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Administration for Children and Families US Department of Health and Human Services

Low Income Home Energy Assistance Program
Division of Energy Assistance/OCS/ACF

Awards of FY 1997 LIHEAP Leveraging Incentive Grants


To LIHEAP Home Page | To LIHEAP Memoranda/Transmittals Page


THIS CONTAINS INFORMATION ISSUED BY THE U.S. ADMINISTRATION FOR CHILDREN AND
FAMILIES IN LIHEAP INFORMATION MEMORANDUM TRANSMITTAL NO. LIHEAP-IM-97-27,
DATED 9/24/97


TO:              LOW INCOME HOME ENERGY ASSISTANCE PROGRAM (LIHEAP) GRANTEES
                 AND OTHER INTERESTED PARTIES

SUBJECT:         Awards of FY 1997 LIHEAP Leveraging Incentive Grants

RELATED          Low Income Home Energy Assistance Act, Title XXVI
REFERENCES:      of the Omnibus Budget Reconciliation Act of 1981, Public
                 Law 97-35, as amended; the Augustus F. Hawkins Human
                 Services Reauthorization Act of 1990 (Public Law 101-501);
                 the Human Services Amendments of 1994 (Public Law 103-252);
                 45 CFR Part 96, Block Grant Programs - Final Rule,
                 published May 1, 1995, in the Federal Register (60 FR 21332
                 et seq.); and LIHEAP Action Transmittal 97-1, dated March
                 13, 1997, re applications for FY 1997 leveraging awards.

PURPOSE:         To advise grantees of FY 1997 leveraging incentive grants
                 to be awarded based on countable leveraging activities
                 carried out during FY 1996.

BACKGROUND:      The Augustus F. Hawkins Human Services Reauthorization Act
                 of 1990 (Public Law 101-501) amended the LIHEAP statute to
                 establish a  leveraging incentive program to reward
                 grantees under the Low Income Home Energy Assistance
                 Program (LIHEAP) that have acquired non-Federal home energy
                 resources for low-income households.  Leveraging incentive
                 funds are awarded to those grantees that use their own or
                 other non-Federal resources to expand the effect of the
                 Federal LIHEAP dollars.  Leveraging activities that took
                 place in one fiscal year will be used to determine
                 leveraging incentive grant awards in the following fiscal
                 year.  For example, FY 1997 leveraging incentive awards are
                 allocated to grantees based on countable leveraged
                 resources that were provided to low income households in FY
                 1996.

                 The Department of Health and Human Services (HHS) issued
                 final implementing regulations for the leveraging incentive
                 program on May 1, 1995 (60 FR 21332).  The May 1995
                 leveraging final rule replaced the interim final rule
                 published in 1992, and became effective on October 1, 1995,
                 the first day of FY 1996.  It therefore applies to the
                 leveraging activities that grantees reported to HHS for FY
                 1996.  Leveraging requirements in the regulations are based
                 closely on the leveraging requirements in section 2607A of
                 the Low Income Home Energy Assistance Act.

                 Grantees desiring leveraging incentive funds must submit an
                 application each year -- the LIHEAP Leveraging Report --
                 that delineates the amount and types of leveraging
                 activities they carried out during the base period.  HHS
                 then determines whether the reported activities meet the
                 requirements of the statute and regulations, and,
                 therefore, are countable under the program for the purpose
                 of determining allocations of the incentive funds.  Each of
                 the claimed resources is reviewed by at least two different
                 persons in HHS to determine whether it meets all the
                 requirements of the statute and implementing regulations.
                 In general, we give grantees the benefit of the doubt where
                 we can.

                 Normally, applications for leveraging incentive funds are
                 due by November 30, two months after the end of the fiscal
                 year.  For FY 1997, however, the due date was delayed until
                 May 15, 1997, because our authority from the Office of
                 Management and Budget to collect the information had
                 expired.  (See LIHEAP Action Transmittal 97-1, dated March
                 13, 1997, for further information.)

                 The conference report on the FY 1997 appropriations law for
                 HHS and several other agencies (Public Law 104-208, signed
                 September 30, 1996) provides that, of the amount
                 appropriated for LIHEAP for FY 1997, $25 million should be
                 set aside for leveraging incentive grant awards.  Of this
                 amount, 1994 amendments to the LIHEAP statute (Public Law
                 103-252) provides that up to 25% may be set aside for the
                 new Residential Energy Assistance Challenge (REACH)
                 program, funded for the first time in FY 1996.  The
                 Department set aside almost the full 25% allowed for REACH,
                 amounting to $6,236,000, thus leaving a total of
                 $18,764,000 for leveraging incentive grant awards in FY
                 1997.

CONTENT:         We received applications for FY 1997 incentive awards from
                 39 States, 26 tribes or tribal organizations, and no
                 territories.  These 65 applications included claims for 480
                 separate leveraging resources/benefits that took place in
                 FY 1996 with a gross claimed value totalling $577,653,569.
                 The net value of the claimed resources is $577,235,161,
                 after deducting $418,408 for:  (1) the grantees' own funds
                 used to identify, develop and demonstrate the activities;
                 (2) costs or charges to low income households to
                 participate in the activities; and (3) LIHEAP funds used to
                 identify, develop, and demonstrate the activities (limited
                 to the higher of $35,000 or 0.08% of a grantee's regular
                 allotment for State grantees, or to 2.0% of the allotment
                 for Indian tribes/tribal organizations and territories).

                 After review by HHS, a number of resources were rejected
                 and/or the claimed value was reduced because all or a part
                 of the resource did not meet necessary requirements for
                 countability.  We also made a number of adjustments
                 necessitated by mathematical errors.

