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CBOE Rulemaking
We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
File Number List
Release No. |
Date |
Details |
SR-CBOE-2004-64 |
34-50583 |
Oct. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-CBOE-2004-64
|
SR-CBOE-2004-41 |
34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
4-429 |
34-50561 |
Oct. 19, 2004 |
Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size
|
SR-CBOE-2004-25 |
34-50548 |
Oct. 15, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due: November 12, 2004
Click to submit comments on SR-CBOE-2004-25
|
SR-CBOE-2004-57 |
34-50540 |
Oct. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due: November 12, 2004
Click to submit comments on SR-CBOE-2004-57
|
SR-CBOE-2004-50 |
34-50542 |
Oct. 14, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due: November 12, 2004
Click to submit comments on SR-CBOE-2004-50
|
SR-CBOE-2004-33 |
34-50484 |
Oct. 1, 2004 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-CBOE-2004-33 |
SR-CBOE-2004-61 |
34-50469 |
Sep. 29, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-CBOE-2004-61
|
SR-CBOE-2004-16 |
34-50464 |
Sep. 29, 2004 |
Order Granting Petition for Review and Scheduling Filing of Statements |
SR-CBOE-2004-41 |
34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
34-50340 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due: October 7, 2004
Click to submit comments on SR-CBOE-2004-41
|
SR-CBOE-2004-12 |
34-50327 |
Sep. 7, 2004 |
Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
|
SR-CBOE-2004-39 |
34-50292 |
Aug. 31, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due: September 28, 2004 |
SR-CBOE-2004-42 |
34-50269 |
Aug. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due: September 23, 2004 |
SR-CBOE-2004-55 |
34-50212 |
Aug. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due: September 14, 2004 |
4-429 |
34-50211 |
Aug. 18, 2004 |
Notice of Filing of Amendment No. 13 To The Options Intermarket Linkage Plan
Comments due: September 14, 2004.
Click to submit comments on 4-429
|
SR-CBOE-2004-43 |
34-50209 |
Aug. 18, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs |
SR-CBOE-2003-39 |
34-50205 |
Aug. 17, 2004 |
Order Granting Approval of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Quote Sizes
|
SR-CBOE-2004-38 |
34-50175 |
Aug. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due: September 7, 2004 |
SR-CBOE-2004-02 |
34-50169 |
Aug. 9, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid"
Comments due: September 7, 2004 |
SR-CBOE-2004-56 |
34-50164 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due: September 7, 2004 |
SR-CBOE-2004-47 |
34-50130 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due: August 27, 2004 |
SR-CBOE-2004-44 |
34-50079 |
Jul. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due: August 20, 2004 |
SR-CBOE-2004-49 |
34-50063 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due: August 19, 2004 |
SR-CBOE-2004-48 |
34-50058 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due: August 20, 2004 |
SR-CBOE-2004-12 |
34-50055 |
Jul. 21, 2004 |
Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due: August 20, 2004 |
SR-CBOE-2004-40 |
34-50048 |
Jul. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due: August 18, 2004 |
SR-CBOE-2004-16 |
34-50028 |
Jul. 15, 2004 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
|
SR-CBOE-2004-43 |
34-50007 |
Jul. 13, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due: August 9, 2004 |
SR-CBOE-2004-33 |
34-50005 |
Jul. 12, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System
Comments due: August 9, 2004 |
SR-CBOE-2004-24 |
34-50003 |
Jul. 12, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due: August 9, 2004 |
SR-CBOE-2004-28 |
34-49995 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due: August 5, 2004 |
SR-CBOE-2003-39 |
34-49990 |
Jul. 8, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Quote Sizes
Comments due: August 5, 2004 |
SR-CBOE-2004-23 |
34-49798A |
Jul. 6, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction
|
SR-CBOE-2004-30 |
34-49965 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004 |
SR-CBOE-2004-24 |
34-49932 |
Jun. 28, 2004 |
Order Granting Approval of the Proposed Rule Change and Amendment Nos. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes
Comments due: July 28, 2004 |
SR-CBOE-2004-36 |
34-49919 |
Jun. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due: July 23, 2004 |
SR-CBOE-2004-35 |
34-49916 |
Jun. 25, 2004 |
Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due: July 23, 2004 |
SR-CBOE-2004-31 |
34-49887 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004 |
SR-CBOE-2004-15 |
34-49880 |
Jun. 17, 2004 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists |
SR-CBOE-2004-05 |
34-49877 |
Jun. 16, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station.
