nsf 99-29
Preproposals (Required)
February 1,
1999
Full Proposals
May 17, 1999
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This announcement has been revised since it was originally posted on November 3, 1998. FastLane is now required for the submission of both preproposals and full proposals. Please note the changes in the section on proposal submission. |
The National Science Foundation promotes and advances scientific progress in the United States by competitively awarding grants for research and education in the sciences, mathematics and engineering. | |||
To get the latest
information about program deadlines, to download copies of NSF publications,
and to access abstracts of awards, visit the NSF Web site at: http://www.nsf.gov
or contact the NSF at:
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Location:
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4201 Wilson Boulevard, Arlington, VA 22230 | ||
For General Information:
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(703) 306-1234 -NSF Information Center | ||
TDD:
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(703) 306-0090 -For the hearing-impaired | ||
To Order Publications or Forms:
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Send an e-mail to pubs@nsf.gov or telephone (301) 947-2722 | ||
To Locate NSF Employees:
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(703) 306-1234 | ||
Summary of Program Requirements
General Information Program Name:
Short Description/Synopsis of Program: Recent advances in computer power and connectivity are reshaping relationships among people and organizations, and transforming the processes of discovery, learning, and communication. These advances create unprecedented opportunities for providing rapid and efficient access to enormous amounts of knowledge and information; for studying vastly more complex systems than was hitherto possible; and, for increasing in fundamental ways our understanding of learning and intelligence in living and engineered systems. NSF's Knowledge and Distributed Intelligence (KDI) theme is a Foundation-wide effort to promote the realization of these opportunities. Proposals are solicited from individuals or groups for research that is inherently multidisciplinary or that, while lying within a single discipline, has clear impact on at least one other discipline. With a budget of approximately $50 million, KDI anticipates funding 40-50 proposals of varying size and duration. |
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Cognizant Program Officer(s):
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Dr. Richard Hilderbrandt, Program Officer, Room 1055S, MPS/CHE, (703)306-1844, rhilderb@nsf.gov. | ||
Applicable Catalog
of Federal Domestic Assistance (CFDA) Nos.: 47.041
Engineering Grants 47.049 Mathematical and Physical
Sciences 47.050 Geosciences 47.070
Computer and Information Science and Engineering 47.074
Biological Sciences 47.075 Social, Behavioral,
and Economic Sciences 47.076 Education and Human
Resources 47.078 Polar Programs
telephone: (703)306-1145 e-mail:fastlane@nsf.gov
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The recent growth
in computer power and connectivity has changed the face of science and
engineering. The future promises continued acceleration of these changes.
The challenge today is to build upon the fruits of this revolution.
This rise in power, connectivity, content, and flexibility is so fundamental that it is dramatically reshaping relationships among people and organizations, and quickly transforming our processes of discovery, learning, exploration, cooperation, and communication. It permits us to study vastly more complex systems than was hitherto possible and provides a foundation for rapid advances in understanding of learning and intelligent behavior in living and engineered systems. Today's challenge is to realize the full potential of these new resources and institutional transformations. Knowledge and Distributed Intelligence (KDI) is a Foundation-wide effort designed to catalyze this next step. Program Description The National Science Foundation (NSF) aims to achieve, across the scientific and engineering communities, the next generation of human capability to generate, gather, model, and represent more complex and cross-disciplinary scientific data from new sources and at enormously varying scales; to transform this information into knowledge by combining, classifying, and analyzing it in new ways; to deepen our understanding of the cognitive, ethical, educational, legal, and social implications of new types of interactivity; and to collaborate in sharing this knowledge and working together interactively. The anticipated payoffs of KDI research include:
KN focuses on attaining new levels of knowledge integration, information flow, and interactivity among people, organizations, and communities. LIS emphasizes research that advances basic understanding of learning and intelligence in natural and artificial systems and supports the development of tools and environments to test and apply this understanding in real situations. NCC emphasizes new computational approaches to frontier science and engineering problems as well as problems involving data intensive computations and simulations. More detailed information about the three foci and their particular emphases follows. |
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Introduction
Knowledge Networking research aims to build the scientific bases for attaining new levels of interactivity and flow of information and knowledge among people, organizations, and communities. Thus, it will enable scientists, engineers, and other members of society to act in concert to address ever more complex scientific and societal problems. Goals of Knowledge Networking
Anticipated outcomes of Knowledge Networking research include:
KN will emphasize three broad areas of knowledge networking: foundational research; prototype development and research; and ethical, social, and behavioral research. These areas are described more fully below. The examples given below are meant to be illustrative, not limiting. Foundational Research
Processes and Dynamics of Distributed Intelligence
Computational and organizational foundations for coupling models, knowledge, functionality, and human activities across scientific disciplines and within different branches of individual disciplines, including:
KN requires basic research and the accumulation of experience in creating, using, and understanding the performance of domain-specific prototype knowledge networks.
