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CBOE Rulemaking

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

* Chronological List
* File Number List

Chronological List
Release No. Date Details

SR-CBOE-2004-64
34-50583 Oct. 22, 2004 Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-CBOE-2004-64

SR-CBOE-2004-41
34-50562 Oct. 19, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16

4-429
34-50561 Oct. 19, 2004 Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size

SR-CBOE-2004-25
34-50548 Oct. 15, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due:  November 12, 2004
* Click to submit comments on SR-CBOE-2004-25

SR-CBOE-2004-57
34-50540 Oct. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due:  November 12, 2004
* Click to submit comments on SR-CBOE-2004-57

SR-CBOE-2004-50
34-50542 Oct. 14, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due:  November 12, 2004
* Click to submit comments on SR-CBOE-2004-50

SR-CBOE-2004-33
34-50484 Oct. 1, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-CBOE-2004-33

SR-CBOE-2004-61
34-50469 Sep. 29, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-CBOE-2004-61

SR-CBOE-2004-16
34-50464 Sep. 29, 2004 Order Granting Petition for Review and Scheduling Filing of Statements

SR-CBOE-2004-41
34-50562 Oct. 19, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
34-50340 Sep. 9, 2004 Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due:  October 7, 2004
* Click to submit comments on SR-CBOE-2004-41

SR-CBOE-2004-12
34-50327 Sep. 7, 2004 Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes

SR-CBOE-2004-39
34-50292 Aug. 31, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due:  September 28, 2004

SR-CBOE-2004-42
34-50269 Aug. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due:  September 23, 2004

SR-CBOE-2004-55
34-50212 Aug. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due:  September 14, 2004

4-429
34-50211 Aug. 18, 2004 Notice of Filing of Amendment No. 13 To The Options Intermarket Linkage Plan
Comments due:  September 14, 2004.
* Click to submit comments on 4-429

SR-CBOE-2004-43
34-50209 Aug. 18, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs

SR-CBOE-2003-39
34-50205 Aug. 17, 2004 Order Granting Approval of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Quote Sizes

SR-CBOE-2004-38
34-50175 Aug. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due:  September 7, 2004

SR-CBOE-2004-02
34-50169 Aug. 9, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid"
Comments due:  September 7, 2004

SR-CBOE-2004-56
34-50164 Aug. 6, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due:  September 7, 2004

SR-CBOE-2004-47
34-50130 Jul. 30, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due:  August 27, 2004

SR-CBOE-2004-44
34-50079 Jul. 26, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due:  August 20, 2004

SR-CBOE-2004-49
34-50063 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due:  August 19, 2004

SR-CBOE-2004-48
34-50058 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due:  August 20, 2004

SR-CBOE-2004-12
34-50055 Jul. 21, 2004 Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due:  August 20, 2004

SR-CBOE-2004-40
34-50048 Jul. 20, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due:  August 18, 2004

SR-CBOE-2004-16
34-50028 Jul. 15, 2004 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)

SR-CBOE-2004-43
34-50007 Jul. 13, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due:  August 9, 2004

SR-CBOE-2004-33
34-50005 Jul. 12, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System
Comments due:  August 9, 2004

SR-CBOE-2004-24
34-50003 Jul. 12, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due:  August 9, 2004

SR-CBOE-2004-28
34-49995 Jul. 9, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due:  August 5, 2004

SR-CBOE-2003-39
34-49990 Jul. 8, 2004 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Quote Sizes
Comments due:  August 5, 2004

SR-CBOE-2004-23
34-49798A Jul. 6, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction

SR-CBOE-2004-30
34-49965 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due:  August 2, 2004

SR-CBOE-2004-24
34-49932 Jun. 28, 2004 Order Granting Approval of the Proposed Rule Change and Amendment Nos. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes
Comments due:  July 28, 2004

SR-CBOE-2004-36
34-49919 Jun. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due:  July 23, 2004

SR-CBOE-2004-35
34-49916 Jun. 25, 2004 Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due:  July 23, 2004

SR-CBOE-2004-31
34-49887 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due:  July 16, 2004

SR-CBOE-2004-15
34-49880 Jun. 17, 2004 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists

SR-CBOE-2004-05
34-49877 Jun. 16, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station.
Comments due:  July 14, 2004

