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Office of Advocacy Sponsored Economic Research

Introduction Business turnover Competition Employment & training Exporting Finance Franchising
Government procurement Government regulation Science, tech. & innovation State & local econ. develop. Taxes Wages & benefits Veterans 


About the Research Summaries

Over the years, research conducted for the Office of Advocacy, U.S. Small Business Administration has proved to be not only a rich resource for policy makers at every level of government, but has formed the intellectual underpinning for several legislative and regulatory initiatives that have taken place in the intervening years.

Research Summaries are available for research awarded 1990 forward, and complete studies from 1999 forward. The complete studies and some of the more recent research summaries are in PDF format. Information on obtaining a free Adobe reader for PDF format is available at the bottom of this page.

Some of the older research is collectively available in the Catalog of Small Business Research, 1995 edition.


(The research studies listed here were conducted for the U.S. Small Business Administration under contracts or grants. The opinions and recommendations of the authors of this study do not necessarily reflect official policies of the SBA or any other agency of the U.S. government.)

Economic Research
Text Versions
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Topic Title NTIS Code RS# Year Completed
Business Formation, Growth & Decline
  Expected Cost of Startup Ventures (PDF file) PB2004 100018 232 2003
  Small Business During the Business Cycle (PDF file) PB2003 105466 231 2003
  Share of Small Business NAICS Industries (PDF file) PB2002 108707 218 2002
  Estimation of Small Business Wealth (PDF file) PB2002 108706 217 2002
  Earnings Growth among Disadvantaged Business Owners (PDF file) PB2002 101029 209 2001
  Small Business Share of Economic Growth (PDF file) PB2002 102202 211 2001
  Economic Policy and the Start-up, Survival, and Growth of Entrepreneurial Ventures (PDF file) PB2001 105510 206 2001
  Wealth and Income: How Did Small Businesses Fare from 1989 to 1998? (PDF file) PB2001 105509 205 2001
  Analyses of Business Dissolution by Demographic Category of Business Ownership (PDF file) PB2001 104043 204 2001
  Establishment Employment Change and Survival, 1992-1996: Analyses Based on a New, Longitudinal Data Base with Special Focus on Information Technology Industries (PDF file) PB2000 107715 200 2000
  Analysis of Hispanic-Owned Companies (PDF file) PB2000 107716 199 2000
  Homebased Business: The Hidden Economy (PDF file) PB2000 104509 194 2000
  Statistics of U.S. Businesses - Microdata and Tables (PDF file) PB99 142572 190 1999
  Financial Difficulties of Small Businesses and Reasons for Their Failure (PDF file) PB99 131955 188 1999
  U.S. Summary Corporate Change Tables PB98 131543 183 1998
  Changing Characteristics of the Self-Employed PB96 197785 185 1996
  Entrepreneurial Origins: A Longitudinal Inquiry PB95 187373 152 1995
  The Function of Failure PB94 175718 144 1994
  Myths and Realities of Working at Home: Characteristics of Homebased Business Owners and Telecommuters PB93 192862 134 1993
  Business Survival Rates by Age Cohort of Business PB92 160134 122 1991
  Historical research
Competition
  Small Business Survival in Competition with Large Multi-Unit Retail Firms PB2000 104948 197 2000
  Small Business Share of Private, Nonfarm, Gross Domestic Product PB97 180723 181 1997
  Measuring Impact of Crime on Small Business PB97 148449 176 1997
  Lilliputian Strategies: Small Business Responses to Big Business Entry PB96 197256 172 1996
  Estimating the Local Effects of Defense Cuts on Small Business PB95 100285 148 1995
  Historical research
Employment & Training
  Value of Worker Training Programs to Small Business (PDF File) PB2002 102205 213 2002
  Does a Rising Tide of Small Business Jobs Lift All Boats? (PDF File) PB2001 107831 208 2001
  Labor Shortages, Needs and Related Issues in Small and Large Businesses - Part A: Labor Shortages in Small Firms - Part B: Contingent Workers in Small and Large Firms (PDF Files) PB2000 104378 195 1999
  Measures of Job Flow Dynamics in the U.S. Economy (PDF File) PB99 156200 192 1999
  The Role of Small Firm in the Upward Mobility of New Immigrants PB96 168851 169 1996
  Job Training Approaches in Small and Large Firms PB93 192870 135 1993
  Historical research
Exporting
  Costs of Developing a Foreign Market for a Small Business: The Market & Non-Market Barriers to Exporting by Small Firms PB2005 100505 241 2004
  The Costs of Financing Exports for Small Business PB96 181300 168 1996
  State Export Promotion and Small Business PB92 168657 125 1992
  Historical research
Finance, Interest And Credit
  The Impact of Bank Consolidation on Small Business Credit Availability PB2004 102510 234 2004
  Impact of Tight Money and/or Recessions on Small Business PB2003 105490 230 2003
  Assessing the Profitability and Riskiness of Small Business Lenders in the Banking Industry PB2003 102400 229 2003
  An Exploration of a Secondary Market for Small Business Loans PB2003 101119 227 2003
  The Real Effects of Liquidity on Behavior: Evidence from Regulation and Deregulation of Credit Markets PB2003 101101 223 2002
  An Investigation of Venture Capital in Women-and Minority-led Firms PB2002 102204 214 2002