Knowledge networks create new patterns of information flow, interaction, and organization that require basic research into their social, political, ethical, and economic characteristics. Normative and empirical research are needed to address complex problems raised by the new technologies envisioned under KN. Knowledge Dissemination and Sustainable Use of Knowledge Networks
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Introduction
Efforts to understand the nature of learning and intelligence, and the realization of these capacities in the human mind, are among the most fundamental activities of science. The goal of LIS is to stimulate research that will advance and integrate concepts of learning and intelligence emerging from theoretical and experimental work in a variety of disciplines, including education, cognitive science, computer science, neuroscience, engineering, social science, and physical science. Accordingly, LIS encompasses studies of learning and intelligence in a wide range of systems, including (but not limited to) the nervous systems of humans or other animals; networks of computers performing complex computations; robotic devices that interact with their environments; social systems of human or non-human species; and, formal and informal learning situations. LIS also includes research that promotes the development and use of learning technologies across a broad range of fields. Development of new scientific knowledge on learning and intelligent systems, and its creative application to education and learning technologies, are integral parts of this solicitation. There are two parallel and compelling reasons for focusing on the general area of learning and intelligent systems: First, there has been a convergence of techniques and ideas addressing questions in cognitive science and behavior of intelligent systems. For example, there has been a growing use of neural networks, pattern recognition, visualization, simulation, nonlinear dynamical systems analysis, and probabilistic and statistical learning theory in these fields. As another example, researchers in many disciplines -- including biochemistry, biophysics, neuroscience, and cognitive science -- are studying how the nervous system changes as a result of experience, at levels ranging from individual synapses, to neural circuits, to brain systems subserving complex perceptual and cognitive functions. Although concepts and methods differ across levels of analysis, a growing integration across levels is creating fruitful theoretical frameworks and rich bodies of data for advancing our understanding of learning and intelligent systems. Second, as our knowledge and understanding of learning, intelligent systems, and information technologies grows, so does the need to integrate and apply this understanding within a broad social context. Research on associated technologies and systems can and has enabled better understanding of learning and cognition and has led to better classroom practice. Integrating research with prototyping in these critical areas promises rapid advances in both theory and application. Research Emphases
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Introduction
New Computational Challenges (NCC) focuses on research and tools to discover, model, simulate, display, and understand complex systems or complicated phenomena; to control resources or deal with massive volumes of data in real time, particularly distributed resources or data; to represent, predict, and design complex systems; and to understand their behaviors. NCC builds on the success, but broadens the scope, of prior NSF efforts such as the Grand Challenge initiatives. NCC aims to enable wide scientific collaboration and effective management of complex systems. This will require significant advances in hardware and software to handle multiple representations, scales, and structures; to enable distributed collaboration among disparate communities; and to facilitate real-time interactions and control. Many phenomena are too complicated to understand in detail from simple observation or by reduction to isolated components and often require the coupling of disciplinary scientists and engineers and those involved in enabling methods and technologies in order to produce new ways to approach previously intractable problems. The very structure of the problem --- its mathematical, logical, or computational form --- may change as scale, level of resolution, or granularity changes. Many important problems require multiple data types, qualitative information, feedback during the computation to steer it, and a variety of numerical and symbolic computations. Advances in raw computing power have out paced the effectiveness of existing tools and the degree to which they will scale to large numbers of distributed systems. The development of meaningful simulations that combine disparately structured models into new types of simulations is critical. While understanding complex phenomena is obviously important, predicting their behavior and potentially controlling or changing it, and doing so in real time, alter the fundamental nature of the problem and introduce enormous challenges across a broad spectrum of science and engineering research. Research Emphases
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Eligibility requirements are as described in Chapter I Section D, WHO MAY SUBMIT PROPOSALS, of the NSF Grant Proposal Guide (GPG), NSF 99-2. Multi-institutional arrangements are permitted and partnerships with industry are encouraged. | |||
In the FY 1998
KDI competition, NSF received 697 proposals and made 40 awards for a total
of approximately $51 million. Individual awards ranged from approximately
$300,000 to almost $3,000,000 over three years. A list of the FY 1998 KDI
awards is available on the NSF web site at http://www.nsf.gov/kdi.
