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ISE Rulemaking
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
 Chronological List
File Number List
| Release No. |
Date |
Details |
SR-ISE-2004-01 |
| 34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
4-429 |
| 34-50561 |
Oct. 19, 2004 |
Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size
|
SR-ISE-2004-18 |
| 34-50433 |
Sep. 23, 2004 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810 |
SR-ISE-2004-01 |
| 34-50339 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Minimum Size Guarantees for Linkage Orders
Comments due: October 7, 2004.
Click to submit comments on SR-ISE-2004-01
|
4-429 |
| 34-50211 |
Aug. 18, 2004 |
Notice of Filing of Amendment No. 13 To The Options Intermarket Linkage Plan
Comments due: September 14, 2004.
Click to submit comments on 4-429
|
SR-ISE-2004-19 |
| 34-50208 |
Aug. 17, 2004 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Entry of Electronically Generated Orders
|
SR-ISE-2004-18 |
| 34-50197 |
Aug. 13, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810
Comments due: September 10, 2004.
Click to submit comments on SR-ISE-2004-18
|
SR-ISE-2004-20 |
| 34-50184 |
Aug. 12, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, Inc. to Amend ISE Rule 722 Relating to Ratio Orders
Comments due: September 9, 2004.
Click to submit comments on SR-ISE-2004-20
|
SR-ISE-2004-26 |
| 34-50060 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Until June 5, 2005, a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: August 20, 2004.
Click to submit comments on SR-ISE-2004-26
|
ISE-2003-22 |
| 34-50015 |
Jul. 14, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Permanent Approval of a Pilot Program for Quotation Spreads
|
SR-ISE-2004-25 |
| 34-50010 |
Jul. 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the International Securities Exchange, Inc., Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 11, 2004.
Click to submit comments on SR-ISE-2002004-25
|
SR-ISE-2004-13 |
| 34-50000 |
Jul. 9, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Anti-Money Laundering Rule.
Comments due: August 6, 2004.
Click to submit comments on SR-ISE-2004-13
|
SR-ISE-2004-07 |
| 34-49966 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004.
Click to submit comments on SR-ISE-2004-07
|
SR-ISE-2004-22 |
| 34-49957 |
Jul. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 29, 2004.
Click to submit comments on SR-ISE-2004-22
|
SR-ISE-2004-19 |
| 34-49956 |
Jul. 1, 2004 |
Notice of Filing of Proposed Rule Change by the International Securities Exchange, Inc. Relating to Electronically Generated Orders
Comments due: July 29, 2004.
Click to submit comments on SR-ISE-2004-19
|
SR-ISE-2001-22 |
| 34-49943 |
Jun. 30, 2004 |
Order Approving Proposed Rule Change to Establish a Solicited Order Mechanism
|
SR-ISE-2004-24 |
| 34-49931 |
Jun. 28, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Interaction of Market Maker Quotations
Comments due: July 27, 2004.
Click to submit comments on SR-ISE-2004-24
|
SR-ISE-2004-23 |
| 34-49918 |
Jun. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program for Quotation Spreads
Comments due: July 23, 2004.
Click to submit comments on SR-ISE-2004-23
|
SR-ISE-2004-06 |
| 34-49888 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by International Securities Exchange, Inc., Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 19, 2004.
Click to submit comments on SR-ISE-2004-06
|
SR-ISE-2004-14 |
| 34-49866 |
Jun. 15, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the International Securities Exchange, Inc. Relating to Limitations on End-of-Day Trade-Through Liability
Comments due: July 15, 2004.
Click to submit comments on SR-ISE-2004-14
|
SR-ISE-2004-15 |
| 34-49853 |
Jun. 14, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due: July 14, 2004.
Click to submit comments on SR-ISE-2004-15
|
SR-ISE-2004-21 |
| 34-49827 |
Jun. 8, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc. to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals until August 5, 2004
Comments due: July 8, 2004.
Click to submit comments on SR-ISE-2004-21
|
SR-ISE-2004-12 |
| 34-49755 |
May 21, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc., Relating to Fee Changes
Comments due: June 22, 2004.
Click to submit comments on SR-ISE-2004-12
|
ISE-2003-22 |
| 34-49754 |
May 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Permanent Approval of the Pilot Program for Quotation Spreads
Comments due: June 17, 2004.
Click to submit comments on SR-ISE-2003-22
|
SR-ISE-2004-08 |
| 34-49696 |
May 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by International Securities Exchange, Inc., Relating to Trading Options on the S&P MidCap 400 Index
Comments due: June 9, 2004.
