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Division of Corporation Finance
Staff No Action, Interpretive and Exemptive Letters
 Subject Categories
Subject Category List of No-Action Letters
Alphabetical List of No-Action Letters
Chronological List of No-Action Letters
Securities Act of 1933
Securities Exchange Act of 1934
| List of No-Action Letters by Subject Category |
Regulation S-K
Item 201
Item 601
Securities Act of 1933
Section 2(a)(1) - Definition of a security
- Liberty National Golf Club, March 29, 2004
- Las Sendas Golf Club, Inc., March 2, 2004
- Pacific Exchange, Inc., December 23, 2003
- The Ticket Reserve, Inc., September 11, 2003
- Olohana Golf Club, Inc., July 31, 2003
- Northwest Physicians Mutual Insurance Company, July 2, 2003
- Millers Mutual Insurance Association, February 20, 2003
- Milwaukee Mutual Insurance Company, January 30, 2003
- Intrawest Corporation, November 8, 2002
- CanAccord Capital Corporation, January 18, 2002
Section 2(a)(3) - Definition of offer or sale of a security
- Peninsular & Oriental Steam Navigation Company, August 30, 2004
- Goldman, Sachs & Co., October 9, 2003
- Kingfisher plc, April 25, 2003
- Marriott Residence Inn II Limited Partnership, May 8, 2002
- Marriott Residence Inn Limited Partnership, February 20, 2002
Section 3(a)(9) - Exemption for exchanges between issuer and existing security holders
- Exxon Mobil Corp., June 28, 2002
- Grupo TMM, S.A. de C.V., June 27, 2002
- Weatherford International, June 25, 2002
- Nabors Industries, Inc., April 30, 2002
Section 3(a)(10) - Exemption for exchanges after a fairness hearing
- Hanover Compressor Company, January 27, 2004
- AngloGold Limited, January 15, 2004
- Sprint Corporation, August 25, 2003
- Constellation Brands, Inc., January 29, 2003
- Gilat Satellite Networks Ltd., December 19, 2002
- Alliance Capital Management Holding L.P. et al., August 1, 2002
- Xyratex PLC, May 29, 2002
Section 3(b) - Rules 262 and 505 Disqualification
- Raymond James Financial Services, Inc., February 17, 2004
- American Express Financial Advisors Inc., February 12, 2004
- Legg Mason Wood Walker, Inc., February 12, 2004
- UBS Financial Services Inc., February 12, 2004
- Wachovia Securities Inc., February 12, 2004
- Linsco/Private Ledger Corp., February 12, 2004
- Credit Suisse First Boston LLC, f/k/a/ Credit Suisse First Boston Corporation, October 31, 2003
- UBS Securities LLC, f/Wa UBSWarburg LLC, October 31, 2003
- U.S. Bancorp Piper Jaffray Inc., October 31, 2003
- Morgan Stanley & Co. Incorporated, October 31, 2003
- Lehman Brothers Inc., October 31, 2003
- Goldman, Sachs & Co., October 31, 2003
- Merrill Lynch, Pierce, Fenner & Smith, Incorporated, October 31, 2003
- Bear, Steams & Co. Inc., October 31, 2003
- Citigroup Global Markets Inc., VWa Salomon Smith Barney Inc., October 31, 2003
- J.P. Morgan Securities Inc., October 31, 2003
- J.P. Morgan Securities Inc., October 8, 2003
- Goldman, Sacbs & Co., September 4, 2003
- UBS PaineWebber, Inc., August 20, 2003
- Deutsche Asset Management, Inc., August 19, 2003
- Prudential Securities Incorporated, July 10, 2003
Section 4(1) - Transactions by a person other than an issuer, underwriter, or dealer
Rule 144 - Resales of restricted securities
- Banc of America Investors, L.P., February 24, 2004
