|
|
 |
BSE Rulemaking
We encourage the public to submit comments on the following Boston Stock Exchange, Inc. (BSE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
 Chronological List
File Number List
| Release No. |
Date |
Details |
SR-BSE-2004-14 |
| 34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
4-429 |
| 34-50561 |
Oct. 19, 2004 |
Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size
|
SR-BSE-2004-49 |
| 34-50520 |
Oct. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Specialist Performance Evaluation Program Pilot
Comments due: November 9, 2004
Click to submit comments on SR-BSE-2004-49
|
SR-BSE-2004-36 |
| 34-50431 |
Sep. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Allocation of Certain Orders Under the Rules of the Boston Options Exchange Facility
Comments due: October 21, 2004
Click to submit comments on SR-BSE-2004-36
|
SR-BSE-2004-41 |
| 34-50322 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Newly Listed Classes and New Market Maker Positions in Currently Listed Classes on the Boston Options Exchange Facility
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-BSE-2004-41 |
SR-BSE-2004-38 |
| 34-50302 |
Sep. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Market Makers on the Boston Options Exchange Facility
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-BSE-2004-38 |
SR-BSE-2004-25 |
| 34-50287 |
Aug. 27, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to its Specialist Performance Evaluation Program
Comments due: September 24, 2004.
Click to submit comments on SR-BSE-2004-25 |
SR-BSE-2004-37 |
| 34-50220 |
Aug. 19, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Its Clean Cross Rule to the Trading of Exchange-Listed Securities
Comments due: September 16, 2004.
Click to submit comments on SR-BSE-2004-37 |
4-429 |
| 34-50211 |
Aug. 18, 2004 |
Notice of Filing of Amendment No. 13 To The Options Intermarket Linkage Plan
Comments due: September 14, 2004.
Click to submit comments on 4-429
|
SR-BSE-2004-35 |
| 34-50193 |
Aug. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Requirement that Certain Market Makers on the Boston Options Exchange Facility With No Public Accounts and Who Do Not Solicit Public Accounts, Maintain Certain Information Barriers
Comments due: September 10, 2004.
Click to submit comments on SR-BSE-2004-35 |
SR-BSE-2004-28 |
| 34-50163 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Trading Rules Regarding Market Opening Procedures
Comments due: September 3, 2004.
Click to submit comments on SR-BSE-2004-28 |
SR-BSE-2003-09 |
| 34-50154 |
Aug. 5, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities |
SR-BSE-2004-32 |
| 34-50124 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of the Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 27, 2004.
Click to submit comments on SR-BSE-2004-32 |
SR-BSE-2004-30 |
| 34-50083 |
Jul. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow for the Pricing of the Options Leg(s) of Stock-Option Orders in Penny Increments
Comments due: August 23, 2004.
Click to submit comments on SR-BSE-2004-30 |
SR-BSE-2004-17 |
| 34-49964 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004.
Click to submit comments on SR-BSE-2004-17 |
SR-BSE-2004-23 |
| 34-49955 |
Jul. 1, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Chapter XXVII, Section 10 of the Rules of the Board of Governors By Adding Requirements Concerning Corporate Governance Standards of Exchange-Listed Companies
Comments due: July 30, 2004.
Click to submit comments on SR-BSE-2004-23 |
SR-BSE-2004-19 |
| 34-49869 |
Jun. 15, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Boston Stock Exchange, Inc. for the Extension of a Pilot Program Limiting Liability for Trade-Throughs at the End of the Trading Day
Comments due: July 15, 2004.
Click to submit comments on SR-BSE-2004-19 |
SR-BSE-2004-16 |
| 34-49850 |
Jun. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to its Boston Options Exchange Trading Rules
Comments due: July 9, 2004.
Click to submit comments on SR-BSE-2004-16 |
SR-BSE-2004-15 |
| 34-49886 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004.
Click to submit comments on SR-BSE-2004-15 |
SR-BSE-2004-21 |
| 34-49820 |
Jun. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Regulation By-Laws
Comments due: July 8, 2004.
Click to submit comments on SR-BSE-2004-21 |
SR-BSE-2004-22 |
| 34-49806 |
Jun. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004.
Click to submit comments on SR-BSE-2004-22 |
SR-BSE-2004-20 |
| 34-49742 |
May 19, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to its Boston Options Exchange Trading Rules
Comments due: June 17, 2004.
Click to submit comments on SR-BSE-2004-20 |
SR-BSE-2004-12 |
| 34-49525 |
Apr. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Retroactively Apply and Extend its Specialist Evaluation Program Pilot
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-BSE-2004-12
|
SR-BSE-2004-11 |
| 34-49626 |
Apr. 28, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Interpretation of ITS Trade-Throughs and Locked Markets
Comments due: May 26, 2004.