SR-CBOE-2004-29
34-49867 Jun. 15, 2004 Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due:  July 15, 2004

SR-CBOE-2004-33
34-49814 Jun. 4, 2004 Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due:  July 6, 2004

SR-CBOE-2004-05
34-49799 Jun. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due:  July 1, 2004

SR-CBOE-2004-23
34-49798 Jun. 3, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes

SR-CBOE-2004-20
34-49791 Jun. 2, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program

SR-CBOE-2004-13
34-49769 May 25, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees

SR-CBOE-2004-26
34-49723 May 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due:  June 14, 2004

SR-CBOE-2003-42
34-49699 May 13, 2004 Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System.
Comments due:  June 9, 2004

SR-CBOE-2004-09
34-49698 May 13, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004

SR-CBOE-2004-05
34-49687 May 12, 2004 Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due:  June 9, 2004

SR-CBOE-2004-27
34-49679 May 11, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due:  June 7, 2004

SR-CBOE-2004-15
34-49659 May 6, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due:  June 3, 2004

SR-CBOE-2004-24
34-49643 Apr. 30, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due:  May 28, 2004

SR-CBOE-2004-16
34-49620 Apr. 26, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due:  May 24, 2004
Comments received are available for this notice.

SR-CBOE-2004-23
34-49614 Apr. 26, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due:  May 21, 2004

SR-CBOE-2004-19
34-49601 Apr. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due:  May 21, 2004

SR-CBOE-2004-20
34-49588 Apr. 21, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due:  May 18, 2004

SR-CBOE-2004-22
34-49584 Apr. 20, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due:  May 18, 2004

SR-CBOE-2004-17
34-49577 Apr. 19, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers

SR-CBOE-2004-13
34-49575 Apr. 16, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Inc. Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due:  May 14, 2004

SR-CBOE-2003-40
34-49563 Apr. 14, 2004 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto Relang to Options on certain CBOE volatility indexes.
Comments due:  May 12, 2004

SR-CBOE-2003-59
34-49555 Apr. 12, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule

SR-CBOE-2004-18
34-49524 Apr. 2, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due:  April 30, 2004

SR-CBOE-2003-23
34-49518 Apr. 1, 2004 Order Approving Proposed Rule Change Relating to the Chicago Board Options Exchange, Inc.'s Autoquote Triggered EBook Execution System

SR-CBOE-2003-35
34-49472 Mar. 25, 2004 Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Optionsxchange, Inc. Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits
Comments due:  April 21, 2004

SR-CBOE-2004-11
34-49468 Mar. 24, 2004 A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due:  April 21, 2004

SR-CBOE-2004-02
34-49462 Mar. 23, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due:  April 21, 2004

SR–CBOE–2003–51
34-49388 Mar. 10, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Three Russell Indexes

SR–CBOE–2003–51
34-49111 Jan. 21, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments received are available for this notice.

SR-CBOE-2003-33
34-48815 Nov. 20, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Non-Member Market Maker Transaction Fees
Comments received are available for this notice.

SR-CBOE-2003-409
34-48807 Nov. 19, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Options on Certain CBOE Volatility Indices
Comments received are available for this notice.

SR-CBOE-2003-45
34-48737 Oct. 31, 2003 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Chicago Board Options Exchange, Inc. and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies

SR–CBOE–2003–17
34-48591 Oct. 2, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Russell Indexes
Comments received are available for this notice.

SR-CBOE-2003-24
34-48306 Aug. 8, 2003 Order Approving a Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis

SR-CBOE-2003-24
34-48115 Jul. 1, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
Comments received are available for this notice.

SR-CBOE-2002-05
34-47959 May 30, 2003 Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 5 and 6 thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System

SR-CBOE-2003-20
34-47957 May 30, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Marketing Fee Procedures
Comments received are available for this notice.

SR-CBOE-2003-19
34-47948 May 30, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Reinstate the Imposition of a Marketing Fee
Comments received are available for this notice.

SR-CBOE-2002-05
34-47676 Apr. 14, 2003 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System
Comments received are available for this notice.

SR-CBOE-2002-03
34-45630 Mar. 22, 2002 Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements

SR-CBOE-2001-50
34-44808 Sep. 17, 2001 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Adopt Certain Intermarket Trading System-Related Terms and Conditions Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc.