                 Overall, we rejected 10 claimed resources as not countable
                 for various reasons, and reduced the claimed value of
                 another 6 resources because they are not countable in part
                 or there were errors in calculations.  The value of one
                 resource was increased because of corrected figures.  After
                 making these adjustments, we approved 470 resources (of the
                 480 submitted) in whole or in part for 65 grantees (39
                 States and 26 tribes), for a gross value of $575,797,642
                 and a net value of $575,379,234, after subtracting
                 offsetting costs of $418,408.  Attachment 1 shows the
                 number and value of resources claimed by each applicant,
                 the amount of any adjustments to those numbers and values
                 made by HHS, and the final approved number and value of
                 countable resources as determined by HHS.

                      Allocation of Leveraging Incentive Funds

                 Using the final values approved for each grantee, we
                 calculated leveraging grant award allocations, based upon a
                 formula that was included in the final rule published in
                 the Federal Register on May 1, 1995 (60 FR 21322).  See
                 page 21364 of the regulation and pages 21351-56 of the
                 preamble for further detail.)

                 The formula provides that one-half of the funds, or
                 $9,382,000, is to be distributed based on the amount of
                 leveraging activities each grantee carries out as a
                 proportion of the amount of its regular LIHEAP grant,
                 taking into account the amount of leveraging activities
                 carried out by all grantees as a proportion of their
                 regular grants.  Because the leveraging activities took
                 place in FY 1996, we used allocations for FY 1996 in
                 calculating this portion of the formula.  We  included
                 regular block grant allotments and any contingency funds
                 allocated to leveraging applicants in April 1996.

                 The second half of the funds is to be distributed based on
                 the amount of leveraging activities carried out by each
                 grantee as a proportion of the total amount of leveraging
                 activities carried out by all grantees.  The amounts
                 derived under the two parts of the formula are then added
                 together to determine the final grant amount, except that
                 no grantee may receive more than (1) 12% of the leveraging
                 incentive funds available, or (2) the lesser of the amount
                 of its regular grant (including any contingency funds) or
                 twice the amount it leveraged.

                 The prohibition against receiving more than 12% of the
                 available leveraging incentive funds (amounting to
                 $2,251,680) did not affect any grantees this year.

                 The prohibition against receiving more in incentive grant
                 funds than the lesser of twice the amount leveraged or the
                 amount of the regular block grant funds affected 17 of the
                 tribal applicants this year.  The tribes in general do very
                 well under our formula, in most cases receiving much more
                 in return for each leveraging dollar invested than the
                 States.

                 We redistributed the "excess funds" from the 17 tribes on a
                 proportionate basis to the other grantees.  Attachment 2
                 shows our calculations, with the last column showing the
                 amount of the actual leveraging incentive grant award for
                 each applicant.

                      Allowable Uses of Leveraging Incentive Funds

                 Leveraging incentive grant awards are being made to each
                 grantee in the amount shown in the final column of
                 Attachment 2, and will be available for drawdown shortly.
                 They may be obligated for eligible activities in FY 1997
                 and/or FY 1998.  Grantees are reminded that the leveraging
                 incentive funds must be used to maintain or increase
                 benefits to low income households as a part of the
                 grantee's LIHEAP program.  The incentive awards may not be
                 used for costs of administration and planning, but they may
                 be counted in the base for calculating the grantee's
                 maximum planning and administrative costs.  Leveraging
                 incentive grants for FY 1997 must be obligated by grantees
                 no later than September 30, 1998, or the funds will revert
                 to the Federal government.  The leveraging incentive funds
                 are not subject to the 10% carryover limit for regular
                 block grant funds, and may not be added to the base on
                 which the carryover limit for regular funds is calculated.
                 Consistent with the block grant philosophy, grantees are
                 the primary interpreters in determining what constitutes an
                 "obligation" under their own financial laws and procedures.

                      Next Year's Applications for Leveraging Funds

                 We would like to remind all grantees that the model plan
                 application for regular LIHEAP block grant funding includes
                 a place to report leveraging activities that are
                 coordinated with LIHEAP.  You should include the
                 information in your plan for FY 1997 that will be necessary
                 for activities to count for leveraging funds to be awarded
                 in FY 1998.  LIHEAP Leveraging Reports on leveraging
                 activities carried out in FY 1997 are due by November 30,
                 1997 in order to qualify for FY 1998 leveraging incentive
                 grant funds.  Amendments to FY 1997 plans in order to
                 incorporate descriptions of FY 1997 leveraging activities
                 must be submitted no later than September 30, 1997.

ATTACHMENTS:     (1) Listing of grantees submitting Leveraging Report Forms
                 on FY 1996 activities to qualify for FY 1997 leveraging
                 incentive grant awards, including number and value of
                 resources claimed, adjustments to those claims made by HHS,
                 and final approved number and value of resources.

                 (2) Calculations of FY 1997 leveraging incentive grant
                 awards, by grantee.

INQUIRIES TO:    Janet M. Fox, Director
                 Division of Energy Assistance
                 Office of Community Services, ACF, HHS
                 370 L'Enfant Promenade, S.W.
                 Washington, D.C.  20447
                 Telephone:  (202) 401-9351




                                 ______________/s_____________
                                 Janet M. Fox
                                 Director
                                 Division of Energy Assistance
                                 Office of Community Services


Attachment 1 - Page 1 of 6

                                                  LOW INCOME HOME ENERGY ASSISTANCE PROGRAM
                                              LEVERAGING REPORTS RECEIVED ON FY 1996 ACTIVITIES
                                                            CLAIMED TOTALS
                                                               22-Sep-97


