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Service Bureaus


Electronic Filing for Investment Advisers on IARD:
Service Bureaus for IARD

IARD is designed to make electronic filing easy, even if you are unfamiliar with computers. We expect that most investment advisers will submit their own electronic filings directly over the Internet to the IARD System. However, should you prefer, you can hire a service bureau to assist in the preparation and electronic submission of filings on the IARD System.

For your convenience, we are compiling a list of service bureaus providing IARD filing assistance.

The Commission does not authorize or endorse the services of any service bureau or other private party providing electronic filing services on IARD.

Note to Service Bureaus:  Any service bureau that wants to include itself on this list should see the information below. Service bureaus are not required to be listed in order to provide advisers with IARD filing assistance. If any service bureau suggests otherwise, the SEC may decide to remove it from this list.

Remember:
Electing to use a service bureau does not relieve an investment adviser of its legal and regulatory responsibilities under the federal securities laws, including the timely submission of complete and accurate filings.


List of Service Bureaus

ACA-Adviser Compliance Associates, LLC
2120 L Street, NW, Suite 530
Washington, DC 20037
Phone: (202) 955-5800
Fax: (202) 955-8331
E-mail: bschwartz@advisercompliance.com
Contact: Barry P. Schwartz

AdviserHelp, LLC
5274 Manila Avenue
Oakland, CA 94618
Phone/Fax: (510) 547-8436
E-mail: ewilliams@adviserhelpllc.com
Contact: Elaine Williams, Principal

Advisor Consultant Network, Inc.
600 Superior Ave., Suite 1300
Cleveland, OH 44114
Phone: (216) 522-1908
Fax: (216) 521-5558
E-mail: info@netacn.com
Contact: James A. Hammett

Advisor Solutions Group
211 S. State College Blvd., Suite 359
Anaheim, CA 92806
Phone: (949) 400-2190
Fax: (714) 635-8080
Email: krista.zipfel@advisorsolutionsgroup.com
Contact: Krista S. Zipfel, CFA

Altheimer & Gray
10 South Wacker Drive
Chicago, IL 60606
Phone: (312) 715-4536
Fax: (312) 715-4800
E-mail: tuetingw@altheimer.com
Contact: William F. Tueting

American Northwest Advisory Services LLC
1010 S. 336th St., Suite 305
Federal Way, WA 98003
Phone: (800) 815-0058
Fax: (253) 874-4979
E-mail: toakes@americannw.com
Contact: Thomas L. Oakes

Ann Buffie & Associates, Inc.
Compliance Consulting
14709 White Oak Drive
Burnsville, MN 55337
Phone:(952) 953-3592
Fax: (952) 891-1324
E-mail: Ann.Buffie.and.Associates@USA.Net
Contact: Ann Buffie

A.S.A.P. Advisor Services
163 Third Avenue, Suite 301
New York, NY 10003
Phone: (212) 529-1295
E-mail: info@asapas.com
Contact: Lauren Cola

Assured Compliance Advisors
P.O. Box 7585
Thousand Oaks, CA 91359-7585
Phone: (805) 241-3195
Fax: (805) 241-7637
Contact: Kerry Rider

Barge Consulting, LLC
6555 Sugarloaf Parkway, Suite 307-104
Duluth, GA. 30097
Phone: (678) 475-0805
Fax: (678) 475-0905
E-mail: marvin@bargeconsulting.com
Contact: Marvin Barge

Broker Dealer Compliance
12 Parmenter Road
Londonderry, NH 03053
(603) 437-8797
(603) 437-3676
sales@bdcompliance.com
Contact: Karen Hagan

B/D Compliance Associates, Inc.
5726 Williamsburg Drive
Norcross, Georgia 30093
Phone: (770) 923-9632
Fax: (770) 923-9760
E-mail: carrie@bd-compliance.com
Contact: Carrie Wisniewski

B/D Compliance Consultants, Inc.
9485 North Green Bay Road
Brown Deer, WI 53209
Phone: (414) 354-5357
Fax: (414) 354-5870
E-mail: bdcomplianceinc@wi.rr.com
Contact: Ramona V. Larson

