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    Comptroller's Licensing Manual

    The Comptroller's Licensing Manual consists of a series of booklets. The booklets explain the OCC policies and procedures to form a new national bank, for existing institutions to enter the national banking system, for individuals to acquire control of a national bank, and for national banks to effect structural changes and expand activities. Also sample filing forms and OCC’s sample response documents are available on this site. The appropriate booklets should be read prior to using these sample documents.

    OMB No. 1557-0014, Expiration Date:  February 28, 2007.


                Title of Booklet

    Bank/
    Filer

    OCC
    Documents

       Date

        
    Background Investigations
    Samples

    Samples

    6/02

    Branch Closings
    Samples

    Samples

    4/03

    Branches and Relocations
    Samples

    Samples

    12/03

    Business Combinations
    Samples

    Samples

    1/04

    Capital and Dividends
    Samples

    Samples

    6/03

    Change in Bank Control
    Samples

    Samples

    4/03

    Changes in Corporate Title and Address
    Samples

    None

    9/02

    Changes in Directors and Senior Executive Officers
    Samples

    None

    1/03

    Charters
    Samples

    Samples

    4/04

    Comments to Other Agencies

    None

    Samples

    9/02

    Conversions
    Samples

    Samples

    4/04

    Director Waivers
    Samples

    Samples

    6/02

    Failure Acquisitions

    None

    Samples

    4/98

    Federal Branches and Agencies
    Samples

    None

    12/99

    Fiduciary Powers
    Samples

    Samples

    6/02

    General Policies and Procedures
    Samples

    Samples

    11/03

    Investment in Bank Premises
    Samples

    Samples

    9/03

    Investment in Subsidiaries and Equities
    Samples

    Samples

    4/98

    Management Interlocks
    Samples

    Samples

    9/02

    Public Notice and Comments

    None

    Samples

    2/03

    Subordinated Debt
    Samples

    Samples

    11/03

    Termination of National Bank Status
    Samples

    Samples

    4/98

    The Internet and the National Bank Charter

    None

    None

    1/01

     

    Companion Publications

     

       Date

    A Guide to the National Banking System

    None

    5/99

    A Guide to Tribal Ownership of a National Bank

    None

    9/02

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