Evidence Report/Technology Assessment Number 32

Treatment of Degenerative Lumbar Spinal Stenosis
Volume 1. Evidence Report
Volume 2. Evidence Tables and Bibliography

File Inventory


Prepared by:

ECRI, Plymouth Meeting, PA
Health Technology Assessment Group


File Name		Description			Software	Version		File	Size
__________________________________________________________________________________________________________
001front.doc		Microsoft Word® Document	MS Word®	97 SR-1		26KB	5 pages
Contents: Title Page; Preface

002abstr.doc		Microsoft Word® Document	MS Word®	97 SR-1		23KB	2 pages
Contents: Structured Abstract

003conts.doc		Microsoft Word® Document	MS Word®	97 SR-1		33KB	4 pages
Contents: Table of Contents (Volume 1)

004summ.doc		Microsoft Word® Document	MS Word®	97 SR-1		57KB	10 pages
Contents: Summary

005chap1.doc		Microsoft Word® Document	MS Word®	97 SR-1		136KB	17 pages
Contents: Chapter 1. Introduction: Scope and Purpose of This Report; Epidemiology of 
Lumbar Spinal Stenosis; Natural History of Lumbar Spinal Stenosis; Burden of Disease; 
Patterns of Care

006tbl1.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	2 pages
Contents: Table 1. National low back pain study patient characteristics and syndromes

007tbl2.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 2. Comparison of prevalence rates for lumbar spinal stenosis presented 
in three separate studies

008tbl3.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 3. Longitudinal study of development of spondylolisthesis in older adults

009tbl4.doc		Microsoft Word® Document	MS Word®	97 SR-1		46KB	4 pages
Contents: Table 4. Spinal stenosis in asymptomatic adults

010tbl5.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 5. Spondylolisthesis in asymptomatic older adults

011fig1.doc		Microsoft Word® Document	MS Word®	97 SR-1		72KB	1 page
Contents: Figure 1. Differential diagnosis of lumbar spinal stenosis

012fig2.doc		Microsoft Word® Document	MS Word®	97 SR-1		70KB	1 page
Contents: Figure 2. Etiology of lumbar spinal stenosis

013fig3.doc		Microsoft Word® Document	MS Word®	97 SR-1		638KB	1 page
Contents: Figure 3. Top view of a normal lumbar vertebra

014fig4.doc		Microsoft Word® Document	MS Word®	97 SR-1		316KB	1 page
Contents: Figure 4. Lateral view of a normal lumbar vertebra

015fig5.doc		Microsoft Word® Document	MS Word®	97 SR-1		1.2MB	1 page
Contents: Figure 5. Oblique view of the normal l3 to l5 lumbar vertebrae

016fig6.doc		Microsoft Word® Document	MS Word®	97 SR-1		1.3MB	1 page
Contents: Figure 6. Pathology associated with lumbar spinal stenosis

017fig7.doc		Microsoft Word® Document	MS Word®	97 SR-1		1.2MB	1 page
Contents: Figure 7. Spondylolisthesis showing entrapment of spinal canal and nerve roots

018fig8.doc		Microsoft Word® Document	MS Word®	97 SR-1		78KB	1 page
Contents: Figure 8. Diagnosis and treatment of lumbar spinal stenosis

019chap2.doc		Microsoft Word® Document	MS Word®	97 SR-1		91KB	14 pages
Contents: Chapter 2. Methodology: Research Questions; Evidence Model; Databases Searched; 
MESH Terms and Search Strategy; Criteria for Retrieval of Full Articles; 
Electronic Data Abstraction Forms; Quality of the Literature

020fig9.doc		Microsoft Word® Document	MS Word®	97 SR-1		80KB	1 page
Contents: Figure 9. Evidence model depicting the natural history of lumbar spinal stenosis

021fig10.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	1 page
Contents: Figure 10. Evidence model depicting the diagnosis and treatment of 
lumbar spinal stenosis

022chap3.doc		Microsoft Word® Document	MS Word®	97 SR-1		294KB	52 pages
Contents: Chapter 3. Results: Question 1: What is the relationship between each relevant 
patient characteristic and the presence and/or intensity of each of the patient signs, 
symptoms, and conditions of spinal stenosis?
Question 2: Which relevant patient characteristics are associated with an increased 
likelihood of focal narrowing of the spinal canal?
Question 3: What is the relationship between degree of stenosis and the presence 
and/or intensity of each of the signs, symptoms, and patient conditions?
Question 4: What is the relationship between the signs and symptoms and other features 
of the patient history and physical and the results of the imaging examination?
Question 5: What is the relationship between the signs and symptoms and other features 
of the patient history and physical and results of conservative treatment; 
and what is the relationship between the type of conservative treatment and patient outcomes?
Question 6: What is the relationship between the signs, symptoms, and other features of the 
patient history and physical and the success or failure of surgical treatment?
Question 7: What is the relationship between the results of the imaging examination and 
the success or failure of surgical treatment?
Question 8: What is the relationship between the type of surgery received and the success 
or failure of surgical treatment?
Question 9: What costs are associated with nonsurgical and surgical treatment 
of spinal stenosis?