  The Impact of Structural Change in the Banking Industry on Small Business Lending PB98 106693 180 1998
  Profitability of Small Business Lending by Small Banks PB98 106701 184 1998
  The Effect of Interstate Banking on Small Business Lending: Impact of the Banking & Branching Efficiency Act, P.L. 103-32 PB97 186068 179 1997
  Creating New Capital Markets for Emerging Ventures -- -- 1996
  Pension Funds and Small Firm Financing: Models of Successful Small Business Investment Programs PB96 146477 164 1996
  Impact of Environmental Liability on Access to Capital for Small Business PB96 195870 175 1996
  The Role of Social Relationships in Financial Intermediation: Empirical Evidence from the United States Small Business Credit Market PB96 195433 173 1996
  Finance Companies and Small Business Borrowers: Who Are They, What Financial Services Do They Buy & Do They Pay Higher Prices? PB96 146485 160 1996
  Pension Funds and Small Business Financing PB95 199105 153 1995
  Small Businesses and Large Banks PB94 195161 145 1994
  A Comparison of Borrowers with SBA and Other Loan Guarantees PB94 126885 140 1994
  Equity Capital Access by Small and Minority Business Enterprises PB93 144582 131 1993
  Historical research
Franchising
  Women and Minorities in Franchising and Financing Practices (PDF file) PB99 163230 193 1999
  Why New Franchisers Succeed PB97 133300 178 1997
  Differences Between Successful and Unsuccessful Franchisers" PB96 113162 158 1996
  Survival Patterns Among Franchises & Nonfranchises Started in 1986/87 PB96 162664 165 1996
  Future of Franchising (Franchising's Growing Role in the U.S. Economy, 1975-2000) PB93 182574 136 1993
  Historical research
Government Procurement
  Trends in Electronic Procurement and Electronic Commerce and Their Impact on Small Business PB2004 104381 240 2004
  Characteristics of Federal Government Procurement Spending With Veteran-Owned Businesses:
FY 2000 – FY 2003 (3Q)
PB2004 104383 239 2004
  The Impact of Purchase Card Activity on Small Businesses
PB2003 100243 226 2003
  The Impact of Contract Bundling on Small Business: FY1992-FY2001
The Facts About
PB2003 100132 221 2002
  The Impact of Contract Bundling on Small Business: FY1992-FY1999 PB2002 101094 203 2000
  Contract Bundling and Small Business: Effects of the Federal Acquisition Streamlining Act on Small Business PB97 1801731 177 1997
  The Pattern of Federal Procurement from Minority and Women-Owned Small Businesses PB93 182582 133 1993
  The Impact of Federal Procurement on the Growth and Viability of Small Businesses PB93 144590 132 1993
  Historical research
Government Regulation
  Small Businesses as Culprits and Clients: A Comparison of Brownfield Redevelopment in Los Angeles and Kuala Lumpur (PDF file) PB2004 104382 238 2004
  Home-Based Business and Government Regulation (PDF file) Full report - Appendices
PB2004 102462 235 2004
  Analysis of State Efforts to Mitigate Regulatory Burden on Small Businesses (PDF file) PB2002 108708 219 2002
  Emissions Trading for Small Businesses (PDF file) PB2002 102232 216 2002
  An Evaluation of Compliance with the Regulatory Flexibility Act by Federal Agencies (PDF file) PB2002 102203 215 2002
  The Impact of Regulatory Costs on Small Firms (PDF file) PB2001 107067 207 2001
  Impact by Firm Size of the Dollar Amount of Penalties Imposed by Federal Government Regulators - Part A - Part B - Part C - (PDF Files) PB99 142564 187 1999
  Impacts of Federal Regulations, Paperwork, and Tax Requirements on Small Business (PDF file) PB99 122137 186 1999
  Electric Utility Restructuring: Issues for Small Business PB96 162573 161 1996
  Pollution Regulation as a Barrier to the Formation of Small Manufacturing Establishments: A Longitudinal Analysis PB95 100277 147 1995
  A Survey of Regulatory Burdens [also available, Profile of Regulatory Costs (PDF file)] PB95 263190 163 1995
  How Small Businesses Learn PB95 100293 149 1995
  Environmental Financial Responsibility PB95 100301 150 1995
  Environmental Concerns for Small Business PB93 209377 137 1993
  Historical research
Science, Technology & Innovation
  Trends in Electronic Procurement and Electronic Commerce and Their Impact on Small Business PB2004 104381 240 2004
  A Survey of Small Businesses’ Telecommunications Use and Spending PB2004 102516 236 2004
  Small and Technology: Acquisitions, Inventor Movement, and Technology Transfer PB2004 102461 233 2004
  Foreign Patenting Behavior by of Small and Large Firms: An Update PB2003 101302 228 2003
  Small Serial Innovatiors: The Small Firm Contribution To Technical Change PB2003 101301 225 2003
  Influence of R&D; Expenditures on new Firm Formation and Economic Growth PB2003 100698 222 2002
  E-Biz: Strategies for Small Business Success PB2003 101131 220 2002
  E-Commerce's Impact on the Travel Agency Industry PB2002 101030 210 2001
  Impact of E-commerce on Auto Dealers (PDF File) PB2002 102201 212 2001
  Measuring Contribution of Small Business (Using Assoc. Directories for Technology Study) (PDF File) PB99 156192 191 1999
  Survey of High Technology Firms (PDF file) PB99 139842 189 1999
  Foreign Patenting Behavior of Small and Large Firms PB96 162789 167 1996
  Impact of Electronic Data Interchange on Small Firms (EDI) PB95 271102 159 1995
  Technology Transfer to Small Manufacturers: A Literature Review PB96 181029 162 1996
  Small Firm Innovative Success: External Resources and Barriers PB96 210083

