Investors Claims Funds

This page lists the SEC enforcement cases in which a Receiver, Disbursement Agent, or Claims Administrator has been appointed. Funds that are recovered and available for investors will be distributed according to an approved plan.

In addition to seeing whether a claims fund has been established, you may want to find out whether a private class action has been filed against the company you invested in. If you're aware of violations of the securities laws, please tell us by using our online complaint form.

If your broker-dealer has gone out of business, you can visit the website of the Securities Investor Protection Corporation to find out whether your firm is the subject of a liquidation proceeding and how you can obtain a claim form.

4NExchange, LLC, Paul R. Grant and Ronald Bassett      Advanced Financial Services, Larry W. Tyler, et al.      Alpha Telcom, Inc.      A.S. Goldmen      Ashbury Capital Partners, L.P., Ashbury Capital Management, L.L.C., and Mark Yagalla      Basic Energy & Affiliated Resources, Inc.      Benjamin Franklin Cook and Dennel Financial Limited      Bennett Funding Group, Inc.      Bentley Financial Services, Inc.      Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery      Bristol-Myers Squibb Company      Bryan J. Egan/BryCar Financial Corp.      Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson      Cash 4 Titles, Charles Richard Homa, and Michael Gause      Cash Link Systems, Inc. et al.      Centennial Technologies, Inc. Insider Trading—Emanuel Pinez      Chemical Trust, et al.      Concord Capital Inc., Scott Yoshizumi, et al.      Credit Bancorp, Ltd.      Cross Financial Services, Inc.      Cyprus Funds, Inc. and Latin American Services Co., Ltd.      David M. Mobley/Maricopa Investment Fund, Ltd.      D. H. Blair & Co, Inc      D.W. Heath & Associates, Inc. et al.      Elfindepan S.A., et al      Financial Security Assurance Holdings Ltd.      First American Reliance, Inc.      First Choice Management Services, Inc. and Gary Van Waeyenberghe      Funding Resource Group, Inc.      Genesis Leasing IX, Inc. et al.      Geneva Group and Nicholas Garcia      Gilbert A. Zwetsch and James H. Ridinger (Market America, Inc.)      Glen Eugene Miller, LD&B Management, Inc., Rich Barlow, Acquire Venture Fund Group, et al.      Global Express Capital Real Estate Investment Fund I, LLC et al.      Global Telelink Services, Inc.      Great White Marine & Recreation, Inc.      Health Maintenance Centers, Inc. et al.      Heartland Financial Services, Inc.      Heartland Group, Inc.      Homestore, Inc.      i2 Technologies, Inc.

IMS/CPAs & Associates, Vernon T. Hall, Stanley E. Hargrave and Jerome B. Vernazza      The Infinity Group Company      International Capital Management, Inc.      Invest Better 2001      IPIC International, et al.      James R. Harrold, et al.      James P. Lewis, Jr., Financial Advisory Consultants, et al.      John Wayne Zidar et al.      J.T. Wallenbrock & Associates, Citadel Capital Management Group, Larry Toshio Osaki, and Van Y. Ichinotsubo      Le Club Prive S.A.      LinkTel Communications, Inc.      Mark D. Montana, individually and d/b/a M & M Properties, and M & M Financial, Inc., et al.      Massachusetts Financial Services Co.      Merrill Scott & Associates, Ltd., et al.      Millennium Financial, Ltd. and Newpont Fiduciaries & Nominees, S.A.      Mutual Benefits Corp., et al.      MX Factors, LLC et al.      Net World Marketing, Inc.      Nevis Capital Management, LLC, David Wilmerding, III, and Jon C. Baker      New Times Securities Services, Inc, New Age Financial Securities, Inc. and William Goren      Oracle Trust Fund, Jubilee Trust Fund, Elkosh Trust Fund, Jerome DeFries and Kevin McQueen      Physicians Guardian Unit Investment Trust      Pilgrim Baxter & Associates, Ltd.      PinnFund USA, Inc.      Presto Telecommunications, Inc.      Resource Development International LLC, et al.      Robertson Stephens, Inc.      Sebastian International Enterprises, Inc.      Southern Financial Group, Inc.      Starcash, Inc. et al.      Systems of Excellence and Charles O. Huttoe      Terry L. Dowdell, et al.      TLC Investments & Trade Co., et al.      United American International, Inc.      Vestron Financial Corporation, et al.      Viatical Capital, Inc., d/b/a Life Settlement Network, Life Investment Funding Enterprises, Inc., Charles D. York, and Robert K. Coyne      Vivendi Universal, S.A.      W.L. Ware Enterprises and Investments, Inc. and Warren L. Ware      Web Hosting Headquarters Partnership      Wellington Bank and Trust, Ltd. et al.      Wellspring Capital Group, Inc. and Blake A. Prater      World Class Limousines, Inc., 1-800-GET-LIMO, Inc. and 1-800-GET-LIMO Service, Inc.      WorldCom      Yes Entertainment, LLC, et al.      Zappa International Corp.

Archive of Investors Claims Funds Notices

http://www.sec.gov/divisions/enforce/claims.htm