                       Claimed    Claimed        Claimed      Claimed        Claimed        Claimed        Claimed
                      number of  gross value    grantee's   total costs/   net value      funds from     final net
                      resources  of countable   own funds    charges to                 Federal LIHEAP      value
                                  resources       used       low income                   allotment
State                     A           B             C            D              E              F              G
======================================================================================================================

Alabama                       4    $5,132,231           $0            $0     $5,132,231             $0     $5,132,231
Alaska                        3    $7,816,085           $0            $0     $7,816,085             $0     $7,816,085
Arizona                      20    $4,634,922           $0            $0     $4,634,922        $35,000     $4,599,922
Arkansas                      3      $257,476           $0            $0       $257,476             $0       $257,476
California                   17   $74,335,092      $41,545            $0    $74,293,547        $10,187    $74,283,360
Colorado                      8    $8,275,604           $0            $0     $8,275,604             $0     $8,275,604
Connecticut                   8   $15,611,200           $0            $0    $15,611,200             $0    $15,611,200
Dist. of Col.                 2    $1,455,417           $0            $0     $1,455,417             $0     $1,455,417
Florida                       6    $4,123,888           $0            $0     $4,123,888        $11,438     $4,112,450
Idaho                         6      $713,618           $0          $327       $713,291         $9,378       $703,913
Illinois                      5    $1,679,340           $0            $0     $1,679,340             $0     $1,679,340
Indiana                      12    $3,124,727           $0            $0     $3,124,727             $0     $3,124,727
Iowa                         50      $556,846       $2,564        $1,883       $552,399        $12,500       $539,899
Kentucky                      8      $986,262           $0            $0       $986,262             $0       $986,262
Maine                         5    $6,888,080           $0            $0     $6,888,080             $0     $6,888,080
Maryland                      9   $16,335,265           $0            $0    $16,335,265        $35,000    $16,300,265
Massachusetts                10   $42,017,242      $48,895            $0    $41,968,347             $0    $41,968,347
Michigan                      5   $22,112,398           $0            $0    $22,112,398             $0    $22,112,398
Minnesota                    39    $9,474,595           $0            $0     $9,474,595             $0     $9,474,595
Mississippi                   9    $1,783,159           $0            $0     $1,783,159             $0     $1,783,159
Montana                       7    $1,597,972           $0            $0     $1,597,972             $0     $1,597,972
Nevada                        7      $311,785           $0            $0       $311,785             $0       $311,785
New Hampshire                21    $2,273,465           $0            $0     $2,273,465             $0     $2,273,465
New Jersey                   11   $79,182,050           $0            $0    $79,182,050             $0    $79,182,050
New York                      4  $102,390,958           $0            $0   $102,390,958       $107,218   $102,283,740
North Carolina                8    $4,205,767           $0            $0     $4,205,767             $0     $4,205,767
North Dakota                  3      $281,303           $0            $0       $281,303             $0       $281,303
Ohio                          9   $26,798,162           $0            $0    $26,798,162             $0    $26,798,162
Oklahoma                      2    $1,946,546           $0            $0     $1,946,546             $0     $1,946,546
Oregon                        6    $2,533,818           $0            $0     $2,533,818             $0     $2,533,818
Pennsylvania                 66   $84,880,033           $0       $98,494    $84,781,539             $0    $84,781,539
Rhode Island                  8    $2,496,828           $0            $0     $2,496,828             $0     $2,496,828
South Carolina                3      $230,088           $0            $0       $230,088             $0       $230,088
South Dakota                  7      $530,110           $0            $0       $530,110             $0       $530,110
Utah                          2      $281,011           $0            $0       $281,011             $0       $281,011
Vermont                       9    $3,188,949           $0            $0     $3,188,949             $0     $3,188,949
Virginia                      4    $1,425,697           $0            $0     $1,425,697             $0     $1,425,697
Washington                    7   $15,701,338           $0            $0    $15,701,338             $0    $15,701,338
Wisconsin                    20   $19,264,084           $0            $0    $19,264,084             $0    $19,264,084

   State subtotal           433  $576,833,411      $93,004      $100,704   $576,639,703       $220,721   $576,418,982

   Tribe subtotal            47      $820,158       $3,595            $0       $816,563           $384       $816,179

        Total               480  $577,653,569      $96,599      $100,704   $577,456,266       $221,105   $577,235,161


Attachment 1 - Page 2 of 6
                                                  LOW INCOME HOME ENERGY ASSISTANCE PROGRAM
                                              LEVERAGING REPORTS RECEIVED ON FY 1996 ACTIVITIES
                                                            CLAIMED TOTALS
                                                               22-Sep-97


                       Claimed    Claimed        Claimed      Claimed        Claimed        Claimed        Claimed
                      number of        gross v  grantee's   total costs/   net value      funds from     final net
                      resources  of countable   own funds  charges to low               Federal LIHEAP      value
                                  resources       used         income                     allotment


   Tribe/Territory        A           B             C            D              E              F              G
======================================================================================================================

Alaska
 Tanana Chiefs Conf           1       $10,082           $0            $0        $10,082             $0        $10,082
 Tlingit & Haida CC           2       $16,319           $0            $0        $16,319             $0        $16,319

Idaho
 Shoshone-Bannock Tr          5       $23,299           $0            $0        $23,299             $0        $23,299

Michigan
 Int-Trib Cncl of MI          5       $43,791           $0            $0        $43,791             $0        $43,791
 Sault Ste Marie Tr           1       $40,000           $0            $0        $40,000             $0        $40,000

Montana
 Assin & Sioux(FtPk)          1       $39,594           $0            $0        $39,594             $0        $39,594
 Blackfeet Tribe              2       $47,897           $0            $0        $47,897             $0        $47,897
 Chippewa Cree                2       $11,026           $0            $0        $11,026           $232        $10,794
 Cn Salish Kootenai           4       $54,463           $0            $0        $54,463             $0        $54,463