Click to submit comments on SR-ISE-2004-08
|
SR-ISE-2004-05 |
| 34-49627 |
Apr. 28, 2004 |
Order Approving Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine") |
SR-ISE-2003-26 |
| 34-49602 |
Apr. 22, 2004 |
Order Granting Approval to Proposed Rule Change to Amend its Rules Governing Limits on the Entry of Orders of Less than Ten Contracts and Revising the Quotation Size Requirements for Market Makers
|
SR-ISE-2004-11 |
| 34-49557 |
Apr. 12, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the ISE Schedule of Fees to Adopt a $.10 Per Contract Surcharge for Certain Transactions in Options on Exchange Traded Funds Based on the S&P; SmallCap 600 Index and the S&P MidCap 400 Index
Comments due: May 10, 2004.
Click to submit comments on SR-ISE-2004-11
|
SR-ISE-2004-10 |
| 34-49509 |
Mar. 31, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc. Relating to the Extension and Expansion of the Pilot Program for Quotation Spreads
Comments due: April 28, 2004.
Click to submit comments on SR-ISE-2004-10
|
SR-ISE-2003-36 |
| 34-49447 |
Mar. 18, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto ; Relating to Trading Options on the Morgan Stanley Technology Index
Comments due: April 19, 2004.
Click to submit comments on SR-ISE-2003-36
|
SR-ISE-2004-05 |
| 34-49442 |
Mar. 17, 2004 |
Notice of Filing of Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine")
Comments due: April 14, 2004.
Click to submit comments on SR-ISE-2004-05
|
SR–ISE–2003–06 |
| 34-49323 |
Feb. 26, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. to Establish Rules Implementing a Price Improvement Mechanism
Comments received are available for this notice.
|
SR-ISE-2003-34 |
| 34-49278 |
Feb. 19, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. Relating to Firm Quotations
Comments received electronically are available for this notice.
|
SR–ISE–2003–07 |
| 34-49056 |
Jan. 12, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by International Securities Exchange, Inc., Relating to Pricing of Block and Facilitation Trades
Comments received are available for this notice.
|
SR-ISE-2003-31 |
| 34-48955 |
Dec. 18, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, Inc., Extending the Waiver of its Marketing Fee
|
SR-ISE-2003-34 |
| 34-48892 |
Dec. 8, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. Relating to Firm Quotations
|
SR-ISE-2002-01 |
| 34-45803 |
Apr. 23, 2002 |
Order Approving Proposed Rule Change and Amendment No. 1 thereto by the International Securities Exchange LLC to Restructure from a Limited Liability Company to a Corporation
|
SR-ISE-2002-01 |
| 34-45529 |
Mar. 8, 2002 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange LLC Proposal to Restructure from a Limited Liability Company to a Corporation
|
4-429 |
| 34-43086 |
Jul. 28, 2000 |
Joint Industry Plan; Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC.
|
4-429 |
| 34-42456 |
Feb. 24, 2000 |
Joint Industry Plan; Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock Exchange
Comments received electronically are available for this notice. |
| Release No. |
Date |
Details |
SR-ISE-2004-26 |
| 34-50060 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Until June 5, 2005, a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: August 20, 2004.
Click to submit comments on SR-ISE-2004-26
|
SR-ISE-2004-25 |
| 34-50010 |
Jul. 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the International Securities Exchange, Inc., Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 11, 2004.
Click to submit comments on SR-ISE-2002004-25
|
SR-ISE-2004-24 |
| 34-49931 |
Jun. 28, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Interaction of Market Maker Quotations
Comments due: July 27, 2004.
Click to submit comments on SR-ISE-2004-24
|
SR-ISE-2004-23 |
| 34-49918 |
Jun. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program for Quotation Spreads
Comments due: July 23, 2004.
Click to submit comments on SR-ISE-2004-23
|
SR-ISE-2004-22 |
| 34-49957 |
Jul. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 29, 2004.
Click to submit comments on SR-ISE-2004-22
|
SR-ISE-2004-21 |
| 34-49827 |
Jun. 8, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc. to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals until August 5, 2004
Comments due: July 8, 2004.
Click to submit comments on SR-ISE-2004-21
|
SR-ISE-2004-20 |
| 34-50184 |
Aug. 12, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, Inc. to Amend ISE Rule 722 Relating to Ratio Orders
Comments due: September 9, 2004.
Click to submit comments on SR-ISE-2004-20
|
SR-ISE-2004-19 |
| 34-50208 |
Aug. 17, 2004 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Entry of Electronically Generated Orders
|
| 34-49956 |
Jul. 1, 2004 |
Notice of Filing of Proposed Rule Change by the International Securities Exchange, Inc. Relating to Electronically Generated Orders
Comments due: July 29, 2004.
Click to submit comments on SR-ISE-2004-19
|
SR-ISE-2004-18 |
| 34-50433 |
Sep. 23, 2004 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810 |
| 34-50197 |
Aug. 13, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810
Comments due: September 10, 2004.
Click to submit comments on SR-ISE-2004-18
|
SR-ISE-2004-15 |
| 34-49853 |
Jun. 14, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due: July 14, 2004.
Click to submit comments on SR-ISE-2004-15
|
SR-ISE-2004-14 |
| 34-49866 |
Jun. 15, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the International Securities Exchange, Inc. Relating to Limitations on End-of-Day Trade-Through Liability
Comments due: July 15, 2004.
