-
Sec.
78a. Short title.
-
Sec.
78b. Necessity for regulation.
-
Sec.
78c. Definitions and application.
-
Sec.
78c-1. Swap agreements.
-
Sec.
78d. Securities and Exchange Commission.
-
Sec.
78d-1. Delegation of functions by Commission.
-
Sec.
78d-2. Transfer of functions with respect to assignment of personnel to chairman.
-
Sec.
78e. Transactions on unregistered exchanges.
-
Sec.
78f. National securities exchanges.
-
Sec.
78g. Margin requirements.
-
Sec.
78h. Restrictions on borrowing and lending by members, brokers, and dealers.
-
Sec.
78i. Manipulation of security prices.
-
Sec.
78j. Manipulative and deceptive devices.
-
Sec.
78j-1. Audit requirements.
-
Sec.
78k. Trading by members of exchanges, brokers, and dealers.
-
Sec.
78k-1. National market system for securities; securities information processors.
-
Sec.
78l. Registration requirements for securities.
-
Sec.
78l-1. Applications for unlisted trading privileges deemed filed under section 78l of this title.
-
Sec.
78m. Periodical and other reports.
-
Sec.
78n. Proxies.
-
Sec.
78o. Registration and regulation of brokers and dealers.
-
Sec.
78o-1. Brokers deemed to be registered.
-
Sec.
78o-2. Liabilities arising prior to amendment unaffected.
-
Sec.
78o-3. Registered securities associations.
-
Sec.
78o-4. Municipal securities.
-
Sec.
78o-5. Government securities brokers and dealers.
-
Sec.
78p. Directors, officers, and principal stockholders.
-
Sec.
78q. Records and reports.
-
Sec.
78q-1. National system for clearance and settlement of securities transactions.
-
Sec.
78q-2. Automated quotation systems for penny stocks.
-
Sec.
78r. Liability for misleading statements.
-
Sec.
78s. Registration, responsibilities, and oversight of self-regulatory organizations.
-
Sec.
78t. Liability of controlling persons and persons who aid and abet violations.
-
Sec.
78t-1. Liability to contemporaneous traders for insider trading.
-
Sec.
78u. Investigations and actions.
-
Sec.
78u-1. Civil penalties for insider trading.
-
Sec.
78u-2. Civil remedies in administrative proceedings.
-
Sec.
78u-3. Cease-and-desist proceedings.
-
Sec.
78u-4. Private securities litigation.
-
Sec.
78u-5. Application of safe harbor for forward-looking statements.
-
Sec.
78v. Hearings by Commission.
-
Sec.
78w. Rules, regulations, and orders; annual reports.
-
Sec.
78x. Public availability of information.
-
Sec.
78y. Court review of orders and rules.
-
Sec.
78z. Unlawful representations.
-
Sec.
78aa. Jurisdiction of offenses and suits.
-
Sec.
78aa-1. Special provision relating to statute of limitations on private causes of action.
-
Sec.
78bb. Effect on existing law.
-
Sec.
78cc. Validity of contracts.
-
Sec.
78dd. Foreign securities exchanges.
-
Sec.
78dd-1. Prohibited foreign trade practices by issuers.
-
Sec.
78dd-2. Prohibited foreign trade practices by domestic concerns.
-
Sec.
78dd-3. Prohibited foreign trade practices by persons other than issuers or domestic concerns.
-
Sec.
78ee. Transaction fees.
-
Sec.
78ff. Penalties.
-
Sec.
78gg. Separability.
-
Sec.
78hh. Effective date.
-
Sec.
78hh-1. Effective date of certain sections.
-
Sec.
78ii, 78jj. Omitted or Repealed.
-
Sec.
78kk. Authorization of appropriations.
-
Sec.
78ll. Requirements for the EDGAR system.
-
Sec.
78mm. General exemptive authority.
|
