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Frequently Asked Questions

 
Solid Waste Management Grant Program
Objectives 
 Required Forms
Eligibility 
Evaluation Procedure
Limitations 
Application Requirements
Purpose 
Grantee Amount Funded in FY 2003
Grantee Amount Funded in FY 2002

Objectives:

The objectives of the Solid Waste Management Grant Program are to

  1. Reduce or eliminate pollution of water resources in rural areas.

  2. Improve planning and management of solid waste sites in rural areas.

NOTE: Rural areas are defined any area, city, or town with a population at or below 10,000 inhabitants according to the latest decennial census of the United States.

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Eligibility:

Entities eligible for Solid Waste Management (SWM) grants are

          1.  Private non-profit organizations that have been granted tax-exempt status by
               the Internal Revenue Service (IRS) of the United States.


          2.  Public Bodies
, including local governmental-based multi-jurisdictional
               organizations.

Applicants must have the proven ability, background, experience, legal authority, and actual capacity to provide technical assistance and/or training on a regional basis to associations. Associations are defined as an entity, including a small city or town, that is eligible for Rural Utilities Service (RUS) water and waste financial assistance in accordance with RUS Regulation 1780, part 7.

Applications will be accepted from October 1 through December 31 of each calendar year. Applications may be hand-delivered to the State Office by close of business December 31, or postmarked by midnight December 31 to be considered submitted on time. Applications received after December 31 will NOT be considered in that year’s review and will be returned to the applicant.

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Limitations:

Grant funds may NOT be used to:

  1. Recruit applications for the Agency’s water and waste loan and/or any loan and/or grant program.
  2. Duplicate current services, replacement or substitution of support previously provided such as those performed by an association’s consultant in developing a project.
  3. Fund political activities.
  4. Pay for capital assets, the purchase of real estate or vehicles, improve and renovate office space, or repair and maintain privately owned property.
  5. Pay for construction or operation and maintenance costs.
  6. Pay for costs incurred prior to the effective date of the grant.
  7. Pay for technical assistance which duplicates assistance provided to implement an action plan funded by the Forest Service (FS) under the National Forest-Dependent Rural Communities Economic Diversification Act (7U.S.C. 6601 note) for five continuous years from the date of grant approval by the FS. To avoid duplicate assistance, coordinate with the State Rural Development office and the Forest Service before submitting an application.

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Purpose:

Solid Waste Management grants may be used to:

  1. Evaluate current landfill conditions to determine threats to water resources.
  2. Provide technical assistance and/or training to enhance operator skills in the operation and maintenance of active landfills.
  3. Provide technical assistance and/or training to help communities reduce the solid waste stream.
  4. Provide technical assistance and/or training for operators of landfills which are closed or will be closed in the near future with the development and implementation of closure plans, future land use plans, safety and maintenance planning, and closure scheduling within permit requirements.

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Application Requirements:

Applicant will provide:

      1. An original and one copy of SF-424 Application for Federal Assistance (for
      non-construction).

      2.  Evidence of applicant’s legal existence and authority in the form of certified
      copies
of organizational documents and a certified list of directors and officers
      with their respective terms.

      3. Evidence of tax-exempt status from the Internal Revenue Service (for non-
      profits).

      4. Brief written narrative which includes:

      a.  The need for the project/service.
      b.  The proposed service(s) to be provided.
      c.  The benefits of the technical assistance and/or training.
      d.  Areas to be served, including population and non-metropolitan median
           household income information.
       e.  Name of association(s) or type of association(s) that will be served.
       f.   Experience of the applicant to provide the proposed service, including
            experience of key staff members and person(s) providing the technical
            assistance and/or training.
       g.  The number of months duration of the project or service, and the estimated
           time from grant approval to beginning of project or service.
       h.  Method used to select the association(s) that will receive the service.
       i.   Brief description of how the service will be provided, whether through
          currently employed personnel or through contracted personnel.
       j.  Clearly defined goals and objectives and how they will be measured.
       k. Evaluation method to determine if objective(s) or the proposed activity is
          being accomplished.
       l.  Plans for increased self-sustainability for the project/service in future years.
          
5.  Latest financial information to show the applicant’s financial capacity to carry out the proposed work. A current audit report is preferred. At a minimum, the information should include a balance sheet and an income statement.

      6. Estimated breakdown of costs including those to be funded by the applicant as
      well as from other sources.

      7. Budget and accounting system in place or proposed.

      8. Provide the Dunn & Bradstreet D-U-N-S number (Data Numbering System) for
      the organization - if you do not have a DUNS number, go to the web site
      www.dnb.com to apply.  There is no charge for this service, and the number will be
       received within 30 business days, according to the information on the web site.