- Sprint Corporation, August 25, 2003
- Physica B.V. and Solvay S.A., April 8, 2003
- M/I Schottenstein Homes, Inc., February 28, 2003
- General Maritime Corp., June 14, 2002
- Intergraph Corp., May 15, 2002
- Gen Probe Inc/Chugai Pharmaceutical Co., Ltd., April 30, 2002
Rule 144A - Resales of restricted securities to qualified institutions
Rule 701 - Exemption for certain employee benefit plans or compensation arrangements
Regulation C - Registration
Rule 411 - Incorporation by reference
Regulation D - Rule 502
Regulation S - Offers and sales made outside the United States
- europrospectus.com limited, April 28, 2004
- Cairo and Alexandria Stock Exchanges, April 16, 2003
- Barcelona Stock Exchange, Bilbao Stock Exchange, Madrid Stock Exchange and Valencia Stock Exchange, March 11, 2003
- Channel Islands Stock Exchange, September 6, 2002
- SWX Swiss Exchange, July 3, 2002
Form S-3
Schedule B- Foreign Government registration statement
- Bolivarian Republic of Venezuela, April 28, 2004
- Financement Quebec, June 24, 2002
- The Republic of Italy, February 4, 2002
- Government of Jamaica, May 22, 2002
- Landwirtschaftliche Rentenbank — Federal Republic of Germany, January 30, 2003
Securities Exchange Act of 1934
Section 12 - Registration requirements for a class of securities
Sections 12(g) and 12(h) - Relief from reporting
- Galey & Lord, Inc., May 10, 2004
- Shelbourne Properties I, Inc., April 29, 2004
- Abetterwayhome Corp., January 30, 2004
- Marengo Bancshares, Inc., November 7, 2003
- Wilmington Trust Company, as Trustee, and AFG Investment Liquidating Trusts, June 18, 2003
- PLM Equipment Growth Fund III, Liquidating Trust, June 9, 2003
- ISE Labs, Inc., June 2, 2003
- Seagate Removable Storage Solutions Holdings, March 7, 2003
- Headstrong Corporation, February 28, 2003
- Wilmington Trust Company et al., February 26, 2003
- DataCard Corporation, October 15, 2002
- Accredited Home Lenders, Inc., July 26, 2002
- Pae Tec Corp., July 16, 2002
- J.P. Morgan Chase & Co and other Affiliates, June 26, 2002
- Cobalt Group Inc., June 25, 2002
- Burnham Pacific Properties, Inc., June 21, 2002
- MWH Global Inc., May 9, 2002
- Nordstrom.com, LLC, February 28, 2002
- InFlowGroup, Inc., February 13, 2002
- SI International, Inc., February 4, 2002
- Unisphere Networks, Inc., January 15, 2002
Rule 12g-3 - Successor issuers
- Bookham Technology plc, September 22, 2004
- Ampco-Pittsburgh Corporation, January 22, 2004
- Hanson PLC, Hanson Building Materials PLC, October 9, 2003
- Adolph Coors Company, August 25, 2003
- Six Continents PLC, March 28, 2003
- Friedman, Billings, Ramsey Group Inc., FBR Asset Investment Corporation, Forest Merger Corporation, March 25, 2003
- Crown, Cork & Seal Company, Inc., February 25, 2003
- AT&T Comcast Corporation, November 18, 2002
- ConocoPhillips, August 23, 2002
- Weatherford International, June 25, 2002
- Nabors Industries, Inc., April 30, 2002
Rule 12h-3 - Suspension of duty to file reports under Section 15(d)
- Kerr-McGee (Nevada) LLC, August 9, 2004
- 3333 Holding Corporation, Centex Development Company, L.P., March 17, 2004
- CoorsTek, Inc., August 14, 2003
- Medialive International, Inc., August 13, 2003
- Royal Precision, Inc., April 9, 2003
- IBM Credit LLC, March 24, 2003
- PayPal, Inc., November 13, 2002
- NOMOS Corporation, November 12, 2002