BD/IA Complete, LLC
1201 Third Avenue, Suite 5300
Seattle, WA 98101
Phone: (206) 748-1682 or (877) 839-1358
Fax: (425) 977-0206
E-mail: michelle@bdiacomplete.com
Contact: Michelle Heyne-Wyrick

Best Practices Consulting Group
P.O. Box 2548
San Anselmo, CA 94979
Phone: (415) 256-9077
Fax: (415) 485-5611
E-mail: bestpracticesgroup@hotmail.com
Contact: Wendy J. Phillippay

Beverly Hills Regulatory Consultants Group LLC
269 South Beverly Drive, Ste. 671
Beverly Hills, CA 90212
Phone: (310) 275-7300
Fax: (310) 275-7305
E-mail: info@bhrcg.com
Contact: Patrick J. Burns, Jr.

BISYS Regulatory Services, Inc.
2424 North Federal Highway, Suite 410
Boca Raton, FL 33431
Phone: (800) 994-7249 ext. 135
Fax: (561) 995-8937
E-mail: dee.stafford@bisys.com
Contact: Delia M. Stafford

Blue Sky MLS, Inc.
301 Route 17 North
Rutherford, NJ 07070
Phone: (800) 232-5837, ext. 118
Fax: (201) 804-9415
E-mail: mskinner@blueskymls.com
Contact: Mary Louise Skinner

Bradford Compliance Group, Inc.
1644 Manhasset Farm Court
Atlanta, GA 30338-3433
Phone: (770) 396-6362
Fax: (770) 396-5056
E-mail: bradcomp@comcast.net
Contact: Ralph Buie

Brokerage Resources
77 Moore Road
Novato, CA 94949
Phone: (415) 883-4988
Fax: (415) 883-4999
E-mail: pldestein@aol.com
Contact: Patricia Lenox Destein

Broker Dealer Compliance
12 Parmenter Road
Londonderry, NH 03053
Phone: (603) 434-3594
Fax: (603) 437-3676

Broker/Dealer Concepts, Inc.
4501 Lemmon Ave
Dallas, TX 75219
PO Box 7146
Dallas, TX 75209
Phone: (214) 526-0806, ext. 100
Fax: (214) 526-9893
E-mail: valynda@bdconcepts.com
Contact: Valynda A. Ewton

Broker/Dealer Sales & Consulting, Inc.
434 Fayetteville St. Mall, Suite #2140
Raleigh NC 27601
Phone: (919) 833-1231
Direct Line: (919) 427-4765
Fax: (919) 833-8118
E-mail: dbuchanan@atlanticcap.com
Contact: Denise M. Buchanan, President

Broker Dealer Services
2855 Mitchell Drive, Suite 201
Walnut Creek, CA 94598-1699
Phone: (925) 932-8586
Fax: (925) 932-8635
E-mail: bkrdlrsvcs@consultant.com; emoberg@eudoramail.com
Contact: Erik W. Moberg

Brown & Associates
20 Oak Street
Beverly Farms, MA 01915
Phone: (978) 921-6688
Fax: (978) 921-4166
E-mail: dbrown@selfauditor.com
Contact: Debra M. Brown, Esquire

Business Analytic, Inc.
955 Orchid Lane
Gulf Stream, FL 33483
Phone: (561) 843-3870
Fax: (561) 278-1111
E-mail: laurence_white@businessanalytic.com
Contact: Laurence White

Capital Markets Compliance, LLC
4060 Peachtree Road, Suite D, PMB 263
Atlanta, GA 30319
Phone: (404) 842-0888, (877) 600-1780
E-mail: kla@cmcompliance.com; jas@cmcompliance.com

Carlton Fields, P.A.
4000 International Place
100 S.E. Second Street
Miami, Florida 33131-9101
Phone: (305) 530-0050
Phone (direct): (305) 539-7369
Fax: (305) 530-0055
E-mail: rweigel@carltonfields.com
Contact: Russell C. Weigel, III

Carr & Schwartz, LLP
155 B Avenue, Suite 240
Lake Oswego, OR 97034
Phone: (503) 635-5244
Fax: (503) 635-2955
Email: Jcarr@Carr-Schwartz.com or Tschwartz@Carr-Schwartz.com
Contact: John T. Carr

