cease-and-desist proceedings against QuadraMed's former General Counsel and Chief Financial Officer, Keith Roberts, for his role in the transactions discussed above. According to the Order, Roberts negotiated and approved revenue recognition for two separate $5 million transactions in the third quarter of fiscal 1998 and first quarter of fiscal 1999. The Commission's order alleges that Roberts caused QuadraMed to recognize revenue for the first $5 million software license even though QuadraMed had executed a guarantee for a line of credit used by the customer to fund the purchase, and the customer had no independent ability to pay for the license. In the second transaction, Roberts caused QuadraMed to wire funds that the startup used to pay for its $5 million purchase. According to the Commission's Order, QuadraMed's financial statements for these reporting periods failed to comply with Generally Accepted Accounting Principles, as the company was recognizing revenue from sales with no real economic substance. The Commission's Order against QuadraMed finds that QuadraMed violated Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder, and orders the company to cease and desist from committing or causing violations and future violations of those provisions. The Commission accepted an offer of settlement in which QuadraMed, without admitting or denying the Commission's findings, agreed to the entry of the Order. The Commission's Order against Roberts alleges that Roberts caused QuadraMed's violations of Section 13(a), 13(b)(2)(A) and 13(b)(5) of the Exchange Act and Rules 12b-20, 13a-1, 13a-13, 13b2-1 and 13b2-2 thereunder. (Keith M. Roberts - Rel. 34-49641; AAE Rel. 1997; File No. 3-11471); (QuadraMed Corporation - Rel. 34-49642; AAE Rel. 1998; File No. 3-11472) ADDITIONS AND CORRECTIONS Release numbers 33-8418 and 34-49634 should have been included in the article in the April 30th issue of the Digest regarding Fiscal Year 2005 annual adjustments to the rates for fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), and 31 of the Securities Exchange Act of 1934. INVESTMENT COMPANY ACT RELEASES DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT For the month of April, 2004, a notice has been issued giving interested persons until May 25, 2004, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: Putnam New York Tax Exempt Opportunities Fund [File No. 811-6176] Advantus International Balanced Fund, Inc. [File No. 811-8590] Papp Stock Fund, Inc. [File No. 811-5922] Papp America-Abroad Fund, Inc. [File No. 811-6402] Papp America-Pacific Rim Fund, Inc. [File No. 811-8005] Papp Small & Mid-Cap Growth Fund, Inc. [File No. 811-9055] Wade Fund, Inc. [File No. 811-556] Morgan FunShares, Inc. [File No. 811-8244] The Hough Group of Funds [File No. 811-7902] The Inland Mutual Fund Trust [File No. 811-8958] DK Investors, Inc. [File No. 811-2886] Glenbrook Life Discover Variable Account A [File No. 811-9629] (Rel. IC-26438 - April 30) HOLDING COMPANY ACT RELEASES ALLEGHENY ENERGY INC., ET AL. A supplemental order has been issued for Allegheny Energy Inc., a registered holding company, and Allegheny Energy Supply Company LLC (AE Supply), a registered holding company and public-utility company subsidiary of Allegheny (together, Applicants), which, through Dec. 31, 2004: (1) extends certain financing parameters and other terms and conditions of previous financing orders, including relief from the Commission's requirement that the Applicants maintain a common equity ratio of at least 30%, (2) authorizes the Applicants to issue and sell up to $350 million in common stock and to have outstanding at any one time up to $1.950 billion in short- and long-term debt, (3) authorizes AE Supply to pay dividends out of capital or unearned surplus, and (4) reserves jurisdiction, pending completion of the record, over other authorizations granted in previous financing orders when the Applicants' common stock equity ratios do not meet the levels authorized by the Commission. (Rel. 35-27840) INTERSTATE POWER AND LIGHT COMPANY A notice has been issued giving interested persons until May 25, 2004, to request a hearing on a request