- Medco Health Solutions, Inc., August 13, 2002
- Neogenesis Pharmaceuticals, Inc., April 1, 2002
- Westfield America, Inc., January 29, 2002
Section 13 - Periodic and other reports
- Fannie Mae, August 20, 2004
- AmeriVision Communications, Inc., June 14, 2004
- Weirton Steel Corporation, March 23, 2004
- Pegasus Aircraft Partners, L.P., February 9, 2004
- Microsoft Corporation, October 15, 2003
- Hawaiian Holdings, Inc., October 1, 2003
- Atchison Casting Corporation, October 7, 2003
- Hauser, Inc., July 17, 2003
- Evolve Software, Inc., July 16, 2003
- Insilco Holding Co., March 18, 2003
- Allstate Life Insurance Company, August 23, 2002
- Laclede Steel Company, July 25, 2002
- Opticon Medical Inc., June 28, 2002
- RBC Centura Banks, Inc., February 26, 2002
- Cambridge Advantaged Properties II Limited Partnership, February 6, 2002
Regulation 13D-G - Beneficial Ownership Reports
- Citigroup Inc., May 27, 2004
- Stichting Pensioenfonds ABP, May 7, 2004
- Centre Solutions Limited, July 25, 2002
- CGNU plc, March 19, 2002
- Deutsche Bank AG, February 14, 2002
Rules 13a-14 and 15d-14 - Certification of disclosure in annual and quarterly reports
- Enstar Income/Growth Program Five-A, L.P., August 7, 2004
- Mitsui & Co., Ltd., August 20, 2003
- Hechinger Liquidation Trust, May 15, 2003
- Merrill Lynch Depositor, Inc., March 28, 2003
- Mitsubishi Motors Credit of America, Inc., March 27, 2003
- Bank of America, N.A., November 13, 2002
Rule 13e-3 - Going Private Transactions
Rule 13e-4 - Issuer Tender Offers
- TXU Corporation, September 13, 2004
- Hines Real Estate Investment Trust, Inc., June 18, 2004
- Scitex Corporation Ltd., June 14, 2004
- PetroKazakhstan Inc., June 10, 2004
- AB Electrolux, May 4, 2004
- CNL Income Properties, Inc. , March 11, 2004
- Lodgian, Inc., April 27, 2004
- General Electric Company and GE Investments, Inc., February 24, 2004
- Martha Stewart Living Omnimedia, Inc., November 7, 2003
- Microsoft Corporation, October 15, 2003
- The Journal Company, July 24, 2003
- Accenture Ltd., January 10, 2003
- Issuer Exchange Offers Conducted for Compensatory Purposes, March 21, 2001
Section 14 - Proxy and tender offer rules
Third-party tender offers
Domestic
Cross-border
- Discount Investment Corporation Ltd., June 14, 2004
- Aventis, June 10, 2004
- UCB S.A., May 19, 2004
- Epicor Software Corporation, May 13, 2004
- SERENA Software, Inc., April 13, 2004
- Alcan, Inc. for Common Shares, ADSs, Bonus Allocation Rights and OCEANEs of Pechiney, October 7, 2003
- BCP Crystal Acquisition GmbH & Co, February 3, 2004
- Zimmer Holdings, Inc., June 19, 2003
- Smith & Nephew Group plc and Smith & Nephew plc, April 24, 2003
- Serono S.A., September 12, 2002
- Koninklijke Ahold N.V., September 10, 2002
- Alliance Capital Management Holding L.P. et al., August 1, 2002
- Saipem SpA, July 29, 2002
- Madison Dearborn Partners, LLC, July 9, 2002
- Panatone Finvest Ltd, May 6, 2002
- RWE Aktiengesellschaft, March 22, 2002
- Southern Cross, March 5, 2002
Section 16 - Directors, officers and principal stockholders
Trust Indenture Act of 1939
Exemptive Orders
United States Bankruptcy Code
Other — Alaska Native Claims Settlement Act
| Alphabetical List of No-Action Letters |
- 3333 Holding Corporation, Centex Development Company, L.P., March 17, 2004
