WASHINGTON -- The Office of the Comptroller of the Currency (OCC)
today announced 13 new enforcement actions taken against national banks and individuals
currently and formerly affiliated with national banks and three terminations of existing
enforcement actions.
A list of enforcement actions previously
disclosed and copies of the actual documents are available from the OCC’s Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile
transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions.
Subscriptions to that publication are available from the OCCÂ’s Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.treas.gov/enforce/enforce.htm.
Civil Money
Penalties, By Consent
|
|
No.
|
Name/Bank/City
|
Date
|
|
Illinois
|
|
|
2003-111
|
|
09/16/03
|
|
|
|
|
New York
|
|
|
2003-112
|
|
09/22/03
|
|
2003-113
|
|
09/22/03
|
|
|
|
|
Formal Agreements, By
Consent
|
|
No.
|
Bank/City
|
Date
|
New York
|
|
|
2003-114
|
The Bath National Bank, Bath
|
09/04/03
|
|
2003-115
|
The National Bank of Geneva, Geneva
|
09/04/03
|
|
|
|
|
Personal Cease and Desist Orders, By Consent
|
|
No.
|
Bank/City
|
Date
|
Kentucky
|
|
|
2003-116
|
Wallace Warfield, Whitaker Bank, N.A., Lexington
|
04/01/03
|
|
2003-117
|
Elmer Whitaker, Whitaker Bank, N.A., Lexington
|
04/01/03
|
|
2003-118
|
Jack Whitaker, Whitaker Bank, N.A., Lexington
|
04/01/03
|
|
Removals/Prohibitions, By
Consent
|
|
No.
|
Name/Bank/City
|
Date
|
Rhode Island
|
|
|
2003-119
|
Timothy Benson, Fleet National Bank, Providence
|
09/22/03
|
|
|
|
|
Restitutions, By Consent
|
|
No.
|
Bank/City
|
Date
|
Kentucky
|
|
|
2003-116
|
Wallace Warfield, Whitaker Bank, N.A., Lexington
|
04/01/03
|
|
2003-117
|
Elmer Whitaker, Whitaker Bank, N.A., Lexington
|
04/01/03
|
|
2003-118
|
Jack Whitaker, Whitaker Bank, N.A., Lexington
|
04/01/03
|
|
|
|
Rhode Island
|
|
|
2003-119
|
Timothy Benson, Fleet National Bank, Providence
|
09/22/03
|
|
|
|
Terminations of
Existing Enforcement Actions
|
|
No.
|
Type/Bank/City/Old EA#
|
Date
|
Florida
|
|
|
2003-120
|
FORMAL AGREEMENT, Executive National Bank of Miami, Miami (EA
#2001-77)
|
09/18/03
|
|
2003-121
|
FORMAL AGREEMENT, First National Bank of Florida, Milton (EA
#2001-56)
|
09/08/03
|
|
|
Pennsylvania
|
|
|
2003-110
|
FORMAL AGREEMENT, PNC Bank, National Association, Pittsburgh (EA
#2002-56)
|
09/26/03
|
|
|
|
|
#
# #
The
OCC charters, regulates and examines approximately 2,100 national banks and 52
federal branches and agencies of foreign banks in the United States, accounting
for 55 percent of the nation’s banking assets.
Its mission is to ensure a safe, sound and competitive national banking
system that supports the citizens, communities and economy of the United States
|