Click to submit comments on SR-BSE-2004-11 |
SR-BSE-2004-10 |
| 34-49611 |
Apr. 23, 2004 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: April 21, 2004
|
SR-BSE-2004-10 |
| 34-49434 |
Mar. 17, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Amendment of its Constitution to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: April 14, 2004.
Click to submit comments on SR-BSE-2004-10 |
SR-BSE-2003-22 |
| 34-48914 |
Dec. 12, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc. To Establish a General Revenue Sharing Program for Member Firms
Comments received are available for this notice. |
SR-BSE-2003-19 |
| 34-49067 |
Jan. 14, 2004 |
Order Granting Approval to Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC |
SR-BSE-2003-19 |
| 34-48650 |
Oct. 17, 2003 |
Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
Comments received electronically are available for this notice. |
SR-BSE-2003-17 |
| 34-49066 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change Establishing Fees for the Boston Options Exchange Facility and Approving the Portion of the Proposed Rule Change Relating to Linkage Fees on a Pilot Basis until January 31, 2004 |
SR-BSE-2003-17 |
| 34-48787 |
Nov. 14, 2003 |
Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Fees for the Proposed Boston Options Exchange Facility |
SR-BSE-2003-16 |
| 34-48733 |
Oct. 31, 2003 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to Shareholder Approval of Equity Compensation Plans |
SR-BSE-2003-09 |
| 34-49771 |
May 25, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto by the Boston Stock Exchange, Inc. Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
Comments due: June 28, 2004.
Click to submit comments on SR-BSE-2003-09 |
SR-BSE-2003-04 |
| 34-49065 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 to Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Creation of the Boston Options Exchange Regulation, LLC
Comments received electronically are available for this notice. |
SR-BSE-2002-15 |
| 34-49068 |
Jan. 13, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 3 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility |
SR-BSE-2002-15 |
| 34-48355 |
Aug. 15, 2003 |
Notice of Filing of Amendment No. 3 to the Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility
See also: Release No. 34-47186
Comments received electronically are available for this notice.
Additional Materials:
|
SR-BSE-2002-15 |
| 34-47186 |
Jan. 14, 2003 |
Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility
Comments received electronically are available for this notice. |
SR-BSE-2001-08 |
| 34-45791 |
Apr. 19, 2002 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Boston Stock Exchange, Inc. Relating to Competing Specialists and the Execution of Directed Agency Orders |
| Release No. |
Date |
Details |
4-429 |
| 34-50561 |
Oct. 19, 2004 |
Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size
|
| 34-50211 |
Aug. 18, 2004 |
Notice of Filing of Amendment No. 13 To The Options Intermarket Linkage Plan
Comments due: September 14, 2004.
Click to submit comments on 4-429
|
SR-BSE-2004-49 |
| 34-50520 |
Oct. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Specialist Performance Evaluation Program Pilot
Comments due: November 9, 2004
Click to submit comments on SR-BSE-2004-49
|
SR-BSE-2004-41 |
| 34-50322 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Newly Listed Classes and New Market Maker Positions in Currently Listed Classes on the Boston Options Exchange Facility
Comments due: October 5, 2004
Click to submit comments on SR-BSE-2004-41
|
SR-BSE-2004-39 |
| 34-50436 |
Sep. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Transaction Fees Schedule
Comments due: October 21, 2004
Click to submit comments on SR-BSE-2004-39
|
SR-BSE-2004-38 |
| 34-50302 |
Sep. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Market Makers on the Boston Options Exchange Facility
Comments due: September 30, 2004
Click to submit comments on SR-BSE-2004-38
|
SR-BSE-2004-37 |
| 34-50220 |
Aug. 19, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Its Clean Cross Rule to the Trading of Exchange-Listed Securities
Comments due: September 16, 2004 |
SR-BSE-2004-36 |
| 34-50431 |
Sep. 23, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Allocation of Certain Orders Under the Rules of the Boston Options Exchange Facility
Comments due: October 21, 2004
Click to submit comments on SR-BSE-2004-36
|
SR-BSE-2004-35 |
| 34-50193 |
Aug. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Requirement that Certain Market Makers on the Boston Options Exchange Facility With No Public Accounts and Who Do Not Solicit Public Accounts, Maintain Certain Information Barriers
Comments due: September 10, 2004 |
SR-BSE-2004-32 |
| 34-50124 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of the Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 27, 2004 |
SR-BSE-2004-30 |
| 34-50083 |
Jul. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow for the Pricing of the Options Leg(s) of Stock-Option Orders in Penny Increments
Comments due: August 23, 2004 |
