WASHINGTON --
The Office of the Comptroller of the Currency (OCC) today announced 16 new
enforcement actions taken against national banks and individuals currently and
formerly affiliated with national banks and seven terminations of existing
enforcement actions.
A list of enforcement actions previously disclosed and
copies of the actual documents are available from the OCC’s Communications
Division by writing to: Comptroller of the Currency, Public Information Room
(1-5), Washington, DC 20219. Requests made by facsimile transmission
should be sent to (202) 874-4448.
Please include the identifying enforcement action number when placing an
order. Enforcement actions are also
listed monthly in OCC Interpretations and
Actions. Subscriptions to that
publication are available from the OCC’s Communications Division.
The OCC also maintains a searchable database of all public
enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.treas.gov/enforce/enforce.htm.
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Formal Agreements, By
Consent
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No.
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Bank/City
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Date
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Kentucky
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2003-21
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Farmers
National Bank, Walton
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03/18/03
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Nevada
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2003-17
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Household
Bank (SB), National Association, Las Vegas
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03/25/03
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Utah
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2003-22
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American
Investment Bank, National Association, Salt Lake City
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02/14/03
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Removals/Prohibitions,
By Consent
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No.
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Name/Bank/City
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Date
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Colorado
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2003-19
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Vicki
Boutilier, Grand Valley National Bank, Grand Junction
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04/04/03
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2003-20
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James
Earl Smith, Grand Valley National Bank, Grand Junction
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04/04/03
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Illinois
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2003-23
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Rick
Abell, The National State Bank of Metropolis, Metropolis
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03/31/03
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Civil Money
Penalties, By Consent
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No.
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Name/Bank/City
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Date
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Colorado
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2003-19
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Vicki
Boutilier, Grand Valley National Bank, Grand Junction
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04/04/03
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2003-20
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James
Earl Smith, Grand Valley National Bank, Grand Junction
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04/04/03
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Texas
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2003-24
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Gerald
M. Heinzelmann, Surety Bank, N.A., Fort Worth
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04/01/03
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2003-25
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Charles
Cleveland, First National Bank of Lubbock, Lubbock
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03/17/03
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2003-26
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Robert
C. Hobgood, First National Bank of Lubbock, Lubbock
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03/17/03
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Cease and Desist
Orders, By Consent
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No.
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Bank/City
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Date
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Minnesota
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2003-27
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03/20/03
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New York
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2003-28
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01/31/03
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Personal Cease and
Desist Orders, By Consent
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No.
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Name/Bank/City
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Date
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Colorado
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2003-19
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Vicki
Boutilier, Grand Valley National Bank, Grand Junction
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04/04/03
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2003-20
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James
Earl Smith, Grand Valley National Bank, Grand Junction
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04/04/03
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Illinois
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2003-29
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Mary
Rebecca Summers, The National State Bank of Metropolis, Metropolis
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03/31/03
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Terminations of Existing Enforcement Actions
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No.
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Type/Bank/City/Old EA#
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Date
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Arizona
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2003-18
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FORMAL AGREEMENT, Direct Merchants Credit
Card Bank, N.A., Scottsdale (EA #2002-26)
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03/18/03
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Illinois
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2003-30
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FORMAL AGREEMENT, The White Hall National Bank, White
Hall (EA #2000-112)
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02/28/03
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2003-30
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AMENDED FORMAL AGREEMENT, The White Hall National Bank, White
Hall (EA #2001-33)
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02/28/03
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Kentucky
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2003-31
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FORMAL AGREEMENT, First National Bank of Clinton, Clinton(EA
#2002-82)
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03/06/03
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Minnesota
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2003-27
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FORMAL AGREEMENT, The Lake Bank, National Association, Two Harbors(EA
#2002-60)
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03/20/03
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New York
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2003-32
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02/27/03
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2003-28
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01/31/03
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#
# #
The
OCC charters, regulates and examines approximately 2,100 national banks and 52
federal branches and agencies of foreign banks in the United States, accounting
for 55 percent of the nation’s banking assets.
Its mission is to ensure a safe, sound and competitive national banking
system that supports the citizens, communities and economy of the United
States.
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