Dear SBIC Manager:
Welcome to our redesigned website! Under this section, you will find all SBIC program regulations, amendments to the regulations, standards, guidelines, and tech notes. You will also find links to all of the regulatory forms, the North American Industry Classification System (NAICS) and redemption tables. We’re striving to make electronic communication with our SBICs a more valuable, time saving experience (for example, by being able to fill out frequently used forms online). Your suggestions on how to make our website more accessible and user friendly for the SBIC community are always appreciated. In the meantime, please enjoy our new look and visit us frequently.

With kind regards,
Jeff Pierson
Associate Administrator for Investment

Regulations
Final Rule - Control of a small business by a Licensee
Part 107-Small Business Investment Companies
Part 121-Small Business Size Regulations
Small Business Investment Act of 1958, as Amended 12-21-01

Technotes

North American Industry Classification System (NAICS)
Information on NAICS
Where to get the NAICS manual:
(800) 553-6847
(703) 605-6000
http://www.ntis.gov/product/naics.htm Standards and Guidelines
Accounting Standards for SBICs
Chart of Accounts for SBICs
Valuation Guidelines for SBICs


SBIC Forms
SBIC Forms
SBIC Forms (Password Required)

Redemption Tables
SBIC Participating Security Summary Through August 10, 2004
SBIC Participating Security End of Quarter Redemption Experience (Deal Factors)
Trust Certificate Rates
Annual Charge
Base Rate For Cost of Money Calculations
SBIC Pooled 10-Year Deb Prepayment Summary Through September 22, 2004
Debenture Prepayment (Deal Factors) by Semi-Annual Period