182

1996
  Technological & Organizational Diversity and Technical Advance in the Early History of the American Semiconductor Industry PB94 175700 143 1994
  Characterization of Innovations Introduced on the U.S. Market PB84 212067 62 1982
  The Relationship Between Industrial Concentration, Firm Size, and Technological Innovation - 08 1982
  Historical research
State & Local Economic Development
  The High-Tech Rural Renaissance? Information Technology, Firm Size and Rural Employment Growth (PDF File) PB2000 107717 201 2000
  Developing High-Technology Communities: San Diego (PDF File) PB2000 198 2000
  Measuring the Impact of Non-Uniform Product Liability Laws on the Costs of U.S. Goods PB92 181197 123 1992
  Efficacy of State Export Promotion Efforts PB92 168657 125 1992
  Historical research
Taxes
  The Impact of Tax Expenditure Policies on Incorporated Small Business (PDF file) PB2004 103036 237 2004
  Cross Firm-Size Variation in Subnational Taxation Under Federal Consumption-Based Taxation: Impact and Implications PB96 195425 170 1996
  Differential Impact of State-Local Tax Incentives on Small versus Large Firms PB96 131321 166 1996
  Taxes and the Choice of Entity for Small Businesses PB95 239976 154 1995
  Historical research
Wages, Benefits & Payroll Costs
  Study of the Administrative Costs and Actuarial Values of Small Health Plans PB2003 101119 224 2003
  Small Business and Access to Health Insurers, Particularly HMOs (PDF file, unfortunately incompatible software make the file difficult to read) PB2002 101095 202 2000
  Distribution of Low-Wage Workers by Firm Size in the United States (PDF file) PB2000 105145 196 2000
  Tabulations of 1983, 1988, and 1993 Current Population Survey Data on Job & Worker Attributes by Firm Employment Size (Tracing New Firm Hires in Small Business PB96 183611 174 1996
  State Unemployment Compensation and Workers' Compensation Programs: A Review of Major Legislative Changes, Program Costs & Suggested Reforms PB96 193396 171 1996
  Measuring the Uninsured by Firm Size and Employment Status (Phase II) PB95 239703 157 1995
  The Effect of Computer Use on the Earnings of Workers by Firm Size PB95 239984 156 1995
  Workers' Compensation by State: Assessing the Burden of Workers' Compensation by Business Size PB95 256012 155 1995
  Business Ownership as an Employment Opportunity for Women PB95 187365 151 1995
  Measuring the Uninsured by Firm Size & Employment Status (Part I) PB94 195153 146 1994
  Small Business Access to Health Care (Programs To Improve Health Insurance Access for Small Business) PB92 183607 126 1992
  Historical research
Veterans
  Characteristics of Federal Government Procurement Spending With Veteran-Owned Businesses:
FY 2000 – FY 2003 (3Q)
PB2004 104383 239 2004
  Financial Success and Business Ownership Among Vietnam and Other Veterans - 36 1986
  Profiling Entrepreneurial Veterans(Vol.III) (Vol.II) (Vol.I) - 70 1986, 1985, 1984
  Vietnam-Era Veterans and Enterpreneurship - 78 1985
  Viable Loan Categories for Veterans - 40 1985
  A Study of Department of Defense Procurement from Veterans - 68 1985
  Enterpreneurial Choice and Success - - 1985
  Differences Between Veteran-Owned and Non-Veteran-Owned Businesses - 44 1983



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