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The ERISA Public Disclosure System
is an internet-based application designed to facilitate the search and
retrieval of Form M-1 filings. The Form M-1 is filed annually by MEWAs
(Multiple Employer Welfare Arrangements) and ECEs (Entities Claiming
Exception). Users can search by plan name, sponsor name, employer
identification number (EIN), or the state of the MEWA headquarters or
where coverage is offered by entering data in one or more fields. The
search is most effective when data is entered into several fields. For
more information and instructions on how to use the ERISA Public Disclosure System for
the Form M-1 filings, at the bottom of the Form M-1 Search page, select EPDS User Manual.
Copies of the Form M-1 filings are also available from EBSA’s Public
Disclosure Room at 200 Constitution Avenue, NW, Room N-1513,
Washington, DC 20210, or by calling 202.693.8673.
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In conjunction with revisions to the annual
return/report forms adopted in 1999, the Department of Labor, Internal
Revenue Service, and Pension Benefit Guaranty Corporation developed a
new computerized system, the ERISA
Filing Acceptance System (EFAST) to streamline filing and processing
of the new forms by relying on computer scannable forms and electronic
filing technologies.
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State Registered Investment Advisor Filings:
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Labor Department Announces Procedure for State-Registered
Investment Advisers to Obtain ERISA Investment Manager Status [01/14/98]
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Pension
and Welfare Brief: The U.S. Department of Labor Outlines the
Process for State-Registered Investment Advisers to Obtain ERISA
Investment Manager Status
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Download the
database
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Investment Advisors Search
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All documents and records in the possession of the Employee Benefits Security Administration
may be available under the
Freedom of Information Act (FOIA). Written requests should specify the
document needed and be addressed to the FOIA Disclosure Officer in the
appropriate EBSA office. |
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As mandated by the pension reform law, the Employee Benefits Security Administration
operates a public disclosure
facility. Our publication, How
to Obtain Employee Benefit Plan Documents from the Department of Labor,
describes the documents and
materials available through the EBSA public disclosure room, and also
tells you how to use this facility. |