- AB Electrolux, May 4, 2004
- Abetterwayhome Corp., January 30, 2004
- Accenture Ltd., January 10, 2003
- Accredited Home Lenders, Inc., July 26, 2002
- Adolph Coors Company, August 25, 2003
- Agristar Global Networks, Ltd.. (the "Company"), February 9, 2004
- Algoma Steel Inc., December 23, 2002
- Alliance Capital Management Holding L.P. et al., August 1, 2002
- Allstate Life Insurance Company, August 23, 2002
- American Bar Association, January 30, 2004
- American Express Financial Advisors Inc., February 12, 2004
- AmeriVision Communications, Inc., June 14, 2004
- Ampco-Pittsburgh Corporation, January 22, 2004
- AngloGold Limited, January 15, 2004
- Arch Wireless Inc., May 24, 2002
- Arclight Systems, LLC, January 17, 2002
- Armstrong World Industries, Inc., July 16, 2002
- Atchison Casting Corporation, October 7, 2003
- AT&T Comcast Corporation, November 18, 2002
- Aventis, June 10, 2004
- Banc of America Investors, L.P., February 24, 2004
- Bank of America, N.A., November 13, 2002
- Barcelona Stock Exchange, Bilbao Stock Exchange, Madrid Stock Exchange and Valencia Stock Exchange, March 11, 2003
- BCP Crystal Acquisition GmbH & Co, February 3, 2004
- Bolivarian Republic of Venezuela, April 28, 2004
- Bookham Technology plc, September 22, 2004
- Burnham Pacific Properties, Inc., June 21, 2002
- Cadwalader, Wickersham & Taft LLP, October 31, 2003
- Cairo and Alexandria Stock Exchanges, April 16, 2003
- Cambridge Advantaged Properties II Limited Partnership, February 6, 2002
- CanAccord Capital Corporation, January 18, 2002
- CarMax, Inc., December 6, 2002
- Centre Solutions Limited, July 25, 2002
- CGNU plc, March 19, 2002
- Channel Islands Stock Exchange, September 6, 2002
- Citigroup Inc., May 27, 2004
- Cleary, Gottlieb, Steen & Hamilton, October 31, 2003
- CNL Income Properties, Inc. , March 11, 2004
- Cobalt Group Inc., June 25, 2002
- Communicator Inc, September 20, 2002
- ConocoPhillips, August 23, 2002
- Constellation Brands, Inc., January 29, 2003
- Cook Inlet Region, Inc., April 2, 2003
- CoorsTek, Inc., August 14, 2003
- Credit Suisse First Boston, March 18, 2004
- Credit Suisse First Boston LLC, f/k/a/ Credit Suisse First Boston Corporation, October 31, 2003
- Crown, Cork & Seal Company, Inc., February 25, 2003
- DataCard Corporation, October 15, 2002
- Deutsche Bank AG, February 14, 2002
- Discount Investment Corporation Ltd., June 14, 2004
- Enstar Income/Growth Program Five-A, L.P., August 7, 2004
- Epicor Software Corporation, May 13, 2004
- Evolve Software, Inc., July 16, 2003
- europrospectus.com limited, April 28, 2004
- Exxon Mobil Corp., June 28, 2002
- Federal Home Loan Mortgage Corporation, July 12, 2002
- Federal National Mortgage Association, July 12, 2002
- Foley & Lardner, October 31, 2003
- Fried, Franlq Harris, Shriver & Jacobson, October 31, 2003
- Friedman, Billings, Ramsey Group Inc., FBR Asset Investment Corporation, Forest Merger Corporation, March 25, 2003
- Financement Quebec, June 24, 2002
- Galey & Lord, Inc., May 10, 2004
- Gen Probe Inc/Chugai Pharmaceutical Co., Ltd., April 30, 2002
- General Electric Company and GE Investments, Inc., February 24, 2004
- General Maritime Corp., June 14, 2002
- Gilat Satellite Networks Ltd., December 19, 2002
- Goldman, Sachs & Co., October 9, 2003