SR-CBOE-2001-49
34-44801 Sep. 17, 2001 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Temporary Access of American Stock Exchange Members to Respond to Market Developments

4-429
34-43086 Jul. 28, 2000 Joint Industry Plan; Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC

4-429
34-42456 Feb. 24, 2000 Joint Industry Plan; Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock ExchangeComments received are available for this notice.

File Number List
Release No. Date Details

SR-CBOE-2004-64
34-50583 Oct. 22, 2004 Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due:  21 days after publication in the Federal Register
* Click to submit comments on SR-CBOE-2004-64

SR-CBOE-2004-61
34-50469 Sep. 29, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due:  October 26, 2004
* Click to submit comments on SR-CBOE-2004-61

SR-CBOE-2004-57
34-50540 Oct. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due:  November 12, 2004
* Click to submit comments on SR-CBOE-2004-57

SR-CBOE-2004-56
34-50164 Aug. 6, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due:  September 7, 2004

SR-CBOE-2004-55
34-50212 Aug. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due:  September 14, 2004

SR-CBOE-2004-50
34-50542 Oct. 14, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due:  November 12, 2004
* Click to submit comments on SR-CBOE-2004-50

SR-CBOE-2004-49
34-50063 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due:  August 19, 2004

SR-CBOE-2004-48
34-50058 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due:  August 20, 2004

SR-CBOE-2004-47
34-50130 Jul. 30, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due:  August 27, 2004

SR-CBOE-2004-44
34-50079 Jul. 26, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due:  August 20, 2004

SR-CBOE-2004-43
34-50209 Aug. 18, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs
34-50007 Jul. 13, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due:  August 9, 2004

SR-CBOE-2004-42
34-50269 Aug. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due:  September 23, 2004

SR-CBOE-2004-41
34-50340 Sep. 9, 2004 Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due:  October 7, 2004
* Click to submit comments on SR-CBOE-2004-41

SR-CBOE-2004-40
34-50048 Jul. 20, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due:  August 18, 2004

SR-CBOE-2004-39
34-50292 Aug. 31, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due:  September 28, 2004

SR-CBOE-2004-38
34-50175 Aug. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due:  September 7, 2004

SR-CBOE-2004-36
34-49919 Jun. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due:  July 23, 2004

SR-CBOE-2004-35
34-49916 Jun. 25, 2004 Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due:  July 23, 2004

SR-CBOE-2004-33
34-50484 Oct. 1, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees
Comments due:  October 29, 2004
* Click to submit comments on SR-CBOE-2004-33
34-50005 Jul. 12, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System
Comments due:  August 9, 2004
34-49814 Jun. 4, 2004 Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due:  July 6, 2004

SR-CBOE-2004-31
34-49887 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due:  July 16, 2004

SR-CBOE-2004-30
34-49965 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due:  August 2, 2004

SR-CBOE-2004-29
34-49867 Jun. 15, 2004 Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due:  July 15, 2004

SR-CBOE-2004-28
34-49995 Jul. 9, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due:  August 5, 2004

SR-CBOE-2004-27
34-49679 May 11, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due:  June 7, 2004

SR-CBOE-2004-26
34-49723 May 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due:  June 14, 2004

SR-CBOE-2004-25
34-50548 Oct. 15, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due:  November 12, 2004
* Click to submit comments on SR-CBOE-2004-25

SR-CBOE-2004-24
34-50003 Jul. 12, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due:  August 9, 2004
34-49932 Jun. 28, 2004 Order Granting Approval of the Proposed Rule Change and Amendment Nos. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes
Comments due:  July 28, 2004
34-49643 Apr. 30, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due:  May 28, 2004

SR-CBOE-2004-23
34-49798A Jul. 6, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction
34-49798 Jun. 3, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes
34-49614 Apr. 26, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due:  May 21, 2004

SR-CBOE-2004-22
34-49584 Apr. 20, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due:  May 18, 2004

SR-CBOE-2004-20
34-49791 Jun. 2, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
34-49588 Apr. 21, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due:  May 18, 2004

SR-CBOE-2004-19
34-49601 Apr. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due:  May 21, 2004

SR-CBOE-2004-18
34-49524 Apr. 2, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due:  April 30, 2004

SR-CBOE-2004-17
34-49577 Apr. 19, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers

SR-CBOE-2004-16
34-50464 Sep. 29, 2004 Order Granting Petition for Review and Scheduling Filing of Statements
34-50028 Jul. 15, 2004 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
34-49620 Apr. 26, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due:  May 24, 2004
Comments received are available for this notice.