SR-BSE-2004-28 |
| 34-50163 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Trading Rules Regarding Market Opening Procedures
Comments due: September 3, 2004 |
SR-BSE-2004-25 |
| 34-50287 |
Aug. 27, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to its Specialist Performance Evaluation Program
Comments due: September 24, 2004 |
SR-BSE-2004-23 |
| 34-49955 |
Jul. 1, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Chapter XXVII, Section 10 of the Rules of the Board of Governors By Adding Requirements Concerning Corporate Governance Standards of Exchange-Listed Companies
Comments due: July 30, 2004 |
SR-BSE-2004-22 |
| 34-49806 |
Jun. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004 |
SR-BSE-2004-21 |
| 34-49820 |
Jun. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Boston Options Exchange Regulation By-Laws
Comments due: July 8, 2004 |
SR-BSE-2004-20 |
| 34-49742 |
May 19, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to its Boston Options Exchange Trading Rules
Comments due: June 17, 2004 |
SR-BSE-2004-19 |
| 34-49869 |
Jun. 15, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Boston Stock Exchange, Inc. for the Extension of a Pilot Program Limiting Liability for Trade-Throughs at the End of the Trading Day
Comments due: July 15, 2004 |
SR-BSE-2004-17 |
| 34-49964 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004 |
SR-BSE-2004-16 |
| 34-49850 |
Jun. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to its Boston Options Exchange Trading Rules
Comments due: July 9, 2004 |
SR-BSE-2004-15 |
| 34-49886 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004 |
SR-BSE-2004-14 |
| 34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
| 34-50341 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend its Intermarket Options Linkage Rules
Comments due: October 7, 2004
Click to submit comments on SR-BSE-2004-14
|
SR-BSE-2004-12 |
| 34-49525 |
Apr. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Retroactively Apply and Extend its Specialist Evaluation Program Pilot
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-BSE-2004-12
|
SR-BSE-2004-11 |
| 34-49626 |
Apr. 28, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Interpretation of ITS Trade-Throughs and Locked Markets
Comments due: May 26, 2004 |
SR-BSE-2004-10 |
| 34-49611 |
Apr. 23, 2004 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: April 21, 2004
|
| 34-49434 |
Mar. 17, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Amendment of its Constitution to Permit the Separation of the Chairman and Chief Executive Officer Positions
Comments due: April 14, 2004
Click to submit comments on SR-BSE-2004-10
|
SR-BSE-2003-22 |
| 34-48914 |
Dec. 12, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc. To Establish a General Revenue Sharing Program for Member Firms
Comments received are available for this notice.
|
SR-BSE-2003-19 |
| 34-49067 |
Jan. 14, 2004 |
Order Granting Approval to Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
|
| 34-48650 |
Oct. 17, 2003 |
Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility to Be Operated by the Boston Options Exchange Group LLC
Comments received are available for this notice.
|
SR-BSE-2003-17 |
| 34-49066 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change Establishing Fees for the Boston Options Exchange Facility and Approving the Portion of the Proposed Rule Change Relating to Linkage Fees on a Pilot Basis until January 31, 2004
|
| 34-48787 |
Nov. 14, 2003 |
Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Fees for the Proposed Boston Options Exchange Facility
|
SR-BSE-2003-16 |
| 34-48733 |
Oct. 31, 2003 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to Shareholder Approval of Equity Compensation Plans
|
SR-BSE-2003-09 |
| 34-50154 |
Aug. 5, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities |
| 34-49771 |
May 25, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto by the Boston Stock Exchange, Inc. Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities
Comments due: June 28, 2004 |
SR-BSE-2003-04 |
| 34-49065 |
Jan. 13, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 to Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Creation of the Boston Options Exchange Regulation, LLC
Comments received are available for this notice.
|
SR-BSE-2002-15 |
| 34-49068 |
Jan. 13, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 3 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility
|
| 34-48355 |
Aug. 15, 2003 |
Notice of Filing of Amendment No. 3 to the Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility
See also: Release No. 34-47186
Comments received are available for this notice.
Additional Materials:
|
| 34-47186 |
Jan. 14, 2003 |
Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility
Comments received are available for this notice.
|
SR-BSE-2001-08 |
| 34-45791 |
Apr. 19, 2002 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Boston Stock Exchange, Inc. Relating to Competing Specialists and the Execution of Directed Agency Orders
|
http://www.sec.gov/rules/sro/bse.shtml
|