North Carolina
 Lumbee                       1       $13,680           $0            $0        $13,680             $0        $13,680

Oklahoma
 Cheyenne & Arapaho           1       $11,785           $0            $0        $11,785             $0        $11,785
 Chickasaw Nation             2       $69,564           $0            $0        $69,564             $0        $69,564
 Choctaw Ntn of OK            1       $50,000           $0            $0        $50,000             $0        $50,000
 Muscogee (Creek) Nat         2       $81,520           $0            $0        $81,520             $0        $81,520
 Osage Tribe                  1        $1,000           $0            $0         $1,000             $0         $1,000
 Seminole Ntn of OK           2       $11,481       $3,595            $0         $7,886             $0         $7,886

South Dakota
 Lower Brule Sioux            1       $50,000           $0            $0        $50,000             $0        $50,000
 Rosebud Sioux                1       $19,000           $0            $0        $19,000             $0        $19,000
 Siss-Wahpeton Sioux          1       $57,135           $0            $0        $57,135           $152        $56,983
 Yankton Sioux Tribe          3       $61,131           $0            $0        $61,131             $0        $61,131

Washington
 Colville Cnf Tribes          2       $57,080           $0            $0        $57,080             $0        $57,080
 Lummi Tribe                  1        $8,000           $0            $0         $8,000             $0         $8,000
 Nooksack Indian Tr           1       $19,305           $0            $0        $19,305             $0        $19,305
 Port Gamble S'Klm            2        $1,570           $0            $0         $1,570             $0         $1,570
 Puyallup                     1        $6,436           $0            $0         $6,436             $0         $6,436
 Yakama Nation                1       $15,000           $0            $0        $15,000             $0        $15,000

   Tribe subtotal            47      $820,158       $3,595            $0       $816,563           $384       $816,179

   State subtotal           433  $576,833,411      $93,004      $100,704   $576,639,703       $220,721   $576,418,982

        Total               480  $577,653,569      $96,599      $100,704   $577,456,266       $221,105   $577,235,161



Attachment 1 - Page 3 of 6

                                                LOW INCOME HOME ENERGY ASSISTANCE PROGRAM
                                                LEVERAGING REPORTS ON FY 1996 ACTIVITIES
                                                        ADJUSTMENTS MADE BY HHS
                                                              22-Sep-97

                      Adjustments    Adjustments    Adjustments    Adjustments    Adjustments    Adjustments     Adjustments
                     to number of   to gross value  to amount of  costs/charges  to net value   to funds from    to final net
                       resources     of countable    grantee's    to low income     of these    Federal LIHEAP     value of
                                      resources      own funds     households      resources      allotment       leveraged
                                                                                                                  resources
State                      A              B              C              D              E               F              G
============================================================================================================================

Alabama                    _              _              _              _              _               _              _
Alaska                     _              _              _              _              _               _              _
Arizona                      (1)      ($24,224)          _              _          ($24,224)           _           ($24,224)
Arkansas                   _              _              _              _              _               _              _
California                 _              _              _              _              _               _              _
Colorado                   _              _              _              _              _               _              _
Connecticut                _              _              _              _              _               _              _
Dist. of Col.              _              _              _              _              _               _              _
Florida                    _              _              _              _              _               _              _
Idaho                      _              _              _              _              _               _              _
Illinois                   _              _              _              _              _               _              _
Indiana                    _              _              _              _              _               _              _
Iowa                         (4)      ($11,453)          _              _          ($11,453)           _           ($11,453)   Kentucky
_              _              _              _              _               _              _
Maine                      _         ($110,544)          _              _         ($110,544)           _          ($110,544)
Maryland                   _              _              _              _              _               _              _
Massachusetts              _              _              _              _              _               _              _
Michigan                   _              _              _              _              _               _              _
Minnesota                  _              _              _              _              _               _              _
Mississippi                  (1)   ($1,000,000)          _              _       ($1,000,000)           _        ($1,000,000)
Montana                    _          ($34,624)          _              _          ($34,624)           _           ($34,624)
Nevada                     _              _              _              _              _               _              _
New Hampshire                (1)     ($325,503)          _              _         ($325,503)           _          ($325,503)
New Jersey                 _              _              _              _              _               _              _
New York                   _              _              _              _              _               _              _
North Carolina             _              _              _              _              _               _              _
North Dakota               _              _              _              _              _               _              _
Ohio                         (1)      ($13,542)          _              _          ($13,542)           _           ($13,542)
Oklahoma                   _              _              _              _              _               _              _
Oregon                     _         ($169,118)          _              _         ($169,118)           _          ($169,118)
Pennsylvania               _              _              _              _              _               _              _
Rhode Island               _              _              _              _              _               _              _
South Carolina             _              _              _              _              _               _              _
South Dakota               _              _              _              _              _               _              _
Utah                       _              _              _              _              _               _              _
Vermont                    _              _              _              _              _               _              _
Virginia                   _              _              _              _              _               _              _
Washington                 _              _              _              _              _               _              _
Wisconsin                    (1)     ($111,624)          _              _         ($111,624)           _          ($111,624)

   State subtotal            (9)   ($1,800,632)         $0             $0       ($1,800,632)          $0        ($1,800,632)

   Tribe subtotal            (1)      ($55,295)         $0             $0          ($55,295)          $0           ($55,295)

     Total                  (10)   ($1,855,927)         $0             $0       ($1,855,927)          $0        ($1,855,927)


Attachment 1 - Page 4 of 6

                                                LOW INCOME HOME ENERGY ASSISTANCE PROGRAM
                                                LEVERAGING REPORTS ON FY 1996 ACTIVITIES
                                                        ADJUSTMENTS MADE BY HHS
                                                                22-Sep-97