by Interstate Power and Light Company, a wholly-owned public-utility subsidiary of Alliant Energy Corporation, a registered holding company, to issue a further supplemental order that: (1) extends the duration of certain of the company's existing financing authority from June 30, 2004, to Dec. 31, 2004 (New Authorization Period); (2) increases the maximum aggregate principal amount of trust bonds, senior debentures, subordinated debentures, and tax-exempt bonds that it may issue through the New Authorization Period from $300 million to $350 million; and (3) authorizes it to enter into and perform interest rate hedging transactions in order to manage interest rate risk associated with outstanding long-term indebtedness and anticipated long-term debt offerings. (Rel. 35-27841) AMEREN CORP., ET AL. A notice has been issued giving interested persons until May 25, 2004, to request a hearing on a proposal by Ameren Corporation (Ameren), a registered holding company, Union Electric Company (Union Electric) and Central Illinois Public Service Company (CIPSCO), both direct public- utility company subsidiaries of Ameren. They request authority for: (1) Union Electric to sell utility assets to CIPSCO, its affiliate; (2) CIPSCO to issue a promissory note to Union Electric in connection with the acquisition of the utility assets; (3) Union Electric to declare an in-kind dividend of certain other utility assets to Ameren; (4) Ameren to contribute those utility assets to CIPSCO; (5) CIPSCO to acquire the utility assets from Union Electric directly and indirectly through Ameren; (6) CIPSCO to assume the obligations of Union Electric in connection with the transferred utility assets; (7) Union Electric to acquire two generating plants from its affiliate, AmerenGenCo; and (8) Union Electric to assume the obligations of AmerenGenCo relating to these generating plants. (Rel. 35-27841) AMEREN CORPORATION, ET AL. A notice has been issued giving interested persons until May 25, 2004, to request a hearing on a proposal filed by Ameren Corporation, a registered holding company, and its wholly owned public-utility subsidiary Union Electric Company, d/b/a AmerenUE, and another of its wholly owned public-utility subsidiaries, Central Illinois Public Service Company, d/b/a AmerenCIPS, requesting authorization to engage in financing and other related transactions during the period commencing with the effective date of the requested Commission order and ending June 30, 2007. (Rel. 35-27841) AMERICAN ELECTRIC POWER COMPANY INC., ET AL. A supplemental order has been issued authorizing American Electric Power Company Inc., a registered holding company, AEP Energy Services Inc. and AEP Resources Inc., both wholly owned nonutility subsidiaries of AEP, Columbus, Ohio, to refinance outstanding debt in connection with certain nonutility assets and nonutility assets subsidiaries and reserving jurisdiction over other transactions. (Rel. 35-27842) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Emerging Markets Clearing Corporation to allow EMCC to modify its criteria for letter of credit issuers (SR-EMCC-2004-02) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 3. (Rel. 34- 49632) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 OMTOOL LTD, 8 INDUSTRIAL WAY, SALEM, NH, 03079, 6038988900 - 0 ($6,629,680.00) Equity, (File 333-115016 - Apr. 30) (BR. 03) S-4 HAIGHTS CROSS COMMUNICATIONS INC, 10 NEW KING STREET, SUITE 110, WHITE PLAINS, NY, 10604, 9142899400 - 0 ($73,653,300.00) Non-Convertible Debt, (File 333-115017 - Apr. 30) (BR. 05) S-1 GENWORTH FINANCIAL INC, 0 ($100,000,000.00) Equity, (File 333-115018 - Apr. 30) (BR. 01) S-1 GENWORTH FINANCIAL INC, 0 ($600,000,000.00) Other, (File 333-115019 - Apr. 30) (BR. 01) S-1 MANNKIND CORP, 28903 NORTH AVE PAINE, VALENCIA, CA, 91355, 6617755300 - 0 ($86,250,000.00) Equity, (File 333-115020 - Apr. 30) (BR. 01) S-1 TABLETOP HOLDINGS INC, 10 S RIVERSIDE PLAZA SUITE 850, CHICAGO, IL, 60606, 3128406000 - 0 ($700,000,000.00) Other, (File 333-115021 - Apr. 30) (BR. 02) S-8 FREDERICK COUNTY BANCORP INC, 30 WEST PATRICK STREET, FREDERICK, MD, 21701, 301-620-1400 - 58,476 ($2,331,730.50) Equity, (File 