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MRSB Rulemaking
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MRSB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
 Chronological List
File Number List
| Release No. |
Date |
Details |
SR-MSRB-2004-04 |
| 34-50557 |
Oct. 18, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
|
SR-MSRB-2004-05 |
| 34-50491 |
Oct. 5, 2004 |
Notice of Proposed Rule Change to Offer New Historical Data Product
Comments due: November 8, 2004
Click to submit comments on SR-MSRB-2004-05
|
SR-MSRB-2004-04 |
| 34-50328 |
Sep. 7, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due: October 5, 2004.
Click to submit comments on SR-MSRB-2004-04
|
SR-MSRB-2004-03 |
| 34-50323 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Consisting of Technical Amendments to Rule G-3 Relating to Professional Qualifications
Comments due: October 4, 2004.
Click to submit comments on SR-MSRB-2004-03
|
SR-MSRB-2004-02 |
| 34-50294 |
Aug. 31, 2004 |
Order Approving Proposed Rule Change Relating to Amendments to the MSRB’s Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
|
SR-MSRB-2004-02 |
| 34-49902 |
Jun. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
Comments due: July 20, 2004.
Comments received are available for this notice.
|
SR-MSRB-2003-07 |
| 34-48389 |
Aug. 21, 2003 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Proposed Amendments to the MSRB's Telemarketing Rules to Require Participation in the National Do-Not-Call Registry
Comments received are available for this notice.
|
SR-MSRB-2003-06 |
| 34-48340 |
Aug. 14, 2003 |
Order Granting Approval of a Proposed Rule Change Filing by the Municipal Securities Rulemaking Board to Amend Rule A-14, on Annual Fees
|
SR-MSRB-2003-04 |
| 34-48169 |
Jul. 11, 2003 |
Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board To Require Dealers To Establish Anti-Money Laundering Compliance Programs
Comments received are available for this notice.
|
SR-MSRB-2003-06 |
| 34-48140 |
Jul. 8, 2003 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board To Amend Rule A-14, on Annual Fees
|
SR-MSRB-2003-02 |
| 34-47888 |
May 19, 2003 |
Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Rule G-14, on Reports of Sales or Purchases
|
SR-MSRB-2003-03 |
| 34-47815 |
May 8, 2003 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Marketing of 529 College Savings Plans in the Workplace
Comments received are available for this notice.
Click to submit comments on SR-MSRB-2003-03
|
SR-MSRB-2003-02 |
| 34-47650 |
Apr. 8, 2003 |
Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
Comments received are available for this notice.
|
SR-MSRB-00-06 |
| 34-43066 |
Jul. 21, 2000 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Municipal Fund Securities
|
SR-MSRB-98-06 |
| 34-39833 |
Apr. 6, 1998 |
Notice of Filing of Proposed Rule Change Relating to Rule G-15(d)(ii) Concerning Automated Confirmation/Acknowledgment of Customer Transactions
|
| Release No. |
Date |
Details |
SR-MSRB-2004-05 |
| 34-50491 |
Oct. 5, 2004 |
Notice of Proposed Rule Change to Offer New Historical Data Product
Comments due: November 8, 2004
Click to submit comments on SR-MSRB-2004-05
|
SR-MSRB-2004-04 |
| 34-50557 |
Oct. 18, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due: 21 days after publication in the Federal Register
|
| 34-50328 |
Sep. 7, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements
Comments due: October 5, 2004.
Click to submit comments on SR-MSRB-2004-04
|
SR-MSRB-2004-03 |
| 34-50323 |
Sep. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Consisting of Technical Amendments to Rule G-3 Relating to Professional Qualifications
Comments due: October 4, 2004.
Click to submit comments on SR-MSRB-2004-03
|
SR-MSRB-2004-02 |
| 34-50294 |
Aug. 31, 2004 |
Order Approving Proposed Rule Change Relating to Amendments to the MSRB’s Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
|
| 34-49902 |
Jun. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination
Comments due: July 20, 2004.
Comments received are available for this notice.
|
SR-MSRB-2003-07 |
| 34-48389 |
Aug. 21, 2003 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Proposed Amendments to the MSRB's Telemarketing Rules to Require Participation in the National Do-Not-Call Registry
Comments received are available for this notice.
|
SR-MSRB-2003-06 |
| 34-48140 |
Jul. 8, 2003 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board To Amend Rule A-14, on Annual Fees
|
| 34-48340 |
Aug. 14, 2003 |
Order Granting Approval of a Proposed Rule Change Filing by the Municipal Securities Rulemaking Board to Amend Rule A-14, on Annual Fees
|
SR-MSRB-2003-04 |
| 34-48169 |
Jul. 11, 2003 |
Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board To Require Dealers To Establish Anti-Money Laundering Compliance Programs
Comments received are available for this notice.
|
SR-MSRB-2003-03 |
| 34-47815 |
May 8, 2003 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Marketing of 529 College Savings Plans in the Workplace
Comments received are available for this notice.
Click to submit comments on SR-MSRB-2003-03
|
SR-MSRB-2003-02 |
| 34-47888 |
May 19, 2003 |
Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Rule G-14, on Reports of Sales or Purchases
|
| 34-47650 |
Apr. 8, 2003 |
Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases
Comments received are available for this notice.
|
SR-MSRB-00-06 |
| 34-43066 |
Jul. 21, 2000 |
Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Municipal Fund Securities
|
SR-MSRB-98-06 |
| 34-39833 |
Apr. 6, 1998 |
Notice of Filing of Proposed Rule Change Relating to Rule G-15(d)(ii) Concerning Automated Confirmation/Acknowledgment of Customer Transactions
|
http://www.sec.gov/rules/sro/msrb.shtml
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