- Government of Jamaica, May 22, 2002
- Grupo TMM, S.A. de C.V., June 27, 2002
- Hanover Compressor Company, January 27, 2004
- Hanson PLC, Hanson Building Materials PLC, October 9, 2003
- Hauser, Inc., July 17, 2003
- Hawaiian Holdings, Inc., October 1, 2003
- Headstrong Corporation, February 28, 2003
- Hechinger Liquidation Trust, May 15, 2003
- Hines Real Estate Investment Trust, Inc., June 18, 2004
- IBM Credit LLC, March 24, 2003
- InFlowGroup, Inc., February 13, 2002
- Insilco Holding Co., March 18, 2003
- Intergraph Corp., May 15, 2002
- Intrawest Corporation, November 8, 2002
- ISE Labs, Inc., June 2, 2003
- Issuer Exchange Offers Conducted for Compensatory Purposes, March 21, 2001
- J.P. Morgan Chase & Co and other Affiliates, June 26, 2002
- The Journal Company, July 24, 2003
- Kerr-McGee (Nevada) LLC, August 9, 2004
- Kingfisher plc, April 25, 2003
- Kirkland & Ellis, October 31, 2003
- Koninklijke Ahold N.V., September 10, 2002
- Laclede Steel Company, July 25, 2002
- Landwirtschaftliche Rentenbank — Federal Republic of Germany, January 30, 2003
- Las Sendas Golf Club, Inc., March 2, 2004
- Legg Mason Wood Walker, Inc., February 12, 2004
- Liberty National Golf Club, March 29, 2004
- Linsco/Private Ledger Corp., February 12, 2004
- Lodgian, Inc., April 27, 2004
- Madison Dearborn Partners, LLC, July 9, 2002
- Marengo Bancshares, Inc., November 7, 2003
- Marriott Residence Inn Limited Partnership, February 20, 2002
- Marriott Residence Inn II Limited Partnership, May 8, 2002
- Martha Stewart Living Omnimedia, Inc., November 7, 2003
- Medco Health Solutions, Inc., August 13, 2002
- Medialive International, Inc., August 13, 2003
- Merrill Lynch Depositor, Inc., March 28, 2003
- M/I Schottenstein Homes, Inc., February 28, 2003
- Microsoft Corporation, October 15, 2003
- Millers Mutual Insurance Association, February 20, 2003
- Milwaukee Mutual Insurance Company, January 30, 2003
- Mitsubishi Motors Credit of America, Inc., March 27, 2003
- Mitsui & Co., Ltd., August 20, 2003
- Mooney Aerospace Group, Ltd., December 20, 2002
- MWH Global Inc., May 9, 2002
- Nabors Industries, Inc., April 30, 2002
- Nationwide Financial Services, Inc. and Provident Mutual Life Insurance Company, August 9, 2002
- Neogenesis Pharmaceuticals, Inc., April 1, 2002
- NOMOS Corporation, November 12, 2002
- Nordstrom.com, LLC, February 28, 2002
- Northwest Physicians Mutual Insurance Company, July 2, 2003
- Olohana Golf Club, Inc., July 31, 2003
- Opticon Medical Inc., June 28, 2002
- Pacific Exchange, Inc., December 23, 2003
- Pae Tec Corp., July 16, 2002
- Panatone Finvest Ltd, May 6, 2002
- Paul, Weiss, Rifkind, Wharton & Garrison LLP, October 31, 2003
- PayPal, Inc., November 13, 2002
- Pegasus Aircraft Partners, L.P., February 9, 2004
- Peninsular & Oriental Steam Navigation Company, August 30, 2004
- PetroKazakhstan Inc., June 10, 2004
- Physica B.V. and Solvay S.A., April 8, 2003
- PLM Equipment Growth Fund III, Liquidating Trust, June 9, 2003
- Raymond James Financial Services, Inc., February 17, 2004
- RBC Centura Banks, Inc., February 26, 2002
- Republic of Italy, February 4, 2002
- Royal Precision, Inc., April 9, 2003
- RWE Aktiengesellschaft, March 22, 2002
- Fannie Mae, August 20, 2004
- Saipem SpA, July 29, 2002
- Scitex Corporation Ltd., June 14, 2004