023tbl6.doc		Microsoft Word® Document	MS Word®	97 SR-1		57KB	8 pages
Contents: Table 6. Spinal measurements in patients with symptoms of stenosis

024tbl7.doc		Microsoft Word® Document	MS Word®	97 SR-1		43KB	1 page
Contents: Table 7. Summary of meta-analysis of differences in spinal canal diameter 
between patients with and without back pain

025tbl8.doc		Microsoft Word® Document	MS Word®	97 SR-1		39KB	1 page
Contents: Table 8. Binomial effect size display: canal size in patients 
with and without back pain

026tbl9.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 9. Summary of meta-analysis of differences in spinal canal diameters 
of patients with and without claudication

027tbl10.doc		Microsoft Word® Document	MS Word®	97 SR-1		39KB	1 page
Contents: Table 10. Binomial effect size display: canal size in patients 
with and without claudication

028fig11.doc		Microsoft Word® Document	MS Word®	97 SR-1		62KB	1 page
Contents: Figure 11. Forrest plot of differences in spinal canal diameter in patients 
with and without back pain

029fig12.doc		Microsoft Word® Document	MS Word®	97 SR-1		100KB	1 page
Contents: Figure 12. Overlap of the distributions of normalized canal diameters 
in patients with and without back pain

030fig13.doc		Microsoft Word® Document	MS Word®	97 SR-1		103KB	1 page
Contents: Figure 13. Forrest plot of differences in spinal canal diameters in patients 
with and without claudication

031fig14.doc		Microsoft Word® Document	MS Word®	97 SR-1		212KB	1 page
Contents: Figure 14. Overlap of the distributions of normalized canal measurements 
in patients with and without claudication

032tbl11.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	2 pages
Contents: Table 11. Spinal measurements of patients with stenosis and in control subjects

033tbl12.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 12. Summary of meta-analysis of differences in canal diameter 
between patients with and without stenosis

034tbl13.doc		Microsoft Word® Document	MS Word®	97 SR-1		39KB	1 page
Contents: Table 13. Binomial effect size display: canal size in patients 
with and without stenosis

035fig15.doc		Microsoft Word® Document	MS Word®	97 SR-1		78KB	1 page
Contents: Figure 15. Forrest plot of differences in spinal canal between patients 
with and without spinal stenosis

036fig16.doc		Microsoft Word® Document	MS Word®	97 SR-1		46KB	1 page
Contents: Figure 16. Overlap between normalized canal measurements in patients 
with and without stenosis

037tbl14.doc		Microsoft Word® Document	MS Word®	97 SR-1		39KB	1 page
Contents: Table 14. Relationship between back pain and spondylolisthesis

038fig17.doc		Microsoft Word® Document	MS Word®	97 SR-1		69KB	1 page
Contents: Figure 17. Association between percentage of patients reporting neurogenic 
claudication and the mean number of stenotic levels

039tbl15.doc		Microsoft Word® Document	MS Word®	97 SR-1		60KB	2 pages
Contents: Table 15. Excluded diagnostic imaging studies

040tbl16.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 16. Diagnostic trials meeting preliminary inclusion criteria

041tbl17.doc		Microsoft Word® Document	MS Word®	97 SR-1		50KB	2 pages
Contents: Table 17. Surgical trials reporting imaging results

042tbl18.doc		Microsoft Word® Document	MS Word®	97 SR-1		39KB	1 page
Contents: Table 18. Regression analysis of treadmill walking distance 
before and after three months of conservative treatment

043tbl19.doc		Microsoft Word® Document	MS Word®	97 SR-1		40KB	1 page
Contents: Table 19. Mean change in treadmill walking distance before and after 
three months of conservative treatment stratified by initial status

044tbl20.doc		Microsoft Word® Document	MS Word®	97 SR-1		40KB	1 page
Contents: Table 20. Change category frequencies for treadmill walking distance 
after three months of conservative treatment stratified by initial status