CFSC, Inc.
11354 S. Champlain Avenue
Chicago, IL 60628
Phone: (773) 568-3046
Fax: (773) 568-7871
E-mail: cfscinc@sbcglobal.net
Contact: Matthew E. Corey, President

Compliance Advisers, Inc.
26 West Dry Creek Circle
Suite 120
Littleton, CO 80120
Phone: 303 795-0400
Fax: 303 797-3898
E-mail: info@complianceadvisers.com
Contact: Karen Steighner

Compliance Advisory Services, Inc.
124 Shephard Way
Newnan, GA 30265
Phone: (770) 463-9830
Fax: (770) 463-9830
E-mail: DBondRIA@aol.com
Contact: Dawn Bond

Compliance Consultants
2715 63rd Ave SE
Mercer Island, WA 98040
Phone: (425) 765-6427
Fax: (501) 647-6336
E-Mail: Tomrausch1@comcast.net
Contact: Thomas Rausch, CPA, CFP®

The Compliance Department Inc.
7575 East Mineral Drive
Centennial, CO 80112
Phone: (303) 689-9526
Fax: (303) 689-9564
E-mail: chebert@thecompliancedepartment.com
Contact: Chet Hebert

ComplianceMAX Financial, LLC
3511 Camino del Rio South, Suite 307
San Diego, CA 92108
Phone: (888)879-7990
Fax: (619)282-3540 fax
E-mail: LisaRoth@ComplianceMAX.com
Contact: Lisa Roth, President

The Consortium
PO Box 2682
Camarillo, CA 93011-2682
Phone: (805) 987-6115
Fax: (805) 987-1988
E-mail: Nancy@liftburden.com
Contact: Nancy Lininger

CY Consulting LLC
145 West 58th Street, Suite 11L
New York, NY 10019
Phone: (212) 977-7550
Fax: (212) 977-7189
Contact: Colette Panebianco
e-mail: cyconsulting1@aol.com

DFK Financial Services FINOP Series 27
Daniel F. Kiernan, Finop MBA
4203 Summer Gate Ave
Vallejo, CA 94591
E-mail: dfkfinsvcs@aol.com
Phone/Fax: 707-557-5172
Contact: Daniel F. Kiernan

Dickinson Regulatory Alliance
6701 North Matheson Road
Northport, MI 49670
Phone: (231) 386-5808
Fax: (231) 386-5428
E-mail: Riaserve@coslink.net
Contact: Beth Dickinson

Dinsmore & Shohl LLP
255 East Fifth Street
Cincinnati, OH 45247
Phone: (513) 977-8315
Fax: (513) 977-8327
E-mail: hertlein@dinslaw.com
Contact: Charles F. Hertlein, Jr.

Eworldwire.com
PO Box 94
Succasunna, NJ 07876
Phone: (973) 252-0999 or (888) 546-NEWS
Fax: (973) 252-0888
E-mail: sales@eworldwire.com
Contact: Melanie Aaron

Executive Advisors, Inc.
6201 Shadybrook Lane, Suite 251
Dallas, Texas 75206
(Mailing address:
PO Box 600104
Dallas, Texas 75360-0104)
Phone: (214) 765-9551
Fax: (214) 692-9411
E-mail: EXADV@msn.com
Contact: Frank C. Dealy, COO

Financial Planners Assistance Corporation
6606 N.W. 127th Terrace
Parkland, FL 33076
Phone: (561) 266-9002
Fax: (561) 266-9068
E-mail: jeffk21340@aol.com
Contact: Jeffrey B. Kelvin, J.D., LL.M.

Financial Registrations, Inc.
25602 Alicia Parkway #107
Laguna Hills, CA 92653
Phone: (949) 770-6154
Toll-free: (800) 641-1818
Fax: (949) 770-6198
E-mail: bmiller@financialreg.com
Contact: Brian K. Miller

Florida Securities Consulting Services, Inc.
6838 SW 82nd Terrace
Gainesville, Florida
Phone: (352) 377-1980
Fax: (352) 377-1984
E-mail: lance@fscs.com
Contact: Lance D. MacKenzie

Forest Brokerage Advisers, Inc.
3931 Haynes Circle
Casselberry, FL 32707
Phone: (407) 696-9600
Fax: (407) 696-9927
E-mail: fbai@aol.com
Contact: Warren A. Forest