For the FY 1999 competition NSF solicits proposals for any funding amount up to $1.0 million per year for up to three years, and expects to make grants at a wide variety of award sizes and durations. Based on the results of the FY 1998 competition, NSF expects to fund approximately 40-50 three-year KDI awards in FY 1999, depending on the quality of submissions and the availability of funds. In exceptional cases of compelling justification and promise, awards for up to five years may be considered. All awards will be made as grants subject to specified reporting procedures. Approximately $50 million will be available for KDI in FY 1999. |
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Preproposals
Preproposals are required for KDI in FY 1999. Full proposals will be accepted only from proposers who submit preproposals. Although all requested information
must be provided, NSF recognizes that some details may change as proposers
develop full proposals. For example, investigators may be added, tentative
budget plans may be modified, or the scope of the project may be altered.
Such changes are acceptable.
Preproposals must be submitted to
FastLane via the submitting institution's Sponsored Research Office.
They must be received at NSF by noon, local time on February 1, 1999.
Local time means time at the submitting institution.
Upon submission, the Sponsored Research Office may get warning
messages about missing forms. These messages can be ignored if the
above forms are included in the proposal. It
is not necessary to send in a signed Cover Sheet (Form 1207) for preproposals.
Ensuring that reviewers do not have conflicts of interest can be difficult when, as for KDI, many proposals involve multiple investigators and multiple institutions. To assist NSF in identifying conflicts of interest, the following information should be sent to kdi-conflicts@nsf.gov with your proposal number included in the following subject line:
On the basis of the review the proposer will receive feedback either encouraging or discouraging submission of a full proposal. The reviewers' written comments and a summary of the panel discussion will also be provided. It is strongly suggested that proposers follow the preproposal review advice.
Please note carefully the page limits for the various parts of the proposal, as well as the margin and font size limits. FastLane Submission Required KDI proposals must be submitted through the NSF FastLane system for electronic proposal preparation and submission. (See FastLane Requirements below.) Identifying Program Announcement Number on Cover Sheet Proposers are reminded to identify the program announcement number (nsf99-29) in the program announcement/solicitation block on the NSF Form 1207, "Cover Sheet for Proposal to the National Science Foundation." Compliance with this requirement is critical to determining the relevant proposal processing guidelines. Failure to submit this information may delay processing. Project Personnel In addition to the Principal Investigator (PI) NSF allows up to 4 individuals to be listed as Co-Principal Investigators (Co-PIs) on a proposal. Many KDI proposals will involve more than 5 researchers, however. In this case the additional researchers can be listed in the Senior Personnel category. (On the FastLane FORM SELECTOR screen, click on 'Add/Modify Non Co-PI Senior Personnel') Additions and Exceptions to GPG Guidelines
Cost Sharing Cost sharing is optional for proposals submitted in response to this announcement. Any proposed cost sharing must be shown on line M on the proposal budget (NSF Form 1030). The amount of cost sharing must be shown in the proposal in enough detail to allow NSF to determine its impact on the proposed project. Documentation of availability of cost sharing must be included in the proposal. Only items that would be allowable under the applicable cost principles, if charged to the project, may be included as the grantee's contribution to cost sharing. Contributions may be made from any non-Federal source, including non-Federal grants or contracts, and may be cash or in-kind (see OMB Circular A-110, Section 23). It should be noted that contributions counted as cost sharing toward projects of another Federal agency may not be counted towards meeting the specific cost-sharing requirements of the NSF grant. All cost-sharing amounts are subject to audit. Failure to provide the level of cost sharing reflected in the approved grant budget may result in termination of the NSF grant, disallowance of grant costs and/or refund of grant funds to NSF. Full proposals MUST be submitted by 12:00 noon, local time, May 17, 1999. (Local time means time at the submitting institution.) Revised Conflict of Interest lists reflecting changes since the time of preproposal submission must be submitted by email to kdi-conflicts@nsf.gov by May 19, 1999. The signed proposal Cover Sheet (NSF Form 1207) must be forwarded to the following address and received by NSF by June 1, 1999: KDIA proposal may not be processed until the complete proposal (including signed Cover Sheet) has been received by NSF. In order to use NSF FastLane to prepare and submit a proposal, the following are required: Browser (must support multiple buttons and file upload)
Proposers are strongly advised to ensure that the required registrations have been completed, and the necessary software is available, well before the proposal submission deadline. The FastLane instructions specify how to obtain help if needed. |
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All proposals will
undergo external peer review by multidisciplinary panels. Preproposals
will be reviewed in panels with similar focal areas (KN, LIS, NCC).
Full proposals, however, will be assigned to review panels on the
basis of the issues addressed in the project, and will not be separated
by focal area for review or funding decisions.