Comments due: July 14, 2004 |
SR-CBOE-2004-29 |
34-49867 |
Jun. 15, 2004 |
Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due: July 15, 2004 |
SR-CBOE-2004-33 |
34-49814 |
Jun. 4, 2004 |
Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due: July 6, 2004 |
SR-CBOE-2004-05 |
34-49799 |
Jun. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004 |
SR-CBOE-2004-23 |
34-49798 |
Jun. 3, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes |
SR-CBOE-2004-20 |
34-49791 |
Jun. 2, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program |
SR-CBOE-2004-13 |
34-49769 |
May 25, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees
|
SR-CBOE-2004-26 |
34-49723 |
May 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due: June 14, 2004 |
SR-CBOE-2003-42 |
34-49699 |
May 13, 2004 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System.
Comments due: June 9, 2004 |
SR-CBOE-2004-09 |
34-49698 |
May 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004 |
SR-CBOE-2004-05 |
34-49687 |
May 12, 2004 |
Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due: June 9, 2004 |
SR-CBOE-2004-27 |
34-49679 |
May 11, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due: June 7, 2004 |
SR-CBOE-2004-15 |
34-49659 |
May 6, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due: June 3, 2004 |
SR-CBOE-2004-24 |
34-49643 |
Apr. 30, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due: May 28, 2004
|
SR-CBOE-2004-16 |
34-49620 |
Apr. 26, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due: May 24, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-23 |
34-49614 |
Apr. 26, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due: May 21, 2004 |
SR-CBOE-2004-19 |
34-49601 |
Apr. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due: May 21, 2004 |
SR-CBOE-2004-20 |
34-49588 |
Apr. 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due: May 18, 2004 |
SR-CBOE-2004-22 |
34-49584 |
Apr. 20, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due: May 18, 2004 |
SR-CBOE-2004-17 |
34-49577 |
Apr. 19, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers
|
SR-CBOE-2004-13 |
34-49575 |
Apr. 16, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Inc. Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due: May 14, 2004 |
SR-CBOE-2003-40 |
34-49563 |
Apr. 14, 2004 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto Relang to Options on certain CBOE volatility indexes.
Comments due: May 12, 2004 |
SR-CBOE-2003-59 |
34-49555 |
Apr. 12, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule
|
SR-CBOE-2004-18 |
34-49524 |
Apr. 2, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due: April 30, 2004 |
SR-CBOE-2003-23 |
34-49518 |
Apr. 1, 2004 |
Order Approving Proposed Rule Change Relating to the Chicago Board Options Exchange, Inc.'s Autoquote Triggered EBook Execution System
|
SR-CBOE-2003-35 |
34-49472 |
Mar. 25, 2004 |
Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Optionsxchange, Inc. Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits
Comments due: April 21, 2004 |
SR-CBOE-2004-11 |
34-49468 |
Mar. 24, 2004 |
A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due: April 21, 2004 |
SR-CBOE-2004-02 |
34-49462 |
Mar. 23, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due: April 21, 2004 |
SR–CBOE–2003–51 |
34-49388 |
Mar. 10, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Three Russell Indexes
|
SR–CBOE–2003–51 |
34-49111 |
Jan. 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments received are available for this notice.
|
SR-CBOE-2003-33 |
34-48815 |
Nov. 20, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Non-Member Market Maker Transaction Fees
Comments received are available for this notice.
|
SR-CBOE-2003-409 |
34-48807 |
Nov. 19, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Options on Certain CBOE Volatility Indices
Comments received are available for this notice.
|
SR-CBOE-2003-45 |
34-48737 |
Oct. 31, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Chicago Board Options Exchange, Inc. and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies
|
SR–CBOE–2003–17 |
34-48591 |
Oct. 2, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Russell Indexes
Comments received are available for this notice.
|
SR-CBOE-2003-24 |
34-48306 |
Aug. 8, 2003 |
Order Approving a Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
|
SR-CBOE-2003-24 |
34-48115 |
Jul. 1, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
Comments received are available for this notice.
|
SR-CBOE-2002-05 |
34-47959 |
May 30, 2003 |
Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 5 and 6 thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System
|
SR-CBOE-2003-20 |
34-47957 |
May 30, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Marketing Fee Procedures
Comments received are available for this notice.
|
SR-CBOE-2003-19 |
34-47948 |
May 30, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Reinstate the Imposition of a Marketing Fee
Comments received are available for this notice.
|
SR-CBOE-2002-05 |
34-47676 |
Apr. 14, 2003 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System
Comments received are available for this notice.