- Seagate Removable Storage Solutions Holdings, March 7, 2003
- SERENA Software, Inc., April 13, 2004
- Serono S.A., September 12, 2002
- Shelbourne Properties I, Inc., April 29, 2004
- SI International, Inc., February 4, 2002
- Simpson Thacher & Bartlett LLP, October 31, 2003
- Simpson Thacher & Bartlett, October 8, 2003
- Six Continents PLC, March 28, 2003
- Smith & Nephew Group plc and Smith & Nephew plc, April 24, 2003
- Southern Cross, March 5, 2002
- Sprint Corporation, August 25, 2003
- Stichting Pensioenfonds ABP, May 7, 2004
- Sullivan & Cromwell, LLP, October 31, 2003
- Sullivan & Cromwell, LLP, September 4, 2003
- SWX Swiss Exchange, July 3, 2002
- The Ticket Reserve, Inc., September 11, 2003
- Tuition Account Investment PR, June 26, 2002
- TXU Corporation, September 13, 2004
- Unisphere Networks, Inc., January 15, 2002
- UBS Financial Services Inc., February 12, 2004
- UCB S.A., May 19, 2004
- USG Corporation, April 23, 2002
- Wachovia Securities Inc., February 12, 2004
- Weatherford International, June 25, 2002
- Weirton Steel Corporation, March 23, 2004
- Westfield America, Inc., January 29, 2002
- Wilmer, Cutler & Pickering, October 31, 2003
- Wilmer, Cutler & Pickering, August 20, 2003
- Wilmer, Cutler & Pickering, August 19, 2003
- Wilmer, Cutler & Pickering, July 10, 2003
- Wilmington Trust Company, as Trustee, and AFG Investment Liquidating Trusts, June 18, 2003
- Wilmington Trust Company et al., February 26, 2003
- XL Capital Assurance, Inc., July 23, 2002
- Xyratex PLC, May 29, 2002
- Zimmer Holdings, Inc., June 19, 2003
| Chronological List of No-Action Letters |
- Bookham Technology plc, September 22, 2004
- TXU Corporation, September 13, 2004
- Peninsular & Oriental Steam Navigation Company, August 30, 2004
- Kerr-McGee (Nevada) LLC, August 9, 2004
- Fannie Mae, August 20, 2004
- Enstar Income/Growth Program Five-A, L.P., August 7, 2004
- Hines Real Estate Investment Trust, Inc., June 18, 2004
- Discount Investment Corporation Ltd., June 14, 2004
- Scitex Corporation Ltd., June 14, 2004
- AmeriVision Communications, Inc., June 14, 2004
- PetroKazakhstan Inc., June 10, 2004
- Aventis, June 10, 2004
- Citigroup Inc., May 27, 2004
- UCB S.A., May 19, 2004
- Epicor Software Corporation, May 13, 2004
- Galey & Lord, Inc., May 10, 2004
- Stichting Pensioenfonds ABP, May 7, 2004
- AB Electrolux, May 4, 2004
- europrospectus.com limited, April 28, 2004
- Bolivarian Republic of Venezuela, April 28, 2004
- Shelbourne Properties I, Inc., April 29, 2004
- Lodgian, Inc., April 27, 2004
- SERENA Software, Inc., April 13, 2004
- Liberty National Golf Club, March 29, 2004
- Weirton Steel Corporation, March 23, 2004
- Credit Suisse First Boston, March 18, 2004
- 3333 Holding Corporation, Centex Development Company, L.P., March 17, 2004
- CNL Income Properties, Inc. , March 11, 2004
- Las Sendas Golf Club, Inc., March 2, 2004
- General Electric Company and GE Investments, Inc., February 24, 2004
- Banc of America Investors, L.P., February 24, 2004
- Raymond James Financial Services, Inc., February 17, 2004
- American Express Financial Advisors Inc., February 12, 2004
- Legg Mason Wood Walker, Inc., February 12, 2004
- UBS Financial Services Inc., February 12, 2004
- Wachovia Securities Inc., February 12, 2004
- Linsco/Private Ledger Corp., February 12, 2004