Proposals will be reviewed following the general merit review criteria established by the National Science Board. Following each criterion are potential considerations that the reviewer may employ in the evaluation. These are suggestions and not all will apply to any given proposal. Each reviewer will be asked to address only those that are relevant to the proposal and for which he/she is qualified to make judgments. What is the intellectual merit of the proposed activity? How important is the proposed activity to advancing knowledge and understanding within its own field or across different fields? How well qualified is the proposer (individual or team) to conduct the project? (If appropriate, the reviewer will comment on the quality of prior work.) To what extent does the proposed activity suggest and explore creative and original concepts? How well conceived and organized is the proposed activity? Is there sufficient access to resources? What are the broader impacts of the proposed activity? How well does the activity advance discovery and understanding while promoting teaching, training, and learning? How well does the proposed activity broaden the participation of underrepresented groups (e.g., gender, ethnicity, disability, geographic, etc.)? To what extent will it enhance the infrastructure for research and education, such as facilities, instrumentation, networks, and partnerships? Will the results be disseminated broadly to enhance scientific and technological understanding? What may be the benefits of the proposed activity to society? Integration of research and education One of the principal strategies in support of NSF's goals is to foster integration of research and education through the programs, projects and activities it supports at academic and research institutions. These institutions provide abundant opportunities where individuals may concurrently assume responsibilities as researchers, educators, and students and where all can engage in joint efforts that infuse education with the excitement of discovery and enrich research through the diversity of learner perspectives. PIs should address this issue in their proposal to provide reviewers with the information necessary to respond fully to both NSF merit review criteria. NSF staff will give it careful consideration in making funding decisions. Integrating diversity into NSF programs, projects, and activities Broadening opportunities and enabling the participation of all citizens -- women and men, underrepresented minorities, and persons with disabilities -- is essential to the health and vitality of science and engineering. NSF is committed to this principle of diversity and deems it central to the programs, projects, and activities it considers and supports. PIs should address this issue in their proposal to provide reviewers with the information necessary to respond fully to both NSF merit review criteria. NSF staff will give it careful consideration in making funding decisions. In all cases, after final programmatic approval has been obtained, the recommendation then goes to the Division of Grants and Agreements for review of business, financial and policy implications and the processing and issuance of a grant or other agreement. Proposers are cautioned that only a Grants Officer may make commitments, obligations or awards on behalf of NSF or authorize the expenditure of funds. No commitment on the part of NSF should be inferred from technical or budgetary discussions with an NSF program officer. A principal investigator or organization that makes financial or personnel commitments in the absence of a grant or cooperative agreement signed by the NSF Grants Officer does so at its own risk. |
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Notification of the award is made to the submitting organization by a Grants Officer in the Division of Grants and Agreements. Organizations whose proposals are declined will be advised as promptly as possible by the cognizant NSF Program Division administering the program. Verbatim copies of reviews, not including the identity of the reviewer, will be provided automatically to the Principal Investigator. An NSF grant consists of: * These documents may be accessed electronically on NSF's Web site at: http://www.nsf.gov/. Paper copies may be obtained from the NSF Publications Clearinghouse, telephone 301.947.2722 or by e-mail from pubs@nsf.gov. Cooperative agreement awards also are administered in accordance with NSF Cooperative Agreement Terms and Conditions (CA-1). More comprehensive information on NSF Award Conditions is contained in the NSF Grant Policy Manual (GPM) Chapter II, (NSF 95-26) available electronically on the NSF Web site. The GPM also is available in paper copy by subscription from the Superintendent of Documents, Government Printing Office, Washington, DC 20402. The GPM may be ordered through the GPO Web site at: http://www.gpo.gov. For all multi-year grants (including both standard and continuing grants), the PI must submit an annual project report to the cognizant Program Officer at least 90 days before the end of the current budget period. Within 90 days after expiration of a grant, the PI also is required to submit a final project report. Approximately 30 days before expiration, NSF will send a notice to remind the PI of the requirement to file the final project report. Failure to provide final technical reports delays NSF review and processing of pending proposals for that PI. PIs should examine the formats of the required reports in advance to assure availability of required data. NSF has implemented a new electronic project reporting system, available through FastLane, which permits electronic submission and updating of project reports, including information on: project participants (individual and organizational); activities and findings; publications; and, other specific products and contributions. Reports will continue to be required annually and after the expiration of the grant, but PIs will not need to re-enter information previously provided, either with the proposal or in earlier updates using the electronic system. Effective October 1, 1998, PIs are required to use the new reporting format for annual and final project reports. PIs are strongly encouraged to submit reports electronically via FastLane. For those PIs who cannot access FastLane, paper copies of the new report formats may be obtained from the NSF Clearinghouse as specified above. NSF expects to require electronic submission of all annual and final project reports via FastLane beginning in October, 1999. General inquiries should be made to kdi@nsf.gov. For questions related to use of FastLane, contact FastLane Project Officer, (703)306-1145, e-mail: fastlane@nsf.gov. Other Programs of Interest The NSF Guide to Programs is a compilation of funding opportunities for research and education in science, mathematics, and engineering. General descriptions of NSF programs, research areas, and eligibility information for proposal submission are provided in each chapter. Beginning in fiscal year 1999, the NSF Guide to Programs only will be available electronically. Many NSF programs offer announcements concerning specific proposal requirements. To obtain additional information about these requirements, contact the appropriate NSF program offices listed in Appendix A of the GPG. Any changes in NSF's fiscal year programs occurring after
press time for the Guide to Programs will be announced in the NSF E-Bulletin,
available electronically on the NSF Web site at: http://www.nsf.gov/.
