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Testimony on Adoption Promotion Act of 1997 by Olivia A. Golden
Administration for Children and Families
U.S. Department of Health and Human Services

Before the House Committee on Ways and Means, Subcommittee on Human Resources
April 8, 1997


Mr. Chairman and Members of the Subcommittee,

I am pleased to appear before you today to discuss the Adoption Promotion Act of 1997. This legislation would further our efforts to ensure the safety, permanency and well-being of children in the child welfare system and closely mirrors the goals set forth in our Adoption 2002 proposal. On behalf of the Administration, I would like to commend the members of this Subcommittee and the bill's chief sponsors. Representatives Camp and Kennelly, for your interest in and dedication to improving child welfare services. The bipartisan Congressional attention and support being given to these issues in both the House and the Senate, coupled with the reforms and innovative practices being undertaken around the country, present us with an unprecedented opportunity to make a real difference in the lives of some of America's most vulnerable children.

The President's Adoption Initiative

President Clinton is committed to "giving the children waiting in our Nation's foster care system what every child in America deserves -- loving parents and a healthy, stable home." In his December directive on adoption to federal agencies, the President directed HHS to conduct wide consultations and report to him with specific recommendations on strategies to move children more quickly from foster care to permanent homes and to double the annual number of adoptions and other permanent placements over the next five years.

In response to the directive, the Department developed the report Adoption 2002. which reflects the bipartisan interest in and commitment to promoting adoption and strengthening permanency planning for children in the public child welfare system. To prepare this report, the Department consulted with state and local government officials, child welfare professionals, policy experts, advocates, and foster and adoptive parents at the national, State and local levels.

Through this process of consultation, we heard about many of the barriers to expediting permanency for children in foster care. Delays in making timely permanency decisions result from high caseloads for judges and caseworkers; incorrect beliefs and outdated assumptions about the adoptability of children; the limited pool of permanent families for children with special needs; and the varied interpretation of the "reasonable efforts" requirement to reunify a child in foster care with his or her birth family before another goal, such as adoption, can be pursued for the child.

Our report outlines an agenda to help overcome these barriers and to accelerate the path to permanency for all waiting children in the public child welfare system. First, the report articulates a guiding set of principles centered on the needs of the child in order to give direction to the overall agenda. These principles include: that every child deserves a safe, permanent family; that the child's health and safety should be the paramount considerations in all placement and permanency planning decisions; and that foster care is a temporary situation -- it is not an appropriate place for children to grow up. It establishes unequivocally that the Federal goals for children in the child welfare system are safety, permanency, and well-being.

Our proposed agenda is multifaceted in order to address the broad range of barriers and challenges that exist in the child welfare system. The report presents strategies to establish, track, and meet State-by-State annual, numerical targets for adoptions and other permanent placements -- targets that will bring us to a national doubling of adoptions and permanent placements in the year 2002. To help States reach their targets, the Department commits to providing expanded technical assistance, rewarding States for incremental increases in adoption levels with per-child financial bonuses, and otherwise recognizing successful performance.

Perhaps most important, the report also addresses the need to clarify the "reasonable efforts" provision to make it clear that in determining whether and when to remove a child from his or her family and whether and when to reunify the family, Federal law requires that the child's health and safety shall be the paramount concern. It also calls for providing guidance to the States to emphasize that child health and safety must also be of primary concern when making decisions to terminate parental rights. Furthermore, the Adoption 2002 report supports the passage of legislation that shortens the time before a child's first dispositional hearing -- the hearing in which a permanency decision is first made -- from 18 months to 12 months, and changes its name to "permanency planning hearing" to emphasize that the purpose of the hearing is to establish a definitive plan for permanent placement.

Provisions in H.R. 867

We are extremely pleased that H. R. 867, the Adoption Promotion Act, proposes many of these critical actions, including clarifying reasonable efforts, earlier dispositional hearings, performance targets, technical assistance and adoption bonuses.

Reasonable Efforts

Current Federal statute language requires that "reasonable efforts" be made both: (1) to prevent the unnecessary removal of children from their families; and (2) to reunify children, when possible, who have been placed in foster care with their families. The goal of the reasonable efforts provision is to prevent children from languishing unnecessarily in foster care and to avoid the unnecessary disruption of families.

The Adoption Promotion Act would unequivocally establish that the child's health and safety be of paramount concern in making placement and permanency decisions. We strongly support the legislation's goal of providing greater clarity about what is meant by "reasonable efforts. " This change is critical because it has become clear that there is wide variation in how the current "reasonable efforts" law is interpreted by caseworkers, agencies, and judges around the country. We also believe it is necessary to provide illustrations of the circumstances in which concerns about a child's health and safety take precedence over family preservation or reunification.

