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EMCC Rulemaking

We encourage the public to submit comments on the following Emerging Markets Clearing Corporation (EMCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

* Chronological List
* File Number List

Chronological List

Release No. Date Details

SR-EMCC-2004-12
34-50202 Aug. 16, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Processing Transactions in Ineligible Instruments
Comments due:  September 13, 2004.
* Click to submit comments on SR-EMCC-2004-12

SR-EMCC-2004-04
34-49952 Jun. 30, 2004 Order Granting Accelerated Approval of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures

SR-EMCC-2004-04
34-49851 Jun. 10, 2004 Notice of Filing of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
Comments due:  July 12, 2004.

SR-EMCC-2004-07
34-49826 Jun. 8, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Applicants’ and Members’ Financial Reporting Obligations
Comments due:  July 8, 2004.
* Click to submit comments on SR-EMCC-2004-07

SR-EMCC-2004-06
34-49825 Jun. 8, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Form and Substance of Opinions of Counsel
Comments due:  July 8, 2004.
* Click to submit comments on SR-EMCC-2004-06

SR-EMCC-2004-02
34-49632 Apr. 29, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Letter of Credit Issuers
Comments due:  May 27, 2004
* Click to submit comments on SR-EMCC-2004-02

SR-EMCC-2004-01
34-49623 Apr. 27, 2004 Notice of Filing of a Proposed Rule Change to Amend the Emerging Markets Clearing Corporation’s Rules with Regar to the Imposition of Fines upon its Members
Comments due:  May 24, 2004
* Click to submit comments on SR-EMCC-2004-01

SR-EMCC-2000-01
34-46164 Jul. 3, 2002 Order Approving A Proposed Rule Change Relating to Financial Statements Prepared in Accordance with International Accounting Standards or United Kingdom Generally Accepted Accounting Principles

SR-EMCC-00-01
34-43675 Dec. 5, 2000 Notice of Filing of Proposed Rule Change Relating to Financial Statements Prepared in Accordance with International Accounting Standards or United Kingdom Generally Accepted Accounting Principles

SR-EMCC-99-09
34-41770 Aug. 20, 1999 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Policies

File Number List

Release No. Date Details

SR-EMCC-2004-12
34-50202 Aug. 16, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Processing Transactions in Ineligible Instruments
Comments due:  September 13, 2004.
* Click to submit comments on SR-EMCC-2004-12

SR-EMCC-2004-07
34-49826 Jun. 8, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Applicants’ and Members’ Financial Reporting Obligations
Comments due:  July 8, 2004.
* Click to submit comments on SR-EMCC-2004-07

SR-EMCC-2004-06
34-49825 Jun. 8, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Form and Substance of Opinions of Counsel
Comments due:  July 8, 2004.
* Click to submit comments on SR-EMCC-2004-06

SR-EMCC-2004-04
34-49952 Jun. 30, 2004 Order Granting Accelerated Approval of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
34-49851 Jun. 10, 2004 Notice of Filing of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
Comments due:  July 12, 2004.

SR-EMCC-2004-02
34-49632 Apr. 29, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Letter of Credit Issuers
Comments due:  May 27, 2004
* Click to submit comments on SR-EMCC-2004-02

SR-EMCC-2004-01
34-49623 Apr. 27, 2004 Notice of Filing of a Proposed Rule Change to Amend the Emerging Markets Clearing Corporation’s Rules with Regar to the Imposition of Fines upon its Members
Comments due:  May 24, 2004
* Click to submit comments on SR-EMCC-2004-01

SR-EMCC-2000-01
34-46164 Jul. 3, 2002 Order Approving A Proposed Rule Change Relating to Financial Statements Prepared in Accordance with International Accounting Standards or United Kingdom Generally Accepted Accounting Principles

SR-EMCC-00-01
34-43675 Dec. 5, 2000 Notice of Filing of Proposed Rule Change Relating to Financial Statements Prepared in Accordance with International Accounting Standards or United Kingdom Generally Accepted Accounting Principles

SR-EMCC-99-09
34-41770 Aug. 20, 1999 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Policies

 

http://www.sec.gov/rules/sro/emcc.shtml


Modified: 10/20/2004