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NSX Rulemaking
We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
 Chronological List
File Number List
| Release No. |
Date |
Details |
SR-NSX-2004-02 |
| 34-50475 |
Sep. 30, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Anti-Money Laundering Compliance Programs
|
SR-NSX-2004-02 |
| 34-50198 |
Aug. 13, 2004 |
Notice of Proposed Rule Change and Amendment No. 1 to Adopt an Anti-Money Laundering Compliance Program Rule
Comments due: September 10, 2004.
Click to submit comments on SR-NSX-2004-02
|
SR-NSX-2004-09 |
| 34-50190 |
Aug. 12, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Amend NSX’s SOR and Tape B Market Data Revenue Sharing Programs
Comments due: September 9, 2004
Click to submit comments on SR-NSX-2004-09
|
SR-NSX-2004-11 |
| 34-50145 |
Aug. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Workstation Fee
Comments due: September 2, 2004
Click to submit comments on SR-NSX-2004-11
|
SR-NSX-2004-08 |
| 34-50146 |
Aug. 4, 2004 |
Notice of Filing of Proposed Rule Change Relating to Manual Processing Fee
Comments due: September 2, 2004
Click to submit comments on SR-NSX-2004-08
|
SR-NSX-2004-10 |
| 34-49998 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Corporate Governance
Comments due: August 6, 2004
Click to submit comments on SR-NSX-2004-10
|
SR-NSX-2004-04 |
| 34-49913 |
Jun. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend an Existing Pilot Rule that Stipulates the Price Increment by which Designated Dealers Must Better Customer Orders
Comments Due: July 23, 2004
Click to submit comments on SR-NSX-2004-04
|
SR-NSX-2004-05 |
| 34-49792 |
Jun. 2, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Liquidity Provider Fee and Rebate Pilot Program
Comments due: June 30, 2004
Click to submit comments on SR-NSX-2004-05
|
SR-NSX-2004-03 |
| 34-49586 |
Apr. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock Exchange Amending its Fee Schedule to Cap Members Monthly Transaction Fees and Reduce the Designated Dealer's Principal Activity Fees
Comments due: May 19, 2004
Click to submit comments on SR-NSX-2004-03
|
SR-CSE-2003-11 | | 34-48738 |
Oct. 31, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Cincinnati Stock Exchange Relating to Shareholder Approval of Equity Compensation Plans
|
SR-CSE-2002-06 | | 34-46159 |
Jul. 2, 2002 |
Order of Summary Abrogation
File Nos.: SR-NASD-2002-61, SR-NASD-2002-68 and SR-PCX-2002-37 |
| Release No. |
Date |
Details |
SR-NSX-2004-11 |
| 34-50145 |
Aug. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Workstation Fee
Comments due: September 2, 2004
Click to submit comments on SR-NSX-2004-11
|
SR-NSX-2004-10 |
| 34-49998 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Corporate Governance
Comments due: August 6, 2004
Click to submit comments on SR-NSX-2004-10
|
SR-NSX-2004-09 |
| 34-50190 |
Aug. 12, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Amend NSX’s SOR and Tape B Market Data Revenue Sharing Programs
Comments due: September 9, 2004
Click to submit comments on SR-NSX-2004-09
|
SR-NSX-2004-08 |
| 34-50146 |
Aug. 4, 2004 |
Notice of Filing of Proposed Rule Change Relating to Manual Processing Fee
Comments due: September 2, 2004
Click to submit comments on SR-NSX-2004-08
|
SR-NSX-2004-05 |
| 34-49792 |
Jun. 2, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Liquidity Provider Fee and Rebate Pilot Program
Comments due: June 30, 2004
Click to submit comments on SR-NSX-2004-05
|
SR-NSX-2004-04 |
| 34-49913 |
Jun. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend an Existing Pilot Rule that Stipulates the Price Increment by which Designated Dealers Must Better Customer Orders
Comments Due: July 23, 2004
Click to submit comments on SR-NSX-2004-04
|
SR-NSX-2004-03 |
| 34-49586 |
Apr. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock Exchange Amending its Fee Schedule to Cap Members Monthly Transaction Fees and Reduce the Designated Dealer's Principal Activity Fees
Comments due: May 19, 2004
Click to submit comments on SR-NSX-2004-03
|
SR-NSX-2004-02 |
| 34-50475 |
Sep. 30, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Anti-Money Laundering Compliance Programs
|
| 34-50198 |
Aug. 13, 2004 |
Notice of Proposed Rule Change and Amendment No. 1 to Adopt an Anti-Money Laundering Compliance Program Rule
Comments due: September 10, 2004.
Click to submit comments on SR-NSX-2004-02
|
SR-CSE-2003-11 | | 34-48738 |
Oct. 31, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Cincinnati Stock Exchange Relating to Shareholder Approval of Equity Compensation Plans
|
SR-CSE-2002-06 | | 34-46159 |
Jul. 2, 2002 |
Order of Summary Abrogation
File Nos.: SR-NASD-2002-61, SR-NASD-2002-68 and SR-PCX-2002-37 |
http://www.sec.gov/rules/sro/nsx.shtml
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