Gary E. Martinelli & Associates, P.C.
1500 Main Street - Suite 912
Springfield, MA 01115
Phone: (413) 746-4677
Fax: (413) 747-3928
E-mail: gem@gemandassoc.com
Contact: Gary E. Martinelli

Godfrey & Kahn, S.C.
780 North Water Street
Milwaukee, WI 53202
Phone: (414) 273-3500
Fax: (414) 273-5198
E-mail: shannert@gklaw.com
Contact: Susan M. Hannert

Greenfelder Consulting Corp.
8275 South Eastern Avenue, Suite 110
Las Vegas, NV 89123
Phone: (702) 990-8401
Fax: (702) 938-1043
E-mail: joseph@greenfelderconsulting.com
Contact: Joseph V. Siquian

Henderson & Lyman
175 W. Jackson Blvd., Suite 240
Chicago, IL 60604
Phone: (312) 986-6960
Fax: (312) 986-6961
E-mail: jhenderson@henderson-lyman.com
Contact: Jeffry Henderson

Hutchison & Steffen, Ltd.
8831 W. Sahara Avenue
Las Vegas, NV 89117
Phone: (702) 385-2500
Fax: (702) 385-2086
E-mail: twallin@hsnvlaw.com
Contact: Troy A. Wallin

InCap Group, Inc.
320 North Charles Street
Baltimore, MD 21201
Phone: (410) 727-2100
Contact: Dan Shuman

Integrated Management Solutions
39 Broadway
Suite 1601
New York, NY 10006-3003
Phone: (212) 509-7800
Fax: (212) 509-8347
E-mail address: hspindel@intman.com
Contact: Howard Spindel

Investment Advisors Information Technology Alliance
Box 91566-711 E. Walnut St., #301
Pasadena, CA 91109-1566
Phone: (626) 304-0553
Fax: (626) 440-9892
E-mail: edlayo@pacbell.net
Contact: Ed Layo

InvestmentCare Consulting Group
16400 Ventura Boulevard, Suite 308
Encino, California 91436
Phone: (818) 386-6900
Fax: (818) 386-6903
E-mail: dbartoletti@investmentcare.com
Contact: Dante Bartoletti

Investment Compliance, Inc.
500 West 43rd Street
Suite 26C
New York, NY 10036
Phone: (212) 695-0718
Fax: (800) 861-9660
E-mail: info@investmentcompliance.com
Contact: Elbert Hugh Pope

Investment Industry Consultants, LLC
3765 Rivaridge Drive
Marietta, GA 30062
Phone: (770) 971-7010
Cell Phone: (404) 272-8880
Fax: (770) 971-3814
E-mail: da-lamb@msn.com
Contact: Deborah A. Lamb

Investment Management Compliance Group (IMCG)
11301 Olympic Boulevard, Suite 301
Los Angeles, CA 90064
Phone: (310) 779-5551
Fax: (310) 445-4016
Email: mlinvill@imcompliance.com
Contact: Michael Linvill

Invoco, Advisors to the Securities Industry
225 NE Mizner Boulevard, Suite 675
Boca Raton, FL 33431
Phone: (561) 672-4905
Fax: (561) 672-4614
E-mail: Rshaffer@InvocoCorp.com
Contact: Roger L. Shaffer

Janet Mortenson, PLLC
3401 Louisiana
Suite 220
Houston, TX 77002-9456
Phone: (713) 610-3890
Fax: (713) 610-3892
E-mail: jem@jemlaw.com
Contact: Janet Mortenson

Jenkens & Gilchrist, A Professional Corporation
1445 Ross Avenue, Suite 3200
Dallas, TX 75202
Phone: (214) 855-4633
Fax: (214) 855-4300
E-mail: emeyers@jenkens.com
Contact: M. Elaine Meyers, CLAS

John T. McGuire, P.C.
67 Wall Street
Suite 2001
New York, New York 10005
Phone: (212) 425-6562
Fax: (212) 425-6549
E-mail: wbadinel@optonline.net
Contact: William Badinelli

