May 3, 2001
TO:
STATE REFUGEE COORDINATORS
NATIONAL VOLUNTARY AGENCIES
OTHER INTERESTED PARTIES
FROM:
Carmel Clay-Thompson, Acting Director
Office of Refugee Resettlement
SUBJECT:
The Trafficking Victims Protection Act of 2000
The Trafficking
Victims Protection Act of 2000, Pub. L. No. 106-386, Division A, 114
Stat. 1464 (2000), makes adult victims of severe forms of trafficking
who have been certified by the U.S. Department of Health and Human
Services (HHS) eligible for benefits and services to the
same extent as refugees. Victims of severe forms of trafficking
who are under 18 years of age are also eligible for benefits to the
same extent as refugees but do not need to be certified. The Office
of Refugee Resettlement (ORR), which has been delegated the authority
to conduct certification activities, is in the process of developing
certification procedures. Until formal procedures are developed, benefit-granting
agencies should follow the guidance in this State Letter. This State
Letter provides background information on the trafficking of human
beings into the United States, the requirements for certification,
the documents that victims of severe forms of trafficking will present
and the procedures agencies should follow in confirming eligibility
for benefits. For a quick guide to the law and agency responsibilities,
please see the attached Summary page.
Background
An estimated
700,000 persons, primarily women and children, are trafficked worldwide
each year. Approximately 50,000 women and children are trafficked
annually into the United States along with an unknown number of men.
Traffickers force their victims into the international sex trade,
prostitution, slavery and forced labor through coercion, threats of
physical violence, psychological abuse, torture and imprisonment.
To deter these crimes, Congress passed and the President signed into
law the Trafficking Victims Protection Act (the Act) in October 2000.
The law aims to combat trafficking through increased law enforcement,
to ensure effective punishment of traffickers, to protect victims
and to provide Federal and State assistance to victims.
Requirements
for Certification
Adults
Adult victims
of severe forms of trafficking who have been certified by HHS are
eligible for benefits to the same extent as refugees. When preparing
a certification, ORR reviews whether the individual has been subjected
to a severe form of trafficking and whether she or he meets the two
certification requirements, which are listed below. In the Act, the
term "severe forms of trafficking in persons" means
(A) sex trafficking
in which a commercial sex act is induced by force, fraud, or coercion,
or in which the person induced to perform such act has not attained
18 years of age; or
(B) the recruitment,
harboring, transportation, provision, or obtaining of a person for
labor or services, through the use of force, fraud, or coercion
for the purpose of subjection to involuntary servitude, peonage,
debt bondage, or slavery.
§103(8)
HHS, after consultation
with the Attorney General, may certify a victim of
a severe form of trafficking who
(I) is willing
to assist in every reasonable way in the investigation and prosecution
of severe forms of trafficking in persons; and
(II)(aa) has
made a bona fide application for a visa under section 101(a)(15)(T)
of the Immigration and Nationality Act. . . that has not been denied;
or
(bb) is a person
whose continued presence in the United States the Attorney General
is ensuring in order to effectuate prosecution of traffickers in
persons.
§107(b)(1)(E)
ORR
will make certification determinations and, at this time, issue letters
of certification for victims of severe forms of trafficking (see below).
Benefit-issuing agencies are not authorized to issue certifications.
Agencies will not need to determine whether someone is a victim of
a severe form of trafficking nor will they need to contact the Immigration
and Naturalization Service (INS) or any other division of the Department
of Justice to consult on certification issues. ORR will conduct these
activities.
Children
Children under
18 years of age who have been subjected to a severe form of trafficking
do not need to be certified in order to receive benefits. For the
purposes of benefits eligibility, the Act defines a minor victim of
a severe form of trafficking as a person who has been subjected to
a severe form of trafficking (see the definition above from the Act
§103(8)) and who has not attained 18 years of age. ORR will issue
letters, which will be similar to the adult certification letters,
stating that a child is a victim of a severe form of trafficking (see
below). Benefit-granting agencies will not need to evaluate whether
a child has been subjected to a severe form of trafficking.
Documents
and Eligibility Procedures
As mentioned
above, ORR will make certification determinations and issue certification
letters for adults who meet the requirements for certification. In
addition, ORR will issue similar letters for children who have been
found to be victims of severe forms of trafficking. A sample
copy of a certification letter and a similar letter for children are
attached. Please note that the signature and make-up
of these letters may change in the coming months.
In conducting
a benefits eligibility determination for a victim of a severe form
of trafficking, benefit-granting agencies should follow their regular
procedures for refugees and treat the victim of a severe form of trafficking
the same as a refugee. However, instead of requiring Immigration and
Naturalization Service (INS) documentation, such as the I-94 Arrival/Departure
Card, agencies should accept the certification letter or
letter for children as proof of a status that confers eligibility
for benefits. Applicants must submit the original certification
letter. A photocopy should be retained for the files and the original
letter returned to the applicant. Victims of severe forms of trafficking
are not required to provide any immigration documents to receive benefits.
