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OCC Announces 12 Enforcement Actions and Three Terminations
WASHINGTON -- The Office of the Comptroller
of the Currency (OCC) today announced 12 new enforcement actions
taken against national banks and individuals currently and formerly
affiliated with national banks and three terminations of existing
enforcement actions.
A list of enforcement actions
previously disclosed and copies of the actual documents are
available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5),
Washington, DC 20219. Requests made by facsimile transmission should
be sent to (202) 874-4448. Please include the identifying
enforcement action number when placing an order.
Enforcement actions are also listed monthly in
OCC Interpretations and Actions. Subscriptions to that publication
are available from the OCC's Communications Division.
The OCC also maintains a searchable
database of all public enforcement actions taken since August 1989
on its Internet Web site located at http://www.occ.treas.gov/enforce/enf_search.htm.
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Cease and
Desist, By Consent |
|
No. |
Bank/City |
Date |
District
of Columbia |
|
|
2004-32 |
First
Liberty National Bank, Washington
|
04/23/04 |
Nevada
|
|
|
2004-45 |
First
National Bank of Marin, Las Vegas
|
05/24/04 |
Ohio
|
|
|
2004-33 |
The
Ripley National Bank, Ripley
|
04/20/04 |
Virginia
|
|
|
2004-43
|
Riggs
Bank N.A., McLean
|
05/13/04
|
|
Civil Money
Penalties, By Consent |
|
No. |
Name/Bank/City |
Date |
Virginia |
|
|
2004-44 |
Riggs
Bank N.A., McLean
|
05/13/04 |
|
|
|
|
|
Formal
Agreements, By Consent |
|
No. |
Bank/City |
Date |
Kansas
|
|
|
2004-34 |
First
National Bank & Trust Company in Larned,
Larned |
04/09/04 |
Illinois |
|
|
2004-35 |
National
Bank, Hillsboro |
04/22/04 |
Louisiana |
|
|
2004-36 |
National
Independent Trust Company, Ruston
|
05/03/04 |
Texas |
|
|
2004-37 |
The
National Bank of Daingerfield,
Daingerfield
|
04/21/04 |
|
|
|
|
|
Restitutions,
By Consent |
|
No. |
Name/Bank/City |
Date |
Nevada |
|
|
2004-45 |
First
National Bank of Marin, Las Vegas
|
05/24/04 |
|
|
Removals/Prohibitions,
By Consent |
|
No. |
Name/Bank/City |
Date |
California |
|
|
2004-39 |
Julie
K. Hutchinson, Wells Fargo Bank NA, San Francisco
|
05/06/04 |
New
York |
|
|
2004-38 |
(AMENDMENT)
Ezequiel
Edmond Nasser, Excel Bank, N.A., New York |
04/30/04 |
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Terminations of
Existing Enforcement Actions |
|
No. |
Type/Bank/City/Old
EA# |
Date |
|
Illinois |
|
|
2004-40
|
|
04/08/04 |
|
Texas |
|
|
2004-41 |
|
02/25/04 |
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2004-42 |
|
04/22/04 |
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The OCC charters, regulates and examines approximately 2,000 national banks and 51 federal branches of foreign banks in the U.S., accounting for more than 56 percent of the nation’s banking assets. Its mission is to ensure a safe and sound and competitive national banking system that supports the citizens, communities and economy of the United States. |
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