 

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Required Forms:

Standard Form 424 Application for Federal Assistance for Non-construction Programs

Standard Form 424A Budget Information for Non-construction Programs

Standard Form 424B Assurances – Non-construction Programs

Form AD 1047 Certification Regarding Debarment, Suspension & Other Responsibility Matters – Primary Covered Transactions

Form AD 1048 Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion - Lower Tier Covered Transactions

Form AD 1049 Certification Regarding Drug-free Workplace Requirements

Exhibit A Disclosure for Lobbying Activities ($100,000) (See your local RD Office.)

Form RD 400-1 Equal Opportunity Agreement

Form RD 400-4 Assurance Agreement

Other forms may be required for approved grants and will be provided at that time by the National Office of Rural Development.

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Evaluation Procedure:

Applications will be accepted from October 1 through December 31 of each calendar year.

Evaluation will take place from January 1 through March 1 of the following year.

Priority will be given to applications using the following criteria:

    1. Applicant’s demonstrated capability and past performance in providing technical assistance and/or training to rural associations.
    2. The extent to which the population of the associations served has low income.
    3. Service being provided is to areas with populations below 5,500 or 2,500.
    4. Applicant’s or other sources in-kind contributions that combine with the requested funds to maximize service performed.
    5. Technical assistance and/or training will be directly delivered to staff of the associations being served.
    6. Applicants proposing to serve regional, multi-state, or nationwide areas.
    7. Applicants whose timeframe for completion of service/project is 12 months or less.
    8. The extent to which the service/project will be cost effective.
    9. Applicants whose proposed service/project coincides with the given objectives of the program given above.

Applicants will be notified using Form AD-622 "Notice of Pre-Application Review Action" indicating the action taken on the application:

    1. Ineligible – applicants will be notified and advised of their appeal rights.

    2. Eligible but not funded – applicants will be notified and advised against incurring obligations that cannot be fulfilled without Agency funds. The application will not be retained for future years’ consideration.

    3. Eligible and selected for funding – applicant will be notified and instructed on how to complete required forms for funding. NOTE: If the applicant does not submit the necessary forms within 30 days from the date on the Form AD-622, the Agency may discontinue consideration of the application.

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Grantee Amount Funded 2003

Solid Waste Management Grant Recipients FY 03

1. Androscoggin Valley Council of Governments, ME $104,000

This project will focus on reducing electronics, mercury containing products, and other household hazardous wastes from entering landfills. The project will provide assistance with disposal of bulky waste and will provide training to operators in management and handling of improved facilities and equipment.

2. Association of Vermont Recyclers $75,000

The Association will provide training and technical assistance for waste reduction in rural Vermont schools to include training six new teen environmental clubs; workshops to reduce household hazardous waste; and educational programs on waste reduction practices.

3. Bluegrass Regional Recycling Corporation, KY $70,000

This project will provide technical assistance and training to waste management organizations and/or local governments and will assist affiliates in the design, installations, and improvements to recycling centers to increase the amount of recovered materials. This project will also be used to provide public education on recycling.

4. Butler County Solid Waste Management District, OH $67,000

The SWMD collect recyclable materials at four locations per month. The District will provide public education and advertising to schools and the general public to increase their recycling rates.

5. Carroll-Columbiana-Harrison Solid Waste Management District, OH $70,000

The Solid Waste Management District will develop a closure plan that will include a hydro-geology plan for the Center Township landfill.

6. Center for Ecological Technology, MA $99,000

The purpose of the Community Based Solutions to Waste Prevention and Toxic Use Reduction project is to divert solid and toxic waste from the municipal waste stream by providing effective technical assistance and education to municipalities, residents, schools and businesses to the rural communities in western Massachusetts.

7. Central Arkansas Planning and Development District $55,000

Central Arkansas Planning and Development District will work with communities to insure they are in compliance with regulations governing the disposal of solid waste. They will conduct training sessions on waste reduction, and will make presentations to schools, civic groups and towns on waste reduction, material recovery and other related topics.

8. Central Vermont Solid Waste Management District $30,000

The DeTox Family Project targets families in the 22-town region with kindergarten aged children and focuses on the dangers of purchasing and using toxic household products. The program will assist families in identifying hazardous waste and proper disposal of these products.