Kennedy Covington Lobdell & Hickman, L.L.P.
434 Fayetteville Street Mall
19th Floor, Post Office Box 1070
Raleigh, North Carolina 27602-1070
Phone: (919) 743-7335
Fax: (919) 743-7358
E-mail: dbell@kennedycovington.com
Contact: F. Daniel Bell, III

KeVer Consulting Group, Inc.
17W718 Butterfield Road, Suite 311
Oakbrook Terrace, IL 60181
Phone: (630) 627-1716
Fax: (630) 627-1741
E-mail: kvconsults@attbi.com
Contact: Doris Keeton

Krage & Janvey, L.L.P
2600 San Jacinto Tower
2121 San Jacinto Street
Dallas, Texas 75201
Phone: (214) 969-7500
Fax: (214) 220-0230
E-mail: rjanvey@kjllp.com
Contact: Ralph S. Janvey

L & S Consulting Group, Inc.
320 Northern Blvd.
Suite 12
Great Neck, NY 11021
Phone: (516) 482-2860
Fax: (516) 482-2862
E-mail: info@LSConsultingGroup.com
Contact: Steve Solano

Law Offices of McNulty & Saacke
3562 Howard Ave., Suite A
Los Alamitos, CA 90720
Phone: (562) 598-0545
Fax: (562) 596-0545
E-mail: skee@mcsaackelaw.com
Contact: William C. Saacke, Esq., Attorney, Arbitrator, Mediator

Lawrence Kamin Saunders & Uhlenhop
208 South LaSalle Street, Suite 1750
Chicago, IL 60604
Phone: (312) 372-1947
Fax: (312) 372-2389
E-mail: jruark@lksu.com
Contact: John Ruark

Levine Law Offices
48 Wall Street, Suite 1100
New York, NY 10005
Phone: (212) 918 4675
Fax: (646) 349 3362
E-mail: info@levinelawonline.com
Contact: Gregory Levine

Lewitas & May
55 East Monroe Street, Suite 3910
Chicago, Illinois 60603
Phone: (312) 346-6911
Fax: (312) 346-6880
E-mail: amay@lewitismaylaw.com
Contact: Andrew S. May

Lori Egana, CLU, CEP
968 Wesson Drive
Casselberry, FL 32707
Phone: (407) 696-5345
Fax: (407) 695-3855
E-mail: siam@ctinet.net
Contact: Lori Egana

MadisonGrey, LLC
1200 Ashford Parkway, NE, Suite 300
Atlanta, GA 30338
Phone: (770) 206 9432
Fax: (770) 393 0319
E-mail: jmccorvey@madisongrey.com
Contact: John McCorvey III

The Mainstay Group, Inc.
7000 Peachtree Dunwoody Road
Bldg #4 Suite 150
Phone: 770-352-0120
Fax: 770-352-0038
E-mail: knew@mainstaygroup.com
Contact: Ken Newman

Mallon & Johnson, P.C.
19 S. LaSalle Street, Suite 1202
Chicago, IL 60603
Phone: (312) 346-8890
Fax: (312) 346-8896
E-mail: m-j@mallonandjohnson.com
Contact: Barbara Mallon

MarketCounsel, LLC
745 Queen Anne Rd.
Teaneck, NJ 07666-3332
Phone: (201) 836-2700
Fax: (201) 836-8815
E-mail: info@marketcounsel.com
Contact: Brian S. Hamburger, Esq.

MGL Consulting Corporation
10077 Grogan's Mill Road, Suite 300
The Woodlands, TX 77380
Phone: (281) 367-0380
Fax: (281) 364-1452
E-mail: ssurman@mglconsulting.com
Contact: Suzette M. Surman, Vice President Investment Adviser

Modern Regulatory Services LLC
48 Wall Street, Suite 1100
New York, NY 10005
Phone: (212) 918 4757
Fax: (646) 349 3362
E-mail: info@modernrs.com
Contact: Gregory Levine

Monahan & Roth, LLC
3511 Camino del Rio South
Suite 307
San Diego, CA 92108
Phone: (619) 283-3550
Fax: (619) 282-3540
E-mail: lroth@monahan-roth.com
Contact: Lisa J. Roth, President