Click to submit comments on SR-ISE-2004-14
|
SR-ISE-2004-13 |
| 34-50000 |
Jul. 9, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Anti-Money Laundering Rule.
Comments due: August 6, 2004.
Click to submit comments on SR-ISE-2004-13
|
SR-ISE-2004-12 |
| 34-49755 |
May 21, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc., Relating to Fee Changes
Comments due: June 22, 2004.
Click to submit comments on SR-ISE-2004-12
|
SR-ISE-2004-11 |
| 34-49557 |
Apr. 12, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the ISE Schedule of Fees to Adopt a $.10 Per Contract Surcharge for Certain Transactions in Options on Exchange Traded Funds Based on the S&P; SmallCap 600 Index and the S&P MidCap 400 Index
Comments due: May 10, 2004.
Click to submit comments on SR-ISE-2004-11
|
SR-ISE-2004-10 |
| 34-49509 |
Mar. 31, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc. Relating to the Extension and Expansion of the Pilot Program for Quotation Spreads
Comments due: April 28, 2004.
Click to submit comments on SR-ISE-2004-10
|
SR-ISE-2004-08 |
| 34-49696 |
May 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by International Securities Exchange, Inc., Relating to Trading Options on the S&P MidCap 400 Index
Comments due: June 9, 2004.
Click to submit comments on SR-ISE-2004-08
|
SR-ISE-2004-07 |
| 34-49966 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004.
Click to submit comments on SR-ISE-2004-07
|
SR-ISE-2004-06 |
| 34-49888 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by International Securities Exchange, Inc., Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 19, 2004.
Click to submit comments on SR-ISE-2004-06
|
SR-ISE-2004-05 |
| 34-49627 |
Apr. 28, 2004 |
Order Approving Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine") |
| 34-49442 |
Mar. 17, 2004 |
Notice of Filing of Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine")
Comments due: April 14, 2004.
Click to submit comments on SR-ISE-2004-05
|
SR-ISE-2004-01 |
| 34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
| 34-50339 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Minimum Size Guarantees for Linkage Orders
Comments due: October 7, 2004.
Click to submit comments on SR-ISE-2004-01
|
SR-ISE-2003-36 |
| 34-49447 |
Mar. 18, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto ; Relating to Trading Options on the Morgan Stanley Technology Index
Comments due: April 19, 2004.
Click to submit comments on SR-ISE-2003-36
|
SR-ISE-2003-34 |
| 34-49278 |
Feb. 19, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. Relating to Firm Quotations
Comments received electronically are available for this notice.
|
| 34-48892 |
Dec. 8, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. Relating to Firm Quotations
|
SR-ISE-2003-31 |
| 34-48955 |
Dec. 18, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, Inc., Extending the Waiver of its Marketing Fee
|
SR-ISE-2003-26 |
| 34-49602 |
Apr. 22, 2004 |
Order Granting Approval to Proposed Rule Change to Amend its Rules Governing Limits on the Entry of Orders of Less than Ten Contracts and Revising the Quotation Size Requirements for Market Makers
|
ISE-2003-22 |
| 34-50015 |
Jul. 14, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Permanent Approval of a Pilot Program for Quotation Spreads
|
| 34-49754 |
May 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Permanent Approval of the Pilot Program for Quotation Spreads
Comments due: June 17, 2004.
Click to submit comments on SR-ISE-2003-22
|
SR–ISE–2003–07 |
| 34-49056 |
Jan. 12, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by International Securities Exchange, Inc., Relating to Pricing of Block and Facilitation Trades
Comments received are available for this notice.
|
SR–ISE–2003–06 |
| 34-49323 |
Feb. 26, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. to Establish Rules Implementing a Price Improvement Mechanism
Comments received are available for this notice.
|
SR-ISE-2002-01 |
| 34-45803 |
Apr. 23, 2002 |
Order Approving Proposed Rule Change and Amendment No. 1 thereto by the International Securities Exchange LLC to Restructure from a Limited Liability Company to a Corporation
|
| 34-45529 |
Mar. 8, 2002 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange LLC Proposal to Restructure from a Limited Liability Company to a Corporation
|
SR-ISE-2001-22 |
| 34-49943 |
Jun. 30, 2004 |
Order Approving Proposed Rule Change to Establish a Solicited Order Mechanism
|
4-429 |
| 34-50561 |
Oct. 19, 2004 |
Joint Industry Plan; Order Approving Joint Amendment No. 13 to the Options Intermarket Linkage Plan Regarding Natural Size
|
| 34-43086 |
Jul. 28, 2000 |
Joint Industry Plan; Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC.
|
| 34-42456 |
Feb. 24, 2000 |
Joint Industry Plan; Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock Exchange
Comments received electronically are available for this notice. |
http://www.sec.gov/rules/sro/ise.shtml
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