                                                                                                                 Adjustments
                      Adjustments    Adjustments   Adjustments     Adjustments    Adjustments    Adjustments     to final net
                     to number of    to gross valu to amount of   costs/charges  to net value   to funds from      value of
                       resources     of countable   grantee's     to low income     of these    Federal LIHEAP    leveraged
                                       resources     own funds     households      resources      allotment       resources


   Tribe/Territory         A              B              C              D              E               F              G
=============================================================================================================================

Alaska
 Tanana Chiefs Conf        _              _              _              _              _               _              _
 Tlingit & Haida CC        _              _              _              _              _               _              _

Idaho
 Shoshone-Bannock Tr       _              _              _              _              _               _              _

Michigan
 Int-Trib Cncl of MI       _              _              _              _              _               _              _
 Sault Ste Marie Tr        _              _              _              _              _               _              _

Montana
 Assin & Sioux             _              _              _              _              _               _              _
 Blackfeet Tribe           _              _              _              _              _               _              _
 Chippewa Cree             _              _              _              _              _               _              _
 Cn Salish Kootenai        _              _              _              _              _               _              _

North Carolina
 Lumbee                    _              _              _              _              _               _              _

Oklahoma
 Cheyenne & Arapaho        _              _              _              _              _               _              _
 Chickasaw Nation          _              _              _              _              _               _              _
 Choctaw Ntn of OK         _              _              _              _              _               _              _
 Muscogee (Creek) Nat        (1)      ($55,273)          _              _          ($55,273)           _           ($55,273)
 Osage Tribe               _              ($22)          _              _              ($22)           _               ($22)
 Seminole Nation of O      _              _              _              _              _               _              _

South Dakota
 Lower Brule Sioux         _              _              _              _              _               _              _
 Rosebud Sioux             _              _              _              _              _               _              _
 Siss-Wahpeton Sioux       _              _              _              _              _               _              _
 Yankton Sioux Tribe       _              _              _              _              _               _              _

Washington
 Colville Cnf Tribes       _              _              _              _              _               _              _
 Lummi Tribe               _              _              _              _              _               _              _
 Nooksack Indian Trib      _              _              _              _              _               _              _
 Port Gamble S'Klm T       _              _              _              _              _               _              _
 Puyallup                  _              _              _              _              _               _              _
 Yakama Nation             _              _              _              _              _               _              _


   Tribe subtotal            (1)      ($55,295)          $0             $0          ($55,295)          $0          ($55,295)

   State subtotal            (9)   ($1,800,632)          $0             $0       ($1,800,632)          $0       ($1,800,632)

      Total                 (10)   ($1,855,927)          $0             $0       ($1,855,927)          $0       ($1,855,927)


Attachment 1 - Page 5 of 6

                                            LOW INCOME HOME ENERGY ASSISTANCE PROGRAM
                                            LEVERAGING REPORTS ON FY 1996 ACTIVITIES
                                                      FINAL APPROVED TOTALS
                                                             22-Sep-97


                          Final      Final gross    Final amount   Final costs/       Final     Final amount of   Final net
                        Number of      value of     of grantee's  charges to low  net value of    funds from       value of
                        resources     countable       own funds       income     these resources Federal LIHEAP   leveraged
                                       resources                    households                    allotment       resources
State                       A              B              C              D              E              F              G
=============================================================================================================================

Alabama                           4     $5,132,231             $0             $0     $5,132,231       $0         $5,132,231
Alaska                            3     $7,816,085             $0             $0     $7,816,085       $0         $7,816,085
Arizona                          19     $4,610,698             $0             $0     $4,610,698    $35,000       $4,575,698
Arkansas                          3       $257,476             $0             $0       $257,476       $0           $257,476
California                       17    $74,335,092        $41,545             $0    $74,293,547    $10,187      $74,283,360
Colorado                          8     $8,275,604             $0             $0     $8,275,604       $0         $8,275,604
Connecticut                       8    $15,611,200             $0             $0    $15,611,200       $0        $15,611,200
Dist. of Col.                     2     $1,455,417             $0             $0     $1,455,417       $0         $1,455,417
Florida                           6     $4,123,888             $0             $0     $4,123,888    $11,438       $4,112,450
Idaho                             6       $713,618             $0           $327       $713,291     $9,378         $703,913
Illinois                          5     $1,679,340             $0             $0     $1,679,340       $0         $1,679,340
Indiana                          12     $3,124,727             $0             $0     $3,124,727       $0         $3,124,727
Iowa                             46       $545,393         $2,564         $1,883       $540,946    $12,500         $528,446
Kentucky                          8       $986,262             $0             $0       $986,262       $0           $986,262
Maine                             5     $6,777,536             $0             $0     $6,777,536       $0         $6,777,536
Maryland                          9    $16,335,265             $0             $0    $16,335,265    $35,000      $16,300,265
Massachusetts                    10    $42,017,242        $48,895             $0    $41,968,347       $0        $41,968,347
Michigan                          5    $22,112,398             $0             $0    $22,112,398       $0        $22,112,398
Minnesota                        39     $9,474,595             $0             $0     $9,474,595       $0         $9,474,595
Mississippi                       8       $783,159             $0             $0       $783,159       $0           $783,159
Montana                           7     $1,563,348             $0             $0     $1,563,348       $0         $1,563,348
Nevada                            7       $311,785             $0             $0       $311,785       $0           $311,785
New Hampshire                    20     $1,947,962             $0             $0     $1,947,962       $0         $1,947,962
New Jersey                       11    $79,182,050             $0             $0    $79,182,050       $0        $79,182,050
New York                          4   $102,390,958             $0             $0   $102,390,958   $107,218     $102,283,740
North Carolina                    8     $4,205,767             $0             $0     $4,205,767       $0         $4,205,767
North Dakota                      3       $281,303             $0             $0       $281,303       $0           $281,303
Ohio                              8    $26,784,620             $0             $0    $26,784,620       $0        $26,784,620
Oklahoma                          2     $1,946,546             $0             $0     $1,946,546       $0         $1,946,546
Oregon                            6     $2,364,700             $0             $0     $2,364,700       $0         $2,364,700
Pennsylvania                     66    $84,880,033             $0        $98,494    $84,781,539       $0        $84,781,539
Rhode Island                      8     $2,496,828             $0             $0     $2,496,828       $0         $2,496,828
South Carolina                    3       $230,088             $0             $0       $230,088       $0           $230,088
South Dakota                      7       $530,110             $0             $0       $530,110       $0           $530,110
Utah                              2       $281,011             $0             $0       $281,011       $0           $281,011
Vermont                           9     $3,188,949             $0             $0     $3,188,949       $0         $3,188,949
Virginia                          4     $1,425,697             $0             $0     $1,425,697       $0         $1,425,697
Washington                        7    $15,701,338             $0             $0    $15,701,338       $0        $15,701,338
Wisconsin                        19    $19,152,460             $0             $0    $19,152,460       $0        $19,152,460