333-115022 - Apr. 30) (BR. 07) S-8 SCORES HOLDING CO INC, 150 EAST 58TH STREET, SUITE, NEW YORK, NY, 10022, 212-421-8480 - 500,000 ($185,000.00) Equity, (File 333-115023 - Apr. 30) (BR. 05) S-8 NEXT INC/TN, 7625 HAMILTON PARK DRIVE, SUITE 12, CHATTANOOGA, TN, 37421, 423 296 8213 - 0 ($1,775,000.00) Equity, (File 333-115025 - Apr. 30) (BR. 37) S-8 AIR-Q WI-FI CORP, 5555 HILTON AVENUE, SUITE 207, BATON ROUGE, LA, 70808, 225-923-1034 - 200,000 ($500,000.00) Equity, (File 333-115026 - Apr. 30) (BR. 03) S-8 VION PHARMACEUTICALS INC, 4 SCIENCE PARK, NEW HAVEN, CT, 06511, 2034984210 - 0 ($15,054,000.00) Equity, (File 333-115027 - Apr. 30) (BR. 01) S-8 AES CORPORATION, 1001 N 19TH ST, STE 2000, ARLINGTON, VA, 22209, 7035221315 - 0 ($7,730,000.00) Equity, (File 333-115028 - Apr. 30) (BR. 02) S-3 INTERNET COMMERCE CORP, 805 THIRD AVE, STE 622, NEW YORK, NY, 10022, 2122717640 - 3,964,384 ($6,045,685.60) Equity, (File 333-115029 - Apr. 30) (BR. 03) S-3D UNITED MOBILE HOMES INC, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779997 - 1,500,000 ($21,615,000.00) Equity, (File 333-115030 - Apr. 30) (BR. 08) S-3 PAINCARE HOLDINGS INC, 22 SHELTER ROCK LANE, DANBURY, CT, 06810, 2037988988 - 0 ($13,744,498.00) Other, (File 333-115031 - Apr. 30) (BR. 01) S-3 ENDO PHARMACEUTICALS HOLDINGS INC, 100 PAINTERS DRIVE, CHADDS FORD, PA, 19317, 6105589800 - 30,000,000 ($770,550,000.00) Equity, (File 333-115032 - Apr. 30) (BR. 01) S-3 VENDINGDATA CORP, 7027337195 - 0 ($24,909,195.00) Equity, (File 333-115033 - Apr. 30) (BR. 06) S-8 BELLSOUTH CORP, 1155 PEACHTREE ST NE, ROOM 15G03, ATLANTA, GA, 30309-3610, 4042492000 - 20,000,000 ($520,600,000.00) Equity, (File 333-115034 - Apr. 30) (BR. 37) S-8 BELLSOUTH CORP, 1155 PEACHTREE ST NE, ROOM 15G03, ATLANTA, GA, 30309-3610, 4042492000 - 10,000,000 ($260,300,000.00) Equity, (File 333-115035 - Apr. 30) (BR. 37) S-8 BELLSOUTH CORP, 1155 PEACHTREE ST NE, ROOM 15G03, ATLANTA, GA, 30309-3610, 4042492000 - 10,000,000 ($260,300,000.00) Equity, (File 333-115036 - Apr. 30) (BR. 37) SB-2 BIO KEY INTERNATIONAL INC, 1285 CORPORATE CENTER DR., SUITE 175, EAGAN, MN, 55121, 6516870414 - 0 ($30,723,226.00) Equity, (File 333-115037 - Apr. 30) (BR. 03) S-8 ACTIVE POWER INC, 11525 STONEHOLLOW DR, STE 110, AUSTIN, TX, 78758, 5128366464 - 1,053,063 ($3,401,393.49) Equity, (File 333-115039 - Apr. 30) (BR. 02) S-3 OMNI ENERGY SERVICES CORP, 4500 NE INTERSTATE 49, CARENCRO, LA, 70520, 3188966664 - 5,012,237 ($31,351,542.43) Equity, (File 333-115040 - Apr. 30) (BR. 04) SB-2 MEDICAL STAFFING SOLUTIONS INC, 8150 LEESBURG PIKE, SUITE 1200, VIENNA, VA, 22182, 703-641-8890 - 124,408,774 ($24,881,754.80) Equity, (File 333-115042 - Apr. 30) (BR. 37) S-3 ZOLTEK COMPANIES INC, 3101 MCKELVEY RD, ST LOUIS, MO, 63044, 3142915110 - 1,717,539 ($13,310,927.25) Equity, (File 333-115043 - Apr. 30) (BR. 36) S-8 AGL RESOURCES INC, TEN PEACHTREE, PLACE, ATLANTA, GA, 30309, 4045844000 - 1,289,776 ($36,513,558.56) Equity, (File 333-115044 - Apr. 30) (BR. 02) S-8 CONOLOG CORP, 5 COLUMBIA RD, SOMERVILLE, NJ, 08876, 9087228081 - 800,000 ($5,772,000.00) Equity, (File 333-115045 - Apr. 30) (BR. 08) S-4 MRS FIELDS FAMOUS BRANDS LLC, 2855 EAST COTTONWOOD PARKWAY, SUITE 400, SALT LAKE CITY, UT, 84121-1050, 8017365600 - 0 ($195,747,000.00) Non-Convertible Debt, (File 333-115046 - Apr. 30) (BR. ) S-8 DYNATEM INC, 23263 MADERO SUITE C, STE B, MISSION VIEJO, CA, 92691, 7148553235 - 0 ($360,000.00) Equity, (File 333-115047 - Apr. 30) (BR. 03) S-8 RESMED INC, 14040 DANIELSON ST, POWAY, CA, 920646857, 8587462400 - 0 ($156,650,000.00) Equity, (File 333-115048 - Apr. 30) (BR. 36) S-8 OPTIMAL GROUP INC, 4700 DE LA SAVANE, STE 101, MONTREAL QUEBEC, A8, 5147388885 - 811,476 ($6,628,973.68) Equity, (File 333-115050 - Apr. 30) (BR. 03) S-2 ENTRX CORP, 800 NICOLLET MALL, SUITE 2690, MINNEAPOLIS, MN, 55402, 612 333-0614 - 2,168,965 ($2,662,302.00) Equity, (File 333-115051 - Apr. 30) (BR. 06) S-3 RESEARCH FRONTIERS INC, 240 CROSSWAYS PARK DR, WOODBURY, NY, 11797-2033, 5163641902 - 2,000,000 ($22,400,000.00) Equity, (File 333-115052 - Apr. 30) (BR. 01) SB-2 LogSearch, Inc., SUITE 1250, 520-5TH AVE. SW, CALGARY, A0, T2P 3R7, 403-461-8425 - 4,500,000 ($198,895.00) Equity, (File 333-115053 - Apr. 30) (BR. ) S-8 GREENE COUNTY BANCSHARES INC, 100 NORTH MAIN STREET, GREENEVILLE, TN, 37743-4992, 4236395111 - 0 ($10,810,000.00) Equity, (File 333-115054 - Apr. 30) (BR. 07) S-3 MIDWAY GAMES INC, 2704 WEST ROSCOE STREET, CHICAGO, IL, 60618, 7739612222 - 0 ($5,364,249.00) Equity, (File 333-115055 - Apr. 30) (BR. 03) S-8 HOSPIRA INC, 275 FIELD DR, LAKE FOREST, IL, 60045, 8479376472 - 0 ($908,610,000.00) Other, (File 333-115056 - Apr. 30) (BR. 01) S-3 APPLIED IMAGING CORP, 2380 WALSH AVE BLDG B, SANTA CLARA, CA, 95051, 4085620250 - 3,875,000 ($5,874,500.00) Equity, (File 333-115057 - Apr. 30) (BR. 36) S-8 HOSPIRA INC, 275 FIELD DR, LAKE FOREST, IL, 60045, 8479376472 - 0 ($59,352,750.00) Equity, (File 333-115058 - Apr. 30) (BR. 01) S-3 APPLIED DIGITAL SOLUTIONS INC, 400 ROYAL PALM WAY, SUITE 410, PALM BEACH, FL, 33480, 5613664800 - 3,825,000 ($9,983,250.00) Equity, (File 333-115059 - Apr. 30) (BR. 37) S-4 PANTRY INC, 1801 DOUGLAS DR, PO BOX 1410, SANFORD, NC, 27330, 9197746700 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-115060 - Apr. 30) (BR. 02) S-3 PERMA FIX ENVIRONMENTAL SERVICES INC, 1940 NORTHWEST 67TH PLACE, SUITE A, GAINESVILLE, FL, 32653, 3523734200 - 6,391,751 ($13,294,842.00) Equity, (File 333-115061 - Apr. 30) (BR. 06) S-3 LEVEL 3 COMMUNICATIONS INC, 1025 ELDORADO BOULEVARD, BLDG 2000, BROOMFIELD, CO, 80021, 7208881000 - 4,174,803 ($12,691,401.00) Equity, (File 333-115062 - Apr. 30) (BR. 37) S-8 P D C INNOVATIVE INDUSTRIES INC, 501 SOUTH DAKOTA AVENUE, SUITE 1, TAMPA, FL, 33606, 813-258-0606 - 110,000 ($48,400.00) Equity, (File 333-115063 - Apr. 30) (BR. 09) S-8 IRWIN FINANCIAL CORPORATION, 500 WASHINGTON ST, 500 WASHINGTON STREET, COLUMBUS, IN, 47201, 8123761909 - 84,282 ($2,023,610.82) Equity, (File 333-115064 - Apr. 30) (BR. 07) S-1 SYNETICS SOLUTIONS INC, 0 ($80,000,000.00) Equity, (File 333-115065 - Apr. 30) (BR. ) S-8 IRWIN FINANCIAL CORPORATION, 500 WASHINGTON ST, 500 WASHINGTON STREET, COLUMBUS, IN, 47201, 8123761909 - 2,000,000 ($48,020,000.00) Equity, (File 333-115066 - Apr. 30) (BR. 07) SB-2 GOLD STANDARD INC, KEARNS BUILDING, SUITE 712, SALT LAKE CITY, UT, 84101, 8013284452 - 1,941,744 ($660,192.96) Equity, (File 333-115067 - Apr. 30) (BR. 04) S-3 GLIMCHER REALTY TRUST, 150 E. GAY STREET, COLUMBUS, OH, 43215, 6146219000 - 822,364 ($18,042,666.16) Equity, (File 333-115068 - Apr. 30) (BR. 08) S-4 KIMCO REALTY CORP, 3333 NEW HYDE PARK RD, PO BOX 5020, NEW HYDE PARK, NY, 11042, 5168699000 - 0 ($110,342,551.25) Equity, (File 333-115069 - Apr. 30) (BR. 08) SB-2 GEOGLOBAL RESOURCES INC, SUITE 200, 630 - 4 AVENUE SW, CALGARY, A0, T2P 0J9, 4037779250 - 10,308,334 ($27,832,502.00) Equity, (File 333-115070 - Apr. 30) (BR. 04) N-2 REAVES UTILITY INCOME FUND, 1625 BROADWAY, SUITE 2200, DENVER, CO, 80202, 3036232577 - 0 ($1,000,000.00) Equity, (File 333-115071 - Apr. 30) (BR. 18) SB-2 AMERICAN WATER STAR INC, 4560 S. DECATUR, SUITE 301, LAS VEGAS, NV, 89103, 702-740-7036 - 38,644,390 ($70,719,233.70) Equity, (File 333-115072 - Apr. 30) (BR. 02) SB-2 GATEWAY ENERGY CORP/NE, 500 DALLAS STREET, STE 2615, HOUSTON, TX, 77002, 7133360844 - 0 ($3,500,000.00) Equity, (File 333-115073 - Apr. 30) (BR. 02) S-8 DIGIMARC CORP, 19801 SW 72ND AVENUE, STE 100, TUALATIN, OR, 97062, 5039682908 - 0 ($27,743,456.51) Other, (File 333-115074 - Apr. 30) (BR. 03) S-8 RESTORATION HARDWARE INC, 15 KOCH ROAD, SUITE J, CORTE MADERA, CA, 94925, 415-924-1005 - 0 ($6,096,734.62) Equity, (File 333-115076 - Apr. 30) (BR. 02) S-3 CORAUTUS GENETICS INC, 75 FIFTH STREET, NW, SUITE 313, ATLANTA, GA, 30308, 404-526-6200 - 394,800 ($2,370,774.00) Equity, (File 333-115077 - Apr. 30) (BR. 01) S-3 CNL HOSPITALITY PROPERTIES INC, 450 SOUTH ORANGE AVE, ORLANDO, FL, 32801, 4076501000 - 0 ($750,000,000.00) Equity, (File 333-115079 - Apr. 30) (BR. 08) S-8 FLUOR CORP, ONE ENTERPRISE DR, ALISO VIEJO, CA, 92656, 9493492000 - 0 ($3,892,000.00) Equity, (File 333-115080 - Apr. 30) (BR. 06) S-8 OPENWAVE SYSTEMS INC, 1400 SEAPORT BLVD., REDWOOD CITY, CA, 94063, 6505620200 - 3,416,593 ($33,824,270.70) Equity, (File 333-115081 - Apr. 30) (BR. 03) S-3 INVESTORS REAL ESTATE TRUST, 12 S MAIN STREET, SUITE 