UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel. No. 40037 / May 28, 1998 Admin. Proc. File No. 3-9181 : In the Matter of : : Edward D. Jones & Co., : Donald E. Walter, : Steven T. Roberts, : Ronald L. Gorgen, and : Charles R. Larimore : : NOTICE THAT INITIAL DECISION HAS BECOME FINAL The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed, and the Commission has not chosen to review the decision on its own initiative. The decision denied the Division of Enforcement's request for issuance of a cease and desist order, pursuant to Section 9(f) of the Investment Company Act of 1940, against respondents Steven T. Roberts, Ronald L. Gorgen, and Charles R. Larimore. Accordingly, notice is hereby given, pursuant to Rule 360 of the Commission's Rules of Practice, that the initial decision of the administrative law judge <(1)> has become the final decision of the Commission as to Steven T. Roberts, Ronald L. Gorgen, and Charles R. Larimore. For the Commission by the Office of General Counsel, pursuant to delegated authority. Jonathan G. Katz Secretary <(1)>/ Edward D. Jones & Co., et al., Initial Decision Release No. 125 (April 15, 1998). ======END OF PAGE 1======