   State subtotal               424   $575,032,779        $93,004       $100,704   $574,839,071   $220,721     $574,618,350

 Tribe subtotal                  46       $764,863         $3,595             $0       $761,268       $384         $760,884

        Total                   470   $575,797,642        $96,599       $100,704   $575,600,339   $221,105     $575,379,234


Attachment 1 - Page 6 of 6

                                               LOW INCOME HOME ENERGY ASSISTANCE PROGRAM
                                               LEVERAGING REPORTS ON FY 1996 ACTIVITIES
                                                      FINAL APPROVED TOTALS
                                                           22-Sep-97


                          Final      Final gross    Final amount   Final costs/       Final      Final amount o   Final net
                        Number of      value of     of grantee's  charges to low  net value of    funds from       value of
                        resources     countable       own funds       income     these resources  Federal LIHEAP  leveraged
                                       resources                    households                    allotment       resources


   Tribe/Territory          A              B              C              D              E              F              G
=============================================================================================================================

Alaska
 Tanana Chiefs Conf               1        $10,082             $0             $0        $10,082             $0       $10,082
 Tlingit & Haida CC               2        $16,319             $0             $0        $16,319             $0       $16,319

Idaho
 Shoshone-Bannock Tr              5        $23,299             $0             $0        $23,299             $0       $23,299

Michigan
 Int-Trib Cncl of MI              5        $43,791             $0             $0        $43,791             $0       $43,791
 Sault Ste Marie Tr               1        $40,000             $0             $0        $40,000             $0       $40,000

Montana
 Assin & Sioux(FtPk)              1        $39,594             $0             $0        $39,594             $0       $39,594
 Blackfeet Tribe                  2        $47,897             $0             $0        $47,897             $0       $47,897
 Chippewa Cree                    2        $11,026             $0             $0        $11,026           $232       $10,794
 Cn Salish Kootenai               4        $54,463             $0             $0        $54,463             $0       $54,463
North Carolina
 Lumbee                           1        $13,680             $0             $0        $13,680             $0       $13,680

Oklahoma
 Cheyenne & Arapaho               1        $11,785             $0             $0        $11,785             $0       $11,785
 Chickasaw Nation                 2        $69,564             $0             $0        $69,564             $0       $69,564
 Choctaw Ntn of OK                1        $50,000             $0             $0        $50,000             $0       $50,000
 Muscogee (Creek) Nat             1        $26,247             $0             $0        $26,247             $0       $26,247
 Osage Tribe                      1           $978             $0             $0           $978             $0          $978
 Seminole Ntn of OK               2        $11,481         $3,595             $0         $7,886             $0        $7,886

South Dakota
 Lower Brule Sioux                1        $50,000             $0             $0        $50,000             $0       $50,000
 Rosebud Sioux                    1        $19,000             $0             $0        $19,000             $0       $19,000
 Siss-Wahpeton Sioux              1        $57,135             $0             $0        $57,135           $152       $56,983
 Yankton Sioux Tribe              3        $61,131             $0             $0        $61,131             $0       $61,131

Washington
 Colville Cnf Tribes              2        $57,080             $0             $0        $57,080             $0       $57,080
 Lummi Tribe                      1         $8,000             $0             $0         $8,000             $0        $8,000
 Nooksack Indian Tr               1        $19,305             $0             $0        $19,305             $0       $19,305
 Port Gamble S'Klm                2         $1,570             $0             $0         $1,570             $0        $1,570
 Puyallup                         1         $6,436             $0             $0         $6,436             $0        $6,436
 Yakama Nation                    1        $15,000             $0             $0        $15,000             $0       $15,000


   Tribe subtotal                46       $764,863         $3,595             $0       $761,268           $384      $760,884

   State subtotal               424   $575,032,779        $93,004       $100,704   $574,839,071       $220,721  $574,618,350

        Total                   470   $575,797,642        $96,599       $100,704   $575,600,339       $221,105  $575,379,234


  Attachment 2 - page 1 of 2

                                                  LOW INCOME HOME ENERGY ASSISTANCE PROGRAM (LIHEAP)
                                             FINAL ALLOCATIONS FOR FY 1997 LEVERAGING INCENTIVE GRANTS
                                                                   September 22, 1997