100, MINOT, ND, 58701, 701-837-4738 - 0 ($17,130,294.00) Equity, (File 333-115082 - Apr. 30) (BR. 08) S-3 URSTADT BIDDLE PROPERTIES INC, C/O HRE PROPERTIES INC, 321 RAILROAD AVENUE, GREENWICH, CT, 06830, 2038638200 - 800,000 ($10,976,000.00) Equity, (File 333-115083 - Apr. 30) (BR. 08) S-4 NEIGHBORCARE INC, NEIGHBORCARE, INC., 601 EAST PRATT STREET THIRD FLOOR, BALTIMORE, MD, 21202, (410) 528-7300 - 0 ($250,000,000.00) Other, (File 333-115084 - Apr. 30) (BR. 01) S-4 PLAYTEX PRODUCTS INC, PO BOX 7016, DOVER, DE, 19903-1516, 2033414000 - 0 ($460,000,000.00) Other, (File 333-115085 - Apr. 30) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ABERDENE MINES LTD X X 04/30/04 ACCESS ANYTIME BANCORP INC DE X 04/30/04 ACCESS ANYTIME BANCORP INC DE X 04/30/04 ACTUATE CORP DE X X 04/29/04 ADVANCED MARKETING SERVICES INC DE X X 04/28/04 AESP INC FL X X 04/27/03 AGWAY INC DE X X 04/21/04 ALBERTSONS INC /DE/ DE X X 04/30/04 ALLERGAN INC DE X X 04/30/04 ALLIANT ENERGY CORP WI X X X 04/30/04 ALLIED DEFENSE GROUP INC DE X 04/12/04 AMB FINANCIAL CORP DE X X 04/29/04 AMERICAN AXLE & MANUFACTURING HOLDING DE X X 04/30/04 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA X X 04/30/04 AMERICAN PHYSICIANS CAPITAL INC MI X X 04/29/04 AMERICAN STATES WATER CO CA X 04/29/04 AMERICANWEST BANCORPORATION WA X X 04/29/04 AMERIQUEST MORTGAGE SECURITIES INC DE X X 04/30/04 AMIS HOLDINGS INC X X 04/29/04 AMIS HOLDINGS INC X 04/29/04 AMX CORP /TX/ TX X 04/29/04 ANADARKO PETROLEUM CORP DE X X X 04/29/04 ARCH CAPITAL GROUP LTD DE X X 04/30/04 ARCH CHEMICALS INC VA X X 04/30/04 ARCHER DANIELS MIDLAND CO DE X 03/31/04 ARGENT SECURITIES INC X X 04/30/04 ASSET BACKED FUNDING CORP DE X X 04/30/04 AT ROAD INC CA X X 04/30/04 ATA HOLDINGS CORP IN X X 04/29/04 ATLANTIC BANCGROUP INC FL X X 04/29/04 ATRION CORP DE X X 04/29/04 ATS MEDICAL INC MN X X 04/29/04 AVATAR SYSTEMS INC TX X 04/21/04 AVIALL INC DE X X 04/28/04 AVIGEN INC \DE DE X 04/30/04 AVON PRODUCTS INC NY X 04/29/04 AXS ONE INC DE X X 04/28/04 BALDOR ELECTRIC CO MO X 04/26/04 BALLANTYNE OF OMAHA INC DE X X 04/29/04 BANCINSURANCE CORP OH X X 04/30/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 04/20/04 BAR HARBOR BANKSHARES ME X 04/30/04 BEAR STEARNS ASSET BACKED SEC INC SER DE X X 04/08/04 BEVSYSTEMS INTERNATIONAL INC CO X X X X 04/30/04 BIOGEN IDEC INC DE X 04/30/04 BIOLASE TECHNOLOGY INC DE X X 04/27/04 BIRDS EYE FOODS INC DE X 04/30/04 BLACKHAWK BANCORP INC WI X 04/29/04 BLUE RIVER BANCSHARES INC IN X X 04/30/04 BLYTH INC DE X X 03/16/04 AMEND BOEING CAPITAL CORP DE X X X 04/29/04 BOYD GAMING CORP NV X X 04/30/04 BOYDS COLLECTION LTD X X 04/30/04 BROOKE CORP KS X X 04/30/04 BRUKER BIOSCIENCES CORP DE X 04/29/04 BUCKEYE PARTNERS L P DE X 04/30/04 BUILDING MATERIALS HOLDING CORP DE X 04/27/04 BWC FINANCIAL CORP CA X 04/30/04 CABOT OIL & GAS CORP DE X X 04/29/04 CACHE INC FL X 04/29/04 CARACO PHARMACEUTICAL LABORATORIES LT MI X X 04/28/04 CARRAMERICA REALTY CORP MD X X 04/29/04 CARRIZO OIL & GAS INC TX X X 04/29/04 CATELLUS DEVELOPMENT CORP DE X X 04/29/04 CAVALRY BANCORP INC TN X 03/31/04 CCFNB BANCORP INC PA X X 04/29/04 CCSB FINANCIAL CORP DE X X X 04/30/04 CHARTER FINANCIAL CORP/GA X X 04/27/04 CHEVRONTEXACO CORP DE X 04/30/04 CIGNA CORP DE X 04/30/04 CITGO PETROLEUM CORP DE X 04/30/04 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY X 04/26/04 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY X 04/26/04 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY X 04/26/04 CLARION TECHNOLOGIES INC/DE/ DE X X 03/27/04 CLIXTIX INC NY X X 04/27/04 CNA FINANCIAL CORP DE X X X 04/29/04 CNL HOSPITALITY PROPERTIES INC MD X 07/10/03 CNL HOSPITALITY PROPERTIES INC MD X 07/10/03 AMEND COBRA ELECTRONICS CORP DE X X 04/29/04 COMM BANCORP INC PA X X 04/29/04 COMMERCIAL NATIONAL FINANCIAL CORP /P PA X 03/31/04 COMMONWEALTH BIOTECHNOLOGIES INC VA X X 04/30/04 COMMUNITY CAPITAL BANCSHARES INC X 04/26/04 COMPEX TECHNOLOGIES INC MN X X 04/29/04 COMPUWARE CORPORATION MI X 04/28/04 COMPX INTERNATIONAL INC DE X X 04/29/04 CONCUR TECHNOLOGIES INC WA X 04/28/04 CONNETICS CORP DE X X 03/04/04 AMEND CONOLOG CORP DE X 04/27/04 CONSECO INC DE X 04/30/04 CONSOLIDATED EDISON INC NY X X X 04/30/04 