SR-CBOE-2004-15
34-49880 Jun. 17, 2004 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
34-49659 May 6, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due:  June 3, 2004

SR-CBOE-2004-13
34-49769 May 25, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees
34-49575 Apr. 16, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Inc. Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due:  May 14, 2004

SR-CBOE-2004-12
34-50327 Sep. 7, 2004 Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
34-50055 Jul. 21, 2004 Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due:  August 20, 2004

SR-CBOE-2004-11
34-49468 Mar. 24, 2004 A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due:  April 21, 2004

SR-CBOE-2004-09
34-49698 May 13, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004

SR-CBOE-2004-05
34-49877 Jun. 16, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station.
Comments due:  July 14, 2004
34-49799 Jun. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due:  July 1, 2004
34-49687 May 12, 2004 Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due:  June 9, 2004

SR-CBOE-2004-02
34-50169 Aug. 9, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid"
Comments due:  September 7, 2004
34-49462 Mar. 23, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due:  April 21, 2004

SR-CBOE-2003-59
34-49555 Apr. 12, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule

SR–CBOE–2003–51
34-49388 Mar. 10, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Three Russell Indexes
34-49111 Jan. 21, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments received are available for this notice.

SR-CBOE-2003-45
34-48737 Oct. 31, 2003 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Chicago Board Options Exchange, Inc. and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies

SR-CBOE-2003-42
34-49699 May 13, 2004 Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System.
Comments due:  June 9, 2004

SR-CBOE-2003-40
34-49563 Apr. 14, 2004 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto Relang to Options on certain CBOE volatility indexes.
Comments due:  May 12, 2004
34-48807 Nov. 19, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Options on Certain CBOE Volatility Indices
Comments received are available for this notice.

SR-CBOE-2003-39
34-50205 Aug. 17, 2004 Order Granting Approval of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Quote Sizes
34-49990 Jul. 8, 2004 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Quote Sizes
Comments due:  August 5, 2004

SR-CBOE-2003-35
34-49472 Mar. 25, 2004 Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Optionsxchange, Inc. Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits
Comments due:  April 21, 2004

SR-CBOE-2003-33
34-48815 Nov. 20, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Non-Member Market Maker Transaction Fees
Comments received are available for this notice.

SR-CBOE-2003-24
34-48306 Aug. 8, 2003 Order Approving a Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
34-48115 Jul. 1, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
Comments received are available for this notice.

SR-CBOE-2003-23
34-49518 Apr. 1, 2004 Order Approving Proposed Rule Change Relating to the Chicago Board Options Exchange, Inc.'s Autoquote Triggered EBook Execution System

SR-CBOE-2003-20
34-47957 May 30, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Marketing Fee Procedures
Comments received are available for this notice.

SR-CBOE-2003-19
34-47948 May 30, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Reinstate the Imposition of a Marketing Fee
Comments received are available for this notice.

SR–CBOE–2003–17
34-48591 Oct. 2, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Russell Indexes
Comments received are available for this notice.

SR-CBOE-2002-05
34-47959 May 30, 2003 Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 5 and 6 thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System
34-47676 Apr. 14, 2003 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System
Comments received are available for this notice.

SR-CBOE-2002-03
34-45630 Mar. 22, 2002 Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Customer Portfolio and Cross-Margining Requirements

SR-CBOE-2001-50
34-44808 Sep. 17, 2001 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Adopt Certain Intermarket Trading System-Related Terms and Conditions Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc.

SR-CBOE-2001-49
34-44801 Sep. 17, 2001 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Temporary Access of American Stock Exchange Members to Respond to Market Developments

4-429
34-50561 Oct. 19, 2004 Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size
34-43086 Jul. 28, 2000 Joint Industry Plan; Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC
34-42456 Feb. 24, 2000 Joint Industry Plan; Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock ExchangeComments received are available for this notice.

 

http://www.sec.gov/rules/sro/cboe.shtml


Modified: 10/28/2004