- Pegasus Aircraft Partners, L.P., February 9, 2004
- Agristar Global Networks, Ltd., February 9, 2004
- BCP Crystal Acquisition GmbH & Co, February 3, 2004
- American Bar Association, January 30, 2004
- Abetterwayhome Corp., January 30, 2004
- Hanover Compressor Company, January 27, 2004
- Ampco-Pittsburgh Corporation, January 22, 2004
- AngloGold Limited, January 15, 2004
- Pacific Exchange, Inc., December 23, 2003
- Marengo Bancshares, Inc., November 7, 2003
- Martha Stewart Living Omnimedia, Inc., November 7, 2003
- Credit Suisse First Boston LLC, f/k/a/ Credit Suisse First Boston Corporation, October 31, 2003
- Cleary, Gottlieb, Steen & Hamilton, October 31, 2003
- Foley & Lardner, October 31, 2003
- Kirkland & Ellis, October 31, 2003
- Paul, Weiss, Rifkind, Wharton & Garrison LLP, October 31, 2003
- Sullivan & Cromwell, LLP, October 31, 2003
- Fried, Franlq Harris, Shriver & Jacobson, October 31, 2003
- Cadwalader, Wickersham & Taft LLP, October 31, 2003
- Wilmer, Cutler & Pickering, October 31, 2003
- Simpson Thacher & Bartlett LLP, October 31, 2003
- Microsoft Corporation, October 15, 2003
- Hanson PLC, Hanson Building Materials PLC, October 9, 2003
- Goldman, Sachs & Co., October 9, 2003
- Simpson Thacher & Bartlett, October 8, 2003
- Atchison Casting Corporation, October 7, 2003
- Hawaiian Holdings, Inc., October 1, 2003
- The Ticket Reserve, Inc., September 11, 2003
- Sullivan & Cromwell, LLP, September 4, 2003
- Adolph Coors Company, August 25, 2003
- Sprint Corporation, August 25, 2003
- Wilmer, Cutler & Pickering, August 20, 2003
- Wilmer, Cutler & Pickering, August 19, 2003
- Mitsui & Co., Ltd., August 20, 2003
- CoorsTek, Inc., August 14, 2003
- Medialive International, Inc., August 13, 2003
- Olohana Golf Club, Inc., July 31, 2003
- The Journal Company, July 24, 2003
- Hauser, Inc., July 17, 2003
- Evolve Software, Inc., July 16, 2003
- Wilmer, Cutler & Pickering, July 10, 2003
- Northwest Physicians Mutual Insurance Company, July 2, 2003
- Zimmer Holdings, Inc., June 19, 2003
- Wilmington Trust Company, as Trustee, and AFG Investment Liquidating Trusts, June 18, 2003
- PLM Equipment Growth Fund III, Liquidating Trust, June 9, 2003
- ISE Labs, Inc., June 2, 2003
- Hechinger Liquidation Trust, May 15, 2003
- Kingfisher plc, April 25, 2003
- Smith & Nephew Group plc and Smith & Nephew plc, April 24, 2003
- Cairo and Alexandria Stock Exchanges, April 16, 2003
- Royal Precision, Inc., April 9, 2003
- Physica B.V. and Solvay S.A., April 8, 2003
- Cook Inlet Region, Inc., April 2, 2003
- Six Continents PLC, March 28, 2003
- Merrill Lynch Depositor, Inc., March 28, 2003
- Mitsubishi Motors Credit of America, Inc., March 27, 2003
- IBM Credit LLC, March 24, 2003
- Friedman, Billings, Ramsey Group Inc., FBR Asset Investment Corporation, Forest Merger Corporation, March 25, 2003
- Insilco Holding Co., March 18, 2003
- Barcelona Stock Exchange, Bilbao Stock Exchange, Madrid Stock Exchange and Valencia Stock Exchange, March 11, 2003
- Seagate Removable Storage Solutions Holdings, March 7, 2003
- Headstrong Corporation, February 28, 2003
- M/I Schottenstein Homes, Inc., February 28, 2003
- Wilmington Trust Company et al., February 26, 2003
- Crown, Cork & Seal Company, Inc., February 25, 2003
- Millers Mutual Insurance Association, February 20, 2003
