Department of Health & Human Services
Administration for Children and Families
Federal Agency Contact Name: |
Administration for Children and Families, Family and Youth Services Bureau |
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Funding Opportunity Title: |
Mentoring Children of Prisoners |
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Announcement Type: |
Competitive Grant-Initial |
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Funding Opportunity Number: |
HHS-2004-ACF-ACYF-CU-0001 |
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CFDA Number: |
93.616 |
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Dates: |
April 23, 2004 |
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Research has found that long term physical absence of a parent has profound effects on child development. Children of incarcerated parents are seven times more likely to become involved in the juvenile and adult criminal justice systems. Parental arrest and confinement often lead to stress, trauma, stigmatization, and separation problems which may be compounded by existing poverty, violence, substance abuse, high-crime environments, child abuse and neglect, multiple caregivers, and/or prior separations. These children are more likely to develop attachment disorders and often exhibit broad varieties of behavioral, emotional, health, and educational problems. Many children of incarcerated parents are angry and lash out at others leading to confrontations with law enforcement. Lacking the support of families, schools, and other community institutions, they often do not develop values and social skills leading to the formation of successful relationships. |
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Between 1991 and 1999, the number of children with a parent in a Federal or state correctional facility increased by more than 100 percent, from approximately 900,000 to approximately 2,000,000. Like their parents, children of criminal offenders reflect the racial differences of the incarcerated populations. Seven percent of African American children have an incarcerated parent; almost three percent of Hispanic children have an incarcerated parent, while less than one percent of white children have an incarcerated parent. |
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According to the 2001
national data from the Bureau of Justice Statistics, 3.5 million parents
were supervised by the correctional system. Prior to incarceration, 64
percent of female prisoners and 44 percent of male prisoners in state
facilities lived with their children. During incarceration nearly 90
percent of children of incarcerated fathers lived with their mothers
and 79 percent of children of incarcerated mothers lived with a grandparent
or other relative. Although research has indicated that parents and children
should visit one another, less than 50 percent of prisoners receive visits
from their children. In a number of cases, the caregiver may not allow the
child to visit the inmate and prisons are often located far away from the
urban areas where most children of prisoners live. According to the Bureau
of Prisons, there is evidence to suggest that inmates who are connected to
their children and families are more likely to avoid negative incidents
and have reduced sentences. |
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Mentors are recruited from a variety
of sources including congregations, religious non-profit organizations, community-based
organizations, service organizations, Senior Corps, and the business community. Research
has shown that the health and productivity of mentors is enhanced by their connection to
a child in need. |
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It has been demonstrated
that mentoring is a potent force for improving youth outcomes. Mentoring increases
the likelihood of regular school attendance and academic achievement. It also
decreases the chances of engaging in self-destructive or violent behavior. A
trusting relationship with a caring adult will provide stability and often have
a profound, life-changing effect on the child. Mentoring provides the
incarcerated parent with the assurance that somebody is there to look after
the best interests of their child. |
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Research confirms the societal
benefits of mentoring efforts with children. Specifically, data indicates that mentoring
programs have reduced first time drug use by almost 50 percent and first-time alcohol
use by 33 percent. Also, caregiver and peer relationships are shown to improve.