9. Eastern Maine Development Corporation $33,000

This project will provide solid waste technical assistance to targeted rural, low-income municipalities in the eastern and central Maine service area of the Corporation. This program will focus on reducing the solid waste stream and improving or initiating recycling operations in targeted communities.

10. Erie County Solid Waste Management District, OH $53,000

The district will conduct recycling education and awareness programming in rural schools, library, and communities. This project will also continue household battery recycling and telephone book recycling campaigns.

11. Franklin County Solid Waste Management District, MA $20,000

The District will provide assistance to three towns in establishing reuse programs. They also propose to investigate the disposal of pressure treated lumber in landfills. EPA has issued directives regarding the arsenic used in pressure treated lumber could be leaching into ground and surface water. The District will develop and circulate fact sheets to municipalities on disposal and alternatives to using pressure treated lumber.

12. Hancock County Planning Commission, ME $43,000

This project will promote efficient solid waste facility operations and the development of appropriate recycling strategies; composting efforts; and household hazardous waste and universal waste management.

13. Henry County Solid Waste Management District, OH $13,000

Henry County will provide a marketing plan to increase tire recycling; promote the proper disposal of paint; and purchase materials, such as rulers, paper and aluminum recycling containers to distribute to businesses and schools for participating in educational workshops.

14. Jefferson County Commissioners, OH $85,000

Jefferson County would like to attain a 50 percent reduction in waste through a comprehensive recycling educational program targeted to schools, youth groups and adults. The County will conduct an awareness campaign to include an adopt-a-site program, clean-up days, radio announcements, and the development of a litter prevention program.

15. Kennebec Council of Governments, ME $45,000

Kennebec Valley Council of Governments will work in 62 communities in providing public education to municipal officials and solid waste professionals on developing and implementing household hazardous waste programs. The project will also provide three workshops on household hazardous waste, universal wastes, and "Pay-As-You-Throw" programs.

16. Land of Sky Regional Council, NC $95,000

The project will promote the implementation of sustainable recycling systems for the industrial, commercial, and governmental sectors in Western North Carolina. The project will continue technical support of waste reuse/recycling projects. The project will also provide technical assistance in better matching of solid waste supplies with market demands.

17. Lucas County Solid Waste Management District, OH $19,000

The Lucas County SWMD will conduct training, educational programs, and coordinate a one-day collection drive for hard to manage materials such as electronics, white goods, and tires in western and eastern Lucas County. The District will also develop web-site on illegal dumping that will allow residents to report illegal dumping 24-hours a day.

18. Mahoning County, OH $74,000

Mahoning County will continue its Rural Recycling Education and Awareness Program (RREAP). RREAP will assist communities in conducting household hazardous waste, and will work with schools and county government on expanding recycling a variety of paper products.

19. Meramec Regional Planning Commission, MO $106,000

The Planning Commission will continue to provide technical assistance to the Ozark Rivers Solid Waste Management District. The Planning Commission will also provide public education on illegal dumping and the threat the dumps pose to source water pollution. A GIS mapping of illegal dumpsites will be provided.

20. Mid-Missouri Solid Waste Management District $25,000

Mid Missouri SWMD will develop a regional guide to recycling for the commercial industrial sector. This guide would be used to make recycling a cost saver for companies and identify post commercial material that can be used as feedstock for other products.

21. Montana Rural Water Association $92,000

This project will provide technical assistance in waste management, waste reduction, household hazardous products, recycling, composting, regionalization of market development, and training of landfill operators.

22. Nevada Rural Water Association $90,000

The Association will hire a circuit rider to work in seven target communities, which includes three Native American reservations, to assist with the closures of open dumps, cleanup of illegal dump sites, training for landfill operators, and establishing educational programs that will focus on recycling and groundwater protection. A rate study of service cost and recommended fees for all tribes in Nevada will also be done.

23. New York Rural Water Association $115,000

The New York Rural Water Association will continue to partner with the Northeast Rural Community Assistance Program to carryout solid waste management programs in rural low-income communities in New York State. The project will focus on eight key themes, 1) source reduction, 2) recycling, 3) toxicity reduction, 4) local emergency preparedness planning 5) management of farm wastes, 6) construction and demolition debris, 7) management of bio-solids from wastewater treatment facilities, and 8) solid waste management for Native American Tribes.

24. Nez Perce Tribe, ID $59,000

The Nez Perce project will improve planning, management and outreach at a new solid waste recycling site; protect water resources through the clean up of discarded and abandoned waste; and improve solid waste services throughout the reservation.

