This summary of GPRA basic concepts is drawn from
"The Government Performance and Results Act of 1993"
(Public Law 103-62); U.S. Senate 1993; and U.S. Office of Management
and Budget 1994 and 1995. Key elements of GPRA are a multi-year
strategic plan, annual performance plans, and annual program performance
reports.
A multi-year strategic plan states
the fundamental mission (or missions) of an organization, its
long-term general goals for implementing that mission, and the
resources required to meet those goals. General goals need not
be in a quantitative or measurable form, but they must be expressed
in a manner that allows a future assessment of whether a goal
is being achieved.
Annual program performance plans link
agency operations to long-term goals. They should include performance
goals for the agency's program activities, a summary of the resources
necessary to reach those goals, performance indicators that will
be used to measure performance in the future, and identification
of how the measured values will be verified.
Annual program performance reports
provide feedback to managers, policy makers, and the public as
to what was actually accomplished for the resources that have
been expended. Since GPRA seeks compact reporting at the agency
level, the overall agency performance report may not include all
the information available in the agency. But the information
in the overall performance report should be linked to the information
used for management purposes, and both should address the goals
of the previous performance plan.
The performance report should include explanatory
information on goals not met; this might include plans for achieving
the goals in the future or reasons why they cannot be met. In
addition, the performance report should relate performance information
to program evaluation findings in order to give a clear picture
of the agency's performance and its efforts at improvement.
A performance goal is a target level
of performance expressed as a tangible, measurable, objective,
against which actual achievement can be compared, including a
goal expressed as a quantitative standard, value, or rate. The
framers of GPRA recognized that in rare instances it may not be
feasible to measure the results of a Federal program quantitatively
(basic research is cited as an example in U.S. Senate 1993, page
5). If an agency, in consultation with the Director of OMB, determines
that it is not feasible to express performance goals for a particular
program in an objective, quantifiable, measurable form, the Director
of OMB may authorize an alternative form. Even with the alternative
form, GPRA seeks clear statement of a program's goals and clear
standards for identifying progress in meeting the goals.
There may be several performance goals for any general
goal in a strategic plan. For most performance goals, a number
of performance indicators should be developed--preferably a range
of related performance indicators (such as quantity, quality,
timeliness, cost, and outcome) so that managers can balance priorities
among competing sub-goals.
A performance indicator is a particular
value or characteristic used to measure program output or outcome
in relation to program goals.
Under GPRA, an output measure is a
tabulation, calculation, or recording of activity or effort and
can be expressed in a quantitative or qualitative manner. Although
the text of GPRA does not specify a distinction between outputs
and activities, an important purpose of the Act is to focus attention
beyond effort or activity in order to assess outputs and outcomes.
Thus, OMB guidance differentiates between outputs (e.g., graduates)
and production activities (e.g., teaching).
An outcome measure is an assessment
of the results of a program compared to its intended purpose.
An impact measure is a measure of the
direct or indirect effects or consequences resulting from achieving
program goals. An example of an impact assessment is the comparison
of actual program outcomes with estimates of the outcomes that
would have occurred in the absence of the program, for example,
by comparing the outcome for a randomly selected group receiving
an agency service to a randomly selected group not receiving the
service. The measurement of impact is generally done through
special comparison-type studies, and not simply by using data
regularly collected through program information systems.
An input measure is a measure of what
an agency or manager has available to carry out the program or
activity to achieve an output or outcome. These can include employees,
funding, equipment or facilities, supplies on hand, goods or services
received, and work processes or rules. Services from a resource
base (e.g., staff expertise and time) are defined as inputs
to a program. Increments to a resource base (e.g., newly trained
personnel) are defined as outputs or outcomes.
(A program output or outcome could be negative; for example,
net depletion of a resource base).
In GPRA, a program activity is a specific
activity or project as listed in the program and financing schedules
of the annual budget of the U.S. government. GPRA gives agencies
the option to aggregate or dis-aggregate program activities, except
that any aggregation or disaggregation may not omit or minimize
the significance of any program activity that is a major function
or operation of the agency. In practice, the definition seems
to be evolving to include a major function or operation of an
agency or a major mission-type goal that cuts across agency components
or organizations.
A program evaluation is an assessment,
through objective measurement and systematic analysis, of the
manner and extent to which Federal programs achieve intended objectives.
A program evaluation can also track unintended effects.