In addition, mentored youth displayed greater confidence in their schoolwork and
improved their academic performance. |
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Parents, incarcerated
parents, caretakers, schools, courts, social service organizations, or
congregations will identify children in need of a mentor and initiate the
referral to a mentoring organization. The mentoring organization will facilitate
and monitor the match by allowing parents and other stakeholders opportunities to
provide feedback on the match. The mentoring organization will develop and
distribute status reports to appropriate interested parties. |
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Mentors are not meant to
be “replacement parents.” In situations where incarcerated parents were actively
engaged in the mentoring process, through visits, phone conversations or letters,
reunification is a natural process with realistic expectations. Mentors can help
facilitate a smooth reentry by helping parents reconnect with their child and are
often invited to continue to be a supportive resource well after the return of the parent. |
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For over 30 years, the Family and
Youth Services Bureau (FYSB) within the Administration for Children and Families (ACF)
has provided grants at the local level to Community and Faith-based organizations serving
a population of vulnerable youth, including runaway, homeless, and street youth. |
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Mentoring: A structured, managed program in which children are appropriately matched with screened and trained adult volunteers for one-to-one relationships. This involves meetings and activities on a regular basis between the mentors and children to support a child’s need for a caring and supportive adult in his life. |
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Prisoner: Adult who is incarcerated in a Federal or state correctional facility or is being held in a local facility but is remanded to the custody of the state department of corrections or federal correctional system. |
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Caretaker: The parent or legal guardian charged with the responsibility of caring for a child while the parent is incarcerated. |
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Mentoring Organization: The Community or Faith-based organization that coordinates local entities participating in the provision of mentoring services and the mentoring support network. Mentoring organizations will be responsible for the application and performance of the grant. They also will be responsible for providing the cash or in-kind contribution. |
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Mentoring Services: Those services and activities that support a structured, managed program of mentoring, including the management by trained personnel of outreach to and screening of eligible children; outreach to, education, and training of and liaison with sponsoring local organizations; screening and training of adult volunteers; matching of children with suitable adult volunteer mentors; support and oversight of the mentoring relationship; and establishment of goals and evaluation of outcomes for mentored children. |
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a) Projects funded under this program must do the following things. |
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II. Award Information Funding Instrument Type: Grant Anticipated total Priority Area Funding: $50,000,000 Anticipated Number of Awards: 150 - 200 Ceiling on amount of individual Awards: $ 5,000,000 Floor of Individual Award Amounts: none Average projected Award Amount: $100,000 to $1,000,000 Funds are pending appropriation action by the Congress. Project Periods for Awards: 36 month project periods with 12 month budget periods |
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III. Eligibility Information
County governments, City or township governments, Special district governments, Independent school districts, State controlled institutions of higher education, Native American tribal governments(Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Non-profits having a 501(C)3 status, and Non-profits that do not have 501 (C)3 status.
Applicants are cautioned that the ceiling for individual awards is $5,000,000. Applications exceeding the $5,000,000 threshold will be returned without review. Applications that fail to include the required amount of cost-sharing will be considered non-responsive and will not be eligible for funding under this announcement.
For the first and second years of the grant, Federal funds will pay 75 percent of the total project budget and grantees must pay at least 25 percent of the total project budget (Federal and Non-Federal = Total Project Budget). In the third year of the grant, the grantee must account for at least 50 percent of the total project budget. The total approved cost of the project is the sum of the Federal share and the non-Federal share. If the total project cost is $200,000, then the applicant must demonstrate a commitment of at least a $50,000 match and request funding of $150,000 from the Federal government. The Federal share may be matched by cash or in-kind contributions, although applicants are encouraged to meet their requirement through cash contributions. In determining the amount of the non-Federal share, the fair market value will be attributed to goods, services (excluding mentoring time and services) and facilities contributed from non-Federal sources. Mentoring time and services are not allowable as in-kind costs. Grantees will be held accountable for commitments of non-Federal resources even if they are over the amount of the required match. The failure to provide the amount required will result in disallowance of Federal share. Applications that fail to include the required amount of cost-sharing will be considered non-responsive and will not be eligible for funding under this announcement.
On June 27, 2003, the Office of Management and Budget published in the Federal Register a new Federal policy applicable to all Federal grant applicants. The policy requires all Federal grant applicants to provide a Dun and Bradstreet Data Universal Numbering System (DUNS) number when applying for Federal grants or cooperative agreements on or after October 1, 2003. The DUNS number will be required whether an applicant is submitting a paper application or using the government-wide electronic portal (http://www.Grants.gov). A DUNS number will be required for every application for a new award or renewal/continuation of an award, including applications or plans under formula, entitlement and block grant programs, submitted on or after October 1, 2003. Please ensure that your organization has a DUNS number. You may acquire a DUNS number at no cost by calling the dedicated toll-free DUNS number request line on 1-866-705-5711 or you may request a number on-line at http://www.dnb.com. Applications exceeding the $5,000,000 threshold will be returned without review. Applications that fail to include the required amount of cost-sharing will be considered non-responsive and will not be eligible for funding under this announcement. |
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To be eligible for funding, a project must propose mentoring programs and activities to serve the children of prisoners in areas with a comparative severity of need for mentoring services, taking into consideration data on the numbers of children (particularly of low-income children) with an incarcerated parent (or parents/family) from the service delivery area. Applicants are cautioned that the ceiling for individual awards is $5,000,000. |
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IV. Application and Submission Information |
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ACYF Operations, The Dixon Group, ATTN: Sylvia Johnson, 118 Q Street, NE Washington, DC 20002-2132 Telephone: (866) 796-1591. E-mail address: FYSB@dixongroup.com |
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An original and two copies of the complete application are required. The original and 2 copies must include all required forms, certifications, assurances, and appendices, be signed by an authorized representative, have original signatures, and be submitted unbound. Applicants have the option of omitting from the application copies (not the original) specific salary rates or amounts for individuals specified in the application budget. |
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You may submit your application to us either in electronic or paper format. To submit an application electronically, please use the http://www.Grants.gov apply site. If you use Grants.Gov you will be able to download a copy of the application package, complete it off-line, and then upload and submit the application via the Grants.gov site. You may not e-mail an electronic copy of a grant application to us.