                                             FY 1996     Grantee
                                             Allot $      Lev $                             Grantee               Preliminary       Final
                              FY 1996        (Incl.      div. by    Grantee   Part One    Percent of   Part Two   Total Share       Award
     Grantee                   Lev $         contgy.)    Allot $    Percent     Share      All LEV $     Share    of $18.764M       Amount

  Alabama                    $5,132,231     $9,029,485    0.5684    1.8870%    $177,041     0.89197%     $83,685    $260,726       $302,799
  Alaska                     $7,816,085     $3,837,450    2.0368    6.7621%    $634,419     1.35842%    $127,447    $761,866       $884,808
  Arizona                    $4,575,698     $4,050,117    1.1298    3.7508%    $351,900     0.79525%     $74,610    $426,510       $495,336
  Arkansas                     $257,476     $6,925,882    0.0372    0.1234%     $11,580     0.04475%      $4,198     $15,778        $18,324
  California                $74,283,360    $48,361,715    1.5360    5.0995%    $478,431    12.91033%  $1,211,247  $1,689,678     $1,962,341
  Colorado                   $8,275,604    $16,977,858    0.4874    1.6183%    $151,826     1.43829%    $134,940    $286,766       $333,041
  Connecticut               $15,611,200    $22,148,216    0.7049    2.3401%    $219,547     2.71320%    $254,553    $474,100       $550,606
  Dist. of Col.              $1,455,417     $3,439,654    0.4231    1.4048%    $131,796     0.25295%     $23,732    $155,528       $180,626
  Florida                    $4,112,450    $14,355,067    0.2865    0.9511%     $89,233     0.71474%     $67,057    $156,290       $181,511
  Idaho                        $703,913     $6,513,050    0.1081    0.3588%     $33,664     0.12234%     $11,478     $45,142        $52,427
  Illinois                   $1,679,340    $61,302,437    0.0274    0.0909%      $8,533     0.29187%     $27,383     $35,916        $41,712
  Indiana                    $3,124,727    $27,748,775    0.1126    0.3739%     $35,075     0.54307%     $50,951     $86,026        $99,908
  Iowa                         $528,446    $19,671,065    0.0269    0.0892%      $8,368     0.09184%      $8,617     $16,985        $19,726
  Kentucky                     $986,262    $14,444,140    0.0683    0.2267%     $21,268     0.17141%     $16,082     $37,350        $43,377
  Maine                      $6,777,536    $13,824,075    0.4903    1.6277%    $152,709     1.17793%    $110,513    $263,222       $305,698
  Maryland                  $16,300,265    $16,958,609    0.9612    3.1911%    $299,388     2.83296%    $265,788    $565,176       $656,379
  Massachusetts             $41,968,347    $44,293,184    0.9475    3.1457%    $295,131     7.29403%    $684,326    $979,457     $1,137,511
  Michigan                  $22,112,398    $57,975,389    0.3814    1.2663%    $118,802     3.84310%    $360,560    $479,362       $556,717
  Minnesota                  $9,474,595    $41,930,737    0.2260    0.7502%     $70,381     1.64667%    $154,491    $224,872       $261,160
  Mississippi                  $783,159     $7,768,780    0.1008    0.3347%     $31,400     0.13611%     $12,770     $44,170        $51,298
  Montana                    $1,563,348     $6,591,672    0.2372    0.7874%     $73,874     0.27171%     $25,492     $99,366       $115,401
  Nevada                       $311,785     $2,061,643    0.1512    0.5021%     $47,105     0.05419%      $5,084     $52,189        $60,611
  New Hampshire              $1,947,962     $8,385,798    0.2323    0.7712%     $72,355     0.33855%     $31,763    $104,118       $120,920
  New Jersey                $79,182,050    $41,026,327    1.9300    6.4076%    $601,165    13.76171%  $1,291,124  $1,892,289     $2,197,646
  New York                 $102,283,740   $134,023,376    0.7632    2.5337%    $237,715    17.77675%  $1,667,815  $1,905,530     $2,213,024
  North Carolina             $4,205,767    $19,660,246    0.2139    0.7102%     $66,632     0.73096%     $68,578    $135,210       $157,029
  North Dakota                 $281,303     $7,335,279    0.0383    0.1273%     $11,945     0.04889%      $4,587     $16,532        $19,200
  Ohio                      $26,784,620    $54,231,168    0.4939    1.6397%    $153,839     4.65512%    $436,744    $590,583       $685,886
  Oklahoma                   $1,946,546     $7,700,178    0.2528    0.8393%     $78,740     0.33831%     $31,740    $110,480       $128,308
  Oregon                     $2,364,700    $13,054,794    0.1811    0.6014%     $56,420     0.41098%     $38,558     $94,978       $110,305
  Pennsylvania              $84,781,539    $72,135,108    1.1753    3.9020%    $366,087    14.73490%  $1,382,428  $1,748,515     $2,030,672
  Rhode Island               $2,496,828     $7,265,100    0.3437    1.1410%    $107,048     0.43394%     $40,713    $147,761       $171,605
  South Carolina               $230,088     $7,208,678    0.0319    0.1060%      $9,942     0.03999%      $3,752     $13,694        $15,904
  South Dakota                 $530,110     $5,634,743    0.0941    0.3123%     $29,304     0.09213%      $8,644     $37,948        $44,072
  Utah                         $281,011     $7,729,948    0.0364    0.1207%     $11,323     0.04884%      $4,582     $15,905        $18,472
  Vermont                    $3,188,949     $6,285,456    0.5074    1.6844%    $158,030     0.55423%     $51,998    $210,028       $243,920
  Virginia                   $1,425,697    $20,657,482    0.0690    0.2291%     $21,497     0.24778%     $23,247     $44,744        $51,964
  Washington                $15,701,338    $20,798,987    0.7549    2.5063%    $235,139     2.72887%    $256,022    $491,161       $570,420
  Wisconsin                 $19,152,460    $37,743,684    0.5074    1.6847%    $158,056     3.32867%    $312,296    $470,352       $546,253