We also strongly support two other provisions of H.R. 867, recommended in the Adoption 2002 report, that would help children who cannot go home move more quickly towards permanent homes. First, we support the inclusion of statutory language requiring States to make "reasonable efforts" to secure a permanent home for children in foster care when adoption or another permanent placement, rather than reunification, is established as a goal. Likewise, we support language that will clarify that States may concurrently work toward reunification and develop an alternative permanency plan, in the event that the child cannot safely be returned home.

We would, however, be interested in working with the Subcommittee to refine the legislative language used to achieve these objectives. In particular, we want to ensureresident's Executive Memorandum, the Department has committed to issue an annual State-by-State report, beginning in the- Spring of 1999, on the Nation's progress in meeting the adoption goals. The annual report will provide State-by-State figures on key measures of success including not only the number of children in foster care who are adopted or placed in guardianship, but measures that reflect the experience of children in the child welfare system, such as the length of time in care and the timeliness of permanency decisions.

In addition, through the revised child and family services monitoring strategy that we have been piloting with States, we are asking States to use data submitted to the Adoption and Foster Care Analysis and Reporting system (AFCARS), as well as to the National Child Abuse and Neglect Data System (NCANDS), to help assess their performance in achieving safety and permanency for children. Our approach is to help States assess their own performance, including strengths as well as deficiencies; to provide technical assistance, and to assist States to make ongoing changes and improvements. We believe that this approach, focusing on continuous improvement and tracking State performance over time, will prove more effective in achieving improved outcomes for children than a State ranking or rating system.

Technical Assistance

As reflected in Adoption 2002, the Administration believes that providing effective technical assistance to the States in a range of areas, incresident's Executive Memorandum, the Department has committed to issue an annual State-by-State report, beginning in the- Spring of 1999, on the Nation's progress in meeting the adoption goals. The annual report will provide State-by-State figures on key measures of success including not only the number of children in foster care who are adopted or placed in guardianship, but measures that reflect the experience of children in the child welfare system, such as the length of time in care and the timeliness of permanency decisions.

In addition, through the revised child and family services monitoring strategy that we have been piloting with States, we are asking States to use data submitted to the Adoption and Foster Care Analysis and Reporting system (AFCARS), as well as to the National Child Abuse and Neglect Data System (NCANDS), to help assess their performance in achieving safety and permanency for children. Our approach is to help States assess their own performance, including strengths as well as deficiencies; to provide technical assistance, and to assist States to make ongoing changes and improvements. We believe that this approach, focusing on continuous improvement and tracking State performance over time, will prove more effective in achieving improved outcomes for children than a State ranking or rating system.

Technical Assistance

As reflected in Adoption 2002, the Administration believes that providing effective technical assistance to the States in a range of areas, including those mentioned in Section 10 of the bill, is critical to ensuring the success of our efforts to double the number of children who are adopted annually by the year 2002 and to improve the quality and timeliness of decision-making for all children in foster care. The President's budget for fiscal year 1998 requests $10 million for technical assistance directed toward meeting the goals of the Adoption initiative. We appreciate the sponsors' support of this request.

Adoption Bonus

The centerpiece of the President's Adoption Initiative is a proposal to provide States with a financial bonus when they succeed in increasing the number of children who are adopted each year. We believe that this is an example of common-sense government, as it not only provides a concrete incentive to States for increasing the number of adoptions, but also pays for itself, with the cost of the bonuses offset by savings in foster care costs. We are very pleased that H.R. 867 includes provisions similar to the Administration's proposal for this adoption bonus.

However, we are very concerned about the funding authority for this provision. H.R. 867 would authorize Congress to appropriate funds for paying the bonuses each year. We believe that it is important to assure the States that the funds will be available to them throughout the five years during which the bonuses will be paid, since we are asking them to make long-term commitments to increasing the number of adoptions. We are in agreement with CBO that the bonus program will be cost neutral or will even save funds. We also support providing States with discretion to use the bonus funds in a manner that they determine best supports the needs of children in the child welfare system. We hope to work with you to develop language to assure funding to the States for this key provision to be used for a broad range of purposes.

There are only two provisions in H.R. 867 which raise concerns. We believe that we can work with the sponsors and the Subcommittee to modify these provisions to achieve our shared goal of permanency and health and safety for the child.