CORAM HEALTHCARE CORP DE X X 04/23/04 COWLITZ BANCORPORATION WA X X 04/29/04 CRAY INC WA X X 04/29/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 04/30/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 04/30/04 CULLEN FROST BANKERS INC TX X 04/29/04 CURATIVE HEALTH SERVICES INC X X X 04/23/04 CURTISS WRIGHT CORP DE X X 04/29/04 CV THERAPEUTICS INC DE X X X 04/30/04 CWALT INC X 04/30/04 CWALT INC X 04/30/04 CWALT INC X 04/30/04 CWMBS INC DE X 04/30/04 CWMBS INC DE X 04/29/03 DATAMEG CORP NY X 04/30/04 DATAWORLD SOLUTIONS INC DE X X 04/30/04 DAUGHERTY RESOURCES INC X 04/27/04 DEL LABORATORIES INC DE X X 04/29/04 DELPHI CORP DE X 04/29/04 DEVELOPERS DIVERSIFIED REALTY CORP OH X 04/29/04 DIGITAL RECORDERS INC NC X X 04/30/04 DISCOVERY INVESTMENTS INC NV X X 04/30/04 DIVERSIFIED CORPORATE RESOURCES INC TX X X 04/30/04 DOCUMENT SCIENCES CORP DE X X 04/29/04 DOLE FOOD COMPANY INC DE X 04/28/04 DRIL-QUIP INC DE X X 04/30/04 DUQUESNE LIGHT HOLDINGS INC PA X 04/29/04 EASTERN AMERICAN NATURAL GAS TRUST DE X 04/30/04 EASYLINK SERVICES CORP DE X 04/30/04 EGAMES INC PA X X 04/30/04 ENCORE ACQUISITION CO DE X X 04/29/04 ENRON CORP/OR/ OR X 04/29/04 ENTECH ENVIRONMENTAL TECHNOLOGIES INC X 04/28/04 ENTERGY CORP /DE/ DE X 04/30/04 EOG RESOURCES INC DE X 04/30/04 EQUIDYNE CORP DE X X X 04/26/04 ESSEX PROPERTY TRUST INC MD X X 04/28/04 AMEND ETHYL CORP VA X X 04/29/04 EUREKA FINANCIAL CORP X X 04/30/04 EXPERIENTIAL AGENCY INC NV X 04/30/04 FEATHERLITE INC MN X X 04/27/04 FEDERAL SCREW WORKS MI X X 04/29/04 FERRELLGAS PARTNERS L P DE X X 04/30/04 FFW CORP DE X X 04/28/04 FIBERMARK INC DE X 04/30/04 FIDELITY D & D BANCORP INC PA X X 04/29/04 FIDELITY FEDERAL BANCORP IN X X 04/26/04 FIRST BANCORP /NC/ NC X X 04/29/04 FIRST M&F CORP/MS MS X 04/28/04 FIRST NORTHERN COMMUNITY BANCORP CA X X 04/30/04 FIRST VIRTUAL COMMUNICATIONS INC DE X X 04/30/04 FIRSTFED BANCORP INC DE X 02/02/04 FLORIDA COMMUNITY BANKS INC FL X 04/29/04 FMC TECHNOLOGIES INC X X 04/30/04 FMC TECHNOLOGIES INC X X 03/26/04 AMEND FORMULA FOOTWEAR INC UT X X X X 04/15/04 FOUNTAIN POWERBOAT INDUSTRIES INC NV X X 04/27/04 FRANKLIN BANCORP INC MI X X X 04/29/04 FROZEN FOOD EXPRESS INDUSTRIES INC TX X X 04/28/04 FTI CONSULTING INC MD X X 04/29/04 GA FINANCIAL INC/PA DE X X 04/30/04 GALAXY MINERALS INC FL X X 04/16/04 AMEND GARDNER DENVER INC DE X 04/29/04 GARTNER INC DE X X 04/29/04 GE LIFE & ANNUITY ASSURANCE CO VA X X 04/15/04 GENERAL MOTORS ACCEPTANCE CORP DE X 04/29/04 GENERAL MOTORS CORP DE X 04/29/04 GENTA INC DE/ DE X 04/30/04 GLOBAL POWER EQUIPMENT GROUP INC/ DE X 04/26/04 GLOWPOINT INC DE X X X 04/30/04 GRANITE CONSTRUCTION INC DE X X 04/29/04 GRANT PRIDECO INC DE X X 04/29/04 GREAT ATLANTIC & PACIFIC TEA CO INC MD X X 04/30/04 GREAT WEST LIFE & ANNUITY INSURANCE C CO X X X 04/29/04 GREENWICH CAPITAL ACCEP MORT LOAN PAS DE X X 04/19/04 GREER BANCSHARES INC SC X X 04/28/04 GTSI CORP DE X 04/29/04 GULF ISLAND FABRICATION INC LA X X 04/28/04 GULFMARK OFFSHORE INC DE X 04/29/04 GVC VENTURE CORP /DE/ DE X X 04/29/04 GWL&A FINANCIAL INC DE X X X 04/29/04 HAIN CELESTIAL GROUP INC DE X X 04/22/04 HALLIBURTON CO DE X 04/28/04 HARLEYSVILLE GROUP INC DE X 04/30/04 HARRAHS ENTERTAINMENT INC DE X X 04/29/04 HEALTH GRADES INC DE X X 04/29/04 HEALTHCARE REALTY TRUST INC MD X X X 04/27/04 HELEN OF TROY LTD X X 04/29/04 HERITAGE FINANCIAL CORP /WA/ WA X X 04/30/04 HERITAGE FINANCIAL CORP /WA/ WA X X 04/30/04 HOME PROPERTIES INC MD X X 03/31/04 HOUSTON EXPLORATION CO DE X X 04/30/04 HYPERCOM CORP DE X 04/30/04 IMCO RECYCLING INC DE X X 04/30/04 IMH ASSETS CORP DE X X 04/30/04 INCARA PHARMACEUTICALS CORP DE X 04/30/04 INFOTECH USA INC DE X X 04/27/04 INSIGHT COMMUNICATIONS CO INC DE X 04/30/04 INSWEB CORP DE X X X 04/30/04 INTERCEPT INC GA X X 04/28/04 INTERDIGITAL COMMUNICATIONS CORP PA X X 04/30/04 INTERNATIONAL BANCSHARES CORP TX X 04/30/04 INTERNATIONAL IMAGING SYSTEMS INC X X 04/13/04 IRWIN FINANCIAL CORPORATION IN X X 04/30/04 IRWIN FINANCIAL CORPORATION IN X X 04/30/04 AMEND IVP TECHNOLOGY CORP NV X 04/30/04 JAMESON INNS INC GA X X 04/30/04 JUPITERMEDIA CORP DE X 04/29/04 KAYDON CORP DE X X 04/30/04 KEMET CORP DE X 04/30/04 KEYSPAN CORP NY X X 03/31/04 KEYSPAN