25. North Country Council, Inc., NH $98,000

The North Country Council will coordinate a household hazardous waste (HHW) collections program in two designated areas of its planning region and will assist towns with operating universal waste collection initiatives. Universal waste includes items such as paints, antifreeze, motor oil, fluorescent light bulbs and other items not designated a HHW. The Council will continue to assist towns with improving operations of their recycling programs.

26. North Slope Borough, AK $45,000

The North Slope Borough will fund training for eight Alaska Native Villages to receive landfill training from the Rural Alaska Landfill Operator and manager of Landfill Operations.

27. Northeast Recycling Council, Inc., VT $65,200

The goal of the Northeast Recycling Council projects is to reduce the amount of hazardous waste being disposed in the solid waste stream. They plan on accomplishing this goal by developing a directory of hazardous waste collections and recycling programs servicing rural areas of New Hampshire and Vermont. This information will then be used to educate and promote small businesses to dispose of hazardous waste properly. The second part will provide small businesses with a resource tool for identifying hazardous waste recycling options and conducting a pilot collection program.

28. Northeast Resources Recovery Association, NH $78,000

The Association will provide education on solid waste management and recycling to public officials and develop and use training activities for solid waste facility operators.

29. Northern Maine Development Corporation $58,000

The Northern Maine Development Commission will provide public education on household hazardous waste and host four, one-day collection events. The project will also conduct a compost feasibility study and implement a regional multi-media training program to assist municipal officials, facility operators, and local recycling groups to enhance public participation in waste reduction, reuse, recycling, and composting activities.

30. Northwest Regional Planning Commission, WI $74,000

The project will provide technical assistance, education, and training programs to counties in northwestern Wisconsin. The programs will consist of a public information web site; electronics and computers collections; expansion of Northwest Cleansweep, a collections program for hazardous waste materials; a solid waste and recycling conference in October 2003, and a quarterly newsletter.

31. Oklahoma State University $76,000

OSU will provide education and technical planning and management assistance to local and Native American tribal representatives on building their solid waste management infrastructure. This will be accomplished through a series of workshops and providing distance education via the web site established by previous grants.

32. PA Cleanways, PA $20,000

PA Clean Ways Westmoreland County will work with municipal leaders to develop and implement a recycling program. PA will work with businesses and residents to educate them on the benefits of recycling and work with schools and youth groups to educate them on the environmental and economic benefits attained through recycling in classroom and in the field.

33. Rural Community Assistance Program, DC (Multi-State program) $850,000

RCAP proposed project will reduce or eliminate pollution of rural water resources by assisting rural community leaders with the planning, management and implementation of area wide integrated solid waste plans in the 24 target states. This objective will be achieved through a combination of training and technical assistance activities targeted to rural community leaders, tribal leaders, small business owners, school district personnel, local, state and regional agency personnel, and landfill owners and operators.

34. Recycle Hawaii $39,000

Recycle Hawaii’s project will identify existing causes of illegal dumping Hawaii County’s rural communities and provide a long term implementation plan to eliminate illegal dumping through technological, regulatory, and educational strategies.

35. Recycling Marketing Co-op for Tennessee $60,000

The RMCT will provide technical assistance to 63 counties and will focus on four major components: assistance in planning, designing and implementing recycling programs; produce educational information on how to run recycling programs; assist counties with proper inspection of recyclable materials; provide assistance in marketing materials.

36. ReUse Industries, OH $52,000

ReUse will target four counties in southeast Ohio to conduct an educational campaign designed to increase the public’s knowledge of materials that can be reused instead of being disposed in landfills. ReUse will also coordinate at least one community clean up effort where reusable items will be collected.

37. Santo Domingo Tribe, NM $90,000

The Tribe will develop a Solid Waste Management Program that will identify cleanup, and close illegal dumps; implement recycling; and establish tribal ordinances and fees for service for solid waste management.

38. Southern Windsor-Windham Solid Waste Management District, VT $46,000

This project will review recycling, composting, and waste reduction opportunities in all member towns in the district. The project will also provide public education on solid waste issues through flyers and pamphlets, workshops, media, and public speaking.

39. Tanana Chief’s Conference, AK $170,000

The goal of the project is to improve the operations and maintenance of the 32 villages’ solid waste disposal facilities by providing a training class for operators to enhance their skills, and providing assistance to Village Councils on managing solid waste. Tanana Chiefs will also develop school curriculum on solid waste topics.

