2000-3 FOR IMMEDIATE RELEASE Contact: Frank D. Vance, Jr. (202) 874-4700 January 27, 2000 OCC ANNOUNCES 18 NEW ENFORCEMENT ACTIONS WASHINGTON, DC --The Office of the Comptroller of the Currency (OCC) today announced 18 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks. A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division. The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.treas.gov/enforce/enforce.htm. FORMAL AGREEMENTS, BY CONSENT No. Bank/City Date Colorado 99-99 First National Bank of Estes Park, Estes Park 12/29/99 Texas 99-100 Dave M. Boren, Inc., D.B.A. Management Information Resources Lubbock 6/21/99 99-101 First National Bank of Rotan, Rotan 11/16/99 PERSONAL CEASE AND DESIST ORDERS, BY CONSENT No. Individual/Bank/City Date Florida 99-103 Curtis Rethwisch, SunTrust Bank Central Florida, N.A., Orlando 12/31/99 North Carolina 99-102 Janie Robinson, Wachovia Bank, N.A., Winston-Salem 11/23/99 CIVIL MONEY PENALTIES, BY CONSENT No. Bank/City Date New York 2000-1 The Park Avenue Bank, N.A., New York 1/4/00 REMOVALS, BY CONSENT No. Individual/Bank/City Date California 99-107 Teresa A. Pilon, Bank of America NT & SA, San Francisco 12/30/99 Illinois 2000-2 Laura J. Araar, Bank One, N.A., Chicago 1/10/00 Mississippi 99-106 Donna K. Herrington, Deposit Guaranty National Bank, Jackson 12/31/99 New Jersey 99-105 John C. Polk, Valley National Bank, Passaic 12/21/99 New York 99-104 Maria A. Troncoso, Union Chelsea National Bank, New York 12/21/99 North Carolina 99-108 Ivy Jackson, Wachovia Bank, N.A., Winston-Salem12/17/99 PERSONAL CEASE AND DESIST ORDERS FOR RESTITUTION, BY CONSENT No. Bank/City Date California 99-107 Teresa A. Pilon, Bank of America NT & SA, San Francisco 12/30/99 Mississippi 99-106 Donna K. Herrington, Deposit Guaranty National Bank, Jackson 12/31/99 North Carolina 99-108 Ivy Jackson, Wachovia Bank, N.A., Winston-Salem12/17/99 TERMINATIONS OF EXISTING ENFORCEMENT ACTIONS No. Bank, City, Old EA# Date Kansas 99-109 First National Bank of Holcomb, Holcomb, (Terminates 99-109) 8/4/99 Texas 99-97 First National Bank of Newton, Newton, (Terminates 97-98) 11/16/99 99-101 First National Bank of Rotan, Rotan, (Terminates 98-74) 11/16/99 # # # The OCC charters, regulates and examines approximately 2,400 national banks and 59 federal branches and agencies of foreign banks in the United States, accounting for 59 percent of the nation's banking assets. Its mission is to ensure a safe, sound and competitive national banking system that supports the citizens, communities and economy of the United States.