Money Consultants, Inc.
7435 Watson Road, Suite 202A
St. Louis, MO 63119
Phone: (314) 963-9813
Fax: (314) 963-9813
E-mail: medorsey@swbell.net
Contact: M. Eileen Dorsey

myCPA inc.
1004 W. Century Blvd
Los Angeles, CA 90044
Phone: (323) 756-6632
Fax: (323) 756-6727
E-mail: HHN@mycpa-adviser.com
Contact: Hue H. Nguyen

National Compliance Consultants, Inc.
411 South Sangamon St., Suite 5B
Chicago, IL 60607
Phone: (312) 421-5050
Fax: (312) 421-9366
E-mail: info@bd-ria-consulting.com
Contact: Bruce Deemer or Taneia Brown

National Compliance Services
355 N. E. 5th Avenue, Ste. 4
Delray Beach, FL 33483
Phone: (800) 800-3204
Fax: (561) 330-7648
E-mail: ken@ncsonline.com
Contact: Ken Kaltman, Director, National Sales

National Regulatory Services,
a Division of Thomson Financial

323A Main Street
P.O. Box 71
Lakeville, CT 06039
Phone: (860) 435-2541
Phone: (860) 435-0031
E-mail: bcavell@nrs-inc.com
Contact: William Cavell, Director of Consulting Services, NRS

NorthStar Strategic Solutions
4580 Myrtle Hill Road
Kennesaw, GA 30144-1521
Phone: (404) 966-3712
Fax: (770) 924-7652
E-mail: rodkresge@msn.com
Contact: Rod Kresge

Nye Company
624 University Avenue
Palo Alto, CA 94301-2019
Phone: (650) 326-9335
E-mail: davec@nyecompany.com
Contact: David W. Campbell

Orion Advisor Services, Inc.
4020 S. 147th Street
Omaha, NE 68137
Phone: (402) 493-3313
Fax: (402) 493-2811
E-mail: annz@orionadvisor.com
Contact: Ann Zemann

Palmer & Dodge LLP
111 Huntington Avenue
Boston, MA 02199-7613
Phone: (617) 239-0100
Fax: (617) 227-4420
E-mail: mdallett@palmerdodge.com
Contact: Matthew C. Dallett

Partnervest Financial Group
2020 Alameda Padre Serra, Suite #135
Santa Barbara, CA 93103
Phone: (805) 966-1266
Fax: (805) 966-1299
E-mail: khyman@partnervest.com
Contact: Ken Hyman

Pickard and Djinis LLP
1990 M Street, N.W., Suite 660
Washington, DC 20036
Phone: (202) 223-4418
Fax: (202) 331-3813
E-mail: info@pickdjin.com
Contact: Mari-Anne Pisarri

Professional Compliance Assistance, Inc.
270 East Main Street, Suite F
Canton, Georgia
Phone: (770) 753-4554
Fax: (770) 753-8110
Email: karenhuey@attbi.com
Contact: Karen Huey

Quarles & Brady LLP
One S. Pinckney Street
6th Floor
Madison, WI 53701
Phone: (608) 283-2457
E-mail: rpc@quarles.com
Contact: Richard P. Carney

Registration Consultants
P.O. Box 16155
Clearwater, FL 33766-6155
Phone: (727) 797-1466
Fax: (727) 797-5040
E-mail: LynnHippner@verizon.net
Contact: Lynn Hippner, CRCP

Richard A. Levan & Associates, PC
One Logan Square, 27th Floor
18th & Cherry Streets
Philadelphia, PA 19103
Phone: (215) 636-9882
Fax: (215) 636-9895
E-mail: richard@rlevan.com
Contact: Richard A. Levan, Esquire

The Scullin Group
One Liberty Place
Philadelphia, PA 19103
Phone: (215) 640-3330
Fax: (215) 640-3340
E-mail: frank@scullingroup.com
Contact: Frank Scullin

SEC Compliance Consultants, Inc.
131 Pemberton Street, 2nd floor
Philadelphia, PA 19147
Phone: (808) 352-6163
E-mail: Janaya@seccc.com
Contact: Janaya Moscony

SEComp, LLC
1388 Sutter Street, Suite 723
San Francisco, CA 94109
Phone: (415) 923-9200
Fax: (415) 923-1144
E-mail: ebarial@secompllc.com
Contact: Ellen Barial