045tbl21.doc		Microsoft Word® Document	MS Word®	97 SR-1		39KB	1 page
Contents: Table 21. Initial stenotic canal diameter stratified by outcome of 
conservative treatment

046tbl22.doc		Microsoft Word® Document	MS Word®	97 SR-1		40KB	1 page
Contents: Table 22. Disposition of publications on conservative treatments

047tbl23.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 23. Analysis of walking capacity data from Fukusaki, Kobayashi, 
Hara et al., 1998

048tbl24.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	2 pages
Contents: Table 24. Randomized controlled trials of patients receiving conservative treatments

049fig18.doc		Microsoft Word® Document	MS Word®	97 SR-1		90KB	1 page
Contents: Figure 18. Initial vs. final walking distance computed from 
Eskola, Pohjolainen, Alaranta et al., 1992

050fig19.doc		Microsoft Word® Document	MS Word®	97 SR-1		90KB	1 page
Contents: Figure 19. Initial vs. difference in walking computed from Eskola, Pohjolainen, 
Alaranta et al., 1992

051fig20.doc		Microsoft Word® Document	MS Word®	97 SR-1		90KB	1 page
Contents: Figure 20. Initial vs. ratio of change in walking distance computed 
from Eskola, Pohjolainen, Alaranta et al., 1992

052tbl25.doc		Microsoft Word® Document	MS Word®	97 SR-1		53KB	4 pages
Contents: Table 25. Controlled trials of patients with lumbar spinal stenosis

053tbl26.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 26. Analysis of walking capacity in meters from Johnsson, Uden, 
and Rosen, 1991

054tbl27.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 27. Analysis of walking capacity according to a three-level scale 
from Johnsson, Uden, and Rosen, 1991

055tbl28.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	2 pages
Contents: Table 28. Controlled trials of patients with lateral lumbar spinal stenosis

056tbl29.doc		Microsoft Word® Document	MS Word®	97 SR-1		43KB	1 page
Contents: Table 29. Analysis of global success data from Kirkaldy-Willis, Wedge, 
Yong-Hing et al., 1982

057tbl30.doc		Microsoft Word® Document	MS Word®	97 SR-1		54KB	4 pages
Contents: Table 30. Controlled trials of patients with degenerative spondylolisthesis

058tbl31.doc		Microsoft Word® Document	MS Word®	97 SR-1		55KB	10 pages
Contents: Table 31. Trials comparing surgery and conservative therapy

059tbl32.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 32. Analysis of neurogenic claudication comparing nonsurgical patients 
to surgical patients from Johnsson, Uden, and Rosen, 1991

060tbl33.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 33. Analysis of walking capacity in meters comparing nonsurgical patient 
to surgical patients from Johnsson, Uden, and Rosen, 1991

061tbl34.doc		Microsoft Word® Document	MS Word®	97 SR-1		48KB	2 pages
Contents: Table 34. Effect sizes for one and four year outcomes of patients 
with moderate symptoms at baseline from Atlas, Deyo, Keller et al., 1996 
and Atlas, Keller, Robson et al., 2000

062tbl35.doc		Microsoft Word® Document	MS Word®	97 SR-1		49KB	2 pages
Contents: Table 35. Examiner assessment data from surgically and 
conservatively treated patients with lumbar spinal stenosis from 
Amundsen T, Weber H, Nordal HJ et al., 2000

063tbl36.doc		Microsoft Word® Document	MS Word®	97 SR-1		45KB	1 page
Contents: Table 36. Patient reported pain data compared to examiner assessment data 
from surgically and conservatively treated patients with lumbar spinal stenosis 
from Amundsen T, Weber H, Nordal HJ et al., 2000

064fig21.doc		Microsoft Word® Document	MS Word®	97 SR-1		86KB	1 page
Contents: Figure 21. Beaujon score from Mariconda, Zanforlino, Celestino et al., 2000

065fig22.doc		Microsoft Word® Document	MS Word®	97 SR-1		86KB	1 page
Contents: Figure 22. Leg pain at exertion score from Mariconda, Zanforlino, 
Celestino et al., 2000

066fig23.doc		Microsoft Word® Document	MS Word®	97 SR-1		89KB	1 page
Contents: Figure 23. Beaujon score for neurological deficit from Mariconda, Zanforlino, 
Celestino et al., 2000

067tbl37.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	4 pages
Contents: Table 37. Relationship between degree of stenosis and surgical results

068tbl38.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 38. Analysis of walking capacity data from Thomas, Rea, Pikul et al., 1997