Although they are not required for benefits purposes, victims of severe
forms of trafficking may have a variety of immigration documents,
including an I-94 Arrival/Departure Card with a stamp showing parole
under section 212(d)(5) of the Immigration and Nationality Act, an
employment authorization document, or proof of deferred action or
an order of supervision. These documents also may be useful in proving
identity.
The certification
letters for adults and the letters for children have a phone number
to call to verify their validity. Benefit-granting agencies
must call the trafficking verification line at (202) 401-5510 for
verification before providing benefits. During this verification
phone call, agencies also must notify ORR of the benefits for which
the victim of a severe form of trafficking has applied. At this time,
the INS Systematic Alien Verification for Entitlements (SAVE) system
does not contain information about victims of severe forms of trafficking.
ORR is working with the INS on this issue, and further instructions
will be released as soon as possible. Until further notice, benefit-issuing
agencies should not contact the SAVE system to confirm
eligibility for benefits for victims of severe forms of trafficking.
When confirming
identity, agencies may find that many victims of severe forms of trafficking
do not yet possess standard identity documents, such as driver's licenses.
If agencies have difficulty confirming identity in these cases, they
should not automatically deny the applications but should call the
trafficking verification line at (202) 401-5510 for assistance. In
addition, for victims of severe forms of trafficking who do not yet
have or who are unable to obtain social security numbers for work
purposes, agencies should assist these individuals in obtaining non-work
social security numbers by following the instructions in ORR State
Letter #00-23.
Once an agency
has received the certification letter or similar letter for children
and verified the validity of the document by calling the trafficking
verification line at (202) 401-5510, the agency should note the individual's
"entry date" for refugee benefits purposes. The individual's "entry
date" for refugee benefits purposes is the date of certification.
The certification date appears in the body of the certification letter
or letter for children. If an applicant meets other program eligibility
criteria (e.g., income levels), the individual then should receive
benefits and services to the same extent as a refugee.
Finally, benefit-granting
agencies should note that the certification letters and the letters
for children contain expiration dates. At this time, the expiration
dates are 8 months from the initial certification date. Benefit-issuing
agencies should record the expiration dates so that, if necessary,
they can conduct re-determinations of eligibility at that time. The
trafficking certification redeterminations MUST be conducted at the
end of the 8-month period, regardless of other benefits program redetermination
schedules. ORR intends to issue follow-up certification letters if
individuals continue to meet the statutory certification requirements.
Highlights
of Eligibility Procedures
When a victim
of a severe form of trafficking applies for benefits, benefit-granting
agencies should follow their normal procedures for refugees except
agencies should:
(1) Accept
the original certification letter or letter for children
in place of INS documentation. Victims of severe forms of trafficking
are not required to provide any documentation of their immigration
status.
(2) Call
the trafficking verification line at (202) 401-5510 to confirm the
validity of the certification letter or similar letter
for children and to notify ORR of the benefits for which the individual
has applied. (Note: At this time, SAVE does not contain information
about victims of severe forms of trafficking. Until further notice,
do not contact SAVE concerning victims of severe forms of trafficking.)
(3) Note
the "entry date" for refugee benefits purposes. The individual's
"entry date" for refugee benefits purposes is the certification
date, which appears in the body of the certification letter or letter
for children.
(4) Issue
benefits to the same extent as a refugee, provided the
victim of a severe form of trafficking meets other program eligibility
criteria (e.g., income levels).
(5) Record
the expiration date of the certification letter or letter
for children so that benefit-granting agencies will be prepared
to conduct re-determinations of eligibility at that time.
Individuals
without Certification
At this time,
ORR is in the process of developing procedures under which an individual
may apply for certification as a victim of a severe form of trafficking.
Until formal procedures are developed, requests for certification
are being handled on a case-by-case basis. If benefit-granting agencies
encounter an individual that they believe may meet the definition
in the Act, they should call Michael Jewell at (202) 401-4561, Neil
Kromash at (202) 401-5702 or their State Analyst. If agencies encounter
a child that they believe has been subjected to a severe form of trafficking,
they should call Loren Bussert at (202) 401-4732.
Agencies should
note that certification is not automatic. ORR must consult with various
offices at the Department of Justice (DOJ) prior to a certification.
Therefore, in order to expedite the process, agencies may want to
contact Lorna Grenadier, DOJ, Criminal Section of the Civil Rights
Division at (202) 616-3807.
If you have questions
about any of the information in this State Letter, please call Anna
Marie Bena at (202) 260-5186.
Attachments:
(1) Summary page
(2) Frequently Asked Questions
(3)
Sample copy of a certification letter for an adult victim of a severe
form of trafficking [E-VERSION NOT AVAILABLE]
(4) Sample
copy of a letter for children [E-VERSION NOT AVAILABLE]