- Landwirtschaftliche Rentenbank — Federal Republic of Germany, January 30, 2003
- Milwaukee Mutual Insurance Company, January 30, 2003
- Constellation Brands, Inc., January 29, 2003
- Accenture Ltd., January 10, 2003
- Algoma Steel Inc., December 23, 2002
- Mooney Aerospace Group, Ltd., December 20, 2002
- Gilat Satellite Networks Ltd., December 19, 2002
- CarMax, Inc., December 6, 2002
- AT&T Comcast Corporation, November 18, 2002
- Bank of America, N.A., November 13, 2002
- PayPal, Inc., November 13, 2002
- NOMOS Corporation, November 12, 2002
- Intrawest Corporation, November 8, 2002
- DataCard Corporation, October 15, 2002
- Communicator Inc, September 20, 2002
- Serono S.A., September 12, 2002
- Koninklijke Ahold N.V., September 10, 2002
- Channel Islands Stock Exchange, September 6, 2002
- Allstate Life Insurance Company, August 23, 2002
- ConocoPhillips, August 23, 2002
- Medco Health Solutions, Inc., August 13, 2002
- Nationwide Financial Services, Inc. and Provident Mutual Life Insurance Company, August 9, 2002
- Alliance Capital Management Holding L.P. et al., August 1, 2002
- Saipem SpA, July 29, 2002
- Accredited Home Lenders, Inc., July 26, 2002
- Laclede Steel Company, July 25, 2002
- Centre Solutions Limited, July 25, 2002
- XL Capital Assurance, Inc., July 23, 2002
- Armstrong World Industries, Inc., July 16, 2002
- Pae Tec Corp., July 16, 2002
- Federal Home Loan Mortgage Corporation, July 12, 2002
- Federal National Mortgage Association, July 12, 2002
- Madison Dearborn Partners, LLC, July 9, 2002
- SWX Swiss Exchange, July 3, 2002
- Exxon Mobil Corp., June 28, 2002
- Opticon Medical Inc., June 28, 2002
- Grupo TMM, S.A. de C.V., June 27, 2002
- J.P. Morgan Chase & Co and other Affiliates, June 26, 2002
- Tuition Account Investment PR, June 26, 2002
- Cobalt Group Inc., June 25, 2002
- Weatherford International, June 25, 2002
- Financement Quebec, June 24, 2002
- Burnham Pacific Properties, Inc., June 21, 2002
- General Maritime Corp., June 14, 2002
- Xyratex PLC, May 29, 2002
- Arch Wireless Inc., May 24, 2002
- Government of Jamaica, May 22, 2002
- Intergraph Corp., May 15, 2002
- MWH Global Inc., May 9, 2002
- Marriott Residence Inn II Limited Partnership, May 8, 2002
- Panatone Finvest Ltd, May 6, 2002
- Gen Probe Inc/Chugai Pharmaceutical Co., Ltd., April 30, 2002
- Nabors Industries, Inc., April 30, 2002
- USG Corporation, April 23, 2002
- Neogenesis Pharmaceuticals, Inc., April 1, 2002
- RWE Aktiengesellschaft, March 22, 2002
- CGNU plc, March 19, 2002
- Southern Cross, March 5, 2002
- Nordstrom.com, LLC, February 28, 2002
- RBC Centura Banks, Inc., February 26, 2002
- Marriott Residence Inn Limited Partnership, February 20, 2002
- Deutsche Bank AG, February 14, 2002
- InFlowGroup, Inc., February 13, 2002
- Cambridge Advantaged Properties II Limited Partnership, February 6, 2002
- Republic of Italy, February 4, 2002
- SI International, Inc., February 4, 2002
- Westfield America, Inc., January 29, 2002
- CanAccord Capital Corporation, January 18, 2002
- Arclight Systems, LLC, January 17, 2002
- Unisphere Networks, Inc., January 15, 2002
- Issuer Exchange Offers Conducted for Compensatory Purposes, March 21, 2001
http://www.sec.gov/divisions/corpfin/cf-noaction.htm
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