        State Subtotal     $574,618,350   $921,085,352   18.6744   61.9986%  $5,816,708    99.86776%  $9,369,595 $15,186,303    $17,636,917

        Tribe Subtotal         $760,884     $3,707,714   11.4463   38.0014%  $3,565,294     0.13224%     $12,407  $3,577,701     $1,127,083

            TOTAL          $575,379,234   $924,793,066   30.1207  100.0000%  $9,382,002   100.00000%  $9,382,002 $18,764,004    $18,764,000


  Attachment 2 - page 2 of 2

                                                   LOW INCOME HOME ENERGY ASSISTANCE PROGRAM (LIHEAP)
                                              FINAL ALLOCATIONS FOR FY 1997 LEVERAGING INCENTIVE GRANTS
                                                                    September 22, 1997

                                              FY 1996    Grantee
                                              Allot $     Lev $                             Grantee                Preliminary        Final
                                FY 1996       (Incl.     div. by    Grantee    Part One    Percent of   Part Two   Total Share        Award
     Grantee                     Lev $        contgy.)   Allot $    Percent      Share     All LEV $      Share    of $1.8764M        Amount

  Alaska
   Tanana Chiefs Conf.          $10,082       $503,910    0.0200    0.0664%      $6,232     0.00175%        $164      $6,396           $7,428
   Tlingit & Haida CC           $16,319       $325,530    0.0501    0.1664%     $15,615     0.00284%        $266     $15,881          $18,444
  Idaho
   Shoshone-Bannock Tr.         $23,299        $62,721    0.3715    1.2333%    $115,706     0.00405%        $380    $116,086          $46,598
  Michigan
   Inter-Tribal Coun.           $43,791        $91,857    0.4767    1.5827%    $148,492     0.00761%        $714    $149,206          $87,582
   Sault Ste. Marie Tr.         $40,000       $118,524    0.3375    1.1204%    $105,120     0.00695%        $652    $105,772          $80,000
  Montana
   Assin & Sioux (Ft Peck)      $39,594       $230,213    0.1720    0.5710%     $53,571     0.00688%        $646     $54,217          $62,966
   Blackfeet Tribe              $47,897       $372,200    0.1287    0.4272%     $40,083     0.00832%        $781     $40,864          $47,458
   Chippewa Cree                $10,794       $106,279    0.1016    0.3372%     $31,635     0.00188%        $176     $31,811          $21,588
   Conf Salish Kootenai         $54,463       $213,389    0.2552    0.8474%     $79,499     0.00947%        $888     $80,387          $93,359
  North Carolina
    Lumbee                      $13,680       $353,474    0.0387    0.1285%     $12,055     0.00238%        $223     $12,278          $14,259
  Oklahoma
   Cheyenne & Arapaho           $11,785        $15,825    0.7447    2.4724%    $231,961     0.00205%        $192    $232,153          $15,825
   Chickasaw Nation             $69,564        $34,317    2.0271    6.7299%    $631,401     0.01209%      $1,134    $632,535          $34,317
   Choctaw Nation of OK         $50,000       $109,953    0.4547    1.5097%    $141,642     0.00869%        $815    $142,457         $100,000
   Muscogee (Creek) Nation      $26,247        $76,185    0.3445    1.1438%    $107,310     0.00456%        $428    $107,738          $52,494
   Osage Tribe                     $978        $16,897    0.0579    0.1922%     $18,028     0.00017%         $16     $18,044           $1,956
   Seminole Nation of OK         $7,886        $15,102    0.5222    1.7336%    $162,649     0.00137%        $129    $162,778          $15,102
  South Dakota
   Lower Brule Sioux            $50,000        $26,042    1.9200    6.3743%    $598,033     0.00869%        $815    $598,848          $26,042
   Rosebud Sioux                $19,000       $315,249    0.0603    0.2001%     $18,773     0.00330%        $310     $19,083          $22,162
   Siss-Wahpeton Sioux Tr       $56,983       $127,471    0.4470    1.4841%    $139,240     0.00990%        $929    $140,169         $113,966
   Yankton Sioux                $61,131        $76,756    0.7964    2.6441%    $248,073     0.01062%        $997    $249,070          $76,756
  Washington
   Colville Conf Tribe          $57,080       $183,325    0.3114    1.0337%     $96,982     0.00992%        $931     $97,913         $113,713
   Lummi Tribe                   $8,000        $54,089    0.1479    0.4910%     $46,069     0.00139%        $130     $46,199          $16,000
   Nooksack Tribe               $19,305        $14,847    1.3003    4.3168%    $405,006     0.00336%        $315    $405,321          $14,847
   Port Gamble S'Kl Tr           $1,570         $8,917    0.1761    0.5845%     $54,842     0.00027%         $26     $54,868           $3,140
   Puyallup                      $6,436        $60,322    0.1067    0.3542%     $33,233     0.00112%        $105     $33,338          $12,872
   Yakama Nation                $15,000       $194,320    0.0772    0.2563%     $24,044     0.00261%        $245     $24,289          $28,209

        Tribe Subtotal         $760,884     $3,707,714   11.4463   38.0014%  $3,565,294      0.1322%     $12,407  $3,577,701       $1,127,083
        State Subtotal     $574,618,350   $921,085,352   18.6744   61.9986%  $5,816,708     99.8678%  $9,369,595 $15,186,303      $17,636,917

            TOTAL          $575,379,234   $924,793,066   30.1207  100.0000%  $9,382,002    100.0000%  $9,382,002 $18,764,004      $18,764,000



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