069tbl39.doc		Microsoft Word® Document	MS Word®	97 SR-1		41KB	1 page
Contents: Table 39. Comparison of effect sizes for data on pain relief from 
Grob, Humke, and Dvorak, 1995

070tbl40.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 40. Comparison of effect sizes for data on global assessment 
from Lee and deBari, 1986

071tbl41.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 41. Effect size for data on global assessment from Fischgrund, Mackay, 
Herkowitz et al., 1997

072tbl42.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 42. Effect size for data on global assessment from Herkowitz and Kurz, 1991

073tbl43.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 43. Effect size for data on back and leg pain from Herkowitz and Kurz, 1991

074tbl44.doc		Microsoft Word® Document	MS Word®	97 SR-1		43KB	1 page
Contents: Table 44. Effect size for data on functional status, back pain, and leg pain 
from Yuan, Garfin, Dickman et al., 1994

075tbl45.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Table 45. Effect size for data on global assessment from Lombardi, Wiltse, 
Reynolds et al., 1985

076tbl46.doc		Microsoft Word® Document	MS Word®	97 SR-1		59KB	5 pages
Contents: Table 46. Treatment costs for procedures related to lumbar spinal stenosis

077chap4.doc		Microsoft Word® Document	MS Word®	97 SR-1		53KB	6 pages
Contents: Chapter 4. Conclusions

078chap5.doc		Microsoft Word® Document	MS Word®	97 SR-1		29KB	3 pages
Contents: Chapter 5. Future Research: Study Design; Reporting of Patient Characteristics, 
Signs, and Symptoms; Patient Inclusion Criteria

079tbl47.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	1 page
Contents: Table 47. Trial designs, number of patients, and reporting of 
prior conservative therapy in surgical and conservative treatment trials related to 
lumbar spinal stenosis

080fig24.doc		Microsoft Word® Document	MS Word®	97 SR-1		61KB	1 page
Contents: Figure 24. Histogram of number of trials reporting patient signs, symptoms, 
and other characteristics in randomized controlled trials of conservative treatments

081fig25.doc		Microsoft Word® Document	MS Word®	97 SR-1		65KB	1 page
Contents: Figure 25. Histogram of number of trials reporting patient signs, symptoms, 
and other characteristics in trials of surgical treatments

082fig26.doc		Microsoft Word® Document	MS Word®	97 SR-1		44KB	1 page
Contents: Figure 26. Plot of mean ages and age ranges from 125 studies of 
lumbar spinal stenosis

083refs.doc		Microsoft Word® Document	MS Word®	97 SR-1		97KB	13 pages
Contents: References

084app.doc		Microsoft Word® Document	MS Word®	97 SR-1		116KB	38 pages
Contents: Appendix: Electronic Data Abstraction Forms

085acro.doc		Microsoft Word® Document	MS Word®	97 SR-1		20KB	1 page
Contents: Selected Acronyms Used in This Report

086v2frt.doc	Microsoft Word® Document	MS Word®	97 SR-1		26KB	4 pages
Contents: Title Page and Table of Contents (Volume 2)

087etb1.doc		Microsoft Word® Document	MS Word®	97 SR-1		49KB	1 page
Contents: Evidence Table 1. Reporting of patient signs, symptoms, and other characteristics 
related to lumbar spinal stenosis in randomized controlled trials of conservative treatments

088etb2.doc		Microsoft Word® Document	MS Word®	97 SR-1		285KB	23 pages
Contents: Evidence Table 2. Reporting of patient signs, symptoms, and other characteristics 
related to lumbar spinal stenosis in trials of surgical treatments

089etb3.doc		Microsoft Word® Document	MS Word®	97 SR-1		53KB	2 pages
Contents: Evidence Table 3. Reporting of patient signs, symptoms, and other characteristics 
related to lumbar spinal stenosis in trials describing only the natural history 
of lumbar spinal stenosis patients

090etb4.doc		Microsoft Word® Document	MS Word®	97 SR-1		47KB	1 page
Contents: Evidence Table 4. Reporting of outcomes in randomized controlled trials 
of conservative treatment

091etb5.doc		Microsoft Word® Document	MS Word®	97 SR-1		233KB	24 pages
Contents: Evidence Table 5. Reporting of outcomes related  to treatment 
of lumbar spinal stenosis in trials of surgical treatment

092etb6.doc		Microsoft Word® Document	MS Word®	97 SR-1		170KB	22 pages
Contents: Evidence Table 6. General study design information for clinical trials 
of patients with lumbar spinal  stenosis