40. Trailblazer Resource & Conservation Area, LA $100,000

This project will provide public educational to students and civic groups on reuse and recycling. Trailblazer will establish up to ten recycling centers at local schools.

41. West Central Highlands RC&D Council, ID $20,000

This project will identify economic and operational alternatives to address the solid waste management options for the landfill. At least five options will be evaluated and a plan will be developed that will be supported by local residents and comply with Idaho Department of Environmental Quality regulations.

42. White River Solid Waste Management Board, AR $68,000

The Solid Waste Management Board will provide technical assistance to residents and local officials, in a ten county area, in solid waste management, recycling, composting, and will provide training to operators to improve maintenance and operations of landfills.

43. Windham Solid Waste Management District, VT $98,000

Windham will improve the operation and maintenance of the existing solid waste facilities in the District’s 17 member communities by implementing waste reduction and management programs.

TOTAL $3,644,200

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Bluegrass Regional Recycling Corporation
Michael Mills, Executive Director
5751 Briar Hill Road, Building 138
Lexington, Kentucky 40516-9721
(859) 293-4363
Email:
mills@qx.net

Henry County Solid Waste Management District
Jerry Steen, Coordinator
PO Box 96
Malinta OH 43535
Phone 419-256-7343
Email:
henrycountylitter@bright.net

Jefferson County Commissioners
Diane L. Julio, Director
301 Market Street
Steubenville, Ohio 43952
(740)283-8500

Santo Domingo Tribe
Boyd Nystedt
P.O. Box 99
Santo Domingo, New Mexico 87052
(505) 465-0055
Email:
brnystedt@aol.com

Recycling Marketing Co-op for Tennessee
Charlie Freeman
Executive Director
P.O. Box 190447
Nashville, Tennessee 37219
(615) 519-0175
Email:
ccfreeman@chartertn.net

Southern Windsor-Windham Solid Waste Management District
Mr. Joseph Fromberger
96 Main Street
Springfield, Vermont 05156
(802) 875-3548
Fax (802) 885-1617

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Grantee Amount Funded 2002

Adams-Clermont Solid Waste Management District, OH

$ 70,000

Androscoggin Valley Council Of Governments, ME

$ 104,000

Carroll-Columbia-Harrison SWMD, OH

$ 70,000

Center for Ecological Technology, Inc., MA

$ 99,000

Central Arkansas Planning and Development District

$ 60,000

Central Vermont SWMD

$ 30,000

Costilla County, Colorado

$ 46,000

Delaware, Knox, Marion Morrow SWMD, OH

$ 90,000

Eastern Maine Development Corporation

$ 33,000

Erie County Solid Waste Management District, OH

$ 56,000

Franklin County SWMD, MA

$ 20,000

Hancock County Planning Commission, ME

$ 43,000

Henry County SWMD, OH

$ 14,975

Jefferson County Recycling & Litter, OH

$ 83,000

Kaysinger Basin Regional Planning Commission, MO

$ 60,000

Kennebec Valley COG, ME

$ 45,000

Lake Agassiz Regional Development Corporation, ND

$ 90,000

Land of Sky Regional Council, NC

$ 95,000

Lucas County SWMD, OH

$ 19,000

Mahoning County, OH

$ 74,000

McDonough County, IL

$ 46,000

Meramec Regional Planning Commission, MO

$ 124,000

Montana Rural Water

$ 9,324

Nevada Rural Water Association

$ 90,000

New York Rural Water Assoc.

$ 115,000

Nez Perce Tribe, ID

$ 60,000

North Country Council, Inc., NH

$ 98,000

Northeast Recycling Council, VT

$ 34,000

Northern Maine Development Commission

$ 58,000

Northwest Regional Planning Commission, WI

$ 74,000

Oklahoma State University

$ 76,000

Oregon Association of Water Utilities

$ 93,000

Pennsylvania Cleanways

$ 20,000

Rural Community Assistance Program

$ 850,000

Recycle Hawaii

$ 39,000

Recycling Marketing Cooperative for Tennessee

$ 60,000

ReUse Industries, OH

$ 52,000

Rhode Island Department of Environmental Management

$ 90,000

Southeast Missouri Regional Planning & ED Com.

$ 20,000

Southern ID Regional SWD

$ 50,000

Tanana Chiefs Conference, Inc., AK

$ 170,000

Trailblazer, LA

$ 100,000

White River SWM Board, AR

$ 68,000

Windham SWMD, VT

$ 98,000

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Objectives Eligibility Limitations Purpose Application Requirements

Required Forms Evaluation Procedure Examples


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