Please note the following if you plan to submit your application electronically via Grants. Gov.
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Each application must be submitted in accordance with the guidance provided below. a) The application must be signed by an individual authorized to act for the applicant agency and to assume responsibility for the obligations imposed by terms and conditions of the grant award. b) If more than one agency is involved in submitting a single application, one entity must be identified as the applicant organization that will have legal responsibility for the grant. |
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The project description should include all the information requirements described in the specific evaluation criteria outlined in the program announcement under Part V. In addition to the project description, the applicant needs to complete all the standard forms required for making applications for awards under this announcement. Applicants requesting financial assistance for non-construction projects must file the Standard Form 424B, "Assurances: Non-Construction Programs." Applicants must sign and return the Standard Form 424B with their applications. Applicants must provide a certification regarding lobbying when applying for an award in excess of $100,000. Applicants must sign and return the certification with their applications. Applicants must disclose lobbying activities on the Standard Form LLL when applying for an award in excess of $100,000. Applicants who have used non-Federal funds for lobbying activities in connection with receiving assistance under this announcement shall complete a disclosure form, if applicable, with their applications. The forms (Forms 424, 424A-B; and Certifications may be found at: http://www.acf.hhs.gov/programs/ofs/forms.htm . Fill out Standard Forms 424 and 424A and the associated certifications and assurances based on the instructions on the forms. Private, non-profit organizations are encouraged to submit with their applications the survey located under “Grant Related Documents and Forms” titled “Survey for Private, Non-Profit Grant Applicants.” The forms are located on the web at http://www.acf.hhs.gov/programs/ofs/forms.htm . |
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Provide a one page (or less) summary of the project description with reference to the funding request. |
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Describe the project clearly in 30 pages or less (not counting supplemental documentation, letters of support or agreements) using the following outline and guidelines. Applicants are required to submit a Full Project Description and must prepare the project description statement in accordance with the following instructions. The pages of the project description must be numbered and are limited to 30 typed pages starting on page 1 of “Objectives and Need of Assistance”. The description must be doubled-spaced, printed on only one side, with at least ½ inch margins. Pages over the limit will be removed from the competition and will not be reviewed. It is in the applicant’s best interest to ensure that the project description is easy to read, logically developed in accordance with the evaluation criteria and adheres to page limitations. In addition, applicants should be mindful of the importance of preparing and submitting applications using language, terms, concepts and descriptions that are generally known by both the targeted youth and the broader youth services field. The maximum number of pages for supplemental documentation is 10 pages. The supplemental documentation, subject to the 10-page limit, must be numbered and might include brief resumes, position descriptions, proof of non-profit status (if applicable), news clippings, press releases, etc. Supplemental documentation over the 10-page limit will not be reviewed. Applicants must include letters of support or agreement, if appropriate or applicable, in reference to the project description. Letters of support are not counted as part of the 30-page project description limit or the 10-page supplemental documentation limit. (Note: Applicable agreements are those between grantees and sub-grantees or sub-contractors or other cooperating entities which support or complement the provision of mandated services to children of prisoners.) |
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Application Assurances: In addition to the standard assurances of safety, applicants must provide the following assurances:
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Deadline: Mailed applications shall be considered as meeting an announced deadline if they are postmarked on or before April 23, 2004, or sent on or before the deadline date and received by ACF in time for the independent review. Applications must be mailed to the following address:
Applicants must ensure that a legibly dated U.S. Postal Service postmark or a legibly dated, machine produced postmark of a commercial mail service is affixed to the envelope/package containing the application (s). To be acceptable as proof of a timely mailing, a postmark from a commercial mail service must include the logo/emblem of the commercial mail service company and must reflect the date the package was received by the commercial mail service company from the applicant. Private Metered postmarks shall not be acceptable as proof of timely mailing. Applicants are cautioned that express/overnight mail services do not always deliver as agreed. Applications hand-carried by applicants, applicant couriers, or by other representatives of the applicant shall be considered as meeting an announced deadline if they are received on or before the deadline date, between the hours of 8:00 a.m. and 4:30 p.m., EST, at ACYF Operations, The Dixon Group, ATTN: Sylvia Johnson , 118 Q Street, NE, Washington, DC 20002-2132, between Monday and Friday (excluding Federal holidays). This address must appear on the envelope/package containing the application with the note "ATTN: Sylvia Johnson”. Applicants are cautioned that express/overnight mail services do not always deliver as agreed. Late applications: Applications which do not meet the criteria above are considered late applications. ACF shall notify each late applicant that its application will not be considered in the current competition. Extension of deadlines: ACF may extend application deadlines when circumstances such as acts of God (floods, hurricanes, etc.) occur, or when there are widespread disruptions of mails service. Determinations to extend or waive deadline requirements rest with the Chief Grants Management Officer. |
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All States and Territories except Alabama, Alaska, Arizona, Colorado, Connecticut, Hawaii, Idaho, Indiana, Kansas, Louisiana, Massachusetts, Minnesota, Montana, Nebraska, New Jersey, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Tennessee, Vermont, Virginia, Washington and Wyoming have elected to participate in the Executive Order process and have established Single Point of Contacts (SPOCs). Applicants from these twenty-five jurisdictions need take no action regarding Executive Order 12372. Although the jurisdictions listed above no longer participate in the process, entities which have met the eligibility requirements of the program are still eligible to apply for a grant even if a State, Territory, Commonwealth, etc. does not have a SPOC. All remaining jurisdictions participate in the Executive Order process and have established SPOCs. Applicants from participating jurisdictions should contact their SPOCs as soon as possible to alert them about the prospective applications and receive instructions. Applicants must submit any required material to the SPOCs as soon as possible so that the program office can obtain and review SPOC comments as part of the award process. The applicant must submit all required materials, if any, to the SPOC and indicate the date of this submittal (or the date of contact if no submittal is required) on the Standard Form 424, item 16a. Under 45 CFR 100.8(a)(2), a SPOC has 60 days from the application deadline to comment on proposed new or competing continuation awards. SPOCs are encouraged to eliminate the submission of routine endorsements as official recommendations. Additionally, SPOCs are requested to clearly differentiate between mere advisory comments and those official State process recommendations which may trigger the "accommodate or explain" rule. Comments should be submitted directly to Department of Health and Human Services, Administration for Children and Families, Office of Grants Management, Division of Discretionary Grants, 370 L’Enfant Promenade, SW, Washington D.C., 20447. A list of the Single Points of Contact for each State and Territory is included with the application materials for this announcement. |
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Applicants are cautioned that the ceiling for individual awards is $5,000,000. Applications exceeding the $5,000,000 threshold will be returned without review. |
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For Hand Delivery: Applicant must provide an original application with all attachments, signed by an authorized representative and two copies. The Application must be received at the address below by 4:30 PM Eastern Standard Time on or before the closing date. Applications that are hand delivered will be accepted between the hours of 8 a.m. to 4:30 p.m., Monday through Friday. Applications may be delivered to: ACYF Operations, The Dixon Group, ATTN: Sylvia Johnson, 118 Q Street, NE, Washington, DC 20002-2132. It is strongly recommended that applicants obtain documentation that the application was hand delivered on or before the closing date. Applicants are cautioned that express/overnight mail services do not always deliver as agreed. |
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V. Application Review Information 1. Criteria Instructions: ACF Uniform Project Description (UPD) The following are instructions and guidelines on how to prepare the “project summary/abstract” and “Full Project Description” sections of the application. Under the evaluation criteria section, note that each criterion is preceded by the generic evaluation requirement under the ACF Uniform Project Description (UPD). The UPD was approved by the Office of Management and Budget (OMB), Control Number 0970-0139, expiration date 03/31/04. The generic UPD requirement is followed by the evaluation criterion specific to the Promoting Safe and Stable Families Act.