|
SR-CBOE-2002-03 |
34-45630 |
Mar. 22, 2002 |
Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements
|
SR-CBOE-2001-50 |
34-44808 |
Sep. 17, 2001 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Adopt Certain Intermarket Trading System-Related Terms and Conditions Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc. |
SR-CBOE-2001-49 |
34-44801 |
Sep. 17, 2001 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Temporary Access of American Stock Exchange Members to Respond to Market Developments |
4-429 |
34-43086 |
Jul. 28, 2000 |
Joint Industry Plan; Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC |
4-429 |
34-42456 |
Feb. 24, 2000 |
Joint Industry Plan; Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock ExchangeComments received are available for this notice. |
Release No. |
Date |
Details |
SR-CBOE-2004-64 |
34-50583 |
Oct. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due: 21 days after publication in the Federal Register
Click to submit comments on SR-CBOE-2004-64
|
SR-CBOE-2004-61 |
34-50469 |
Sep. 29, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due: October 26, 2004
Click to submit comments on SR-CBOE-2004-61
|
SR-CBOE-2004-57 |
34-50540 |
Oct. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due: November 12, 2004
Click to submit comments on SR-CBOE-2004-57
|
SR-CBOE-2004-56 |
34-50164 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due: September 7, 2004 |
SR-CBOE-2004-55 |
34-50212 |
Aug. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due: September 14, 2004 |
SR-CBOE-2004-50 |
34-50542 |
Oct. 14, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due: November 12, 2004
Click to submit comments on SR-CBOE-2004-50
|
SR-CBOE-2004-49 |
34-50063 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due: August 19, 2004 |
SR-CBOE-2004-48 |
34-50058 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due: August 20, 2004 |
SR-CBOE-2004-47 |
34-50130 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due: August 27, 2004 |
SR-CBOE-2004-44 |
34-50079 |
Jul. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due: August 20, 2004 |
SR-CBOE-2004-43 |
34-50209 |
Aug. 18, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs |
34-50007 |
Jul. 13, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due: August 9, 2004 |
SR-CBOE-2004-42 |
34-50269 |
Aug. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due: September 23, 2004 |
SR-CBOE-2004-41 |
34-50340 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due: October 7, 2004
Click to submit comments on SR-CBOE-2004-41
|
SR-CBOE-2004-40 |
34-50048 |
Jul. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due: August 18, 2004 |
SR-CBOE-2004-39 |
34-50292 |
Aug. 31, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due: September 28, 2004 |
SR-CBOE-2004-38 |
34-50175 |
Aug. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due: September 7, 2004 |
SR-CBOE-2004-36 |
34-49919 |
Jun. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due: July 23, 2004 |
SR-CBOE-2004-35 |
34-49916 |
Jun. 25, 2004 |
Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due: July 23, 2004 |
SR-CBOE-2004-33 |
34-50484 |
Oct. 1, 2004 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees
Comments due: October 29, 2004
Click to submit comments on SR-CBOE-2004-33 |
34-50005 |
Jul. 12, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System
Comments due: August 9, 2004 |
34-49814 |
Jun. 4, 2004 |
Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due: July 6, 2004 |
SR-CBOE-2004-31 |
34-49887 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004 |
SR-CBOE-2004-30 |
34-49965 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004 |
SR-CBOE-2004-29 |
34-49867 |
Jun. 15, 2004 |
Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due: July 15, 2004 |
SR-CBOE-2004-28 |
34-49995 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due: August 5, 2004 |
SR-CBOE-2004-27 |
34-49679 |
May 11, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due: June 7, 2004 |
SR-CBOE-2004-26 |
34-49723 |
May 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due: June 14, 2004 |
SR-CBOE-2004-25 |
34-50548 |
Oct. 15, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due: November 12, 2004
Click to submit comments on SR-CBOE-2004-25
|
SR-CBOE-2004-24 |
34-50003 |
Jul. 12, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due: August 9, 2004 |
34-49932 |
Jun. 28, 2004 |
Order Granting Approval of the Proposed Rule Change and Amendment Nos. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes
Comments due: July 28, 2004 |
34-49643 |
Apr. 30, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due: May 28, 2004
|
SR-CBOE-2004-23 |
34-49798A |
Jul. 6, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction
|
34-49798 |
Jun. 3, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes |
34-49614 |
Apr. 26, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due: May 21, 2004 |
SR-CBOE-2004-22 |
34-49584 |
Apr. 20, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due: May 18, 2004 |
SR-CBOE-2004-20 |
34-49791 |
Jun. 2, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
| 34-49588 |
Apr. 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due: May 18, 2004 |
SR-CBOE-2004-19 |
34-49601 |
Apr. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due: May 21, 2004 |
SR-CBOE-2004-18 |
34-49524 |
Apr. 2, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due: April 30, 2004 |
SR-CBOE-2004-17 |
34-49577 |
Apr. 19, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers
|
SR-CBOE-2004-16 |
34-50464 |
Sep. 29, 2004 |
Order Granting Petition for Review and Scheduling Filing of Statements |
34-50028 |
Jul. 15, 2004 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
|
34-49620 |
Apr. 26, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due: May 24, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-15 |
34-49880 |
Jun. 17, 2004 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists |
34-49659 |
May 6, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due: June 3, 2004 |
SR-CBOE-2004-13 |
34-49769 |
May 25, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees
|
34-49575 |
Apr. 16, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Inc. Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due: May 14, 2004 |
SR-CBOE-2004-12 |
34-50327 |
Sep. 7, 2004 |
Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
|
34-50055 |
Jul. 21, 2004 |
Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due: August 20, 2004 |
SR-CBOE-2004-11 |
34-49468 |
Mar. 24, 2004 |
A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due: April 21, 2004 |
SR-CBOE-2004-09 |
34-49698 |
May 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004 |
SR-CBOE-2004-05 |
34-49877 |
Jun. 16, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station.
