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Controlling Power Plant Emissions: Guiding Principles

The five Guiding Principles outlined below provide a context for additional inquiry and help to focus the Agency’s deliberations as we move toward a final rule in March, 2005. The Agency will continue to study the mercury health impacts, control technologies, economic consequences of regulation and domestic and international emission sources throughout the next several months. Guiding Principle 1 has been expanded to include further explanation and areas where the Agency seeks additional information. Guiding Principles 2-5 will be expanded to provide similar information as the decision process continues.

Guiding Principles for the
First-Ever Rule to Reduce Mercury Emissions from Power Plants

1. The final rule will concentrate on the need to protect children and pregnant women from the health impacts of mercury.

2. The final rule will stimulate and encourage early adopters of new technology that can be adequately tested and widely deployed across the full fleet of U.S. power plants and coal types.

3. The final rule will significantly reduce total emissions by leveraging the $50 billion investment that the Clean Air Interstate Rule will require.

4. The final rule will consider the need to maintain America’s competitiveness.

5. The final rule will be one component of the Agency’s overall effort to reduce mercury emissions.

Guiding Principle 1: The final rule will concentrate on the need to protect children and pregnant women.

Critical Questions:

  • Speciation – How do different forms of mercury behave?
  • Deposition – How and where does mercury enter our waterways?
  • Bioaccumulation– How does mercury move through the food chain?
  • Consumption patterns – What are the types, sources and amounts of fish consumed?
  • Dose response – What are the health impacts from different exposure levels?
  • Local health impacts – Is there a relationship between emissions and local health impacts?

Speciation – How do different forms of mercury behave?
Explanation: When coal is burned, the mercury contained within the coal is released in the combustion system and can be found in three main chemical forms: elemental mercury, oxidized mercury and particulate-bound mercury. Understanding the chemistry associated with the three forms of mercury is fundamental in designing appropriate air pollution control programs to remove mercury from the environment.
Additional Information: We seek the following information:

  • Information on the effectiveness of existing, commercially-available air pollution control systems to reduce the emissions of mercury.
  • Information on the ability of models to accurately predict the transport, chemistry and deposition of mercury once it is released into the atmosphere.

Deposition and Transport – How and where does mercury enter our waterways?
Explanation: Mercury in the atmosphere is eventually deposited to the earth’s surface, either through dry or wet deposition onto either land or water. We measure deposition through a network of monitors across the US and study the relationships between different sources and changes in deposition with a variety of computer models. The rate at which mercury moves through the terrestrial and aquatic environment is not well understood.
Additional Information: We seek the following information:

  • Information on terrestrial and aquatic transport, particularly on how such transport should be modeled.

Bioaccumulation – How does mercury move through the food chain?
Explanation: Only a small component of the mercury released by power plants and present in the atmosphere is converted into the form of most concern: methyl mercury. Methyl mercury is formed by microbes in the environment and accumulates in organisms at many thousand times the concentrations found in most water and sediments. The amount of mercury in fish in different waterbodies is determined by a number of factors, including the amount of mercury deposited from the atmosphere and the biology and chemistry of different ecosystems. This explains why some lakes with similar sources of mercury can have dramatically different concentrations in fish. As fish eat other fish, methyl mercury accumulates. Thus, concentrations of mercury will be highest in older, larger fish.
Additional Information: We seek the following information:

  • Approaches for modeling methylation rates in freshwater and saltwater ecosystems.
  • Information on the pathway of methyl mercury entry into the base of both freshwater and marine food chains.
  • Site-specific data documenting the bioaccumulation of mercury in different types of freshwater and marine food chains.

Consumption patterns – What are the types, sources and amounts of fish consumed?
Explanation: Almost all exposure to mercury comes from eating fish. Americans get their fish from a variety of sources from all over the world. Understanding fish consumption patterns is crucial to a more complete picture of the health benefits of reducing emissions from U.S. power plants.
Additional Information: We seek the following information:

  • The types of fish Americans eat and the concentrations of mercury found in these fish.
  • Location where these fish are caught.
  • Source of the mercury contained in the fish.
  • Types, amounts, location and mercury levels in fish consumed by highly exposed populations.

Dose response –What are the health impacts from different exposure levels?
Explanation: An important part of evaluating and communicating the benefits of EPA's rules is to estimate how the health of people in the United States is improved when exposure to an environmental contaminant is reduced. A numerical relationship, known as a "dose-response function," shows the change in a health effect (e.g. lung cancer) in an animal, organism, or human caused by differing levels of exposure to some contaminant (e.g. tobacco smoke).
Additional Information: We seek information on the following:

  • The relationship between levels of exposure and associated health impacts.

Local health impacts – Is there a relationship between emissions and local health impacts?
Explanation: Americans eating fish from a variety of sources are exposed to mercury from regional and global emissions. Some people, however, may be at risk from eating a large amount of fish from a single watershed, raising concerns about the possibility of elevated mercury deposition nearby emission sources. The possibility that mercury emissions from power plants could have significant local impacts for some people depends on a number of factors, including the height of the stack from which it is emitted, the form in which it is emitted, local and regional meteorology and atmospheric chemistry, a variety of watershed characteristics including methylation and bioaccumulation rates, fishing habits, and consumption patterns of people that eat substantial amounts of fish.
Additional Information: We seek information on the following:

  • Understanding of the exposure pathway so that the final rule will appropriately address potential local health impacts.

Guiding Principle 2: The final rule will stimulate and encourage early adopters of new technology that can be adequately tested and widely distributed across the full fleet of U.S. power plants and coal types.

Critical Questions:

  • When will mercury-specific technologies be adequately tested and broadly distributable on all coal types?
  • How long will it take to install and begin operating technologies on the fleet of power plants?
  • What is the cost of installing and operating such technologies?
  • What incentives can be used to accelerate the adoption of new technology?
  • What disincentives hinder early adopters of new technology?

Guiding Principle 3: The final rule will significantly reduce total emissions by leveraging the $50 billion investment that the Clean Air Interstate Rule will require.

Critical Question:

  • What is the level of mercury co-benefit that comes from a comprehensive, multi-pollutant approach?

Guiding Principle 4: The final rule will consider the need to maintain America ’s competitiveness.

Critical Questions:

  • How can we keep electricity prices stable for consumers and businesses and still protect public health?
  • What approach best keeps America’s abundant reserves of all types of coal as a vital part of our energy mix?
  • How do we make certain that the rule ensures a level playing field?
  • How do we make certain that the rule does not contribute to unacceptable increases in natural gas prices, causing hardship during the winter heating season or adversely affecting the manufacturing sector?
  • How do we make certain we do not contribute to electricity reliability concerns?
  • How can we provide the right incentives to burn coal more cleanly with the best new technologies over the long term?

Guiding Principle 5: The final rule will be one component of our overall effort to reduce mercury emissions.

Critical Questions:

  • What appropriate options are available to decrease mercury exposure from other domestic sources such as mercury switches in automobiles?
  • Recognizing that mercury is a global issue, what opportunities are there to reduce mercury emissions worldwide?


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