The direct URL for the E-Bulletin is http://www.nsf.gov/home/ebulletin/
About the National Science Foundation The National Science Foundation (NSF) funds research and education in most fields of science and engineering. Grantees are wholly responsible for conducting their project activities and preparing the results for publication. Thus, the Foundation does not assume responsibility for such findings or their interpretation. NSF welcomes proposals from all qualified scientists, engineers and educators. The Foundation strongly encourages women, minorities, and persons with disabilities to compete fully in its programs. In accordance with federal statutes, regulations, and NSF policies, no person on grounds of race, color, age, sex, national origin, or disability shall be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving financial assistance from NSF (unless otherwise specified in the eligibility requirements for a particular program). Facilitation Awards for Scientists and Engineers with Disabilities (FASED) provide funding for special assistance or equipment to enable persons with disabilities (investigators and other staff, including student research assistants) to work on NSF-supported projects. See the program announcement or contact the program coordinator at (703) 306-1636. The National Science Foundation has Telephonic Device for the Deaf (TDD) and Federal Information Relay Service (FIRS) capabilities that enable individuals with hearing impairments to communicate with the Foundation regarding NSF programs, employment, or general information. TDD may be accessed at (703) 306-0090 or through FIRS on 1-(800)877-8339. Privacy Act and Public Burden Statements The information requested on proposal forms and project reports is solicited under the authority of the National Science Foundation Act of 1950, as amended. The information on proposal forms will be used in connection with the selection of qualified proposals; project reports submitted by awardees will be used for program evaluation and reporting within the Executive Branch and to Congress. The information requested may be disclosed to qualified reviewers and staff assistants as part of the review process; to applicant institutions/grantees to provide or obtain data regarding the proposal review process, award decisions, or the administration of awards; to government contractors, experts, volunteers and researchers and educators as necessary to complete assigned work; to other government agencies needing information as part of the review process or in order to coordinate programs; and to another Federal agency, court or party in a court or Federal administrative proceeding if the government is a party. Information about Principal Investigators may be added to the Reviewer file and used to select potential candidates to serve as peer reviewers or advisory committee members. See Systems of Records, NSF-50, "Principal Investigator/Proposal File and Associated Records," 63 Federal Register 267 (January 5, 1998), and NSF-51, "Reviewer/Proposal File and Associated Records," 63 Federal Register 268 (January 5, 1998). Submission of the information is voluntary. Failure to provide full and complete information, however, may reduce the possibility of receiving an award. Public reporting burden for this collection of information is estimated to average 120 hours per response, including the time for reviewing instructions. Send comments regarding this burden estimate and any other aspect of this collection of information, including suggestions for reducing this burden, to: Reports Clearance Officer; Information Dissemination Branch, DAS; National Science Foundation; Arlington, VA 22230. YEAR 2000 REMINDER In accordance with Important Notice No. 120 dated June 27, 1997, Subject: Year 2000 Computer Problem, NSF awardees are reminded of their responsibility to take appropriate actions to ensure that the NSF activity being supported is not adversely affected by the Year 2000 problem. Potentially affected items include: computer systems, databases, and equipment. The National Science Foundation should be notified if an awardee concludes that the Year 2000 will have a significant impact on its ability to carry out an NSF funded activity. Information concerning Year 2000 activities can be found on the NSF web site at http://www.nsf.gov/oirm/y2k/start.htm.
CFDA:CFDA #47.041, 47.049, 47.050, 47.070, 47.074, 47.075, 47.076, 47.078 OMB: 3145-0058
NSF 99-29 (Replaces NSF 98-55)
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