Comments due: July 14, 2004 |
34-49799 |
Jun. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004 |
34-49687 |
May 12, 2004 |
Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due: June 9, 2004 |
SR-CBOE-2004-02 |
34-50169 |
Aug. 9, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid"
Comments due: September 7, 2004 |
34-49462 |
Mar. 23, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due: April 21, 2004 |
SR-CBOE-2003-59 |
34-49555 |
Apr. 12, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule
|
SR–CBOE–2003–51 |
34-49388 |
Mar. 10, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Three Russell Indexes
|
34-49111 |
Jan. 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments received are available for this notice.
|
SR-CBOE-2003-45 |
34-48737 |
Oct. 31, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Chicago Board Options Exchange, Inc. and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies
|
SR-CBOE-2003-42 |
34-49699 |
May 13, 2004 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System.
Comments due: June 9, 2004 |
SR-CBOE-2003-40 |
34-49563 |
Apr. 14, 2004 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto Relang to Options on certain CBOE volatility indexes.
Comments due: May 12, 2004 |
34-48807 |
Nov. 19, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Options on Certain CBOE Volatility Indices
Comments received are available for this notice.
|
SR-CBOE-2003-39 |
34-50205 |
Aug. 17, 2004 |
Order Granting Approval of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Quote Sizes
|
34-49990 |
Jul. 8, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Quote Sizes
Comments due: August 5, 2004 |
SR-CBOE-2003-35 |
34-49472 |
Mar. 25, 2004 |
Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Optionsxchange, Inc. Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits
Comments due: April 21, 2004 |
SR-CBOE-2003-33 |
34-48815 |
Nov. 20, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Non-Member Market Maker Transaction Fees
Comments received are available for this notice.
|
SR-CBOE-2003-24 |
34-48306 |
Aug. 8, 2003 |
Order Approving a Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
|
34-48115 |
Jul. 1, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
Comments received are available for this notice.
|
SR-CBOE-2003-23 |
34-49518 |
Apr. 1, 2004 |
Order Approving Proposed Rule Change Relating to the Chicago Board Options Exchange, Inc.'s Autoquote Triggered EBook Execution System
|
SR-CBOE-2003-20 |
34-47957 |
May 30, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Marketing Fee Procedures
Comments received are available for this notice.
|
SR-CBOE-2003-19 |
34-47948 |
May 30, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Reinstate the Imposition of a Marketing Fee
Comments received are available for this notice.
|
SR–CBOE–2003–17 |
34-48591 |
Oct. 2, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Russell Indexes
Comments received are available for this notice.
|
SR-CBOE-2002-05 |
34-47959 |
May 30, 2003 |
Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 5 and 6 thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System
|
34-47676 |
Apr. 14, 2003 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System
Comments received are available for this notice.
|
SR-CBOE-2002-03 |
34-45630 |
Mar. 22, 2002 |
Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements
|
SR-CBOE-2001-50 |
34-44808 |
Sep. 17, 2001 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Adopt Certain Intermarket Trading System-Related Terms and Conditions Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc. |
SR-CBOE-2001-49 |
34-44801 |
Sep. 17, 2001 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Temporary Access of American Stock Exchange Members to Respond to Market Developments |
4-429 |
34-50561 |
Oct. 19, 2004 |
Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size
|
34-43086 |
Jul. 28, 2000 |
Joint Industry Plan; Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC |
34-42456 |
Feb. 24, 2000 |
Joint Industry Plan; Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock ExchangeComments received are available for this notice. |
http://www.sec.gov/rules/sro/cboe.shtml
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