Requiring Initiation of Proceedings to Terminate Parental Rights

Section 5 of H.R. 867 establishes certain circumstances under which State agencies would be required to seek the termination of parental rights of a child who is in foster care. The Administration supports the goal of ensuring that timely permanency decisions are made for children who cannot return home. For those children for whom adoption has been established as a goal, filing for termination of parental rights or securing voluntary relinquishment of rights from the parents, is a key step in freeing children for adoption. However, if a goal other than adoption has been set, requiring termination of parental rights might not be in the best interest of the child.

Because it is the permanency goal for a child that should drive the decision to seek termination of parental rights, we would like to explore with you the development of an alternative proposal that would require States to move expeditiously to terminate parental rights once a judicial (permanency planning) determination has been made that adoption is the goal for a child. The Administration believes that this framework will serve children better than one that ties states' decisions to terminate parental rights to Federal standards regarding either the age of the child or the length of time that the child has spent in foster care.

Notifying Foster Parent of Reviews and Hearings

We also have concerns with the provision in section 4, requiring that foster Parents be given notification and an opportunity to be heard in reviews and hearings. We agree that foster parents play a key role in providing for the safety, permanency and well-being of children who have been removed from home. As the primary caregivers of children in out-of-home care, they have valuable firsthand knowledge that can help inform decisions made at administrative reviews and judicial hearings. However, we are concerned that the provision, by providing foster parents legal standing as a party to the case, places these parents in a position incongruent with their role as temporary caregivers of children. This provision could result in the creation of unnecessary adversarial relationships between foster parents and biological parents and/or between foster parents and the State child welfare agency. The Department proposes to address through policy guidance, rather than legislation, the importance of assuring input from foster parents in case planning, administrative reviews and judicial hearings.

Finally, we wanted to share some additional information with the Subcommittee as you consider two other provisions in the bill.

Report and Recommendations on Kinship Care

Section 6 of the bill calls for the establishment of an advisory panel and the collection of additional information on relative or kinship care. As you know, relatives, other than parents, increasingly play a role in caring for children, both in informal caretaking relationships and in kinship foster care arrangements. In 1990, it is estimated that just over 2 percent of U.S. children (about 1.4 million) lived in a relative's household without a parent present. However, only a small fraction of those children were in formal kinship foster care settings.

Congress recognized the important role of relatives when in the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 it included a provision requiring the States to consider giving preference to relatives as caretakers for children eligible to receive foster care maintenance payments and adoption assistance subsidies under Title IV-E of the Social Security Act. Given the increasing role that relatives are likely to play in caring for children in the future, it is critical that we improve our understanding of the role of kin in providing either a temporary or permanent home for children.

The Department has already begun important work in this area that will address some of your issues and may help guide future policy development. We will soon release the findings of a study that examined several national and State-level data sources to describe the characteristics of both informal kinship care arrangements and kinship foster care. Later this year, we will release the findings of a descriptive study of children placed in foster care with relatives. This study used interviews with State and county staff and reviews of case records in seven States to gather information on children in both kinship foster care and non-kinship foster care.

In addition, the Adoption and Foster Care Analysis and Reporting System (AFCARS) is now being implemented and has just begun to yield data improving our knowledge of children in foster care. While currently many States are not able to distinguish between relative and non-relative foster parents in their data, we do expect the data to improve over the next several years as States complete development of new automated child welfare information systems.

Finally, the Child Abuse Prevention and Treatment Act authorized funding demonstration projects in the area of kinship care. We expect to fund demonstration grants in this area in the future to improve our knowledge of the role of relatives in ensuring children's safety and permanency. Possible areas of exploration include issues around licensing and training kinship care providers.

We hope you find this information useful as you explore ways to address this critical area. We will share with the Subcommittee the findings of these studies just as soon as they are finalized.

Expanding Use of the Federal Parent Locator Service

Section 7 of the bill addresses another proposal discussed in the Adoption 2002 report, expanding the use of the Federal Parent Locator Service (FPLS). Currently, the FPLS is used by State child support enforcement officials. We propose to work with State child welfare and child support enforcement agencies to facilitate use of the FPLS to identify and locate absent parents of children in foster care. In this way, child welfare agencies may locate parents or other relatives who may be interested in providing a permanent home for a child in foster care- Even if an absent parent is unable to provide a home for the child, ruling out this alternative early in a child's placement will allow the agency and court to move expeditiously towards adoption or another permanent alternative. We believe that a legislative change in this area is not necessary because there is sufficient statutory authority to allow use of FPLS in child welfare cases.

Conclusion

On behalf of the Administration, I want to express our enthusiasm about the opportunity to enact bipartisan child welfare legislation during this Congress. Together we can work to improve significantly the lives of hundreds of thousands of children in our Nation's foster care system. Again, I commend the members of this Subcommittee for your leadership and I would be pleased to answer any questions you might have.


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