CORP NY X 04/30/04 KNBT BANCORP INC PA X X 04/30/04 KOSAN BIOSCIENCES INC CA X 04/27/04 LABARGE INC DE X X X 03/28/04 LAMSON & SESSIONS CO OH X X 04/30/04 LAMSON & SESSIONS CO OH X 04/28/04 LANDMARK BANCORP INC DE X X 04/30/04 LARSCOM INC DE X X 04/28/04 LEESPORT FINANCIAL CORP PA X X 04/27/04 LEHMAN ABS CORP DE X 04/30/04 LIQUIDMETAL TECHNOLOGIES INC X 04/29/04 M CORP MT X 12/31/03 AMEND MANUFACTURED HOME COMMUNITIES INC MD X 04/30/04 AMEND MARIMBA INC DE X X X 04/28/04 MARITRANS INC /DE/ DE X 04/28/04 MATRIX SERVICE CO DE X X 04/30/04 MATRIXX INITIATIVES INC DE X X 04/27/04 MATTEL INC /DE/ DE X 04/29/04 MBNA CORP MD X 04/30/04 MCKESSON CORP DE X X 04/30/04 MEDIABAY INC FL X X 04/28/04 MEDIWARE INFORMATION SYSTEMS INC NY X 03/31/04 MERCANTILE BANKSHARES CORP MD X X 04/30/04 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 04/26/04 METRETEK TECHNOLOGIES INC DE X X 04/30/04 MICROFIELD GROUP INC OR X 04/30/04 MICROS SYSTEMS INC MD X 04/29/04 MID PENN BANCORP INC PA X X 04/29/04 MIDLAND CAPITAL HOLDINGS CORP X X 04/30/04 MIDLAND CO OH X 04/29/04 MIDWEST BANC HOLDINGS INC DE X 04/30/04 MIKROS SYSTEMS CORP DE X 12/31/03 AMEND MILLS CORP DE X X 03/31/04 MINE SAFETY APPLIANCES CO PA X X 04/29/04 MINERALS TECHNOLOGIES INC DE X X X 04/28/04 MISSOURI RIVER & GOLD GEM CORP MT X 03/17/04 AMEND MODEM MEDIA INC DE X X X 04/29/04 MODINE MANUFACTURING CO WI X X 04/29/04 MONARCH COMMUNITY BANCORP INC MD X X 04/15/04 MONMOUTH COMMUNITY BANCORP NJ X X 04/29/04 MOTHERS WORK INC DE X 04/27/04 MPAC CORP NV X X 04/30/03 MUELLER INDUSTRIES INC DE X X 04/30/04 MYOGEN INC DE X X 04/29/04 NEWTEK BUSINESS SERVICES INC NY X X 04/28/04 NEXTERA ENTERPRISES INC DE X X 04/29/04 NIC INC CO X X X 04/29/04 NICOR INC IL X X 04/29/04 NISOURCE INC/DE DE X X 04/30/04 NORTH AMERICAN SCIENTIFIC INC DE X X 04/28/04 NORTHEAST UTILITIES SYSTEM MA X X 04/29/04 NORTHGATE INNOVATIONS INC DE X X 04/30/04 NORTHWAY FINANCIAL INC NH X X 04/27/04 NORTHWEST BANCORP INC PA X X 04/30/04 NOVASTAR FINANCIAL INC MD X X 04/28/04 NUTRI SYSTEM INC /DE/ DE X X 04/28/04 NUTRI SYSTEM INC /DE/ DE X X 04/28/04 NUTRITION 21 INC NY X 04/30/04 OCCIDENTAL PETROLEUM CORP /DE/ DE X 04/30/04 ODYSSEY RE HOLDINGS CORP DE X 04/28/04 OGE ENERGY CORP OK X X 04/30/04 OKLAHOMA GAS & ELECTRIC CO OK X X 04/30/04 OLIN CORP VA X X 04/29/04 OMTOOL LTD DE X 04/27/04 ONEIDA FINANCIAL CORP DE X X 04/22/04 ORTHOFIX INTERNATIONAL N V X 04/30/04 OUTDOOR CHANNEL HOLDINGS INC AK X X 04/30/04 P COM INC DE X X 04/29/04 PACCAR INC DE X 04/27/04 PACKAGING DYNAMICS CORP DE X 04/29/04 PARK BANCORP INC IN X X 04/30/04 PATRICK INDUSTRIES INC IN X 04/23/04 PEOPLES BANCORP IN X X 04/30/04 PEOPLES ENERGY CORP IL X X 04/30/04 PEPSICO INC NC X X 04/03/04 PERFECT HEALTH CARE CORP NV X X 04/09/04 AMEND PERMA FIX ENVIRONMENTAL SERVICES INC DE X X X 04/30/04 POCAHONTAS BANCORP INC DE X X 04/29/04 POINTE FINANCIAL CORP FL X 04/30/04 POLYMER GROUP INC DE X X 04/27/04 POWER ONE INC DE X 04/26/04 PRAECIS PHARMACEUTICALS INC DE X 04/30/04 PRECIS INC OK X X 04/29/04 PREMCOR INC DE X X 04/29/04 PRIDE INTERNATIONAL INC DE X X X 04/29/04 PRIMEDIA INC DE X X 04/29/04 PROASSURANCE CORP DE X X 04/29/04 PROCTER & GAMBLE CO OH X 03/31/04 PROCTER & GAMBLE CO OH X 04/30/04 PUBLIC SERVICE ENTERPRISE GROUP INC NJ X X 04/29/04 PUREZZA GROUP INC X X X 04/23/04 QUAKER CHEMICAL CORP PA X X 04/29/04 QUANEX CORP DE X X 04/30/04 QUESTAR CORP UT X X 04/29/04 QUIDEL CORP /DE/ DE X 04/28/04 QUIGLEY CORP NV X 04/29/04 R & B INC PA X X 04/30/04 RADIO ONE INC DE X X 04/29/04 RAM VENTURE HOLDINGS CORP FL X X X X X 04/23/04 REGENT COMMUNICATIONS INC DE X 04/30/04 RENAL CARE GROUP INC DE X X 04/30/04 REVLON CONSUMER PRODUCTS CORP DE X X 04/30/04 REVLON CONSUMER PRODUCTS CORP DE X 04/30/04 REVLON INC /DE/ DE X X 04/30/04 ROME BANCORP INC DE X 04/27/04 RONSON CORP NJ X X 04/26/04 ROSS SYSTEMS INC/CA DE X X 04/29/04 RUDDICK CORP NC X 04/29/04 RYERSON TULL INC /DE/ DE X X 04/29/04 SAFENET INC DE X X 04/29/04 SAKS INC TN X X 04/30/04 SALEM COMMUNICATIONS CORP /DE/ DE X 04/29/04 SALEM COMMUNICATIONS CORP /DE/ DE X 04/29/04 SALEM COMMUNICATIONS CORP /DE/ DE X X 04/29/04 SALISBURY BANCORP INC CT X X 04/28/04 SANTA FE ENERGY TRUST TX X X 04/30/04 SAPIENT