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FLOW OF CASES THROUGH THE DISABILITY PROCESS

 

Progression of Cases Through the Disability Process ChartThe first chart is designed to give you an idea about the progression of applications through the Social Security Administration's (SSA) disability determination process. It is not based on data gathered by tracking individual cases through the process. Rather it is based on aggregate data for all appeals in FY 2001 for Title II (Disability Insurance), Title XVI (Supplemental Security Income) and concurrent applications. Experience can vary from year to year and by application type. Additionally the numbers presented are rounded up. Note that approximately forty percent of disability applications are approved at the first level of the process. (Click here for comparable aggregate data for FY 2002)

The larger chart on the next page details the flow of an application through the Social Security disability determination process in fiscal year (FY) 2001. Taken from an applicant's point of view, the chart shows the path of a disability application from first contact with SSA through the initial claim, appeals, and district court processes. The chart presents a worst-case scenario because it presumes the application was denied at each stage. In reality, as seen in the first chart here, most claims are allowed (57 of 100), and most allowances are made at the initial level (40 out of 57 that are allowed overall for every 100 cases). Only about 5 cases out of 100 go beyond the administrative hearings level, and less than 1 per 100 enter Federal court.

White BoxThe rectangular blocks represent the tasks in the initial determination and appeals processes. The color of the blocks indicates the component responsible for those tasks.

Blue BoxSSA's field operations are shown in blue. Applicants contact a Social Security teleservice center or field office to begin the application process. A field office employee interviews the applicant and assists in gathering some of the information necessary to show that he or she meets the requirements for disability benefits. Employees in the field office also help applicants file appeals. Following a favorable disability determination, the field office completes work on the application and initiates payment.

Green BoxThe Disability Determination Services (DDS), are shown in green. The DDS in the home state of the applicant makes the initial disability determination. They secure medical evidence from the applicant's treating and other medical sources, and arrange for one or more consultative examinations if there is not enough evidence to make a decision. DDS employees gather information from the applicant and other sources and evaluate all the information to arrive at a disability determination. The DDS is also responsible for making the disability determination at the first appeal level—the reconsideration.

Patterned Green BoxThe patterned green rectangles represent quality review functions. SSA conducts reviews of some cases for consistency and accuracy.

Purple BoxProcessing Centers are shown in purple. Some cases are sent to a Processing Center for final payment.

Beige BoxThe beige rectangles represent Hearing Offices. The Hearing Office processes the second appeal—the hearing. The hearing is held by a Social Security Administrative Law Judge (ALJ). Some cases are decided based on information already in the file, but most are decided after a hearing before an ALJ. Additional medical evidence may be gathered and submitted by the appellant or representative.

Yellow BoxThe yellow rectangles represent the Appeals Council (AC). The AC processes the third and final administrative appeal—the Appeals Council Review. The Administrative Appeals Judge (AAJ) conducts a procedural review of the decision made by the ALJ. The AAJ does not conduct another hearing.

Gray BoxThe gray boxes represent Federal District Courts. The Office of Appellate Operations and the Office of the General Counsel work together with a local U.S. Attorney when an applicant files a complaint in district court.

DotsThe icons connected by dotted lines show the employee position performing each type of action.

TriangleThe triangles indicate delays. Some of these include mail time, medical provider response time, and the sixty-day appeal time legally available to the applicant at each step of the process.

CalendarThe calendar pages along the bottom show the approximate number of days from the applicant's first contact with SSA through the end of the process charted above it. These are based on estimated average processing time for the mainstream process. Therefore, individual times may vary greatly.

LadyThe information at the top of the chart indicates the volume of cases that were considered and processed in FY 2001.


Click here to view the chart.

Note: This chart is for illustration purposes only and is based on assumptions that may or may not be applicable in any given case. In addition, the chart does not reflect recent decisions made by the Commissioner of Social Security to improve the administrative process. Therefore, the chart should not be relied upon by a claimant to determine whether to pursue his or her own claim.

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Last Updated April 2, 2003