Secore & Waller, LLP
12221 Merit Drive, Suite 1100
Dallas, Texas 75251
Phone: (972) 776-0200
Fax: (972) 776-0240
E-mail: jo@secorewaller.com
Contact: Jo Waller

Securities Compliance Advisors, LLC
25 Calle Electra
Santa Fe, NM 87505
Phone: (505) 466-3555
Fax: (505) 466-5634
E-mail: secadvise@secadvisors.com
Contact: Cheryl K. Young

Securities Consulting Group, Inc.
183 Madison Avenue, Suite 204
New York, NY 10016
Phone: (212) 825-2040
Fax: (212) 825-2043
E-mail: song@securitiesconsultinggroup.com
Contact: Nebrissa Song

Securities Dynamics LLC
20533 Biscayne Boulevard, Suite 412
Aventura, FL 33180
Phone: (305) 466-4426
Fax: (305) 402-2218
E-mail: info@riaregistration.com
Contact: Scott A. Ritcey

Securities Resource Professionals, Inc.
5909 NW Expressway, Suite 470
Oklahoma City, OK 73132
Phone: (405) 720-9777
Fax: (405) 720-3199 Fax
E-mail: srp@compliancematters.com
Contact: Michaela Myers, President

Seward & Kissel LLP
One Battery Park Plaza
New York, NY 10004
Phone: (212) 574-1205
Fax: (212) 480-8421
E-mail: vangrover@sewkis.com
Contact: Robert B. Van Grover

Sims Moss Kline & Davis LLP
1000 Abernathy Road, Suite 310
Atlanta, GA 30328
Phone: (770) 481-7205
Fax: (770) 481-7210
E-mail: ghdavis@smkdlaw.com
Contact: Gilbert H. Davis

Smith Moore LLP
2800 Two Hannover Square
Raleigh, NC 27601
Phone: (919) 755-8714
Fax: (919) 838-3132
E-mail: donna.lee@smithmoorelaw.com
Contact: Donna M. Lee

Stark & Stark, PC
Attorneys at Law
PO Box 5315
Princeton, NJ 08543-5315
Phone: (609) 895-7255
Fax: (609) 895-7395
E-mail: tgiachetti@stark-stark.com
Contact: Thomas D. Giachetti, Esq.
Chairman, Securities Practice Group

Susan E. Bryant, P.C.
6 Forest Park Drive
P.O. Box 444
Farmington, CT 06034-0444
Phone: (860) 674-0111
Fax: (860) 674-0011
E-mail: sebry@aol.com
Contact: Susan E. Bryant

T & C Consulting Services, Inc.
2255 Parkside Drive
Austell, GA 30106
Phone: (404) 275-4798
Fax: (253) 323-4575
E-mail: tcampbell2255@hotmail.com
Contact: Todd L. Campbell

Taylor & Company
10828 North Biltmore Drive, Suite 138
Phoenix, AZ 85029
Phone: (602) 993-9459
Fax: (602) 942-5745
E-mail: TTAYLORCOMPANY@aol.com
Contact: Tracy D. Taylor

TDA Compliance
2219 Buchanan Road, Suite 9
Antioch, CA 94509
Phone: (925) 778-2390
Fax: (925) 778-2428
E-mail: mdehn@tdacompliance.com
Contact: Melissa Dehn

Tuscany Securities Consulting
39 Bella Donaci
Lake Elsinore, CA 92532
951-245-6001 Office
951-245-6002 Facsimile
amesrobian@msn.com
Contact: Anna Mesrobian

U.S. Corporate Support Services, Inc.
19W241 Landsfield Court
Downers Grove, IL 60516
Phone: (630) 910-7600
Fax: (630) 910-7515
E-mail: uscss@uscss.com  or  vancura@uscss.com
Contact: Sally M. Van Cura

Vista360
828 North Broadway, Suite 306
Milwaukee, WI 53202
Phone: (414) 431-4360
Fax: (414) 431-5360
E-mail: jsquires@vista360LLC.com
Contact: Jeff Squires

Westcott & Associates Ltd.
2141 Palomar Airport Road, Suite 110
Carlsbad, CA 92009
Phone: (760) 438-8623
Fax: (760) 438-1483
E-mail: westcassoc@aol.com
Contact: Dora Westcott


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Modified: 11/17/2004