OCC Announces 16 New Enforcement
Actions and Four Terminations
WASHINGTON -- The Office of the Comptroller
of the Currency (OCC) today announced 16 new enforcement actions
taken against national banks and individuals currently and formerly
affiliated with national banks and four terminations of existing
enforcement actions.
A list of enforcement actions
previously disclosed and copies of the actual documents are
available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5),
Washington, DC 20219. Requests made by facsimile transmission should
be sent to (202) 874-4448. Please include the identifying
enforcement action number when placing an order.
Enforcement actions are also listed monthly in
OCC Interpretations and Actions. Subscriptions to that publication
are available from the OCC's Communications Division.
The OCC also maintains a searchable
database of all public enforcement actions taken since August 1989
on its Internet Web site located at http://www.occ.treas.gov/enforce/enf_search.htm.
Cease and
Desist, By Consent |
No. |
Bank/City |
Date |
Minnesota |
|
2004-16 |
(AMENDED)The
Lake Bank, National Association, Two Harbors |
03/15/04 |
New
York |
|
2004-17 |
New
York National Bank, Bronx |
02/18/04 |
|
Civil Money
Penalties, By Consent |
No. |
Name/Bank/City |
Date |
Florida |
|
2004-18 |
Adolfo
Martinez, Hamilton Bank, N.A. (closed), Miami |
03/17/04 |
Illinois |
|
2004-19 |
Bernard
P. Kenneally, (former President of Cashgate, Inc., former independent
contractor), National State Bank of Metropolis,
Metropolis |
04/02/04 |
Texas |
|
2004-20 |
William
R. Henderson, First National Bank of O'Donnell,
O'Donnell |
03/25/04 |
2004-21 |
Mickey
Hughes, First National Bank of O'Donnell,
O'Donnell |
03/25/04 |
|
Formal
Agreements, By Consent |
No. |
Bank/City |
Date |
District of
Columbia |
|
2004-22 |
(AMENDMENT)
Industrial Bank, N.A., Washington |
03/22/04 |
Minnesota |
|
2004-23 |
Centennial
National Bank, Walker |
02/03/04 |
|
|
|
Personal Cease
and Desist Orders, By Consent |
No. |
Name/Bank/City |
Date |
Florida |
|
2004-18 |
Adolfo
Martinez, Hamilton Bank, N.A. (closed), Miami |
03/17/04 |
Illinois |
|
2004-19 |
Bernard
P. Kenneally, (former President of Cashgate, Inc., former independent
contractor), National State Bank of Metropolis,
Metropolis |
04/02/04 |
North
Carolina |
|
2004-24 |
Yvonnya
Leann Richburg, Wachovia Bank, N.A., Charlotte |
03/22/04 |
Utah |
|
2004-25 |
Kimberly
J. Barrett, First Security Bank, N.A. (Crossland Mortgage Company), Salt
Lake City |
03/04/04 |
|
Removals/Prohibitions,
By Consent |
No. |
Name/Bank/City |
Date |
California |
|
2004-26 |
Aja
Simone Maxwell, Bank of America, NA, Los Angeles |
03/15/04 |
New
York |
|
2004-27 |
Ezequiel
Edmond Nasser, Excel Bank, N.A., New York |
02/20/04 |
Oklahoma |
|
2004-28 |
Evelyn
Sheets, McCurtain County National Bank, Broken
Bow |
03/25/04 |
|
Restitutions,
By Consent |
No. |
Name/Bank/City |
Date |
California |
|
2004-26 |
Aja
Simone Maxwell, Bank of America, NA, Los Angeles |
03/15/04 |
|
Terminations of
Existing Enforcement Actions |
No. |
Type/Bank/City/Old
EA# |
Date |
Arizona |
|
2004-29 |
|
02/24/04 |
Illinois |
|
2004-30
|
|
03/09/04 |
Minnesota |
|
2004-16 |
|
03/15/04 |
|
|
New
York |
|
2004-31 |
|
03/15/04 |
# #
# |
The OCC charters, regulates and examines approximately 2,000 national banks and 51 federal branches of foreign banks in the U.S., accounting for more than 56 percent of the nation’s banking assets. Its mission is to ensure a safe and sound and competitive national banking system that supports the citizens, communities and economy of the United States. |
|