U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Erratum to Initial Decision

In the Matter of
Wheat First Securities Inc. F/K/A First Union Capital Markets Corp.; Teressa L. Cawley


ADMINISTRATIVE PROCEEDING
FILE NOS. 3-9688 AND 3-9794

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

In the Matter of

Wheat, First Securities, Inc. f/k/a
First Union Capital Markets Corp.

In the Matter of

Teressa L. Cawley

Erratum to
Initial Decision

The words "call Cawley as" appearing on Page 49, line 35 of Initial Decision Release No. 155, issued on December 17, 1999, should read as follows:

"call AJ as."

Herbert Grossman
Administrative Law Judge

http://www.sec.gov/litigation/aljdec/id155a.htm


Modified:01/05/2000