CORP DE X 04/29/04 SAVANNAH BANCORP INC GA X 04/29/04 SAVOY CAPITAL INVESTMENTS INC CO X 04/30/04 SCHLUMBERGER LTD /NV/ P8 X X 04/30/04 SCHNITZER STEEL INDUSTRIES INC OR X 04/29/04 SCHWEITZER MAUDUIT INTERNATIONAL INC DE X X 04/29/04 SCIENTIFIC TECHNOLOGIES INC OR X 04/29/04 SEAGATE TECHNOLOGY E9 X X 04/30/04 SECURITISATION ADVISORY SER PTY LTD S X X 04/13/04 AMEND SECURITISATION ADVISORY SERVICES PTY X X 04/13/04 AMEND SERENA SOFTWARE INC DE X X 04/23/04 SHELBOURNE PROPERTIES I INC DE X X 04/30/04 SHELBOURNE PROPERTIES II INC DE X X 04/30/04 SHELBOURNE PROPERTIES III INC DE X X 04/30/04 SHELLS SEAFOOD RESTAURANTS INC DE X 04/30/04 SHURGARD STORAGE CENTERS INC WA X X 04/12/04 SIX FLAGS INC DE X 04/30/04 SLIPPERY ROCK FINANCIAL CORP PA X X 04/30/04 SM&A CA X X 04/30/04 SONIC CORP DE X 04/29/04 SOUTHERN CONNECTICUT BANCORP INC CT X X 04/29/04 SOUTHERN PERU COPPER CORP/ DE X 04/30/04 SOUTHWEST GEORGIA FINANCIAL CORP GA X 04/27/04 SPINNAKER EXPLORATION CO DE X 04/29/04 SPX CORP DE X 04/30/04 ST MARY LAND & EXPLORATION CO DE X X 04/29/04 STATE BANCORP INC NY X 04/27/04 STELLENT INC MN X X 04/29/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 04/30/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 04/30/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 04/30/04 STRUCTURED ASSET SEC CORP MORT PASS T DE X 04/26/04 STRUCTURED ASSET SECURITIES CORP DE X 04/29/04 STRUCTURED ASSET SECURITIES CORP DE X 04/30/04 STRUCTURED ASSET SECURITIES CORP MORT DE X 04/26/04 STRUCTURED ASSET SECURITIES CORP MORT DE X 03/25/04 AMEND STRUCTURED ASSET SECURITIES CORP MORT DE X 04/26/04 STRUCTURED ASSET SECURITIES CORP MORT DE X 03/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE X 02/25/04 AMEND SUN HYDRAULICS CORP FL X 04/19/04 AMEND SUPERGEN INC DE X X 04/23/04 SUPERIOR CONSULTANT HOLDINGS CORP DE X X 04/29/04 SUPERIOR ENERGY SERVICES INC DE X X 04/29/04 SYMBION INC/TN DE X X 04/29/04 TAIWAN FUND INC DE X 02/01/04 TARANTELLA INC CA X X 04/29/04 TAYLOR ANN STORES CORP DE X X 04/29/04 TB WOODS CORP DE X X 04/27/04 TB WOODS CORP DE X X 04/28/04 TECHNICAL COMMUNICATIONS CORP MA X X 04/30/04 TELECOMMUNICATION PRODUCTS INC CO X 04/23/04 TELIK INC DE X 04/29/04 TERAYON COMMUNICATION SYSTEMS DE X X 04/29/04 TEXAS UNITED BANCSHARES INC TX X X 04/29/04 TEXEN OIL & GAS INC NV X 04/29/04 THERMA WAVE INC DE X 04/27/04 THERMOVIEW INDUSTRIES INC DE X 03/31/04 TIER TECHNOLOGIES INC CA X X 04/29/04 TOWER FINANCIAL CORP IN X 04/29/04 TREECON RESOURCES INC NV X X 04/30/04 TRUMP HOTELS & CASINO RESORTS INC DE X X X 04/30/04 TSI INC /MT/ MT X 12/31/03 AMEND TUFCO TECHNOLOGIES INC DE X X 04/29/04 TWEETER HOME ENTERTAINMENT GROUP INC DE X X X 04/27/04 TWIN VENTURES LTD DE X 04/30/04 UBIQUITEL INC DE X X 04/28/04 UGI CORP /PA/ PA X X 04/23/04 ULTIMATE SOFTWARE GROUP INC DE X X 04/28/04 UNION NATIONAL FINANCIAL CORP / PA PA X 04/28/04 UNITED FINANCIAL CORP \MN\ MN X X X 04/29/04 UNITED INDUSTRIES CORP DE X X 04/30/04 UNITED STATIONERS INC DE X X 04/29/04 UNITREND INC OH X 04/30/04 US ONCOLOGY INC DE X X 04/29/04 USB HOLDING CO INC DE X 03/31/04 VARCO INTERNATIONAL INC /DE/ DE X X 04/30/04 VARCO INTERNATIONAL INC /DE/ DE X X 04/30/04 VENTURI PARTNERS INC DE X X X 04/29/04 VERILINK CORP DE X X 04/28/04 VILLAGEEDOCS INC CA X 02/17/04 AMEND VIRBAC CORP DE X X 04/30/04 WALTER INDUSTRIES INC /NEW/ DE X X 04/28/04 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 04/28/04 WD 40 CO DE X 04/26/04 WEBB INTERACTIVE SERVICES INC CO X X 04/29/04 WELLS FINANCIAL CORP MN X X 04/30/04 WESTMORELAND COAL CO DE X X 04/30/04 WEYERHAEUSER CO WA X 04/29/04 WGL HOLDINGS INC VA X 04/28/04 WHITE MOUNTAINS INSURANCE GROUP LTD D0 X X 04/16/04 WILLOW GROVE BANCORP INC/NEW PA X X 04/28/04 WINN DIXIE STORES INC FL X 04/30/04 WOODHEAD INDUSTRIES INC DE X X 04/23/04 WVS FINANCIAL CORP PA X X 01/30/04 WYNN RESORTS LTD X 04/30/04 XRG INC DE X X X 04/29/04 YP NET INC NV X X 04/13/04 ZONES INC WA X X 04/29/04 ZOOM TECHNOLOGIES INC DE X 03/31/04 BARRA INC /CA DE X X 04/30/04 DIODES INC /DEL/ DE X X 04/29/04 HEIDRICK & STRUGGLES INTERNATIONAL IN DE X X 04/30/04 MERCHANTS GROUP INC DE X 04/30/04 PNM RESOURCES INC NM X 04/30/04 WARWICK VALLEY TELEPHONE CO NY X 04/30/04