Clearly identify the physical, economic, social, financial, institutional, and/or other problem(s) requiring a solution. The need for assistance must be demonstrated and the principal and subordinate objectives of the project must be clearly stated; supporting documentation, such as letters of support and testimonials from concerned interests other than the applicant, may be included. Any relevant data based on planning studies should be included or referred to in the endnotes/footnotes. Incorporate demographic data and participant/beneficiary information, as needed. In developing the project description, the applicant may volunteer or be requested to provide information on the total range of projects currently being conducted and supported (or to be initiated), some of which may be outside the scope of the program announcement. |
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Identify the results and benefits to be derived. For example, when applying for a grant to serve children of incarcerated parents, describe who will receive services, where and how the services will be provided, and how the services will benefit the youth, their families and the community. |
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Outline a plan of action that describes the scope and detail of how the proposed work will be accomplished. Account for all functions or activities identified in the application. Cite factors that might accelerate or decelerate the work and state your reason for taking the proposed approach rather than others. Describe any unusual features of the project such as design or technological innovations, reductions in cost or time, or extraordinary social and community involvement. Provide quarterly reports of accomplishments achieved for each function or activity such as the number of people served and the number of activities achieved. When activity or function cannot quantify accomplishments, list them in chronological order to show the schedule of accomplishments and their target dates. If any data is to be collected, maintained, and/or disseminated, clearance may be required from the U.S. Office of Management and Budget (OMB). This clearance pertains to any collection of information that is conducted or sponsored by ACF. List organizations, cooperating entities, consultants, or other key individuals who will work on the project along with a short description of the nature of their effort or contribution. |
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Provide a biographical sketch for each key person appointed and a job description for each vacant key position. A biographical sketch will also be required for new key staff as appointed. Provide information on the applicant organization(s) and cooperating partners such as organizational charts, financial statements, audit reports or statements from CPAs/Licensed Public Accountants, Employer Identification Numbers, names of bond carriers, contact persons and telephone numbers, child care licenses and other documentation of professional accreditation, information on compliance with Federal/State/local government standards, documentation of experience in the program area, and other pertinent information. Any nonprofit organization submitting an application must submit proof of its application at the time of submission. The nonprofit agency can accomplish this by providing a copy of the applicant’s listing in the Internal Revenue Service’s (IRS) most recent list of tax-exempt organizations described in Section 501(C)(3) of the IRS code, or by providing a copy of the articles of incorporation bearing the seal of the State in which the corporation or association is domiciled. |
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Provide line item detail and detailed calculations for each budget object class identified on the Budget Information form. Detailed calculations must include estimation methods, quantities, unit costs, and other similar quantitative detail sufficient for the calculation to be duplicated. The detailed budget must also include a breakout by the funding sources identified in Block 15 of the SF-424. Provide a narrative budget justification that describes how the categorical costs are derived. Discuss the necessity, reasonableness, and allocability of the proposed costs.
General
Personnel
Fringe Benefits
Equipment
Supplies
Contractual
Indirect Charges
Program Income
Non-Federal Resources
Total Direct Charges, Total Indirect Charges, Total Project Costs
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Assurance of Non-Construction |
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Application review panels will assign a score to each application, identifying its strengths and weaknesses. Central office staff will conduct administrative reviews of those applications within funding range. After all reviews have been completed, FYSB staff will recommend the application for funding to the Commissioner, ACYF. The Commissioner will make the final selection of the applications to be funded. Please note that here will be a 5 percent set aside specifically for tribes and tribal consortia. |
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VI. Award Administration Information
Organizations whose applications will not be funded will be notified in writing by the Administration on Children, Youth and Families.
All grantees are required to submit quarterly program reports; grantees are also required to submit semi-annual expenditure reports using the required financial standard form (SF-269) which is located on the Internet at: http://forms.psc.gov/forms/sf/SF-269.pdf. A suggested format for the program report will be sent to all grantees after the awards are made. |
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VII. Agency Contacts Program Office Contact: |
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Linda V. Barnett |
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Grants Management Office Contact:
Sylvia Johnson, General:
The Dixon Group |
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VIII. Other Information Additional information about this program and its purpose can be located on the following websites:
www.ncfy.com
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