Medical research often takes place in five phases. Each phase has a different purpose. Treatments being tested must go through the testing phases in order.
Preclinical research refers to tests and trials that are performed on animals or in medical labs. Preclinical trials also help researchers identify potential treatments that are unsafe or ineffective. If an approach doesn't work in the laboratory, researchers will not test it in humans.
Phase I research is the first step in testing in humans. At this stage, researchers study:
- How much of the treatment to give
- How the human body reacts to the treatment
- How much can be given safely
- The best way to give the treatment
- Any harmful effects
Earlier studies have often only been done in animals, so the approach may pose some risks when first tried in humans. Researchers try to minimize these risks by starting with very small doses, and then increasing the dosage only if no or minimal side effects occur. Only a limited number of people who would not be helped by existing treatments are included in these trials. Between 20 and 80 volunteers typically participate in Phase I studies.
Phase II research focuses on determining whether a new approach works the way that it's intended. For example, does it shrink a tumor or improve the results of cancer-related blood tests? Researchers also monitor you for common short-term side effects that occur with the therapy. Some things aren't yet known about the treatment, so risks are still present. Several hundred people may participate in these studies.
Some clinical trials may compare a potential new treatment with a placebo — a pill or liquid that looks like the new treatment but has no active ingredients.
Phase III research usually begins only after a treatment shows promise in phases I and II. At this stage, you're often assigned randomly to receive either the experimental treatment or the standard treatment to avoid bias in the results.
Phase III trials provide more information about the safety of the experimental treatment and demonstrate whether the standard or the experimental treatment group has better survival rates and fewer side effects. These trials usually include several hundred to several thousand people. Large trials make it easier to estimate what would happen if the experimental treatment were available to everyone with the condition.
Phase IV research is done to follow what happens to people who use an experimental treatment after the Food and Drug Administration (FDA) has approved it. In these trials, the investigators record the side effects and results occurring in people who take a treatment or drug. Phase IV studies usually don't include a control group because the treatment has already been approved.
Phase IV trials aren't required for every treatment that's approved. In some cases, the FDA may require that a drug manufacturer perform the studies when the agency wants to be sure that there are no other side effects or that the known side effects aren't too serious. Sometimes drug companies launch Phase IV studies with the hope of collecting data that shows their drug is better than a competitor's product.