093etb7.doc		Microsoft Word® Document	MS Word®	97 SR-1		166KB	21 pages
Contents: Evidence Table 7. Specific study design information for clinical trials 
of patients with lumbar spinal  stenosis

094etb8.doc		Microsoft Word® Document	MS Word®	97 SR-1		189KB	35 pages
Contents: Evidence Table 8. Inclusion and exclusion criteria and comments on study design 
for clinical trials of patients with lumbar spinal stenosis

095etb9.doc		Microsoft Word® Document	MS Word®	97 SR-1		226KB	35 pages
Contents: Evidence Table 9. Patent treatment information for clinical trials of patients 
with lumbar spinal stenosis

096etb10.doc		Microsoft Word® Document	MS Word®	97 SR-1		365KB	37 pages
Contents: Evidence Table 10. Patient characteristics information for clinical trials 
of patients with lumbar spinal stenosis

097etb11.doc		Microsoft Word® Document	MS Word®	97 SR-1		429KB	36 pages
Contents: Evidence Table 11. Patient signs and symptoms for clinical trials of patients 
with lumbar spinal stenosis

098etb12.doc		Microsoft Word® Document	MS Word®	97 SR-1		59KB	6 pages
Contents: Evidence Table 12. Ability to work outcomes  from clinical trials of patients 
with lumbar spinal stenosis

099etb13.doc		Microsoft Word® Document	MS Word®	97 SR-1		91KB	15 pages
Contents: Evidence Table 13. Back pain outcomes related to treatment of 
lumbar spinal stenosis

100etb14.doc		Microsoft Word® Document	MS Word®	97 SR-1		72KB	10 pages
Contents: Evidence Table 14. Back pain relief outcomes related to treatment of 
lumbar spinal stenosis

101etb15.doc		Microsoft Word® Document	MS Word®	97 SR-1		54KB	4 pages
Contents: Evidence Table 15. Disability and dependency outcomes related to treatment 
of lumbar spinal stenosis

102etb16.doc		Microsoft Word® Document	MS Word®	97 SR-1		205KB	44 pages
Contents: Evidence Table 16. Global success outcomes related to treatment 
of lumbar spinal stenosis

103etb17.doc		Microsoft Word® Document	MS Word®	97 SR-1		75KB	10 pages
Contents: Evidence Table 17. Leg pain outcomes related to treatment of lumbar spinal stenosis

104etb18.doc		Microsoft Word® Document	MS Word®	97 SR-1		65KB	7 pages
Contents: Evidence Table 18. Leg pain relief outcomes related to treatment of 
lumbar spinal stenosis

105etb19.doc		Microsoft Word® Document	MS Word®	97 SR-1		42KB	1 page
Contents: Evidence Table 19. Mental status outcomes from clinical trials of patients 
with lumbar spinal stenosis

106etb20.doc		Microsoft Word® Document	MS Word®	97 SR-1		60KB	6 pages
Contents: Evidence Table 20. Physical function and activities of daily living outcomes 
related to treatment of lumbar spinal stenosis

107etb21.doc		Microsoft Word® Document	MS Word®	97 SR-1		47KB	2 pages
Contents: Evidence Table 21. Quality of life outcomes related to treatment of 
lumbar spinal stenosis

108etb22.doc		Microsoft Word® Document	MS Word®	97 SR-1		98KB	17 pages
Contents: Evidence Table 22. Walking capacity outcomes related to treatment of 
lumbar spinal stenosis

109etb23.doc		Microsoft Word® Document	MS Word®	97 SR-1		65KB	10 pages
Contents: Evidence Table 23. Spinal canal measurements related to low back pain 
and lumbar spinal stenosis

110etb24.doc		Microsoft Word® Document	MS Word®	97 SR-1		100KB	22 pages
Contents: Evidence Table 24. Complications of surgery related to treatment of 
lumbar spinal stenosis

111etb25.doc		Microsoft Word® Document	MS Word®	97 SR-1		118KB	29 pages
Contents: Evidence Table 25. Reported co-morbidities of patients with lumbar spinal stenosis

112bib.doc		Microsoft Word® Document	MS Word®	97 SR-1		120KB	20 pages
Contents: Bibliography
__________________________________________________________________________________________________________

AHRQ Publication No. 01-E048
Current as of June 2001


Internet Citation:

Treatment of Degenerative Lumbar Spinal Stenosis. File Inventory, Evidence Report/Technology Assessment Number 32. AHRQ Publication No. 01-E048, June 2001. Agency for Healthcare Research and Quality, Rockville, MD. http://www.ahrq.gov/clinic/stenoinv.htm


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